2012-06-14T16:54:40.897 165440 2012-06-15T00:00:00 Addition US E VKTGTX 92120V269 Van Kampen 1232 Technology Ptf 2012-3 Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. D US USD 2012-06-19T00:00:00 O 2012-06-19T00:00:00 2013-09-18T00:00:00 C C 2012-06-14T16:55:51.673 165551 2012-06-15T00:00:00 Deletion 2012-06-29T00:00:00 MF Z FAVFX 315916767 Fidelity Advisor Value Class A Fidelity Investments Fidelity Advisor A: FAValA p/r Fidelity Investments Institutional Services Company, Inc. D US USD 1900-01-01T00:00:00 L 2012-06-14T16:56:50.963 165650 2012-06-15T00:00:00 MFQS Attribute Change 2012-10-26T00:00:00 MF MF Z Z PIOCX PIOCX 746802636 2XL435TD2 Putnam International New Opportunities Fd C Putnam International New Opportunities Fd C TEST Putnam Investments Putnam Investments Putnam Funds Class C Putnam Funds Class A IntlNop IntlNop State Street Bank & Trust Company State Street Bank & Trust Company D D US USD 2011-10-03T00:00:00 O Mccann Mccann 2012-06-15T00:00:00 2202 29800000.00 2012-06-14T16:58:20.677 165820 2012-06-15T00:00:00 UIT Replacement US US D D VKOBOX VKOBBX 37990N103 KUS3L5V40 Global Bond Income Trust Series 1 Global Bond Income Trust Series 1 TEST Van Kampen Funds, Inc. (UIT) Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. Van Kampen Funds Inc. D I US USD 2011-12-15T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 82000000.00 2011-12-15T00:00:00 2011-12-15T00:00:00 2037-12-15T00:00:00 2037-12-15T00:00:00 C C C C 2012-06-14T16:58:44.83 165844 2012-06-15T00:00:00 Restore 2010-07-28T00:00:00 MS Z COMMX 98147A501 Commonwealth Small Cap Fund I Shs World Funds, Inc. Commonwealth Fund Accounting Inc. D US USD 1900-01-01T00:00:00 0 0 0.00 2012-06-14T17:38:47.317 173847 2012-06-15T00:00:00 Addition US E CEFFKX 40166D479 Guggenheim Def 913 Guggenheim Moderte Asset Allocation of ETFs Srs 11 Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. D US USD 2012-06-15T00:00:00 O 2012-06-15T00:00:00 2013-09-17T00:00:00 R R 2012-06-14T17:38:47.537 173847 2012-06-15T00:00:00 Addition US E CRBDIX 40166D511 Guggenheim Def 9014 Dow Jones Value RBP Dividend Focus Ptf Srs 9 Guggenheim Funds Distributors, Inc. Claymore Securities, Inc. D US USD 2012-06-15T00:00:00 O 2012-06-15T00:00:00 2013-09-17T00:00:00 R R 2012-06-14T17:38:47.77 173847 2012-06-15T00:00:00 Withdraw - Deletion 2012-06-29T00:00:00 MF Z FAVFX 315916767 Fidelity Advisor Value Class A Fidelity Investments Fidelity Advisor A: FAValA p/r Fidelity Investments Institutional Services Company, Inc. D US USD 1900-01-01T00:00:00 L 2012-06-14T17:38:48.177 173848 2012-06-15T00:00:00 Addition US E AAMOFX 00770P847 Advisors Disp Tr 821 Business Development Company Opp Ptf Srs 2012-1 Advisors Asset Management, Inc. Advisors Asset Management Inc D US USD 2012-06-15T00:00:00 O 2012-06-15T00:00:00 2014-06-13T00:00:00 C C 2012-06-14T17:38:48.393 173848 2012-06-15T00:00:00 Addition US E AAMPFX 00770W198 Advisrs Disp Tr 907 Emerging Mkts Dividend Ptf Srs 2012-1 Advisors Asset Management, Inc. Advisors Asset Management Inc D US USD 2012-06-15T00:00:00 O 2012-06-15T00:00:00 2014-06-13T00:00:00 C C 2012-06-14T17:38:48.927 173848 2012-06-15T00:00:00 Withdraw - MFQS Attribute Change 2012-10-26T00:00:00 MF MF Z Z PIOCX PIOCX 746802636 2XL435TD2 Putnam International New Opportunities Fd C Putnam International New Opportunities Fd C TEST Putnam Investments Putnam Investments Putnam Funds Class C Putnam Funds Class A IntlNop IntlNop State Street Bank & Trust Company State Street Bank & Trust Company D D US USD 2011-10-03T00:00:00 O Mccann Mccann 2012-06-15T00:00:00 2202 29800000.00 2012-06-14T17:38:49.643 173849 2012-06-15T00:00:00 Withdraw - UIT Replacement US US D D VKOBOX VKOBBX 37990N103 KUS3L5V40 Global Bond Income Trust Series 1 Global Bond Income Trust Series 1 TEST Van Kampen Funds, Inc. (UIT) Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. Van Kampen Funds Inc. D I US USD 2011-12-15T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 82000000.00 2011-12-15T00:00:00 2011-12-15T00:00:00 2037-12-15T00:00:00 2037-12-15T00:00:00 C C C C 2012-06-14T17:38:50.393 173850 2012-06-15T00:00:00 Addition MS Z TVFRX 89386C647 Transparent Value Dow Jones RBP Directional Allocation Index Fund Class F-1 Transparent Value Trust Alps Distributors, Inc. D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:50.613 173850 2012-06-15T00:00:00 Withdraw - Addition US E VKTGTX 92120V269 Van Kampen 1232 Technology Ptf 2012-3 Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. D US USD 2012-06-19T00:00:00 O 2012-06-19T00:00:00 2013-09-18T00:00:00 C C 2012-06-14T17:38:51.317 173851 2012-06-15T00:00:00 Addition MS Z TVRAX 89386C662 Transparent Value Dow Jones RBP Directional Allocation Index Fund Class A Transparent Value Trust Alps Distributors, Inc. D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:51.533 173851 2012-06-15T00:00:00 Addition MS Z TVRCX 89386C654 Transparent Value Dow Jones RBP Directional Allocation index Fund Class C Transparent Value Trust Alps Distributors, Inc. D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:51.753 173851 2012-06-15T00:00:00 Addition MS Z TVRIX 89386C639 Transparent Value Dow Jones RBP Directional Allocation Index Fund Class I Transparent Value Trust Alps Distributors, Inc. D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:51.973 173851 2012-06-15T00:00:00 Addition MS Z STMFX 94975P322 Wells Fargo Advantage Large Cap Growth Fund Class R Wells Fargo Advantage Funds State Street Bank & Trust Company D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:52.19 173852 2012-06-15T00:00:00 Addition MS Z GAKIX 00768D343 Kellner Merger Fund Investor Class Advisors Series Trust U.S. Bancorp Fund Services, LLC D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:52.41 173852 2012-06-15T00:00:00 Addition MS Z GAKNX 00768D335 Kellner Merger Fund Institutional Class Advisors Series Trust U.S. Bancorp Fund Services, LLC D US USD 2012-06-15T00:00:00 O 2012-06-14T17:38:52.613 173852 2012-06-15T00:00:00 Addition US E FKROPX 30279V136 First Trust 3561 High Yield Corporate Trust, Short Intermediate Series 5 First Trust Portfolios L.P. First Trust Portfolios L.P. D US USD 2012-06-15T00:00:00 O 2012-06-15T00:00:00 2019-07-31T00:00:00 C C 2012-06-14T17:38:53.143 173853 2012-06-15T00:00:00 Addition US E FSCRNX 30279V102 First Trust 3559 Coprporate Highh Income Portfolio Series 5 First Trust Portfolios L.P. First Trust Portfolios L.P. D US USD 2012-05-15T00:00:00 O 2012-06-15T00:00:00 2017-01-23T00:00:00 C C 2012-06-14T17:38:53.363 173853 2012-06-15T00:00:00 UIT Replacement US US E E FTSBPX FHLIFX 30276Y208 30290G258 First Trust 2457 Interest Rate Hedge Portfolio Series 5 First Trust 3580 Interest Rate Hedge Portfolio Series 47 First Trust Portfolios L.P. First Trust Portfolios L.P. First Trust Portfolios L.P. First Trust Portfolios L.P. D D US USD 2012-06-15T00:00:00 O 0 0 0.00 2010-05-11T00:00:00 2012-06-15T00:00:00 2012-06-04T00:00:00 2014-06-17T00:00:00 C C Appeared on Daily List of 6/4/2012 2012-06-14T17:38:53.613 173853 2012-06-15T00:00:00 UIT Replacement US US E E FTGOSX FWMYSX 30276R609 30290G308 First Trust 2382 Senior Loan & Limited Duration Plus Closed-End Ptf Sr First Trust 3581 Senior Loan & Limited Duration Plus Closed-End Portfolio Series 57 First Trust Portfolios L.P. First Trust Portfolios L.P. First Trust Portfolios L.P. First Trust Portfolios L.P. D D US USD 2012-06-15T00:00:00 O 0 0 0.00 2010-04-13T00:00:00 2012-06-15T00:00:00 2012-06-07T00:00:00 2014-08-27T00:00:00 C C Old Symbol FTGOSX 2012-06-14T17:38:54.94 173854 2012-06-15T00:00:00 Restore 2011-08-26T00:00:00 MF Z EGIBX 94984B132 WFA Core Equity Fund Class B Wells Fargo Advantage Funds Wells Fargo Adv Cl B CoreEqB State Street Bank & Trust Company D US USD 1900-01-01T00:00:00 1016 25570 9900000.00 2012-06-14T17:38:55.487 173855 2012-06-15T00:00:00 Addition $S G PTAXX 72201P837 PIMCO Treasury Money Market Fund Administrative Class TEST Allianz Advisors Funds (CA) State Street Bank & Trust Company D US USD 2012-06-20T00:00:00 O 0 0 0.00 2012-06-14T17:38:55.767 173855 2012-06-15T00:00:00 MFQS Attribute Change 2012-06-21T00:00:00 MF MF Z Z HMSFX HMSSX 431112549 GHCJR3GI1 HighMark Short Term Bond Fund Fiduciary Shares HighMark Harding Test HighMark Funds Harding, Loevner Funds, Inc. HighMark Funds Harding Loevner ShtTermBdF ShtTermBdF BNY Mellon Asset Servicing Northern Trust Securities, Inc. D D US USD 2012-06-15T00:00:00 O 2000 92 54500000.00 2012-06-14T17:38:56.3 173856 2012-06-15T00:00:00 Deletion 2012-06-25T00:00:00 MF Z FIIMX 315807487 Fidelity Advisor Mid Cap II Fund Class I Fidelity Investments Fidelity Advisor I: AdvMdCpII I Fidelity Investments Institutional Services Company, Inc. D US USD 1900-01-01T00:00:00 A FINSX V42KZYKX6 2012-06-14T17:38:56.61 173856 2012-06-15T00:00:00 UIT Replacement US US E E VKHRRX VKHHHX 92121V508 GBQDGZMD7 Van Kampen 1201 Enhanced Sector Strategy Sector Rotation Portfolio 2012-2 Van Kampen 1201 Enhanced Sector Strategy Sector Rotation Portfolio 2012-2 Van Kampen Funds, Inc. (UIT) Van Kampen Funds, Inc. (UIT) Van Kampen Funds Inc. Van Kampen Funds Inc. D D US USD 2012-03-09T00:00:00 O Sullivan Sullivan 2012-06-15T00:00:00 111 2012-03-09T00:00:00 2012-03-09T00:00:00 2013-06-10T00:00:00 2013-06-10T00:00:00 C C C C 2012-06-14T18:00:05.69 180005 2012-06-15T00:00:00 Addition MS Z GAKNX 00768D335 Kellner Merger Fund Institutional Class TEST Advisors Series Trust U.S. Bancorp Fund Services, LLC D US USD 2012-06-15T00:00:00 O 2012-06-14T00:00:00