Wednesday, June 29, 2016

Equity Trader Alert #2016 - 143
Limit Up/Limit Down Exchange Traded Product Tier 1 List Update

Category:

  • New Functionality

Markets Impacted:

Contact Information:

Resources:

ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan will be updated effective Friday, July 1, 2016.

Nasdaq in conjunction with other listing exchanges has updated the list of ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan (LULD Plan). The updated list of Tier 1 ETPs can be found here and will be effective as of Friday, July 1, 2016.

The following symbols will move from Tier 2 to Tier 1:

PDBCPowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
FVCFirst Trust Dorsey Wright Dynamic Focus 5 ETF
ENZLiShares MSCI New Zealand Capped ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF

The following symbol will move from Tier 1 to Tier 2:

DWTRPowerShares DWA Tactical Sector Rotation Portfolio
DXGEWisdomTree Germany Hedged Equity Fund
DXJSWisdomTree Japan Hedged SmallCap Equity Fund
EEMAiShares MSCI Emerging Markets Asia ETF
FEMFirst Trust Emerging Markets AlphaDEX Fund
FKUFirst Trust United Kingdom AlphaDEX Fund
IDLBPowerShares FTSE International Low Beta Equal Weight Portfolio
PSCHPowerShares S&P SmallCap Health Care Portfolio
PSCTPowerShares S&P SmallCap Information Technology Portfolio
QABAFirst Trust NASDAQ ABA Community Bank Index Fund
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
USLBPowerShares Russell Low Beta Equal Weight Portfolio
VUSEVident Core US Equity ETF
ZIVVelocityShares Daily Inverse VIX Medium Term ETN

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