Welcome to NASDAQtrader.com for Options and Futures

Monday, January 6, 2020

Options Regulatory Alert #2020 - 1
Consolidated Audit Trail (CAT) Webcast Alert

Category:

  • Industry Update

Markets Impacted:

Contact Information:

Resources:

On Wednesday, January 8, 2020, at 2:00 p.m. ET, the Consolidated Audit Trail, LLC and FINRA CAT, LLC will be hosting a CAT 101 Industry Webinar. This webinar is designed for Industry Members that may be new to, or less familiar with, CAT and will provide an introduction to the reporting requirements, timelines and mechanics of the Consolidated Audit Trail.

Please forward this meeting invite to any interested parties who would like to attend.

Please contact the FINRA CAT Helpdesk or (888) 696-3348 with any questions regarding these materials.


Please follow Nasdaq on Facebook RSS and Twitter.

Nasdaq (Nasdaq: NDAQ) is a leading global provider of trading, clearing, exchange technology, listing, information and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 90 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 3,900 total listings with a market value of approximately $13 trillion. To learn more, visit: business.nasdaq.com.