Monday, September 18, 2017

Equity Corporate Actions Alert #2017 - 22
Information Regarding Share Exchange for SPI Energy Co., Ltd. (SPI)

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  • Industry Announcement

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Effective at the open of business on Tuesday, September 19, 2017 the American Depositary Shares of SPI Energy Co., Ltd. (SPI) will be exchanged for Ordinary Shares. Each ADS will be exchanged for ten (10) Ordinary shares on a mandatory basis. In conjunction with this exchange SPI will begin trading under a new security type, CUSIP, and par value. There is no change to the ticker symbol or corporate name. The details are as follows:

The details of the name, symbol, & CUSIP changes are follows:

Current: New:
CUSIP number: 78470H109 G8651P102
Security Type: American Depositary Shares Ordinary Shares (Cayman Islands)
Par Value: .0001 .000001
Share Conversion: 1 ADS 10 Ordinary Shares

If you would like to register as a market maker in SPI, contact Nasdaq Trading Services at +1 212 231 5100.



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