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Monday, November 26, 2018

Options Regulatory Alert #2018 - 37
In-Person Presentations on Options Reporting Requirements for the Consolidated Audit Trail

Category:

  • Regulatory

Markets Impacted:

Contact Information:

  • CAT HELP Desk Phone Number: (833)-CAT-SERV or 833-228-7378

Resources:

The CAT NMS, LLC Operating Committee is hosting in-person presentations on options reporting requirements for the Consolidated Audit Trail. During these presentations, the SROs and Thesys CAT LLC will provide information on the reporting of options orders in accordance with the CAT Reporting Technical Specifications for Industry Members; including detailed discussions of reporting scenarios, implementation timelines and registration.

Additional information on the presentation schedule and registration information can be found below.

  • Thursday, November 29, 2018 – Deloitte - 1221 Avenue of the Americas, New York, NY 10020 (Register by 11/23/2018) - 4:15PM-5:30PM – Registration Link
  • Tuesday, December 4, 2018 – Cboe Global Markets- 400 S LaSalle St., Chicago, IL 60605 (Register by 11/30/2018) - 4:15PM-5:30PM – Registration Link
  • Tuesday, January 29, 2019 – Deloitte - 30 Rockefeller Plaza, New York, NY, 10112 (Register by 1/22/2019) - 4:15PM-5:30PM – Registration Link
  • Thursday January 31, 2019 – Cboe Global Markets- 400 S LaSalle St., Chicago, IL 60605 (Register by 1/22/2019) - 4:15PM-5:30PM – Registration Link

There will be a conference dial-in for remote access for those unable to attend in person.

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