2012-06-12T17:15:40.913 171540 2012-06-13T00:00:00 Addition US E CCCIAX 40166D354 Guggenheim Def 911 Covered Call & Income Ptf of CEF Srs 29 Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-11T00:00:00 R R 2012-06-12T17:15:41.147 171541 2012-06-13T00:00:00 Addition US E CCEEGX 40166D313 Guggenheim Def 911 Equity & Income Ptf of CEF Sr 32 Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-11T00:00:00 R R 2012-06-12T17:15:41.367 171541 2012-06-13T00:00:00 Addition US E CICEQX 40166D438 Guggenheim Def 912 Income & Treasury Ltd Ptf of Funds Srs 21 Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-11T00:00:00 R R 2012-06-12T17:15:41.587 171541 2012-06-13T00:00:00 Addition US E CSIPHX 40166D396 Guggenheim Def 911 Strategic Income Ptf Srs 63 Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-11T00:00:00 R R 2012-06-12T17:15:42.693 171542 2012-06-13T00:00:00 Addition MS Z AUSCX 003021524 Aberdeen Ultra Short Duration Bond Fd Cl C Aberdeen Funds State Street Bank & Trust Company D US USD 2012-06-04T00:00:00 O 0 2012-06-08T00:00:00 0 2012-06-08T00:00:00 0.00 2012-06-08T00:00:00 2012-06-12T17:15:43.49 171543 2012-06-13T00:00:00 Addition US E FKKERX 30280D240 First Trust 3643 Homebuilders Recovery Portfolio Series 2 First Trust Portfolios L.P. First Trust Portfolios L.P. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2017-06-13T00:00:00 C C 2012-06-12T17:15:43.71 171543 2012-06-13T00:00:00 Addition US E FPNEVX 30280B756 First Trust 3641 Preferred Income Portfolio Series 53 First Trust Portfolios L.P. First Trust Portfolios L.P. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-16T00:00:00 C C 2012-06-12T17:15:43.93 171543 2012-06-13T00:00:00 Addition US E FRADHX 30280B707 First Trust 3640 Municipal Income Select Closed-End Portfolio Series 40 First Trust Portfolios L.P. First Trust Portfolios L.P. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-16T00:00:00 C C 2012-06-12T17:15:44.147 171544 2012-06-13T00:00:00 Addition US E FTCWLX 30290G654 First Trust 3613 U.S. Equity Closed-End Portfolio Series 3 First Trust Portfolios L.P. First Trust Portfolios L.P. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2014-06-16T00:00:00 C C 2012-06-12T17:15:44.367 171544 2012-06-13T00:00:00 Addition US D VGTWSX 46136E604 Investment Grade Income Trust 10-20 Year Series 26 Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. D US USD 2012-06-13T00:00:00 O 2012-06-13T00:00:00 2032-06-13T00:00:00 C C 2012-06-12T17:15:44.633 171544 2012-06-13T00:00:00 Addition MS Z PBCKX 74255L589 Principal Funds, Inc. Blue Chip Fd Inst Cl Principal Funds, Inc. Princor Financial Services Corp. D US USD 2012-06-13T00:00:00 O 2012-06-12T17:15:44.867 171544 2012-06-13T00:00:00 Addition MS Z PMDDX 74255L613 Principal Funds, Inc. Small-MidCap Dividend Income Fd Cl C Principal Funds, Inc. Princor Financial Services Corp. D US USD 2012-06-13T00:00:00 O 2012-06-12T17:15:45.117 171545 2012-06-13T00:00:00 Addition MS Z PMOAX 74255L639 Principal Funds, Inc. Oppurtunistic Municipal Fd Cl A Principal Funds, Inc. Princor Financial Services Corp. D US USD 2012-06-13T00:00:00 O 2012-06-12T17:15:45.35 171545 2012-06-13T00:00:00 Addition MS Z PMODX 74255L621 Principal Funds, Inc. Opportunistic Municipal Fd Cl C Principal Funds, Inc. Princor Financial Services Corp. D US USD 2012-06-13T00:00:00 O 2012-06-12T17:15:45.553 171545 2012-06-13T00:00:00 Addition MS Z PMSCX 74255L597 Principal Funds, Inc. Global Multi-Strategy Fd Cl C Principal Funds, Inc. Princor Financial Services Corp. D US USD 2012-06-13T00:00:00 O 2012-06-12T17:15:45.897 171545 2012-06-13T00:00:00 Restore 2012-06-05T00:00:00 MS Z JHVIX 47803V655 John Hancock Funds II International Value Fund NAV Class John Hancock Funds State Street Bank & Trust Company D US USD 1900-01-01T00:00:00 2012-06-12T17:15:46.193 171546 2012-06-13T00:00:00 Deletion 2012-05-18T00:00:00 MS Z HNETX 446327579 Huntington New Economy Fund, Trust Shares Huntington Funds Huntington Asset Services, Inc. D US USD A HMATX 2012-06-12T17:15:46.71 171546 2012-06-13T00:00:00 Restore 2012-06-06T00:00:00 MS Z JEVNX 47804A817 John Hancock Fds, II Emerging Markets Fd Class Nav John Hancock Funds State Street Bank & Trust Company D US USD 2011-06-20T00:00:00 O 0 0 0.00 2012-06-12T17:15:46.99 171546 2012-06-13T00:00:00 Restore 2012-06-05T00:00:00 MS Z JHCPX 47803V887 John Hancock Funds II Capital Appreciation Fund NAV Class John Hancock Funds State Street Bank & Trust Company D US USD 1900-01-01T00:00:00 2012-06-12T17:15:47.273 171547 2012-06-13T00:00:00 Restore 2012-06-05T00:00:00 MS Z JHFLX 47803V770 John Hancock Funds II Fundamental Value Fund NAV Class John Hancock Funds State Street Bank & Trust Company D US USD 1900-01-01T00:00:00 2012-06-12T17:15:47.57 171547 2012-06-13T00:00:00 Deletion 2012-05-18T00:00:00 MS Z HNEAX 446327595 Huntington New Economy Fund Inv. A Shares Huntington Funds Huntington Asset Services, Inc. D US USD A HUMIX 2012-06-12T17:15:47.85 171547 2012-06-13T00:00:00 Restore 2012-06-05T00:00:00 MS Z JHTRX 47803X743 John Hancock Funds II Total Return Fund NAV Class John Hancock Funds State Street Bank & Trust Company D US USD 1900-01-01T00:00:00 0 2012-06-12T00:00:00