Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.11.12 VLAT Direxion ETF Trust Direxion S&P Latin America 40 RC Volatility Response Shares NYSE Arca
01.11.12 VSPR Direxion ETF Trust Direxion S&P 1500 RC Volatility Response Shares NYSE Arca
01.11.12 VSPY Direxion ETF Trust Direxion S&P 500 RC Volatility Response Shares NYSE Arca
01.12.12 RINF ProShares Trust ProShares 30 Year TIPS/TSY Spread NYSE Arca
01.12.12 FINF ProShares Trust ProShares Short 30 Year TIPS/TSY Spread NYSE Arca
01.12.12 URTH iShares Trust iShares MSCI World Index Fund NYSE Arca
01.12.12 EWSS iShares Trust iShares MSCI Singapore Small Cap Index Fund NYSE Arca
01.12.12 EWHS iShares Trust iShares MSCI Hong Kong Small Cap Index Fund NYSE Arca
01.12.12 GMFS SPDR Index Shares SPDR S&P Small Cap Emerging Asia Pacific ETF NYSE Arca
01.12.12 SSAM AdvisorShares Trust Rockledge SectorSAM ETF NYSE Arca
01.13.12 EELV PowerShares Funds PowerShares S&P Emerging Markets Low Volatility Portfolio NYSE Arca
01.13.12 IDLV PowerShares Funds PowerShares S&P International Developed Low Volatility Portfolio NYSE Arca
01.19.12 EEML iShares Trust iShares MSCI Emerging Markets Latin America Index Fund NASDAQ
01.19.12 EEME iShares Trust iShares MSCI Emerging Markets EMEA Index Fund NASDAQ
01.24.12 ENOR iShares Trust iShares MSCI Norway Capped Investable Market Index Fund BATS
01.26.12 EFNL iShares Trust iShares MSCI Finland Capped Investable Market Index Fund BATS
01.26.12 EWAS iShares Trust iShares MSCI Australia Small Cap Index Fund BATS
01.26.12 EWCS iShares Trust iShares MSCI Canada Small Cap Index Fund BATS
01.26.12 EWGS iShares Trust iShares MSCI Germany Small Cap Index Fund BATS
01.26.12 EWUS iShares Trust iShares MSCI United Kingdom Small Cap Index Fund BATS
01.26.12 EDEN iShares Trust iShares MSCI Denmark Capped Investable Market Index Fund BATS
01.26.12 ACCU AdvisorShares Trust Accuvest Global Opportunities ETF NYSE Arca
01.26.12 GGOV ProShares Trust ProShares German Sovereign/Sub-Sovereign ETF NYSE Arca
02.01.12 VEGI iShares Trust iShares MSCI Global Agriculture Producers Fund NYSE Arca
02.01.12 FILL iShares Trust iShares MSCI Global Energy Producers Fund NYSE Arca
02.01.12 PICK iShares Trust iShares MSCI Global Select Metals & Mining Producers Fund NYSE Arca
02.01.12 RING iShares Trust iShares MSCI Global Gold Miners Fund NYSE Arca
02.01.12 SLVP iShares Trust iShares MSCI Global Silver Miners Fund NYSE Arca
02.03.12 AXJS iShares Trust iShares MSCI All Country Asia ex Japan Small Cap Index Fund NASDAQ
02.03.12 INDA iShares Trust iShares MSCI India Index Fund BATS
02.08.12 PERM Global X Funds Global X Permanent ETF NYSE Arca
02.08.12 DOIL Credit Suisse AG VelocityShares 3x Inverse Brent Crude ETN linked to the S&P GSCI Brent Crude Index Excess Return NYSE Arca
02.08.12 UOIL Credit Suisse AG VelocityShares 3x Long Brent Crude ETN linked to the S&P GSCI Brent Crude Index Excess Return NYSE Arca
02.08.12 SCPR Credit Suisse AG VelocityShares 2x Inverse Copper ETN linked to the S&P GSCI Copper Index Excess Return NYSE Arca
02.08.12 LCPR Credit Suisse AG VelocityShares 2x Long Copper ETN linked to the S&P GSCI Copper Index Excess Return NYSE Arca
02.08.12 DGAZ Credit Suisse AG VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return NYSE Arca
02.08.12 UGAZ Credit Suisse AG VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return NYSE Arca
02.08.12 DWTI Credit Suisse AG VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return NYSE Arca
02.08.12 UWTI Credit Suisse AG VelocityShares 3x Long Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return NYSE Arca
02.09.12 AAIT iShares Trust iShares MSCI All Country Asia Information Technology Index Fund NASDAQ
02.09.12 EEMA iShares Trust iShares MSCI Emerging Markets Asia Index Fund NASDAQ
02.09.12 EEMDI iShares Trust iShares MSCI Emerging Markets Consumer Discretionary Sector Index Fund NASDAQ
02.09.12 EMEY iShares Trust iShares MSCI Emerging Markets Energy Sector Capped Index Fund NASDAQ
02.09.12 EGRW iShares Trust iShares MSCI Emerging Markets Growth Index Fund NASDAQ
02.09.12 EVAL iShares Trust iShares MSCI Emerging Markets Value Index Fund NASDAQ
02.09.12 UINF ProShares Trust ProShares UltraPro 10 Year TIPS/TSY Spread NYSE Arca
02.09.12 SINF ProShares Trust ProShares UltraPro Short 10 Year TIPS/TSY Spread NYSE Arca
02.09.12 SMIN iShares Trust iShares MSCI India Small Cap Index Fund BATS
02.15.12 FGM First Trust Funds First Trust Germany AlphaDEX Fund NYSE Arca
02.15.12 FCAN First Trust Funds First Trust Canada AlphaDEX Fund NYSE Arca
02.15.12 FAUS First Trust Funds First Trust Australia AlphaDEX Fund NYSE Arca
02.15.12 FKU First Trust Funds First Trust United Kingdom AlphaDEX Fund NYSE Arca
02.15.12 FTW First Trust Funds First Trust Taiwan AlphaDEX Fund NYSE Arca
02.15.12 FHK First Trust Funds First Trust Hong Kong AlphaDEX Fund NYSE Arca
02.15.12 FSZ First Trust Funds First Trust Switzerland AlphaDEX Fund NYSE Arca
02.15.12 FRAK Market Vectors ETFs Market Vectors Unconventional Oil & Gas ETF NYSE Arca
02.16.12 GOVT iShares Trust iShares Barclays US Treasury Bond Fund NYSE Arca
02.16.12 QLTA iShares Trust iShares Aaa-A Rated Corporate Bond Fund NYSE Arca
02.16.12 MONY iShares Trust iShares Financials Sector Bond Fund NYSE Arca
02.16.12 ENGN iShares Trust iShares Industrials Sector Bond Fund NYSE Arca
02.16.12 AMPS iShares Trust iShares Utilities Sector Bond Fund NYSE Arca
02.16.12 CMBS iShares Trust iShares Barclays CMBS Bond Fund NYSE Arca
02.16.12 FDTS First Trust Funds First Trust Developed Markets ex-US Small Cap AlphaDEX Fund NYSE Arca
02.16.12 FEMS First Trust Funds First Trust Emerging Markets Small Cap AlphaDEX Fund NYSE Arca
02.16.12 GMNA iShares Trust iShares Barclays GNMA Bond Fund NASDAQ
02.24.12 DVYA iShares Trust iShares Asia/Pacific Dividend 30 Index Fund NYSE Arca
02.24.12 DVYE iShares Trust iShares Emerging Markets Dividend Index Fund NYSE Arca
02.24.12 EEHB PowerShares Funds PowerShares S&P Emerging Markets High Beta Portfolio NYSE Arca
02.24.12 IDHB PowerShares Funds PowerShares S&P International Developed High Beta Portfolio NYSE Arca
02.28.12 EMFT SPDR Index Shares SPDR MSCI EM 50 ETF NYSE Arca
02.28.12 ACIM SPDR Index Shares SPDR MSCI ACWI IMI ETF NYSE Arca
03.01.12 TRXT PIMCO ETF Trust PIMCO Total Return ETF NYSE Arca
03.08.12 EMCB WisdomTree Trust WisdomTree Emerging Markets Corporate Bond Fund NASDAQ
03.13.12 YMLP Exchange Traded Concepts Trust Yorkville High Income MLP ETF NYSE Arca
03.14.12 USAG United States Commodity Index Funds Trust United States Agriculture Index Fund NYSE Arca
03.15.12 HDIV Russell ETF Trust Russell High Dividend Yield ETF NYSE Arca
03.15.12 DIVS Russell ETF Trust Russell Small Cap High Dividend Yield ETF NYSE Arca
03.15.12 SJNK SPDR Index Shares SPDR Barclays Capital Short Term High Yield Bond ETF NYSE Arca
03.21.12 QQQE Direxion ETF Trust Direxion NASDAQ-100 Equal Weighted Index Shares NYSE Arca
03.21.12 IDXJ Market Vectors ETFs Market Vectors Indonesia Small-Cap ETF NYSE Arca
03.21.12 RWXL UBS AG UBS ETRACS Monthly Pay 2X Leveraged Dow Jones International Real Estate ETN Due March 19, 2042 NYSE Arca
03.28.12 TAGS Teucrium Teucrium Agricultural Fund NYSE Arca
03.28.12 BSCI Claymore ETF Trust Guggenheim BulletShares 2018 Corporate Bond ETF NYSE Arca
03.28.12 BSCJ Claymore ETF Trust Guggenheim BulletShares 2019 Corporate Bond ETF NYSE Arca
03.28.12 BSCK Claymore ETF Trust Guggenheim BulletShares 2020 Corporate Bond ETF NYSE Arca
03.29.12 TTT ProShares Trust ProShares UltraPro Short 20+ Year Treasury NYSE Arca
04.03.12 IHY Market Vectors ETFs Market Vectors International High Yield Bond ETF NYSE Arca
04.03.12 HYXU iShares Trust iShares Global ex USD High Yield Corporate Bond Fund BATS
04.03.12 EMHY iShares Trust iShares Emerging Markets High Yield Bond Fund BATS
04.04.12 GHYG iShares Trust iShares Global High Yield Corporate Bond Fund BATS
04.04.12 IYLD iShares Trust iShares Morningstar Multi-Asset Income Index Fund BATS
04.11.12 ANGL Market Vectors ETFs Market Vectors Fallen Angel High Yield Bond ETF NYSE Arca
04.18.12 QLTB iShares Trust iShares Baa-Ba Rated Corporate Bond Fund BATS
04.18.12 QLTC iShares Trust iShares B-Ca Rated Corporate Bond Fund BATS
04.18.12 CEMB iShares Trust iShares Emerging Markets Corporate Bond Fund BATS
04.19.12 TCHI The Royal Bank of Scotland PLC RBS China Trendpilot ETNs NYSE Arca
04.19.12 MLPA Global X Funds Global X MLP ETF NYSE Arca
04.25.12 BSJG Claymore ETF Trust Guggenheim BulletShares 2016 High Yield Corporate Bond ETF NYSE Arca
04.25.12 BSJH Claymore ETF Trust Guggenheim BulletShares 2017 High Yield Corporate Bond ETF NYSE Arca
04.25.12 BSJI Claymore ETF Trust Guggenheim BulletShares 2018 High Yield Corporate Bond ETF NYSE Arca
04.25.12 MOAT Market Vectors ETFs Market Vectors Morningstar Wide Moat Research ETF NYSE Arca
04.26.12 BLND UBS AG ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETN NYSE Arca
04.26.12 RLY SSgA Active ETF Trust SPDR SSgA Multi-Asset Real Return ETF NYSE Arca
04.26.12 INKM SSgA Active ETF Trust SPDR SSgA Income Allocation ETF NYSE Arca
04.26.12 GAL SSgA Active ETF Trust SPDR SSgA Global Allocation ETF NYSE Arca
05.01.12 ILB PIMCO ETF Trust PIMCO Global Advantage Inflation-Linked Bond Strategy Fund NYSE Arca
05.08.12 GYLD Northern Lights ETF Trust Arrow Dow Jones Global Yield ETF NYSE Arca
05.09.12 HYEM Market Vectors ETFs Market Vectors Emerging Markets High Yield Bond ETF NYSE Arca
05.23.12 COBO ProShares Trust ProShares USD Covered Bond NYSE Arca
05.23.12 SDYL UBS AG ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN NYSE Arca
05.23.12 DVYL UBS AG ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN NYSE Arca
05.24.12 GIVE AdvisorShares Trust Accuvest Global Echo ETF NYSE Arca
05.31.12 ALFA ETF Series Solutions AlphaClone Alternative Alpha ETF NYSE Arca
06.05.12 ZDIV ETF Series Solutions Zacks Sustainable Dividend ETF NASDAQ
06.05.12 ZMLP ETF Series Solutions Zacks MLP ETF NASDAQ
06.05.12 GURU Global X Funds Global X Top Guru Holdings Index ETF NYSE Arca
06.06.12 BNPC STREAM Exchange Traded Trust STREAM S&P Dynamic Roll Global Commodities Fund NYSE Arca
06.11.12 FBG UBS AG UBS AG FI Enhanced Big Cap Growth ETN NYSE Arca
06.12.12 SNDS ETF Series Solutions Sustainable North American Oil Sands ETF NYSE Arca
06.19.12 EMCD SPDR Series Trust SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF NYSE Arca
06.19.12 XOVR SPDR Series Trust SPDR BofA Merrill Lynch Crossover Corporate Bond ETF NYSE Arca
06.19.12 USMI United States Commodity Index Funds Trust United States Metals Index Fund NYSE Arca
06.20.12 HECO Huntington Strategy Shares Huntington EcoLogical Strategy ETF NYSE Arca
06.21.12 EMLP First Trust Exchange-Traded Fund IV First Trust North American Energy Infrastructure Fund NYSE Arca
06.27.12 EUFX ProShares Trust II ProShares Short Euro NYSE Arca
06.29.12 SDOG ALPS ETF Trust ALPS Sector Dividend Dogs ETF NYSE Arca
07.11.12 RRGR AdvisorShares Trust AdvisorShares Global Alpha & Beta ETF NYSE Arca
07.12.12 FINU ProShares Trust ProShares UltraPro Financials NYSE Arca
07.12.12 FINZ ProShares Trust ProShares UltraPro Short Financials NYSE Arca
07.17.12 SPFF Global X Funds Global X SuperIncome Preferred ETF NYSE Arca
07.17.12 PFXF Market Vectors ETFs Market Vectors Preferred Securities ex Financials ETF NYSE Arca
07.18.12 FBG UBS AG ETRACS Alerian MLP Index ETN NYSE Arca
07.19.12 DWAS PowerShares ETF Trust II PowerShares DWA SmallCap Technical Leaders Portfolio NYSE Arca
07.19.12 GDAY ProShares Trust II ProShares Ultra Australian Dollar NYSE Arca
07.19.12 CROC ProShares Trust II ProShares UltraShort Australian Dollar NYSE Arca
07.25.12 HUSE Huntington Strategy Shares Huntington US Equity Rotation Strategy ETF NYSE Arca
08.08.12 QEH AdvisorShares Trust QAM Equity Hedge ETF NYSE Arca
08.14.12 MDIV First Trust Exchange-Traded Fund IV Multi-Asset Diversified Income Index Fund NASDAQ
08.14.12 TDIV First Trust Exchange-Traded Fund IV First Trust NASDAQ Technology Dividend Index Fund NASDAQ
08.15.12 BBRC EGA Emerging Global Shares Trust EGShares Beyond BRICs ETF NYSE Arca
08.15.12 EMDD EGA Emerging Global Shares Trust EGShares Emerging Markets Domestic Demand ETF NYSE Arca
08.30.12 VIXH First Trust Exchange-Traded Fund First Trust CBOE S&P 500 VIX Tail Hedge Fund NYSE Arca
09.06.12 ALTL The Royal Bank of Scotland PLC RBS US Large Cap Alternator Exchange Traded Notes NYSE Arca
09.13.12 FM iShares Trust iShares MSCI Frontier 100 Index Fund NYSE Arca
09.18.12 VEGA AdvisorShares Trust AdvisorShares STAR Global Buy-Write ETF NYSE Arca
09.19.12 CHXF WisdomTree Trust Fund WisdomTree China Dividend Ex-Financials Fund NASDAQ
09.28.12 TLTD FlexShares Trust FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund NYSE Arca
09.28.12 TLTE FlexShares Trust FlexShares Morningstar Emerging Markets Factor Tilt Index Fund NYSE Arca
10.04.12 QMN IndexIQ ETF Trust IQ Hedge Market Neutral Tracker ETF NYSE Arca
10.11.12 RAVI FlexShares Trust FlexShares Ready Access Variable Income Fund NYSE Arca
10.11.12 CAPE Barclays Bank PLC Barclays ETN+ Shiller CAPE Exchange Traded Notes NYSE Arca
10.16.12 VTIP Vanguard Funds Vanguard Short-Term Inflation-Protected Securities Index Fund NASDAQ
10.16.12 EMCR EGA Emerging Global Shares Trust EGShares Emerging Markets Core ETF NYSE Arca
10.17.12 MORL UBS AG ETRACS Monthly Pay 2X Leveraged Mortgage REIT ETN NYSE Arca
10.18.12 SPHD PowerShares Funds PowerShares S&P 500 High Dividend Portfolio NYSE Arca
10.19.12 IXUS iShares Trust iShares Core MSCI Total International Stock ETF NYSE Arca
10.19.12 IEFA iShares Trust iShares Core MSCI EAFE ETF NYSE Arca
10.19.12 IEMG iShares Trust iShares Core MSCI Emertging Markets ETF NYSE Arca
10.19.12 ISTB iShares Trust iShares Core Short-Term U.S. Bond ETF NYSE Arca
10.25.12 VLU SPDR Series Trust SPDR S&P 1500 Value Tilt ETF NYSE Arca
10.25.12 MMTM SPDR Series Trust SPDR S&P 1500 Momentum Tilt ETF NYSE Arca
11.06.12 SNLN Pyxis Funds Pyxis/iBoxx Senior Loan ETF NYSE Arca
11.15.12 RGRC The Royal Bank of Scotland PLC Rogers Enhanced Commodity ETNs NYSE Arca
11.15.12 RGRA The Royal Bank of Scotland PLC Rogers Enhanced Agriculture ETNs NYSE Arca
11.15.12 RGRE The Royal Bank of Scotland PLC Rogers Enhanced Energy ETNs NYSE Arca
11.15.12 RGRP The Royal Bank of Scotland PLC Rogers Enhanced Precious Metals ETNs NYSE Arca
11.15.12 RGRI The Royal Bank of Scotland PLC Rogers Enhanced Industrial Metals ETNs NYSE Arca
11.29.12 GEMS FactorShares Trust PureFunds ISE Diamond/Gemstone ETF NYSE Arca
11.29.12 MSXX FactorShares Trust PureFunds ISE Mining Service ETF NYSE Arca
11.29.12 SILJ FactorShares Trust PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF NYSE Arca
12.06.12 PHDG PowerShares Funds PowerShares S&P 500 Downside Hedged Portfolio NYSE Arca
12.13.12 MRGR ProShares Funds ProShares Merger ETF BATS
12.19.12 DBIZ AdvisorShares Funds AdvisorShares Pring Turner Business Cycle ETF NYSE Arca
12.19.12 QDF FlexShares Trust FlexShares Quality Dividend Index Fund NYSE Arca
12.19.12 QDEF FlexShares Trust FlexShares Quality Dividend Defensive Index Fund NYSE Arca
12.19.12 QDYN FlexShares Trust FlexShares Quality Dynamic Index Fund NYSE Arca
12.19.12 SPPP Sprott Sprott Physical Platinum & Palladium Trust NYSE Arca
12.20.12 GSGO ALPS ETF Trust ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF NYSE Arca
12.20.12 GSMA ALPS ETF Trust ALPS/GS Momentum Builder Multi-Asset Index ETF NYSE Arca
12.20.12 GSAX ALPS ETF Trust ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF NYSE Arca
12.20.12 GSRA ALPS ETF Trust ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETF NYSE Arca