Monday, September 17, 2018
Options Regulatory Alert #2018 - 26
Nasdaq Market Regulation announces changes to Post-Trade Reporting Specialist/PMM Opening Quote Performance
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Effective September 17, 2018, Nasdaq Market Regulation staff will only contact PMMs/ Specialists if there is an apparent violation of PHLX Rule 1017(d) and ISE, GEMX, MRX Rules 701(c)(iii). The routine communication of daily opening quotes summary reports will cease. Daily opening quote summary reports will still be available through the PMM/Specialist opening quote SFTP surveillance report located in Report HQ and the Nasdaq SFTP Secure Server output directory. Opening Process:
If you need any additional information regarding your Report HQ account please contact Nasdaq Subscriber Services at (212) 231-5180, Option 3. If you have any questions regarding the reports or the content of the report please reach out to Nasdaq Market Regulation at (215) 496 5545. |
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