2012-06-13T16:57:46.947 165746 2012-09-07T00:00:00 Addition

AAMUSX

00770B301

Advisors Dis Tr 771 International Bond Ptf-ATradewinds Ptf Srs 6

Advisors Asset Management, Inc.

Advisors Asset Management Inc

USD 2012-09-07T00:00:00 O

2012-09-07T00:00:00

2017-04-01T00:00:00

Effe date chg 2012-06-13T16:57:47.933 165747 2012-07-31T00:00:00 Addition

GGASX

380131458

GMO Global Equity Allocation Series Fund Class R6

Grantham, Mayo, Van Otterloo & Co. (GMO)

State Street Bank & Trust Company

USD 2012-07-31T00:00:00 O

2012-06-13T16:57:48.433 165748 2012-07-09T00:00:00 Addition

AQVIX

00203H651

AQR Risk-Balanced Commodities Strategy LV Fund Class I

AQR Funds

Chase Global Funds

USD 2012-07-09T00:00:00 O

2012-06-13T16:57:48.65 165748 2012-08-31T00:00:00 Addition

TSBRX

87245R714

TIAA-CREF Social Choice Bond Fd Retail Cl

TIAA-CREF Mutual Funds

State Street Bank & Trust Company

USD 2012-08-31T00:00:00 O

2012-06-13T16:57:48.883 165748 2012-06-14T00:00:00 MFQS Attribute Change 2012-06-04T00:00:00

OIHRX

68002T820

360873178

Old Mutual Heitman REIT Fund Class I

Heitman REIT Fund Class I

Old Mutual Advisor Funds

FundVantage

Bank of New York

BNY Mellon Asset Servicing

USD 2006-11-01T00:00:00 O

0 0 0.00

2012-06-13T16:57:49.183 165749 2012-07-18T00:00:00 Addition

WILJX

969251685

William Blair International Leaders Fd Cl Inst

Wm Blair Funds

State Street Bank & Trust Company

USD 2012-07-18T00:00:00 O

2012-06-13T16:57:49.4 165749 2012-07-10T00:00:00 Addition

NMFIX

665162384

Northern Multi-Manager Global Listed Infrastructure Fd

Northern Funds

Northern Trust Securities, Inc.

USD 2012-07-10T00:00:00 O

2012-06-13T16:57:49.633 165749 2012-07-02T00:00:00 MFQS Attribute Change 2012-07-02T00:00:00

MAFRX

72388E407

Pioneer multi-Asset Floating Rate Fund Class A

Pioneer Multi-Asset Ultrashort Income Fd Cl A

Pioneer Management Corp.

Brown Brothers Harriman & Co.

USD 2011-04-29T00:00:00 O

39000000.00

2012-06-13T16:57:49.853 165749 2012-07-18T00:00:00 Addition

WILIX

969251719

William Blair International Leaders Fd Cl I

Wm Blair Funds

State Street Bank & Trust Company

USD 2012-07-18T00:00:00 O

2012-06-13T16:57:50.057 165750 2012-07-02T00:00:00 MFQS Attribute Change 2012-07-02T00:00:00

MCFRX

72388E506

Pioneer Multi-Asset Floating Rate Fund Class C

Pioneer Multi-Asset Ultrashort Income Fd Cl C

Pioneer Management Corp.

Brown Brothers Harriman & Co.

USD 2011-04-29T00:00:00 O

39000000.00

2012-06-13T16:57:50.23 165750 2012-07-09T00:00:00 Addition

AQVNX

00203H669

AQR Risk-Balanced Commodities Strategy LV Fund Class N

AQR Funds

Chase Global Funds

USD 2012-07-09T00:00:00 O

2012-06-13T16:57:50.447 165750 2012-06-15T00:00:00 Addition

AAMOFX

00770P847

Advisors Disp Tr 821 Business Development Company Opp Ptf Srs 2012-1

Advisors Asset Management, Inc.

Advisors Asset Management Inc

USD 2012-06-15T00:00:00 O

2012-06-15T00:00:00

2014-06-13T00:00:00

2012-06-13T16:57:50.68 165750 2012-06-14T00:00:00 MFQS Attribute Change 2012-06-04T00:00:00

OBRTX

68002Q297

360873186

Old Mutual Adv Fds II, Old Mutual Heitman REIT Fd Cl Z

Heitman REIT Fd Cl Z

Old Mutual Advisor Funds

FundVantage

Old Mutual Adv Fd II

HeitREIT Z

Bank of New York

BNY Mellon Asset Servicing

USD 1993-04-08T00:00:00 O

168 0 96000000.00

2012-06-13T16:57:50.963 165750 2012-07-02T00:00:00 MFQS Attribute Change 2012-07-02T00:00:00

MYFRX

72388E605

Pioneer Multi-Asset Floating Rate Fund Class Y

Pioneer Multi-Asset Ultrashort Income Fd Cl Y

Pioneer Management Corp.

Brown Brothers Harriman & Co.

USD 2011-04-29T00:00:00 O

39000000.00

2012-06-13T16:57:51.197 165751 2012-06-15T00:00:00 Addition

AAMPFX

00770W198

Advisrs Disp Tr 907 Emerging Mkts Dividend Ptf Srs 2012-1

Advisors Asset Management, Inc.

Advisors Asset Management Inc

USD 2012-06-15T00:00:00 O

2012-06-15T00:00:00

2014-06-13T00:00:00

2012-06-13T16:57:51.417 165751 2012-08-31T00:00:00 Addition

TSBIX

87245R672

TIAA-CREF Social Choice Bond Fd Inst Cl

TIAA-CREF Mutual Funds

State Street Bank & Trust Company

USD 2012-08-31T00:00:00 O

2012-06-13T16:57:51.633 165751 2012-06-14T00:00:00 Deletion 2012-06-14T00:00:00

DOIGX

257368100

Foxhill Global Trends Fund

Dominion Funds

Gemini Fund Services, LLC

USD

Q 2012-06-13T16:57:51.917 165751 2012-08-31T00:00:00 Addition

TSBPX

87245R680

TIAA-CREF Social Choice Bond Fd Premier Cl

TIAA-CREF Mutual Funds

State Street Bank & Trust Company

USD 2012-08-31T00:00:00 O

2012-06-13T16:57:52.133 165752 2012-08-31T00:00:00 Addition

TSBBX

87245R698

TIAA-CREF Social Choice Bond Fd Retirement Cl

TIAA-CREF Mutual Funds

State Street Bank & Trust Company

USD 2012-08-31T00:00:00 O

2012-06-13T16:57:52.353 165752 2012-06-14T00:00:00 MFQS Attribute Change 2012-06-04T00:00:00

OARTX

68002Q792

360873194

Old Mutual Adv Fds II, Old Mutual Heitman REIT Fund Class A

Heitman REIT Fund Class A

Old Mutual Advisor Funds

FundVantage

Bank of New York

BNY Mellon Asset Servicing

USD 2003-10-10T00:00:00 O

0 9 0.00

2012-06-13T23:54:02.393 235402 2012-06-15T00:00:00 UIT Replacement

FTSBPX

FHLIFX

30276Y208

30290G258

First Trust 2457 Interest Rate Hedge Portfolio Series 5

First Trust 3580 Interest Rate Hedge Portfolio Series 47

First Trust Portfolios L.P.

USD 2012-06-15T00:00:00 O

0 0 0.00

2010-05-11T00:00:00

2012-06-15T00:00:00

2012-06-04T00:00:00

2014-06-17T00:00:00

Appeared on Daily List of 6/4/2012 2012-06-13T23:54:27.53 235427 2012-07-02T00:00:00 UIT Replacement

FMCGLX

FMCGMX

30277G255

30279W258

First Trust 2857 Nasdaq Target 15 2Q 11 Term 6/29/12

First Trust Portfolios L.P.

USD 2011-03-31T00:00:00 O

0 0 0.00

2011-03-31T00:00:00

2012-07-02T00:00:00

2012-06-29T00:00:00

2013-10-09T00:00:00

Test UIT Replacement Record for Withdraw Action. 2012-06-13T00:00:00