Next Day Daily List
Next Day Daily List
NASDAQ MFQS
NASDAQ MFQS REPORT 6/12/2012 to 6/12/2012
citadmin
2012-06-15T15:14:13Z
NASDAQ OMX
12.00
9996
9996
120
132
False
False
| Daily List Posting Date |
Daily List Posting Time |
MFQS Effective Date |
MFQS Event Code |
Issuer Corporate Action Date |
MFQS Issue Type - Current |
MFQS Issue Type - New |
MFQS Issue Category - Current |
MFQS Issue Category - New |
MFQS Symbol - Current |
MFQS Symbol - New |
CUSIP - Current |
CUSIP - New |
Instrument Name - Current |
Instrument Name - New |
Issuer Name - Current |
Issuer Name - New |
Exchange Code for Listed Instruments - Current |
Exchange Code for Listed Instruments - New |
Exchange Symbol For Listed Instruments - Current |
Exchange Symbol For Listed Instruments - New |
Newspaper Category - Current |
Newspaper Category - New |
Newspaper Abbreviation - Current |
Newspaper Abbreviation - New |
Pricing Agent - Current |
Pricing Agent - New |
MFQS Pricing Frequency - Current |
MFQS Pricing Frequency - New |
Country of Issuance |
ISIN - Current |
ISIN - New |
Pricing Currency |
Inception Date |
Inception Date Net Asset Value (NAV) |
Minimum Initial Subscription |
Minimum Incremental Subscription |
Open To New Investors Flag |
Fund Manager Last Name - Current |
Fund Manager First Name - Current |
Fund Manager Last Name - New |
Fund Manager First Name - New |
Fund Manager Start Date |
Number of Shareholders |
Number of Shareholders Date |
Total Shares Outstanding |
Total Shares Outstanding Date |
Total Net Assets |
Total Net Assets Date |
Deposit Date - Current |
Deposit Date - New |
Termination Date - Current |
Termination Date - New |
Distribution Frequency - Current |
Distribution Type - Current |
Distribution Frequency - New |
Distribution Type - New |
Par Value Per Share/Unit |
Deletion Reason |
MFQS Symbol for Merger |
CUSIP for Merger |
Documentation Available |
Notes for Daily List Record |
| 06/12/2012 |
171540 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
CCCIAX |
|
40166D354 |
|
Guggenheim Def 911 Covered Call & Income Ptf of CEF Srs 29 |
|
Guggenheim Funds Distributors, Inc. |
|
|
|
|
|
|
|
|
|
Claymore Securities, Inc. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/11/2014 |
|
|
R |
R |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171541 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
CCEEGX |
|
40166D313 |
|
Guggenheim Def 911 Equity & Income Ptf of CEF Sr 32 |
|
Guggenheim Funds Distributors, Inc. |
|
|
|
|
|
|
|
|
|
Claymore Securities, Inc. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/11/2014 |
|
|
R |
R |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171541 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
CICEQX |
|
40166D438 |
|
Guggenheim Def 912 Income & Treasury Ltd Ptf of Funds Srs 21 |
|
Guggenheim Funds Distributors, Inc. |
|
|
|
|
|
|
|
|
|
Claymore Securities, Inc. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/11/2014 |
|
|
R |
R |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171541 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
CSIPHX |
|
40166D396 |
|
Guggenheim Def 911 Strategic Income Ptf Srs 63 |
|
Guggenheim Funds Distributors, Inc. |
|
|
|
|
|
|
|
|
|
Claymore Securities, Inc. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/11/2014 |
|
|
R |
R |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171542 |
06/13/2012 |
Addition |
|
|
MS |
|
Z |
|
AUSCX |
|
003021524 |
|
Aberdeen Ultra Short Duration Bond Fd Cl C |
|
Aberdeen Funds |
|
|
|
|
|
|
|
|
|
State Street Bank & Trust Company |
|
D |
US |
|
|
USD |
06/04/2012 |
|
|
|
O |
|
|
|
|
|
0 |
06/08/2012 |
0 |
06/08/2012 |
0.00 |
06/08/2012 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Test scenario of Addition |
| 06/12/2012 |
171543 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
FKKERX |
|
30280D240 |
|
First Trust 3643 Homebuilders Recovery Portfolio Series 2 |
|
First Trust Portfolios L.P. |
|
|
|
|
|
|
|
|
|
First Trust Portfolios L.P. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/13/2017 |
|
|
C |
C |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171543 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
FPNEVX |
|
30280B756 |
|
First Trust 3641 Preferred Income Portfolio Series 53 |
|
First Trust Portfolios L.P. |
|
|
|
|
|
|
|
|
|
First Trust Portfolios L.P. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/16/2014 |
|
|
C |
C |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171543 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
FRADHX |
|
30280B707 |
|
First Trust 3640 Municipal Income Select Closed-End Portfolio Series 40 |
|
First Trust Portfolios L.P. |
|
|
|
|
|
|
|
|
|
First Trust Portfolios L.P. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/16/2014 |
|
|
C |
C |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171544 |
06/13/2012 |
Addition |
|
|
US |
|
E |
|
FTCWLX |
|
30290G654 |
|
First Trust 3613 U.S. Equity Closed-End Portfolio Series 3 |
|
First Trust Portfolios L.P. |
|
|
|
|
|
|
|
|
|
First Trust Portfolios L.P. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/16/2014 |
|
|
C |
C |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171544 |
06/13/2012 |
Addition |
|
|
US |
|
D |
|
VGTWSX |
|
46136E604 |
|
Investment Grade Income Trust 10-20 Year Series 26 |
|
Van Kampen Funds, Inc. (UIT) |
|
|
|
|
|
|
|
|
|
Van Kampen Funds Inc. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
06/13/2012 |
|
06/13/2032 |
|
|
C |
C |
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171544 |
06/13/2012 |
Addition |
|
|
MS |
|
Z |
|
PBCKX |
|
74255L589 |
|
Principal Funds, Inc. Blue Chip Fd Inst Cl |
|
Principal Funds, Inc. |
|
|
|
|
|
|
|
|
|
Princor Financial Services Corp. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171544 |
06/13/2012 |
Addition |
|
|
MS |
|
Z |
|
PMDDX |
|
74255L613 |
|
Principal Funds, Inc. Small-MidCap Dividend Income Fd Cl C |
|
Principal Funds, Inc. |
|
|
|
|
|
|
|
|
|
Princor Financial Services Corp. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171545 |
06/13/2012 |
Addition |
|
|
MS |
|
Z |
|
PMOAX |
|
74255L639 |
|
Principal Funds, Inc. Oppurtunistic Municipal Fd Cl A |
|
Principal Funds, Inc. |
|
|
|
|
|
|
|
|
|
Princor Financial Services Corp. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171545 |
06/13/2012 |
Addition |
|
|
MS |
|
Z |
|
PMODX |
|
74255L621 |
|
Principal Funds, Inc. Opportunistic Municipal Fd Cl C |
|
Principal Funds, Inc. |
|
|
|
|
|
|
|
|
|
Princor Financial Services Corp. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171545 |
06/13/2012 |
Addition |
|
|
MS |
|
Z |
|
PMSCX |
|
74255L597 |
|
Principal Funds, Inc. Global Multi-Strategy Fd Cl C |
|
Principal Funds, Inc. |
|
|
|
|
|
|
|
|
|
Princor Financial Services Corp. |
|
D |
US |
|
|
USD |
06/13/2012 |
|
|
|
O |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Actual entry |
| 06/12/2012 |
171545 |
06/13/2012 |
Restore |
06/05/2012 |
|
MS |
|
Z |
|
JHVIX |
|
47803V655 |
|
John Hancock Funds II International Value Fund NAV Class |
|
John Hancock Funds |
|
|
|
|
|
|
|
|
|
State Street Bank & Trust Company |
|
D |
US |
|
|
USD |
|
|
|
|
|
|
|
|
|
01/01/1900 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Test scenario of next day restore |
| 06/12/2012 |
171546 |
06/13/2012 |
Deletion |
05/18/2012 |
MS |
|
Z |
|
HNETX |
|
446327579 |
|
Huntington New Economy Fund, Trust Shares |
|
Huntington Funds |
|
|
|
|
|
|
|
|
|
Huntington Asset Services, Inc. |
|
D |
|
US |
|
|
USD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
A |
HMATX |
|
|
Test scenario of Deletion |
| 06/12/2012 |
171546 |
06/13/2012 |
Restore |
06/06/2012 |
|
MS |
|
Z |
|
JEVNX |
|
47804A817 |
|
John Hancock Fds, II Emerging Markets Fd Class Nav |
|
John Hancock Funds |
|
|
|
|
|
|
|
|
|
State Street Bank & Trust Company |
|
D |
US |
|
|
USD |
06/20/2011 |
|
|
|
O |
|
|
|
|
|
0 |
|
0 |
|
0.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Test scenario of next day restore |
| 06/12/2012 |
171546 |
06/13/2012 |
Restore |
06/05/2012 |
|
MS |
|
Z |
|
JHCPX |
|
47803V887 |
|
John Hancock Funds II Capital Appreciation Fund NAV Class |
|
John Hancock Funds |
|
|
|
|
|
|
|
|
|
State Street Bank & Trust Company |
|
D |
US |
|
|
USD |
|
|
|
|
|
|
|
|
|
01/01/1900 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Test scenario of next day restore |
| 06/12/2012 |
171547 |
06/13/2012 |
Restore |
06/05/2012 |
|
MS |
|
Z |
|
JHFLX |
|
47803V770 |
|
John Hancock Funds II Fundamental Value Fund NAV Class |
|
John Hancock Funds |
|
|
|
|
|
|
|
|
|
State Street Bank & Trust Company |
|
D |
US |
|
|
USD |
|
|
|
|
|
|
|
|
|
01/01/1900 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Test scenario of next day restore |
| 06/12/2012 |
171547 |
06/13/2012 |
Deletion |
05/18/2012 |
MS |
|
Z |
|
HNEAX |
|
446327595 |
|
Huntington New Economy Fund Inv. A Shares |
|
Huntington Funds |
|
|
|
|
|
|
|
|
|
Huntington Asset Services, Inc. |
|
D |
|
US |
|
|
USD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
A |
HUMIX |
|
|
Test scenario of Deletion |
| 06/12/2012 |
171547 |
06/13/2012 |
Restore |
06/05/2012 |
|
MS |
|
Z |
|
JHTRX |
|
47803X743 |
|
John Hancock Funds II Total Return Fund NAV Class |
|
John Hancock Funds |
|
|
|
|
|
|
|
|
|
State Street Bank & Trust Company |
|
D |
US |
|
|
USD |
|
|
|
|
|
|
|
|
|
01/01/1900 |
|
|
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Test scenario of next day restore |
9
3
12
62
False
False