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Monday, January 06, 2020

Equity Regulatory Alert #2020 - 1
Consolidated Audit Trail (CAT) Webcast Alert


  • Industry Update

Markets Impacted:

Contact Information:


On Wednesday, January 8, 2020, at 2:00 p.m. ET, the Consolidated Audit Trail, LLC and FINRA CAT, LLC will be hosting a CAT 101 Industry Webinar. This webinar is designed for Industry Members that may be new to, or less familiar with, CAT and will provide an introduction to the reporting requirements, timelines and mechanics of the Consolidated Audit Trail.

Please forward this meeting invite to any interested parties who would like to attend.

Please contact the FINRA CAT Helpdesk or (888) 696-3348 with any questions regarding these materials.

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