Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.10.17 SWIN ALPS ETF Trust Alps/Dorsey Wright Sector Momentum ETF NASDAQ
01.12.17 DUSA
DFNL
DWLD
Davis Fundamental ETF Trust Davis Select U.S. Equity ETF
Davis Select Financial ETF
Davis Select Worldwide ETF
NASDAQ
02.14.17 FOANC Gabelli NextShares Trust Gabelli Food of All Nations NextShares NASDAQ
02.15.17 FIXD First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF NASDAQ
03.22.17 SQZZ Strategy Shares Active Alts Contrarian ETF NASDAQ
04.26.17 USOI Credit Suisse AG Credit Suisse X-Links Crude Oil Shares Covered Call ETN NASDAQ
05.04.17 CACG Legg Mason ETF Investment Trust ClearBridge All Cap Growth ETF NASDAQ
05.16.17 CSML IndexIQ ETF Trust IQ Chaikin U.S. Small Cap ETF NASDAQ
05.19.17 LRGE
YLDE
Legg Mason ETF Investment Trust ClearBridge Large Cap Growth ESG ETF
ClearBridge Dividend Strategy ESG ETF
NASDAQ
06.20.17 RNDM
RNEM
RNLC
RNMC
RNSC
RMDV
First Trust Exchange-Traded Fund VI Developed International Equity Select ETF
Emerging Markets Equity Select ETF
Large Cap US Equity Select ETF
Mid Cap US Equity Select ETF
Small Cap US Equity Select ETF
US Equity Dividend Select ETF
NASDAQ
06.21.17 FCAL First Trust Exchange-Traded Fund III First Trust California Municipal High Income ETF NASDAQ
06.22.17 VSMV Victory Portfolios II VictoryShares US Multi-Factor Minimum Volatility ETF NASDAQ
07.13.17 SUSB
SUSC
iShares Trust iShares ESG 1-5 Year USD Corporate Bond ETF
iShares ESG USD Corporate Bond ETF
NASDAQ
07.13.17 SQLV Legg Mason ETF Investment Trust Legg Mason Small-Cap Quality Value ETF NASDAQ
07.20.17 EMXC iShares, Inc. iShares MSCI Emerging Markets ex China ETF NASDAQ
07.25.17 EQRR ProShares Trust ProShares Equities for Rising Rates ETF NASDAQ
08.02.17 CIU
CRED
CSJ
DVY
EMB
HEWG
IEF
IEI
IJT
ISTB
IUSB
IUSG
IUSV
MBB
PFF
RING
SHV
SHY
TUR
XT
iShares Funds iShares Intermediate Credit Bond ETF
iShares U.S. Credit Bond ETF
iShares 1-3 Year Credit Bond ETF
iShares Select Dividend ETF
iShares J.P. Morgan USD Emerging Markets Bond ETF
iShares Currency Hedged MSCI Germany ETF
iShares 7-10 Year Treasury Bond ETF
iShares 3-7 Year Treasury Bond ETF
iShares S&P Small-Cap 600 Growth ETF
iShares Core 1-5 Year USD Bond ETF
iShares Core Total USD Bond Market ETF
iShares Core S&P U.S. Growth ETF
iShares Core S&P U.S. Value ETF
iShares MBS ETF
iShares U.S. Preferred Stock ETF
iShares MSCI Global Gold Miners ETF
iShares Short Treasury Bond ETF
iShares 1-3 Year Treasury Bond ETF
iShares MSCI Turkey ETF
iShares Exponential Technologies ETF
NASDAQ
08.10.17 AMCA iShares Trust iShares Russell 1000 Pure U.S. Revenue ETF NASDAQ
08.18.17 DWPP First Trust Exchange-Traded Fund First Trust Dorsey Wright People's Portfolio ETF NASDAQ
10.12.17 USMC Principal Exchange-Traded Funds Principal U.S. Mega-Cap Multi-Factor Index ETF NASDAQ
10.19.17 PVAL
PMOM
Principal Exchange-Traded Funds Principal Contrarian Value Index ETF
Principal Sustainable Momentum Index ETF
NASDAQ
10.26.17 CEY Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF NASDAQ
11.02.17 SDVY First Trust Exchange-Traded Fund VI First Trust SMID Cap Rising Dividend Achievers ETF NASDAQ
11.02.17 FMHI First Trust Exchange-Traded Fund III First Trust Municipal High Income ETF NASDAQ
11.09.17 CRUSC Calvert Management Series Calvert Ultra-Short Duration Income NextShares NASDAQ
11.09.17 VTC Vanguard Scottsdale Funds Vanguard Total Corporate Bond ETF NASDAQ
11.16.17 OKDCC Eaton Vance NextShares Trust II Eaton Vance Oaktree Diversified Credit NextShares NASDAQ
11.30.17 EVFTC Eaton Vance NextShares Trust II Eaton Vance Floating-Rate NextShares NASDAQ
12.07.17 HFGIC Hartford NextShares Trust Hartford Global Impact NextShares Fund NASDAQ
12.12.17 ACT AdvisorShares Trust AdvisorShares Vice ETF NASDAQ
12.13.17 CLRG IndexIQ ETF Trust IQ Chaikin U.S. Large Cap ETF NASDAQ
12.29.17 DWCR Arrow Investments Trust Arrow DWA Country Rotation ETF NASDAQ
01.11.18 CRUSC Calvert Management Series Calvert Ultra-Short Duration Income NextShares NASDAQ
01.17.18 BLCN Reality Shares ETF Reality Shares Nasdaq NexGen Economy ETF NASDAQ
01.17.18 HNDL Strategy Shares Strategy Shares Nasdaq 7HANDL Index ETF NASDAQ
01.25.18 LEGR First Trust Exchange-Traded Fund VI First Trust Indxx Innovative Transaction & Process ETF NASDAQ
02.15.18 BVNSC Brandes Investment Trust Brandes Value NextShares NASDAQ
02.21.18 GRBIC Gabelli NextShares Trust Gabelli RBI NextShares NASDAQ
02.21.18 RPIBC Managed Portfolio Series Reinhart Intermediate Bond NextShares NASDAQ
02.22.18 ROBT First Trust Exchange-Traded Fund VI First Trust Nasdaq Artificial Intelligence and Robotics ETF NASDAQ
03.02.18 DINT Fundamental ETF Trust Davis Select International ETF NASDAQ
04.10.18 VETS Pacer Funds Trust Pacer Military Times Best Employers ETF NASDAQ
04.13.18 CGVIC
CIVEC
Causeway ETMF Trust Causeway Global Value NextShares
Causeway International Value NextShares
NASDAQ
04.17.18 DRIV Global X Funds Global X Autonomous & Electric Vehicles ETF NASDAQ
05.15.18 AIQ Global X Funds Global X Future Analytics Tech ETF NASDAQ
05.15.18 DALI First Trust Exchange-Traded Fund VI First Trust Dorsey Wright DALI 1 ETF NASDAQ
06.19.18 PETZC Gabelli NextShares Trust Gabelli Pet Parent Fund NASDAQ
06.20.18 BCNA Reality Shares ETF Trust Reality Shares Nasdaq NexGen Economy China ETF NASDAQ
07.11.18 DWMC
DWSH
AdvisorShares Trust AdvisorShares Dorsey Wright Micro-Cap ETF
AdvisorShares Dorsey Wright Short ETF
NASDAQ
07.26.18 BND Vanguard Bond Funds Vanguard Total Bond Market ETF NASDAQ
08.15.18 CHNA ETF Series Solutions Loncar China BioPharma ETF NASDAQ
08.28.18 BPY Brookfield Property REIT Inc. Class A Common Stock NASDAQ
09.06.18 DVLU
DVOL
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Value ETF
First Trust Dorsey Wright Momentum & Low Volatility ETF
NASDAQ
09.06.18 BNDW Vanguard Scottsdale Funds Vanguard Total World Bond ETF NASDAQ
09.12.18 IUS
IUSS
ISDX
ISDS
ISEM
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco Strategic US ETF
Invesco Strategic US Small Company ETF
Invesco Strategic Developed ex-US ETF
Invesco Strategic Developed ex-US Small Company ETF
Invesco Strategic Emerging Markets ETF
NASDAQ
10.04.18 WBND Legg Mason ETF Investment Trust Western Asset Total Return ETF NASDAQ
10.04.18 FPXE First Trust Exchange-Traded Fund II First Trust IPOX Europe Equity Opportunities ETF NASDAQ
11.06.18 FDNI First Trust Exchange-Traded Fund II First Trust Dow Jones International Internet ETF NASDAQ
11.07.18 TTTN TigerShares Trust TigerShares China-U.S. Internet Titans ETF NASDAQ
11.15.18 BGRN iShares Trust iShares Global Green Bond ETF NASDAQ
11.29.18 EBIZ Global X Funds Global X E-commerce ETF NASDAQ
01.04.19 LDSF First Trust Exchange-Traded Fund VIII First Trust Low Duration Strategic Focus ETF NASDAQ
02.07.19 BKCH AdvisorShares Trust AdvisorShares Sabretooth ETF NASDAQ
02.08.19 WINC Legg Mason ETF Investment Trust Western Asset Short Duration Income ETF NASDAQ
03.07.19 EWJE
EWJV
iShares Trust iShares MSCI Japan Equal Weighted ETF
iShares MSCI Japan Value ETF
NASDAQ
04.09.19 GNOM Global X Funds Global X Genomics & Biotechnology ETF NASDAQ
04.16.19 CLOU Global X Funds Global X Cloud Computing ETF NASDAQ
05.02.19 ECOW Pacer Funds Trust Pacer Emerging Markets Cash Cows 100 ETF NASDAQ
05.08.2019 GIGE Tidal ETF Trust SoFi Gig Economy ETF NASDAQ
05.09.2019 SUSL iShares Trust iShares ESG MSCI USA Leaders ETF NASDAQ
07.16.2019 HLAL Listed Funds Trust FTSE USA Shariah Index NASDAQ
07.24.2019 PDEV
PLC
PSM
Principal Exchange-Traded Funds Nasdaq Developed Select Leaders Core Index
Nasdaq US Large Cap Select Leaders Core Index
Nasdaq US SMID Cap Select Leaders Core Index
NASDAQ
09.06.2019 WCLD Wisdomtree Trust WisdomTree Cloud Computing Fund NASDAQ
09.19.2019 POTX Global X Funds Global X Cannabis ETF NASDAQ
09.25.2019 BSML
BSMM
BSMN
BSMO
BSMP
BSMQ
BSMR
BSMS
BSMT
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2021 Municipal Bond ETF
Invesco BulletShares 2022 Municipal Bond ETF
Invesco BulletShares 2023 Municipal Bond ETF
Invesco BulletShares 2024 Municipal Bond ETF
Invesco BulletShares 2025 Municipal Bond ETF
Invesco BulletShares 2026 Municipal Bond ETF
Invesco BulletShares 2027 Municipal Bond ETF
Invesco BulletShares 2028 Municipal Bond ETF
Invesco BulletShares 2029 Municipal Bond ETF
NASDAQ
10.29.2019 GXTG Global X Funds Global X Thematic Growth ETF NASDAQ
10.29.2019 BUG
HERO
Global X Funds Global X Cybersecurity ETF
Global X Video Games & Esports ETF
NASDAQ
12.09.2019 UFO Procure ETF Trust II Procure Space ETF NASDAQ
12.11.2019 ANGL
BJK
ESPO
RTH
SMH
VanEck Vectors ETF Trust VanEck Vectors Fallen Angel High Yield Bond ETF
VanEck Vectors Gaming ETF
VanEck Vectors Video Gaming and eSports ETF
VanEck Vectors Retail ETF
VanEck Vectors Semiconductor ETF
NASDAQ
12.27.2019 DWUS
DWAW
DWEQ
AdvisorShares Trust AdvisorShares Dorsey Wright FSM US Core ETF
AdvisorShares Dorsey Wright FSM All Cap World ETF
AdvisorShares Dorsey Wright Alpha Equal Weight ETF
NASDAQ
12.31.2019 BSCK
BSCL
BSCM
BSCN
BSCO
BSCP
BSCQ
BCSR
BSCS
BSCT
BSJK
BSJL
BSJM
BSJN
BSJO
BSJP
BSJQ
BSJR
BSAE
BSBE
BSCE
BSDE
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2020 Corporate Bond ETF
Invesco BulletShares 2021 Corporate Bond ETF
Invesco BulletShares 2022 Corporate Bond ETF
Invesco BulletShares 2023 Corporate Bond ETF
Invesco BulletShares 2024 Corporate Bond ETF
Invesco BulletShares 2025 Corporate Bond ETF
Invesco BulletShares 2026 Corporate Bond ETF
Invesco BulletShares 2027 Corporate Bond ETF
Invesco BulletShares 2028 Corporate Bond ETF
Invesco BulletShares 2029 Corporate Bond ETF
Invesco BulletShares 2020 High Yield Corporate Bond ETF
Invesco BulletShares 2021 High Yield Corporate Bond ETF
Invesco BulletShares 2022 High Yield Corporate Bond ETF
Invesco BulletShares 2023 High Yield Corporate Bond ETF
Invesco BulletShares 2024 High Yield Corporate Bond ETF
Invesco BulletShares 2025 High Yield Corporate Bond ETF
Invesco BulletShares 2026 High Yield Corporate Bond ETF
Invesco BulletShares 2027 High Yield Corporate Bond ETF
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
NASDAQ
02.07.2020 LDEM iShares Trust iShares ESG MSCI EM Leaders ETF NASDAQ
02.25.2020 SNUG Alpha Architect ETF Trust Merlyn.AI Tactical Growth and Income ETF NASDAQ
02.27.2020 IBTA
IBTB
IBTD
IBTE
IBTF
IBTG
IBTH
IBTI
IBTJ
iShares Trust iShares iBonds Dec 2021 Term Treasury ETF
iShares iBonds Dec 2022 Term Treasury ETF
iShares iBonds Dec 2023 Term Treasury ETF
iShares iBonds Dec 2024 Term Treasury ETF
iShares iBonds Dec 2025 Term Treasury ETF
iShares iBonds Dec 2026 Term Treasury ETF
iShares iBonds Dec 2027 Term Treasury ETF
iShares iBonds Dec 2028 Term Treasury ETF
iShares iBonds Dec 2029 Term Treasury ETF
NASDAQ
06.18.2020 DMXF
USXF
iShares Trust iShares ESG Advanced MSCI EAFE ETF
iShares ESG Advanced MSCI USA ETF
NASDAQ
06.18.2020 DMXF
USXF
iShares Trust iShares ESG Advanced MSCI EAFE ETF
iShares ESG Advanced MSCI USA ETF
NASDAQ
06.18.2020 DMXF
USXF
iShares Trust iShares ESG Advanced MSCI EAFE ETF
iShares ESG Advanced MSCI USA ETF
NASDAQ
06.24.2020 CEFA Global X Funds Global X S&P Catholic Values Developed ex-U.S. ETF NASDAQ
07.01.2020 SPQQ Siren ETF Trust Siren Large Cap Blend Index ETF NASDAQ
07.14.2020 EDUT Global X Funds Global X Education ETF NASDAQ
07.16.2020 IBTK iShares Trust iShares iBonds Dec 2030 Term Treasury ETF NASDAQ
07.30.2020 EDOC Global X Funds Global X Telemedicine & Digital Health ETF NASDAQ
08.04.2020 IBBJ ETF Series Solutions Defiance Nasdaq Junior Biotechnology ETF NASDAQ
09.10.2020 QQQN Victory Portfolios II VictoryShares Nasdaq Next 50 ETF NASDAQ
09.16.2020 BSCU
BSJS
BSMU
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2030 Corporate Bond ETF
Invesco BulletShares 2028 High Yield Corporate Bond ETF
Invesco BulletShares 2030 Municipal Bond ETF
NASDAQ
09.21.2020 QYLG Global X Funds Global X Nasdaq 100 Covered Call & Growth ETF NASDAQ
09.24.2020 CHB Global X Funds Global X China Biotech Innovation ETF NASDAQ
10.08.2020 EMXF iShares Trust iShares ESG Advanced MSCI EM ETF NASDAQ
10.13.2020 QQQJ
QQQM
Invesco Exchange-Traded Fund Trust II Invesco NASDAQ Next Gen 100 ETF
Invesco NASDAQ 100 ETF
NASDAQ
10.29.2020 CTEC
VPN
Global X Funds Global X CleanTech ETF
Global X Data Center REITs & Digital Infrastructure ETF
NASDAQ
11.03.2020 DEMZ Advisors Inner Circle Fund III DEMZ Political Contributions ETF NASDAQ