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Thursday, December 19, 2019

Equity Trader Alert #2019 - 94
Nasdaq Report HQ Migration Required for FINRA/Nasdaq TRF and Nasdaq Reports

Category:

  • Action Required

Markets Impacted:

Contact Information:

Resources:

Nasdaq upgraded its FINRA/Nasdaq TRFTM and Equity reporting services with the Nasdaq Report HQ as communicated in ETA2018-70. Nasdaq Report HQ is a central platform for ordering current day and historical alerts and execution reports from Nasdaq systems and applications. Since September 2018, FINRA/Nasdaq TRF reports have been available through Nasdaq Report Center and Nasdaq Report HQ on a daily subscription and ad-hoc basis through download or secure FTP.

Effective January 30, 2020, the below listed reports will be available in Nasdaq Report HQ and will no longer be available in Nasdaq Report Center.

Report Name
Equity Trade Journal
Equity Trade Journal by Security
Equity Trade Journal for Clearing Firms
Reg Recon Reg NMS Daily History (a.k.a. Trade Through Alerts)
Limit Locator Alerts
Limit Locator As Of Alerts
InterACT Trade Report
Market Event Recap
Regulatory Transaction Fee

Equity Trade Journal BX and PSX reports will be migrated from Nasdaq Report Center to Nasdaq Report HQ in January 2020. More details to follow.

Effective January 30, 2020, the ACT Recap Message service in Nasdaq Report Center will be retired. For comparable information, customers are encouraged to subscribe to the Equity Trade Journal for execution reporting.

For customers with Nasdaq Report Center subscriptions to any of the listed reports, please download historical data from the secure FTP for your record keeping by January 27, 2020.

For information on how to set up a new account in Nasdaq Report HQ, please see the Report HQ Quick Start Guide.

Questions

Please contact Nasdaq Subscriber Services or Nasdaq Trading Services at +1 212 231 5180 with any questions.

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FINRATM, Trade Reporting FacilityTM and TRFTM are trademarks of Financial Industry Regulatory Authority, Inc.; FINRA/Nasdaq TRFTM is used under the license for Financial Industry Regulatory Authority, Inc.


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