Friday, June 28, 2019

Equity Trader Alert #2019 - 51
Limit Up/Limit Down Exchange Traded Product Tier 1 List Update


  • Industry Announcement

Markets Impacted:

Contact Information:


ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan (LULD Plan) will be updated effective Monday, July 1, 2019.

Nasdaq in conjunction with other listing exchanges has updated the list of ETPs eligible for Tier 1 of the LULD Plan. The updated list of Tier 1 ETPs can be found here and will be effective as of Monday, July 1, 2019.

The following symbols will move from Tier 2 to Tier 1:

PUI Invesco DWA Utilities Momentum ETF
PHO Invesco Water Resources ETF
IEUS iShares MSCI Europe Small-Cap ETF
ENZL iShares MSCI New Zealand ETF
MDIV First Trust Multi-Asset Diversified Income Index Fund
CXSE WisdomTree China ex-State-Owned Enterprises Fund
LVHD Legg Mason Low Volatility High Dividend ETF
CLOU Global X Cloud Computing ETF

The following symbols will move from Tier 1 to Tier 2:

RFDI First Trust Riverfront Dynamic Developed International ETF
DWAS Invesco DWA SmallCap Momentum ETF
QABA First Trust NASDAQ ABA Community Bank Index Fund
PTH Invesco DWA Healthcare Momentum ETF
HYZD WisdomTree Interest Rate Hedged High Yield Bond Fund
WOOD iShares Global Timber & Forestry ETF
VTWG Vanguard Russell 2000 Growth ETF
FTGC First Trust Global Tactical Commodity Strategy Fund
CSML IQ Chaikin U.S. Small Cap ETF
FNY First Trust Mid Cap Growth AlphaDEX Fund
FCVT First Trust SSI Strategic Convertible Securities ETF
VIIX VelocityShares VIX Short-Term ETN
FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund
FBZ First Trust Brazil AlphaDEX Fund

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