Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.13.16 GNRX Market Vectors ETF Trust Market Vectors Generic Drugs ETF NASDAQ
02.02.16 AIA
ENZL
EWZS
IGF
IXUS
JKI
MCHI
SCZ
SLQD
TLT
iShares Trust iShares Asia 50 ETF
iShares MSCI New Zealand Capped ETF
iShares MSCI Brazil Small-Cap ETF
iShares Global Infrastructure ETF
iShares Core MSCI Total International Stock ETF
iShares Morningstar Mid-Cap Value ETF
iShares MSCI China ETF
iShares MSCI EAFE Small-Cap ETF
iShares 0-5 Year Investment Grade Corporate Bond ETF
iShares 20+ Year Treasury Bond ETF
NASDAQ
02.24.16 JSML
JSMD
Janus Detroit Street Trust Janus Small Cap Growth Alpha ETF
Janus Small/Mid Cap Growth Alpha ETF
NASDAQ
02.26.16 EVSTC Eaton Vance NextShares Trust Eaton Vance Stock NextShares NASDAQ
03.02.16 VIGI
VYMI
Vanguard Whitehall Funds Vanguard International Dividend Appreciation ETF
Vanguard International High Dividend Yield ETF
NASDAQ
03.10.16 DWIN PowerShares Exchange-Traded Fund Trust II PowerShares DWA Tactical Multi-Asset Income Portfolio NASDAQ
03.18.16 FVC First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Dynamic Focus 5 ETF NASDAQ
03.22.16 PSET
PY
Principal Exchange-Traded Funds Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF
NASDAQ
03.23.16 CEZ Victory Portfolios II Victory CEMP Emerging Market Volatility Wtd Index ETF NASDAQ
03.31.16 EVGBC
EVLMC
Eaton Vance NextShares Trust
Eaton Vance NextShares Trust II
Eaton Vance Global Income Builder NextShares
Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares
NASDAQ
04.08.16 FEX
FNX
FYX
FTA
FTC
FAB
FAD
FNK
FNY
FYT
FYC
FMK
First Trust Exchange-Traded AlphaDEX Fund First Trust Large Cap Core AlphaDEX Fund
First Trust Mid Cap Core AlphaDEX Fund
First Trust Small Cap Core AlphaDEX Fund
First Trust Large Cap Value AlphaDEX Fund
First Trust Large Cap Growth AlphaDEX Fund
First Trust Multi Cap Value AlphaDEX Fund
First Trust Multi Cap Growth AlphaDEX Fund
First Trust Mid Cap Value AlphaDEX Fund
First Trust Mid Cap Growth AlphaDEX Fund
First Trust Small Cap Value AlphaDEX Fund
First Trust Small Cap Growth AlphaDEX Fund
First Trust Mega Cap AlphaDEX Fund
NASDAQ
04.14.16 RFAP
RFDI
RFEU
First Trust Exchange-Traded Fund III First Trust RiverFront Dynamic Asia Pacific ETF
First Trust RiverFront Dynamic Developed International ETF
First Trust RiverFront Dynamic Europe ETF
NASDAQ
04.19.16 CATH Global X Funds Global X S&P 500 Catholic Values ETF NASDAQ
04.20.16 IBUY Amplify ETF Trust Amplify Online Retail ETF NASDAQ
04.22.16 MPCT iShares Trust iShares Sustainable MSCI Global Impact ETF NASDAQ
05.05.16 MILN Global X Funds Global X Millennials Thematic ETF NASDAQ
05.10.16 BFIT
LNGR
Global X Funds Global X Health & Wellness Thematic ETF
Global X Longevity Thematic ETF
NASDAQ
05.19.16 FAAR First Trust Exchange-Traded Fund VII First Trust Alternative Absolute Return Strategy ETF NASDAQ
05.19.16 BMLA Recon Capital Series Trust BullMark LatAm Select Leaders ETF NASDAQ
06.02.16 DWFI SDPR Series Trust SPDR Dorsey Wright Fixed Income Allocation ETF NASDAQ
06.09.16 FITS
OLD
SLIM
ORG
Janus Detroit Street Trust The Health and Fitness ETF
The Long-Term Care ETF
The Obesity ETF
The Organics ETF
NASDAQ
06.15.16 RFEM First Trust Exchange-Traded Fund III First Trust RiverFront Dynamic Emerging Markets ETF NASDAQ
06.16.16 HYXE
FALN
iShares Trust iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
iShares Fallen Angels USD Bond ETF
NASDAQ
06.30.16 ESGD
ESGE
iShares Funds iShares MSCI EAFE ESG Select ETF
iShares MSCI EM ESG Select ETF
NASDAQ
07.12.16 KRMA Global X Funds Global X Conscious Companies ETF NASDAQ
07.14.16 ESG
ESGG
FlexShares Trust FlexShares STOXX US ESG Impact Index Fund
FlexShares STOXX Global ESG Impact Index Fund
NASDAQ
07.14.16 DWLV PowerShares Exchange-Traded Fund Trust II PowerShares DWA Momentum & Low Volatility Rotation Portfolio NASDAQ
08.17.16 PMPT ETFis Series Trust I iSectors Post-MPT Growth ETF NASDAQ
08.22.16 BTEC
GENY
Principal Exchange-Traded Funds Principal Healthcare Innovators Index ETF
Principal Millennials Index ETF
NASDAQ
08.31.16 FINQ
IMED
ETF Managers Trust PureFunds Solactive FinTech ETF
PureFunds ETFx HealthTech ETF
NASDAQ
09.21.16 FTXO
FTXG
FTXN
FTXH
FTXD
FTXL
FTXR
First Trust Exchange-Traded AlphaDEX Fund First Trust Nasdaq Bank ETF
First Trust Nasdaq Food & Beverage ETF
First Trust Nasdaq Oil & Gas ETF
First Trust Nasdaq Pharmaceuticals ETF
First Trust Nasdaq Retail ETF
First Trust Nasdaq Semiconductor ETF
First Trust Nasdaq Transportation ETF
NASDAQ
09.21.16 DWAC Elkhorn ETF Trust Elkhorn Commodity Rotation Strategy ETF NASDAQ
09.22.16 VRIG PowerShares Actively Managed Exchange-Traded Fund Trust PowerShares Variable Rate Investment Grade Portfolio NASDAQ
09.22.16 PSC Principal Exchange-Traded Funds Principal U.S. Small Cap Index ETF NASDAQ
09.28.16 SNLN Highland Funds I Highland/iBoxx Senior Loan ETF NASDAQ
09.28.16 FCEF
MCEF
First Trust Exchange-Traded Fund VIII First Trust CEF Income Opportunities ETF
First Trust Municipal CEF Income Opportunity ETF
NASDAQ
10.18.16 IVFGC
IVFVC
IVENC
Ivy NextShares Ivy Focused Growth NextShares
Ivy Focused Value NextShares
Ivy Energy NextShares
NASDAQ
11.15.16 EFAS Global X Funds Global X MSCI SuperDividend EAFE ETF NASDAQ
12.01.16 MOGLC Gabelli NextShares Trust Gabelli Media Mogul NextShares NASDAQ
12.02.16 ESGU iShares Trust iShares MSCI USA ESG Optimized ETF NASDAQ
12.07.16 DWAQ
DWAS
KBWB
KBWD
KBWP
KBWR
KBWY
PDP
PEY
PEZ
PFI
PFM
PGJ
PHO
PID
PIE
PIO
PIZ
PKW
PLW
PRN
PSL
PTF
PTH
PUI
PXI
PYZ
PowerShares Exchange-Traded Funds PowerShares DWA NASDAQ Momentum Portfolio
PowerShares DWA SmallCap Momentum Portfolio
PowerShares KBW Bank Portfolio
PowerShares KBW High Dividend Yield Financial Portfolio
PowerShares KBW Property & Casualty Insurance Portfolio
PowerShares KBW Regional Banking Portfolio
PowerShares KBW Premium Yield Equity REIT Portfolio
PowerShares DWA Momentum Portfolio
PowerShares High Yield Equity Dividend Achievers Portfolio
PowerShares DWA Consumer Cyclicals Momentum Portfolio
PowerShares DWA Financial Momentum Portfolio
PowerShares Dividend Achievers Portfolio
PowerShares Golden Dragon China Portfolio
PowerShares Water Resrouces Portfolio
PowerShares International Dividend Achievers Portfolio
PowerShares DWA Emerging Markets Momentum Portfolio
PowerShares Global Water Portfolio
PowerShares DWA Developed Markets Momentum Portfolio
PowerShares BuyBack Achievers Portfolio
PowerShares 1-30 Laddered Treasury Portfolio
PowerShares DWA Industrials Momentum Portfolio
PowerShares DWA Consumer Staples Momentum Portfolio
PowerShares DWA Technology Momenum Portfolio
PowerShares DWA Healthcare Momentum Portfolio
PowerShares DWA Utilities Momentum Portfolio
PowerShares DWA Energy Momentum Portfolio
PowerShares DWA Basic Materials Momentum Portfolio
NASDAQ
12.07.16 SGQI Janus Detroit Street Trust Janus SocGen Global Quality Income ETF NASDAQ
12.20.16 BMLP Bank of Montreal BMO Elkhorn DWA MLP Select Index Exchange Traded Notes NASDAQ
01.10.17 SWIN ALPS ETF Trust Alps/Dorsey Wright Sector Momentum ETF NASDAQ
01.12.17 DUSA
DFNL
DWLD
Davis Fundamental ETF Trust Davis Select U.S. Equity ETF
Davis Select Financial ETF
Davis Select Worldwide ETF
NASDAQ
02.14.17 FOANC Gabelli NextShares Trust Gabelli Food of All Nations NextShares NASDAQ
02.15.17 FIXD First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF NASDAQ
03.22.17 SQZZ Strategy Shares Active Alts Contrarian ETF NASDAQ
04.26.17 USOI Credit Suisse AG Credit Suisse X-Links Crude Oil Shares Covered Call ETN NASDAQ
05.04.17 CACG Legg Mason ETF Investment Trust ClearBridge All Cap Growth ETF NASDAQ
05.16.17 CSML IndexIQ ETF Trust IQ Chaikin U.S. Small Cap ETF NASDAQ
05.19.17 LRGE
YLDE
Legg Mason ETF Investment Trust ClearBridge Large Cap Growth ESG ETF
ClearBridge Dividend Strategy ESG ETF
NASDAQ
06.20.17 RNDM
RNEM
RNLC
RNMC
RNSC
RMDV
First Trust Exchange-Traded Fund VI Developed International Equity Select ETF
Emerging Markets Equity Select ETF
Large Cap US Equity Select ETF
Mid Cap US Equity Select ETF
Small Cap US Equity Select ETF
US Equity Dividend Select ETF
NASDAQ
06.21.17 FCAL First Trust Exchange-Traded Fund III First Trust California Municipal High Income ETF NASDAQ
06.22.17 VSMV Victory Portfolios II VictoryShares US Multi-Factor Minimum Volatility ETF NASDAQ
07.13.17 SUSB
SUSC
iShares Trust VictoryShares US Multi-Factor Minimum Volatility ETF NASDAQ
07.13.17 SQLV Legg Mason ETF Investment Trust Legg Mason Small-Cap Quality Value ETF NASDAQ
07.20.17 EMXC iShares, Inc. iShares MSCI Emerging Markets ex China ETF NASDAQ
07.25.17 EQRR ProShares Trust ProShares Equities for Rising Rates ETF NASDAQ
08.02.17 CIU
CRED
CSJ
DVY
EMB
HEWG
IEF
IEI
IJT
ISTB
IUSB
IUSG
IUSV
MBB
PFF
RING
SHV
SHY
TUR
XT
iShares Funds iShares Intermediate Credit Bond ETF
iShares U.S. Credit Bond ETF
iShares 1-3 Year Credit Bond ETF
iShares Select Dividend ETF
iShares J.P. Morgan USD Emerging Markets Bond ETF
iShares Currency Hedged MSCI Germany ETF
iShares 7-10 Year Treasury Bond ETF
iShares 3-7 Year Treasury Bond ETF
iShares S&P Small-Cap 600 Growth ETF
iShares Core 1-5 Year USD Bond ETF
iShares Core Total USD Bond Market ETF
iShares Core S&P U.S. Growth ETF
iShares Core S&P U.S. Value ETF
iShares MBS ETF
iShares U.S. Preferred Stock ETF
iShares MSCI Global Gold Miners ETF
iShares Short Treasury Bond ETF
iShares 1-3 Year Treasury Bond ETF
iShares MSCI Turkey ETF
iShares Exponential Technologies ETF
NASDAQ
08.10.17 AMCA iShares Trust iShares Russell 1000 Pure U.S. Revenue ETF NASDAQ
08.18.17 DWPP First Trust Exchange-Traded Fund First Trust Dorsey Wright People's Portfolio ETF NASDAQ