Friday, October 6, 2017
Options Regulatory Alert #2017 - 52
Nasdaq Introduces New Compliance Report
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Markets Impacted:Contact Information:
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The following INET Compliance Report will be available for Market Maker firms on Nasdaq PHLX (Phlx), Nasdaq GEMX, Nasdaq ISE and Nasdaq MRX beginning Monday October 9, 2017.
The reports will be available via the Market Maker’s existing Nasdaq SFTP Secure Server output directory. If you need any additional information regarding your Secure Server account please reach out to Nasdaq Subscriber Services. If you have any questions regarding the reports or the content of the report please reach out to Nasdaq Market Regulation at (215) 496 5545. |
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Nasdaq (Nasdaq: NDAQ) is a leading global provider of trading, clearing, exchange technology, listing, information and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 90 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 3,900 total listings with a market value of approximately $13 trillion. To learn more, visit: business.nasdaq.com.