2012-06-14T16:54:40.897 165440 2012-06-15T00:00:00 Addition US E VKTGTX 92120V269 Van Kampen 1232 Technology Ptf 2012-3 Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. D US USD 2012-06-19T00:00:00 O 2012-06-19T00:00:00 2013-09-18T00:00:00 C C 2012-06-14T16:55:04.287 165504 2012-06-18T00:00:00 Addition MS Z AYDIX 003021540 Aberdeen Global High Yield Bond Fd Insti Svc Cl Aberdeen Funds State Street Bank & Trust Company D US USD 2012-06-20T00:00:00 O 0 0 0.00 2012-06-14T16:55:30.173 165530 2012-06-18T00:00:00 Deletion 2012-06-21T00:00:00 MF Z DGEIX 25434D674 Dimensional Investment Grp Global Eq Portf Cl I DFA Funds Dimensional Fds GlEqInst BNY Mellon Asset Servicing D US USD 1900-01-01T00:00:00 Q 2012-06-14T16:55:51.673 165551 2012-06-15T00:00:00 Deletion 2012-06-29T00:00:00 MF Z FAVFX 315916767 Fidelity Advisor Value Class A Fidelity Investments Fidelity Advisor A: FAValA p/r Fidelity Investments Institutional Services Company, Inc. D US USD 1900-01-01T00:00:00 L 2012-06-14T16:56:22.56 165622 2012-06-18T00:00:00 MFQS Attribute Change 2012-08-01T00:00:00 MF MF Z Z AEYIX AEYIX 025076746 5CCPYR3P7 American Century Equity Income - C Class American Century Equity Income - C Class TEST American Century Investments American Century Investments American Century Adv American Century Adv EqIncC p EqIncC p State Street Bank & Trust Company State Street Bank & Trust Company D D US USD 2011-08-01T00:00:00 O Nowasell Nowasell 2012-06-18T00:00:00 0 0 43700000.00 2012-06-14T16:56:50.963 165650 2012-06-15T00:00:00 MFQS Attribute Change 2012-10-26T00:00:00 MF MF Z Z PIOCX PIOCX 746802636 2XL435TD2 Putnam International New Opportunities Fd C Putnam International New Opportunities Fd C TEST Putnam Investments Putnam Investments Putnam Funds Class C Putnam Funds Class A IntlNop IntlNop State Street Bank & Trust Company State Street Bank & Trust Company D D US USD 2011-10-03T00:00:00 O Mccann Mccann 2012-06-15T00:00:00 2202 29800000.00 2012-06-14T16:57:33.773 165733 2012-06-18T00:00:00 UIT Replacement 2012-05-18T00:00:00 US US D D CGSHOX CGSOOX 40166D701 FUFOV3CY3 Guggenheim Def 869 Guggenheim Short Duration Hi Yld tr Srs 15 Guggenheim Def 869 Guggenheim Short Duration Hi Yld tr Srs 15 TEST Guggenheim Funds Distributors, Inc. Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. Claymore Securities, Inc. D D US USD 2012-05-18T00:00:00 O 2012-05-18T00:00:00 2012-05-18T00:00:00 2021-06-15T00:00:00 2021-06-15T00:00:00 C C C C 2012-06-14T16:58:20.677 165820 2012-06-15T00:00:00 UIT Replacement US US D D VKOBOX VKOBBX 37990N103 KUS3L5V40 Global Bond Income Trust Series 1 Global Bond Income Trust Series 1 TEST Van Kampen Funds, Inc. (UIT) Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. Van Kampen Funds Inc. D I US USD 2011-12-15T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 82000000.00 2011-12-15T00:00:00 2011-12-15T00:00:00 2037-12-15T00:00:00 2037-12-15T00:00:00 C C C C 2012-06-14T16:58:44.83 165844 2012-06-15T00:00:00 Restore 2010-07-28T00:00:00 MS Z COMMX 98147A501 Commonwealth Small Cap Fund I Shs World Funds, Inc. Commonwealth Fund Accounting Inc. D US USD 1900-01-01T00:00:00 0 0 0.00 2012-06-14T16:59:00.797 165900 2012-06-18T00:00:00 Restore MF Z HYBAX 94975J789 Wells Fargo Advantage High Yield Bond Fund Class A Wells Fargo Advantage Funds BNY Mellon Asset Servicing D US USD 1900-01-01T00:00:00 0 657 222.80 2012-06-14T17:38:47.77 173847 2012-06-15T00:00:00 Withdraw - Deletion 2012-06-29T00:00:00 MF Z FAVFX 315916767 Fidelity Advisor Value Class A Fidelity Investments Fidelity Advisor A: FAValA p/r Fidelity Investments Institutional Services Company, Inc. D US USD 1900-01-01T00:00:00 L 2012-06-14T17:38:48.613 173848 2012-06-18T00:00:00 Withdraw - MFQS Attribute Change 2012-08-01T00:00:00 MF MF Z Z AEYIX AEYIX 025076746 5CCPYR3P7 American Century Equity Income - C Class American Century Equity Income - C Class TEST American Century Investments American Century Investments American Century Adv American Century Adv EqIncC p EqIncC p State Street Bank & Trust Company State Street Bank & Trust Company D D US USD 2011-08-01T00:00:00 O Nowasell Nowasell 2012-06-18T00:00:00 0 0 43700000.00 2012-06-14T17:38:48.927 173848 2012-06-15T00:00:00 Withdraw - MFQS Attribute Change 2012-10-26T00:00:00 MF MF Z Z PIOCX PIOCX 746802636 2XL435TD2 Putnam International New Opportunities Fd C Putnam International New Opportunities Fd C TEST Putnam Investments Putnam Investments Putnam Funds Class C Putnam Funds Class A IntlNop IntlNop State Street Bank & Trust Company State Street Bank & Trust Company D D US USD 2011-10-03T00:00:00 O Mccann Mccann 2012-06-15T00:00:00 2202 29800000.00 2012-06-14T17:38:49.347 173849 2012-06-18T00:00:00 Withdraw - UIT Replacement 2012-05-18T00:00:00 US US D D CGSHOX CGSOOX 40166D701 FUFOV3CY3 Guggenheim Def 869 Guggenheim Short Duration Hi Yld tr Srs 15 Guggenheim Def 869 Guggenheim Short Duration Hi Yld tr Srs 15 TEST Guggenheim Funds Distributors, Inc. Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. Claymore Securities, Inc. D D US USD 2012-05-18T00:00:00 O 2012-05-18T00:00:00 2012-05-18T00:00:00 2021-06-15T00:00:00 2021-06-15T00:00:00 C C C C 2012-06-14T17:38:49.643 173849 2012-06-15T00:00:00 Withdraw - UIT Replacement US US D D VKOBOX VKOBBX 37990N103 KUS3L5V40 Global Bond Income Trust Series 1 Global Bond Income Trust Series 1 TEST Van Kampen Funds, Inc. (UIT) Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. Van Kampen Funds Inc. D I US USD 2011-12-15T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 82000000.00 2011-12-15T00:00:00 2011-12-15T00:00:00 2037-12-15T00:00:00 2037-12-15T00:00:00 C C C C 2012-06-14T17:38:50.613 173850 2012-06-15T00:00:00 Withdraw - Addition US E VKTGTX 92120V269 Van Kampen 1232 Technology Ptf 2012-3 Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. D US USD 2012-06-19T00:00:00 O 2012-06-19T00:00:00 2013-09-18T00:00:00 C C 2012-06-14T17:38:51.033 173851 2012-06-18T00:00:00 Withdraw - Addition MS Z AYDIX 003021540 Aberdeen Global High Yield Bond Fd Insti Svc Cl Aberdeen Funds State Street Bank & Trust Company D US USD 2012-06-20T00:00:00 O 0 0 0.00 2012-06-14T17:38:52.83 173852 2012-06-18T00:00:00 Withdraw - Deletion 2012-06-21T00:00:00 MF Z DGEIX 25434D674 Dimensional Investment Grp Global Eq Portf Cl I DFA Funds Dimensional Fds GlEqInst BNY Mellon Asset Servicing D US USD 1900-01-01T00:00:00 Q 2012-06-14T17:38:53.863 173853 2012-06-18T00:00:00 Addition SP S XCPTAX 180604100 Clarion Partners Property Trust Inc. Cl A TEST Clarion Partners Property Trust Inc. BNY Mellon Asset Servicing D US USD 2012-07-12T00:00:00 O New Effective Date 2012-06-14T17:38:54.143 173854 2012-07-02T00:00:00 Withdraw - UIT Replacement US US E E FMCGLX FMCGMX 30277G255 30279W258 First Trust 2857 Nasdaq Target 15 2Q 11 Term 6/29/12 First Trust 2857 Nasdaq Target 15 2Q 11 Term 6/29/12 First Trust Portfolios L.P. First Trust Portfolios L.P. First Trust Portfolios L.P. First Trust Portfolios L.P. D D US USD 2011-03-31T00:00:00 O 0 0 0.00 2011-03-31T00:00:00 2012-07-02T00:00:00 2012-06-29T00:00:00 2013-10-09T00:00:00 C C C C Test UIT Replacement Record for Withdraw Action. 2012-06-14T17:38:54.47 173854 2012-06-18T00:00:00 Deletion 2011-05-23T00:00:00 MF Z NSMUX 19765J335 Columbia Fds Srs Tr, Columbia Short-Term Municipal Income Class C Columbia Funds Columbia Class C STMuC p/r Ameriprise Financial, Inc. D US USD M FINSX OLUPYBRW0 2012-06-14T17:38:54.707 173854 2012-06-18T00:00:00 Restore MS Z VNUSX 928888809 Vontobel U.S. Equity Fund Vontobel Funds, Inc. Brown Brothers Harriman & Co. D US USD 1900-01-01T00:00:00 2012-06-14T17:38:54.94 173854 2012-06-15T00:00:00 Restore 2011-08-26T00:00:00 MF Z EGIBX 94984B132 WFA Core Equity Fund Class B Wells Fargo Advantage Funds Wells Fargo Adv Cl B CoreEqB State Street Bank & Trust Company D US USD 1900-01-01T00:00:00 1016 25570 9900000.00 2012-06-14T17:38:55.237 173855 2012-06-18T00:00:00 MFQS Attribute Change 2012-06-22T00:00:00 MF MS Y Y XPTYX XPPPX 72201B101 Q3QQGKGM5 PIMCO Corporate & Income Opportunity Fund Advisors PIMCO TEST Allianz Advisors Funds (NY) Advisors Asset Management, Inc. XNYS XNYS PTY XPPPX PIMCO Stratg PIMCO CorpIncOpp State Street Bank & Trust Company Advisors Asset Management Inc D D US USD 2012-07-01T00:00:00 10000.00 10000.00 O 80 2012-06-13T00:00:00 11 2012-06-13T00:00:00 442000000.00 2012-06-13T00:00:00 2012-06-14T17:38:55.487 173855 2012-06-15T00:00:00 Addition $S G PTAXX 72201P837 PIMCO Treasury Money Market Fund Administrative Class TEST Allianz Advisors Funds (CA) State Street Bank & Trust Company D US USD 2012-06-20T00:00:00 O 0 0 0.00 2012-06-14T17:38:55.767 173855 2012-06-15T00:00:00 MFQS Attribute Change 2012-06-21T00:00:00 MF MF Z Z HMSFX HMSSX 431112549 GHCJR3GI1 HighMark Short Term Bond Fund Fiduciary Shares HighMark Harding Test HighMark Funds Harding, Loevner Funds, Inc. HighMark Funds Harding Loevner ShtTermBdF ShtTermBdF BNY Mellon Asset Servicing Northern Trust Securities, Inc. D D US USD 2012-06-15T00:00:00 O 2000 92 54500000.00 2012-06-14T17:38:56.08 173856 2012-06-18T00:00:00 UIT Replacement 2012-03-12T00:00:00 US US E D CEPDIX XEPIIX 18386B432 PZATPIQJ7 Claymore Sec Def 453 Closed-End Preferred and Inc Ptf Srs 9 Claymore Sec Def 453 Closed-End Preferred and Inc Ptf Srs 9 Guggenheim Funds Distributors, Inc. Van Kampen Funds, Inc. (UIT) Claymore Securities, Inc. Van Kampen Funds Inc. D D US USD 2012-04-05T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 0 0 0.00 2007-12-12T00:00:00 2007-12-12T00:00:00 2012-12-12T00:00:00 2012-12-12T00:00:00 R R C C 2012-06-14T17:38:56.3 173856 2012-06-15T00:00:00 Deletion 2012-06-25T00:00:00 MF Z FIIMX 315807487 Fidelity Advisor Mid Cap II Fund Class I Fidelity Investments Fidelity Advisor I: AdvMdCpII I Fidelity Investments Institutional Services Company, Inc. D US USD 1900-01-01T00:00:00 A FINSX V42KZYKX6 2012-06-14T17:38:56.61 173856 2012-06-15T00:00:00 UIT Replacement US US E E VKHRRX VKHHHX 92121V508 GBQDGZMD7 Van Kampen 1201 Enhanced Sector Strategy Sector Rotation Portfolio 2012-2 Van Kampen 1201 Enhanced Sector Strategy Sector Rotation Portfolio 2012-2 Van Kampen Funds, Inc. (UIT) Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. Van Kampen Funds Inc. D D US USD 2012-03-09T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 111 2012-03-09T00:00:00 2012-03-09T00:00:00 2013-06-10T00:00:00 2013-06-10T00:00:00 C C C C 2012-06-14T18:00:05.69 180005 2012-06-15T00:00:00 Addition MS Z GAKNX 00768D335 Kellner Merger Fund Institutional Class TEST Advisors Series Trust U.S. Bancorp Fund Services, LLC D US USD 2012-06-15T00:00:00 O 2012-06-14T00:00:00