Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
1.5.2022 TRDF Collaborative Investment Series Trust The NextGen Trend and Defend ETF BZX
1.5.2022 GAST Gabelli ETFs Trust Gabelli Asset ETF NYSE Arca
1.13.2022 XDNA Kelly Strategic ETF Trust Kelly CRISPR & Gene Editing Technology ETF NASDAQ
1.6.2022 FLTN Collaborative Investment Series Trust Rareview Inflation/Deflation ETF NYSE Arca
1.7.2022 UMMA Listed Funds Trust Wahed Dow Jones Islamic World ETF NASDAQ
1.11.2022 NZRO Strategy Shares Strategy Shares Halt Climate Change ETF NASDAQ
1.11.2022 EAFD
EMGD
RTYD
Simplify Exchange Traded Funds Simplify Developed Ex-US PLUS Downside Convexity ETF
Simplify Emerging Markets Equity PLUS Downside Convexity ETF
Simplify US Small Cap PLUS Downside Convexity ETF
NYSE Arca
1.12.2022 JBBB Janus Detroit Street Trust Janus Henderson B-BBB CLO ETF BZX
1.11.2022 ESIX SPDR Series Trust SPDR S&P SmallCap 600 ESG ETF NYSE Arca
1.11.2022 RDMX
REMG
SPDR Index Shares Fund SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF
SPDR Bloomberg SASB Emerging Markets ESG Select ETF
NYSE Arca
1.12.2022 AVSC The American Century ETF Trust Avantis U.S Small Cap Equity ETF NYSE Arca
1.12.2022 WEIX The Dynamic Shares Trust Dynamic Short Short-Term Volatility Futures ETF NYSE Arca
1.19.2022 IUSA Northern Lights Fund Trust II Amberwave Invest USA JSG Fund NYSE Arca
1.19.2022 EVEN
FNTC
ONG
Direxion Shares ETF Trust Direxion Daily S&P 500 Equal Weight Bull 2X Shares
Direxion Daily FinTech Bull 2X Shares
Direxion Daily Oil Services Bull 2X Shares
NYSE Arca
1.19.2022 SEA ETF Series Solutions U.S. Global Sea to Sky Cargo ETF NYSE Arca
1.20.2022 RSEE Collaborative Investment Series Trust Rareview Systematic Equity ETF BZX
1.21.2022 SAGP
SAMT
The Advisors' Inner Circle Fund III Strategas Global Policy Opportunities ETF
Strategas Macro Thematic Opportunities ETF
NYSE Arca
1.25.2022 DMAT The Global X Funds Global X Disruptive Materials ETF NASDAQ
1.25.2022 TCHI iShares Trust iShares MSCI China Multisector Tech ETF NASDAQ
1.25.2022 PUNK Series Portfolios Trust Subversive Metaverse ETF BZX
1.27.2022 CWC Capitol Series Trust Clockwise Capital Innovation ETF NYSE Arca
1.28.2022 PSYK ETF Series Solutions PSYK ETF NYSE Arca
1.31.2022 CSH Listed Funds Trust Morgan Creek - Exos Active SPAC Arbitrage ETF NYSE Arca
1.31.2022 IRBA Litman Gregory Funds Trust iMGP RBA Responsible Global Allocation ETF NYSE Arca
2.1.2022 IWIN Amplify ETF Trust Amplify Inflation Fighter ETF NYSE Arca
2.1.2022 GFOF ETF Series Solutions Grayscale Future of Finance ETF NYSE Arca
2.2.2022 WINN Harbor ETF Trust Harbor Long-Term Growers ETF NYSE Arca
2.2.2022 NETZ Engine No. 1 ETF Trust Engine No. 1 Transform Climate ETF BZX
2.10.2022 PABU iShares Trust iShares Paris-Aligned Climate MSCI USA ETF NNM
2.4.2022 PRAY SHP ETF Trust FIS Biblically Responsible Risk Managed ETF NYSE Arca
2.4.2022 LRND
MRND
WRND
IndexIQ ETF Trust IQ U.S. Large Cap R&D Leaders ETF
IQ U.S. Mid Cap R&D Leaders ETF
IQ Global Equity R&D Leaders ETF
NYSE Arca
2.8.2022 WGMI Valkyrie ETF Trust II Valkyrie Bitcoin Miners ETF NASDAQ
2.8.2022 BUFB The Innovator ETFs Trust Innovator Laddered Allocation Buffer ETF BZX
2.8.2022 BFIX The Build Funds Trust Build Bond Innovation ETF NYSE Arca
2.8.2022 LETB The AdvisorShares Trust AdvisorShares Let Bob AI Powered Momentum ETF NYSE Arca
2.8.2022 GCLN The Goldman Sachs ETF Trust Goldman Sachs Bloomberg Clean Energy Equity ETF BZX
2.9.2022 HGER Harbor ETF Trust Harbor All-Weather Inflation Focus ETF NYSE Arca
2.9.2022 HYRM DBX ETF Trust Xtrackers Risk Managed USD High Yield Strategy ETF NYSE Arca
2.11.2022 AGGH
CDX
Simplify Exchange Traded Funds Simplify Aggregate Bond PLUS Credit Hedge ETF
Simplify High Yield PLUS Credit Hedge ETF
NYSE Arca
2.16.2022 DGIN VanEck ETF Trust VanEck Digital India ETF NYSE Arca
2.16.2022 FYSD Fidelity Covington Trust Fidelity Sustainable High Yield ETF NYSE Arca
2.16.2022 WBAT WisdomTree Trust WisdomTree Battery Value Chain and Innovation Fund BZX
2.16.2022 XHYE BondBloxx ETF Trust BondBloxx USD High Yield Bond Energy Sector ETF NYSE Arca
2.16.2022 XHYC
XHYD
XHYF
XHYH
XHYI
XHYT
BondBloxx ETF Trust BondBloxx USD High Yield Bond Consumer Cyclicals Sector ETF
BondBloxx USD High Yield Bond Consumer Non-Cyclicals Sector ETF
BondBloxx USD High Yield Bond Financial & REIT Sector ETF
BondBloxx USD High Yield Bond Healthcare Sector ETF
BondBloxx USD High Yield Bond Industrial Sector ETF
BondBloxx USD High Yield Bond Telecom, Media & Technology Sector ETF
NYSE Arca
2.16.2022 HYBL SPDR Series Trust SPDR Blackstone High Income ETF BZX
2.16.2022 GEMD Goldman Sachs ETF Trust Goldman Sachs Access Emerging Markets USD Bond ETF BZX
2.18.2022 CLSE Trust for Professional Managers Convergence Long/Short Equity ETF BZX
2.18.2022 HAUS Tidal ETF Trust Home Appreciation U.S. REIT ETF BZX
2.23.2022 CGCP Capital Group Core Plus Income ETF Capital Group Core Plus Income ETF NYSE Arca
2.23.2022 CGDV Capital Group Dividend Value ETF Capital Group Dividend Value ETF NYSE Arca
2.23.2022 CGGO Capital Group Global Growth Equity ETF Capital Group Global Growth Equity ETF NYSE Arca
2.23.2022 CGGR Capital Group Growth ETF Capital Group Growth ETF NYSE Arca
2.23.2022 CGUS Capital Group Core Equity ETF Capital Group Core Equity ETF NYSE Arca
2.23.2022 CGXU Capital Group International Focus Equity ETF Capital Group International Focus Equity ETF NYSE Arca
2.23.2022 HAPY Harbor ETF Trust Harbor Corporate Culture Leaders ETF NYSE Arca
2.23.2022 DJIA Global X Funds Global X Dow 30 Covered Call ETF NYSE Arca
2.23.2022 DFAR
DFSV
DUHP
Dimensional US Real Estate ETF
Dimensional US Small Cap Value ETF
Dimensional US High Profitability ETF
Global X Dow 30 Covered Call ETF NYSE Arca
3.3.2022 IPDP
IPPP
Listed Funds Trust Dividend Performers ETF
Preferred-Plus ETF
BZX
3.4.2022 BSTP
PSTP
Innovator ETFs Trust Innovator Buffer Step-Up Strategy ETF
Innovator Power Buffer Step-Up Strategy ETF
NYSE Arca
3.7.2022 CTA Simplify Exchange Traded Funds Simplify Managed Futures Strategy ETF NYSE Arca
3.9.2022 DAM Van Eck Associates Corporation VanEck Digital Assets Mining ETF NASDAQ
3.14.2022 MSTQ ETF Series Solutions LHA Market State Tactical Q ETF BZX
3.15.2022 KGHG KraneShares Trust KraneShares Global Carbon Transformation ETF NYSE Arca
3.16.2022 VERS The ProShares Trust ProShares Metaverse ETF NYSE Arca
3.16.2022 AVSD
AVSU
American Century ETF Trust Avantis Responsible International Equity ETF
Avantis Responsible U.S. Equity ETF
NYSE Arca
3.16.2022 GDEU WisdomTree Trust WisdomTree Efficient Gold Plus Equity Strategy Fund BZX
3.16.2022 GLOV Goldman Sachs ETF Trust Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF BZX
3.18.2022 RHCB BNY Mellon ETF Trust BNY Mellon Responsible Horizons Corporate Bond ETF NYSE Arca
3.23.2022 EKG The First Trust Exchange-Traded Fund II First Trust Nasdaq Lux Digital Health Solutions ETF NASDAQ
3.22.2022 ROCI Alpha Architect ETF Trust ROC ETF BZX
3.22.2022 TACK Alpha Architect ETF Trust Fairlead Tactical Sector ETF NYSE Arca
3.23.2022 DFIC
DFIS
DHIP
DSIV
Dimensional ETF Trust Dimensional International Core Equity 2 ETF
Dimensional International Small Cap ETF
Dimensional International High Profitability ETF
Dimensional International Small Cap Value ETF
BZX
3.25.2022 CRIT Exchange Traded Concepts Trust Optica Rare Earths & Critical Materials ETF BZX
3.30.2022 AVSE American Century ETF Trust Avantis Responsible Emerging Markets Equity ETF NYSE Arca
3.30.2022 RPHS Two Roads Shared Trust Regents Park Hedged Market Strategy ETF BZX
3.30.2022 SEMI Columbia ETF Trust I Columbia Seligman Semiconductor and Technology ETF NYSE Arca
3.30.2022 OACP Unified Series Trust OneAscent Core Plus Bond ETF NYSE Arca
3.30.2022 SVIX
UVIX
VS TR -1x Short VIX Futures ETF
2x Long VIX Futures ETF
BZX
3.31.2022 GDVD Northern Lights Fund Trust IV R3 Global Dividend Growth ETF BZX
3.31.2022 DBND
DCPE
DoubleLine ETF Trust DoubleLine Opportunistic Bond ETF
DoubleLine Shiller CAPE U.S. Equities ETF
NYSE Arca
4.4.2022 MBNE SPDR Series Trust SPDR Nuveen Municipal Bond ESG ETF
DoubleLine Shiller CAPE U.S. Equities ETF
BZX
4.5.2022 INQQ Exchange Traded Concepts India Internet & Ecommerce ETF
DoubleLine Shiller CAPE U.S. Equities ETF
NYSE Arca
4.5.2022 NBCC
NDCT
NBDS
Neuberger Berman ETF Trust Neuberger Berman Next Generation Connected Consumer ETF
Neuberger Berman Carbon Transition Infrastructure ETF
Neuberger Berman Disrupters ETF
NYSE Arca
4.6.2022 SUPL ProShares Trust ProShares Supply Chain Logistics ETF NYSE Arca
4.7.2022 TIPD
TIPL
Direxion Shares ETF Trust Direxion Daily TIPS Bear 2X Shares
Direxion Daily TIPS Bull 2X Shares
NYSE Arca
4.7.2022 JCPI JP Morgan Exchange-Traded FD Trust JPMorgan Inflation Managed Bond ETF BZX
4.11.2022 ODDS Pacer Funds Pacer BlueStar Digital Entertainment ETF NASDAQ
4.13.2022 GRNR Global X Funds Global X Green Building ETF NASDAQ
4.12.2022 GUSA Goldman Sachs ETF Trust II Goldman Sachs MarketBeta U.S. 1000 Equity ETF NYSE Arca
4.19.2022 BULD Pacer Funds Pacer BlueStar Engineering the Future ETF NASDAQ
4.20.2022 WEED Listed Funds Trust Roundhill Cannabis ETF BZX
4.20.2022 ARVR First Trust Exchange-Traded Fund II First Trust Indxx Metaverse ETF NASDAQ
4.21.2022 FEEM FlexShares Trust FlexShares ESG & Climate Emerging Markets Core Index Fund NYSE Arca
4.21.2022 FSBD
FSLD
Fidelity Merrimack Street Trust Fidelity Sustainable Core Plus Bond ETF
Fidelity Sustainable Low Duration Bond ETF
NYSE Arca
4.21.2022 FMET Fidelity Covington Trust Fidelity Metaverse ETF NASDAQ
4.21.2022 FDIG Fidelity Covington Trust Fidelity Crypto Industry and Digital Payments ETF NASDAQ
4.22.2022 NZAC SPDR Index Shares Fund SPDR MSCI ACWI Climate Paris Aligned ETF NASDAQ
4.22.2022 NZUS SPDR Index Shares Fund SPDR MSCI USA Climate Paris Aligned ETF NASDAQ
4.22.2022 EVMT Invesco Actively Managed Exchange-Traded Commodity Fund Trust Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF NASDAQ
4.25.2022 FMCX Northern Lights Fund Trust IV FMC Excelsior Focus Equity ETF NYSE Arca
4.27.2022 IVEG iShares Trust iShares Emergent Food and AgTech Multisector ETF NASDAQ
4.27.2022 EVMT Invesco Actively Managed Exchange-Traded Commodity Fund Trust Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF NASDAQ
4.27.2022 IBLC iShares Blockchain and Tech ETF iShares Trust NYSE Arca
4.27.2022 DEHP
DFEM
DFEV
Dimensional Emerging Markets High Profitability ETF
Dimensional Emerging Markets Core Equity 2 ETF
Dimensional Emerging Markets Value ETF
Dimensional ETF Trust NYSE Arca
4.27.2022 CRYP
UAV
AdvisorShares Managed Bitcoin Strategy ETF
AdvisorShares Drone Technology ETF
AdvisorShares Trust NYSE Arca
4.27.2022 KSET KraneShares Global Carbon Offset Strategy ETF KraneShares Trust NYSE Arca
4.28.2022 VR Global X Funds Global X Metaverse ETF NASDAQ
5.2.2022 SWEB Investment Managers Series Trust II AXS Short China Internet ETF NASDAQ
5.2.2022 TARK Investment Managers Series Trust II AXS 2X Innovation ETF NASDAQ
4.27.2022 IBLC iShares Blockchain and Tech ETF iShares Trust NYSE Arca
4.27.2022 DEHP
DFEM
DFEV
Dimensional Emerging Markets High Profitability ETF
Dimensional Emerging Markets Core Equity 2 ETF
Dimensional Emerging Markets Value ETF
Dimensional ETF Trust NYSE Arca
4.27.2022 CRYP
UAV
AdvisorShares Managed Bitcoin Strategy ETF
AdvisorShares Drone Technology ETF
AdvisorShares Trust NYSE Arca
4.27.2022 KSET KraneShares Global Carbon Offset Strategy ETF KraneShares Trust NYSE Arca
5.3.2022 SAT Saratoga Investment Corp 6.00% Notes due 2027 NYSE Arca
5.4.2022 STGF Listed Funds Trust Merk Stagflation ETF NYSE Arca
5.4.2022 JEPQ J.P. Morgan Exchange-Traded Fund Trust PMorgan Nasdaq Equity Premium Income ETF NASDAQ
5.5.2022 BULD Pacer Funds Pacer BlueStar Engineering the Future ETF NASDAQ
5.6.2022 MPAY Exchange Listed Funds Trust Akros Monthly Payout ETF NYSE Arca
5.9.2022 DFUV Dimensional ETF Trust Dimensional US Marketwide Value ETF NYSE Arca
5.9.2022 JMEE J.P. Morgan Exchange-Traded Fund Trust JPMorgan Market Expansion Enhanced Equity ETF
5.10.2022 GABF Gabelli ETFs Trust Gabelli Financial Services Opportunities ETF NYSE Arca
5.12.2022 SCCF Sachem Capital Corp 7.125% Notes due 2027 AMEX
5.12.2022 LQIG SPDR Series Trust SPDR MarketAxess Investment Grade 400 Corporate Bond ETF NYSE Arca
5.17.2022 FIG Simplify Exchange Traded Funds Simplify Macro Strategy ETF NYSE Arca
5.17.2022 TILL Listed Funds Trust Teucrium Agricultural Strategy No K-1 ETF NYSE Arca
5.18.2022 BYRE Principal Exchange-Traded Funds Principal Real Estate Active Opportunities ETF NYSE Arca
5.18.2022 ORFN Tidal ETF Trust Constrained Capital ESG Orphans ETF NYSE Arca
5.18.2022 SEIM
SEIQ
SEIV
SELV
SEI Exchange Traded Funds SEI Enhanced U.S. Large Cap Momentum Factor ETF
SEI Enhanced U.S. Large Cap Quality Factor ETF
SEI Enhanced U.S. Large Cap Value Factor ETF
SEI Enhanced Low Volatility U.S. Large Cap ETF
BZX
5.19.2022 TUG Listed Funds Trust STF Tactical Growth ETF NASDAQ
5.19.2022 TUGN Listed Funds Trust STF Tactical Growth & Income ETF NASDAQ
5.19.2022 MOOD Alpha Architect ETF Trust Relative Sentiment Tactical Allocation ETF NYSE Arca
NYSE Arca
5.20.2022 MNBD ALPS ETF Trust ALPS Intermediate Municipal Bond ETF NYSE Arca
5.23.2022 JPRE J.P. Morgan Exchange-Traded Fund Trust JPMorgan Realty Income ETF NYSE Arca
5.23.2022 GDIV Harbor ETF Trust Harbor Dividend Growth Leaders ETF NYSE Arca
5.24.2022 PFRL PGIM ETF Trust PGIM Floating Rate Income ETF NYSE Arca
5.26.2022 XB
XBB
XCCC
BondBloxx ETF Trust BondBloxx B-Rated USD High Yield Corporate Bond ETF
BondBloxx BB-Rated USD High Yield Corporate Bond ETF
BondBloxx CCC-Rated USD High Yield Corporate Bond ETF
NYSE Arca
6.1.2022 BRKY Direxion Shares ETF Trust Direxion Breakfast Commodities Strategy ETF NYSE Arca
6.1.2022 FEMA Procure ETF Trust II Procure Disaster Recovery Strategy ETF NASDAQ
6.7.2022 AHOY Tidal ETF Trust Newday Ocean Health ETF NYSE Arca
6.8.2022 UDI USCF ETF Trust USCF Dividend Income Fund NYSE Arca
6.8.2022 GVLU Tidal ETF Trust Gotham 1000 Value ETF NYSE Arca
6.9.2022 SHPP
TRFK
Pacer Fund Trust Pacer Industrials and Logistics ETF
Pacer Data and Digital Revolution ETF
NYSE Arca
6.9.2022 VMAT Managed Portfolio Series V-Shares MSCI World ESG Materiality and Carbon Transition ETF BZX
6.9.2022 LONZ PIMCO U.S. Treasury Index Fund PIMCO Senior Loan Active ExchangeTraded Fund NYSE Arca
6.13.2022 JIRE J.P. Morgan Exchange-Traded Fund Trust JPMorgan International Research Enhanced Equity ETF NYSE Arca
6.16.2022 BUFQ First Trust Exchange-Traded Fund VIII FT Cboe Vest Fund of Nasdaq-100 Buffer ETF BZX
6.16.2022 OAIE Series Portfolios Trust Optimize AI Smart Sentiment EventDriven ETF NYSE Arca
6.16.2022 SYII Syntax ETF Trust Syntax Stratified Total Market II ETF NYSE Arca
6.21.2022 BITI ProShares Trust ProShares Short Bitcoin Strategy ETF NYSE Arca
6.22.2022 CPII Tidal ETF Trust Ionic Inflation Protection ETF NYSE Arca
6.22.2022 FLYD
FLYU
Bank of Montreal MicroSectors Travel -3x Inverse Leveraged ETN
MicroSectors Travel 3x Leveraged ETN
NYSE Arca
6.23.2022 IWFG
IWLG
IQ MacKay Municipal Insured ETF IQ Winslow Focused Large Cap Growth ETF
IQ Winslow Large Cap Growth ETF
NYSE Arca
6.23.2022 CLOI VanEck ETF Trust VanEck CLO ETF NYSE Arca
6.27.2022 HTFC Horizon Technology Finance Corporation 6.25% Notes due 2027 NYSE Arca
6.23.2022 NTZG Nushares ETF Trust Nuveen Global Net Zero Transition ETF NASDAQ
6.24.2022 AGIH
AGRH
HYGI
iShares U.S. ETF Trust iShares Inflation Hedged U.S. Aggregate Bond ETF
iShares Interest Rate Hedged U.S. Aggregate Bond ETF
iShares Inflation Hedged High Yield Bond ETF
NYSE Arca
6.28.2022 NIWM
NPSY
Unified Series Trust NightShares 2000 ETF
NightShares 500 ETF
NYSE Arca
6.28.2022 USNZ DBX ETF Trust Xtrackers Net Zero Pathway Paris Aligned US Equity ETF NYSE Arca
6.29.2022 AOTG EA Series Trust AOT Growth and Innovation ETF NASDAQ
6.30.2022 FGLD Franklin Templeton Holdings Trust Franklin Responsibly Sourced Gold ETF NYSE Arca
6.30.2022 IBDX iShares Trust iShares iBonds Dec 2032 Term Corporate ETF NYSE Arca
6.30.2022 XEMD BondBloxx ETF Trust BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF BZX
7.1.2022 SSXU Strategy Shares Day Hagan/Ned Davis Research Smart Sector International ETF NYSE Arca
7.6.2022 IVHG Global X Funds Global X Interest Rate Volatility & Inflation Hedge ETF NYSE Arca
7.6.2022 IRHG Global X Funds Global X Interest Rate Hedge ETF NYSE Arca
7.8.2022 IBTM iShares Trust iShares iBonds Dec 2032 Term Treasury ETF NASDAQ
7.12.2022 SPCZ Listed Funds Trust RiverNorth Enhanced Pre-Merger SPAC ETF NYSE Arca
7.12.2022 TRFM ETF Series Solutions AAM Transformers ETF NYSE Arca
7.14.2022 RENW Harbor ETF Trust Harbor Energy Transition Strategy ETF NYSE Arca
7.14.2022 MCH
MEM
MINV
Matthews International Funds Matthews China Active ETF
Matthews Emerging Markets Equity Active ETF
Matthews Asia Innovators Active ETF
NYSE Arca
7.14.2022 TSLQ
NVDS
PFES
PFEL
PYPS
PYPT
NKEQ
NKEL
Investment Managers Series Trust II AXS TSLA Bear Daily ETF
AXS 1.25X NVDA Bear Daily ETF
AXS 2X PFE Bear Daily ETF
AXS 2X PFE Bull Daily ETF
AXS 1.5X PYPL Bear Daily ETF
AXS 1.5X PYPL Bull Daily ETF
AXS 2X NKE Bear Daily ETF
AXS 2X NKE Bull Daily ETF
NASDAQ
7.25.2022 SIO Touchstone ETF Trust Touchstone Strategic Income Opportunities ETF NYSE Arca
7.26.2022 MMSB IQ MacKay Municipal Insured ETF IQ MacKay Multi-Sector Income ETF NYSE Arca
7.26.2022 TSLH Innovator ETFs Trust Innovator Hedged TSLA Strategy ETF BZX
7.29.2022 LCF Touchstone ETF Trust Touchstone US Large Cap Focused ETF BZX
8.01.2022 CGV Affinity World Leaders Equity ETF Conductor Global Equity Value ETF NYSE Arca
8.02.2022 SESG Sprott ESG Gold ETF Units of Beneficial Interest NYSE Arca
8.02.2022 BCDF Horizon Kinetics Blockchain Development ETF Horizon Kinetics Blockchain Development ETF NYSE Arca
8.04.2022 DVND Touchstone ETF Trust Touchstone Dividend Select ETF NYSE Arca
8.04.2022 STCE Schwab Strategic Trust Schwab Crypto Thematic ETF NYSE Arca
8.08.2022 TUSI Touchstone ETF Trust Touchstone Ultra Short Income ETF BZX
8.08.2022 LCLG Advisors Series Trust Logan Capital Broad Innovative Growth ETF NYSE Arca
8.09.2022 JGRO J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Growth ETF NYSE Arca
8.09.2022 DRLL EA Series Trust Strive U.S. Energy ETF NYSE Arca
8.9.2022 TWEB Tidal ETF Trust SoFi Web 3 ETF NASDAQ
8.9.2022 UTEN
UTWO
TBIL
RBB Fund Inc. US Treasury 10 Year Note ETF
US Treasury 2 Year Note ETF
US Treasury 3 Month Bill ETF
NASDAQ
8.9.2022 AAPB
CONL
TSLI
TSL
GraniteShares ETF Trust GraniteShares 1.75x Long AAPL Daily ETF
GraniteShares 1.5x Long COIN Daily ETF
GraniteShares 1x Short TSLA Daily ETF
GraniteShares 1.25x Long TSLA Daily ETF
NASDAQ
8.9.2022 TSLS
AAPD
TSLL
AAPU
Direxion Shares ETF Trust Direxion Shares ETF Trust Direxion Daily TSLA Bear 1X Shares
Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X Shares
Direxion Shares ETF Trust Direxion Daily TSLA Bull 1.5X Shares
Direxion Shares ETF Trust Direxion Daily AAPL Bull 1.5X Shares
NASDAQ
8.11.2022 EVAV Direxion Shares ETF Trust Direxion Daily Electric and Autonomous Vehicles Bull 2X Shares NYSE Arca
8.11.2022 XUSP Innovator ETFs Trust Innovator Uncapped Accelerated U.S. Equity ETF BZX
8.16.2022 SPKX
SPKY
ConvexityShares Trust ConvexityShares 1x SPIKES Futures ETF
ConvexityShares Daily 1.5x SPIKES Futures ETF
NYSE Arca
8.17.2022 AMID EA Series Trust Argent Mid Cap ETF NASDAQ
8.18.2022 BPAY BlackRock ETF Trust BlackRock Future Financial and Technology ETF NYSE Arca
8.18.2022 AZTD Tidal ETF Trust Aztlan Global Stock Selection DM SMID ETF NYSE Arca
8.22.2022 LQDW iShares Trust iShares Investment Grade Corporate Bond BuyWrite Strategy ETF BZX
8.22.2022 HYGW iShares Trust iShares High Yield Corporate Bond BuyWrite Strategy ETF BZX
8.22.2022 TLTW iShares Trust iShares 20+ Year Treasury Bond BuyWrite Strategy ETF BZX
8.25.2022 SCCG iShares Trust 8.00% Notes due 2027 AMEX
8.24.2022 MSOX AdvisorShares Trust AdvisorShares MSOS 2x Daily ETF NYSE Arca
8.24.2022 NDIV Amplify ETF Trust Amplify Natural Resources Dividend Income ETF NYSE Arca
8.24.2022 FDLS Northern Lights Fund Trust IV Inspire Fidelis Multi Factor ETF NYSE Arca
8.24.2022 PDBA Invesco Actively Managed Exchange-Traded Commodity Fund Trust Invesco Agriculture Commodity Strategy No K-1 ETF NASDAQ
8.26.2022 IBRN iShares Trust iShares Neuroscience and Healthcare ETF NYSE Arca
8.30.2022 BNDI SHP ETF Trust NEOS Enhanced Income Aggregate Bond ETF NYSE Arca
8.30.2022 CSHI SHP ETF Trust NEOS Enhanced Income Cash Alternative ETF NYSE Arca
8.30.2022 SPYI SHP ETF Trust NEOS S&P 500 High Income ETF BZX
9.01.2022 KPOP Exchange Traded Concepts Trust KPOP and Korean Entertainment ETF NYSE Arca
9.7.2022 AMZU
AMZD
GGLL
GGLS
MSFU
MSFD
Direxion Shares ETF Trust Direxion Daily AMZN Bull 1.5X Shares
Direxion Daily AMZN Bear 1X Shares
Direxion Daily GOOGL Bull 1.5X Shares
Direxion Daily GOOGL Bear 1X Shares
Direxion Daily MSFT Bull 1.5X Shares
Direxion Daily MSFT Bear 1X Shares
NASDAQ
9.8.2022 UPWD
BLLD
CIRC
J.P. Morgan Exchange-Traded Fund Trust JPMorgan Social Advancement ETF
JPMorgan Sustainable Infrastructure ETF
JPMorgan Sustainable Consumption ETF
NASDAQ
9.8.2022 IBIT ETF Series Solutions Trust Defiance Daily Short Digitizing the Economy ETF NASDAQ
9.8.2022 BSCW
BSJU
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2032 Corporate Bond ETF
Invesco BulletShares 2030 High Yield Corporate Bond ETF
NASDAQ
9.08.2022 OSEA Harbor ETF Trust Harbor International Compounders ETF NYSE Arca
9.08.2022 IDVO Amplify ETF Trust Amplify International Enhanced Dividend Income ETF NYSE Arca
9.08.2022 EMCA
EMCH
EMZA
Emerge EMPWR Sustainable Dividend Equity ETF Emerge EMPWR Sustainable Dividend Equity ETF
Emerge EMPWR Sustainable Emerging Markets Equity ETF
Emerge EMPWR Sustainable Global Core Equity ETF
BZX
9.09.2022 EMPW Emerge EMPWR Sustainable Dividend Equity ETF Emerge EMPWR Unified Sustainable Equity ETF BZX
9.12.2022 BUYW Northern Lights Fund Trust IV Main BuyWrite ETF BZX
9.13.2022 KARB ETF Series Solutions Carbon Strategy ETF NYSE Arca
9.13.2022 THLV THOR Financial Technologies Trust THOR Low Volatility ETF NYSE Arca
9.13.2022 SDGS Tidal ETF Trust Newday Sustainable Development Equity ETF NYSE Arca
9.14.2022 TAFI
YEAR
AB Active ETFs, Inc. AB Tax-Aware Short Duration Municipal ETF
AB Ultra Short Income ETF
NYSE Arca
9.15.2022 OAEM
OAIM
Unified Series Trust OneAscent Emerging Markets ETF
OneAscent International Equity ETF
NYSE Arca
9.15.2022 STRV EA Series Trust Strive 500 ETF NYSE Arca
9.15.2022 KDIV KraneShares Trust KraneShares S&P Pan Asia Dividend Aristocrats Index ETF NYSE Arca
9.15.2022 XFIV
XHLF
XONE
XSVN
XTEN
XTRE
XTWO
XTWY
BondBloxx ETF Trust BondBloxx Bloomberg Five Year Target Duration US Treasury ETF
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETF
NYSE Arca
9.16.2022 DEFI Teucrium Corn Fund Hashdex Bitcoin Futures ETF NYSE Arca
9.16.2022 DWAT
DWCR
Arrow Investments Trust Arrow DWA Tactical: Macro ETF
Arrow DWA Tactical: International ETF
NYSE Arca
9.20.2022 CCSO Tidal ETF Trust II Carbon Collective Climate Solutions U.S. Equity ETF NASDAQ
9.22.2022 IWTR iShares Trust iShares MSCI Water Management Multisector ETF NASDAQ
9.22.2022 XC WisdomTree Trust WisdomTree Emerging Markets Ex-China Fund NYSE Arca
9.22.2022 XSEP First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - September BZX
9.28.2022 NOPE Tidal ETF Trust Noble Absolute Return ETF NYSE Arca
9.28.2022 JHDV John Hancock Exchange-Traded Fund Trust John Hancock U.S. High Dividend ETF NYSE Arca
9.29.2022 NXTE Investment Managers Series Trust II AXS Green Alpha ETF NYSE Arca
9.29.2022 AVGE
AVIE
American Century ETF Trust Avantis All Equity Markets ETF
Avantis Inflation Focused Equity ETF
NYSE Arca
9.30.2022 PBDC
SYNB
Putnam ETF Trust Putnam BDC Income ETF
Putnam BioRevolution ETF
NYSE Arca
9.30.2022 DIVD EA Series Trust Altrius Global Dividend ETF NASDAQ
9.30.2022 MAXI iSimplify Exchange Traded Funds iSimplify Bitcoin Strategy PLUS Income ETF NASDAQ
10.4.2022 BWEB Bitwise Funds Trust Bitwise Web3 ETF NYSE Arca
10.5.2022 RYLG Global X Funds Global X Russell 2000 Covered Call & Growth ETF NYSE Arca
10.5.2022 TSME Thrivent ETF Trust Thrivent Small-Mid Cap ESG ETF NYSE Arca
10.5.2022 SRHQ Elevation Series Trust SRH U.S. Quality ETF NYSE Arca
10.6.2022 SHOC EA Series Trust Strive U.S. Semiconductor ETF NYSE Arca
10.6.2022 NSPL Unified Series Trust NightShares 500 1x/1.5x ETF NYSE Arca
10.6.2022 DSMC ETF Series Solutions Distillate Small/Mid Cash Flow ETF NYSE Arca
10.6.2022 BRLN BlackRock ETF Trust II BlackRock Floating Rate Loan ETF BZX
10.6.2022 SMOT VanEck ETF Trust VanEck Morningstar SMID Moat ETF BZX
10.7.2022 RZC Reinsurance Group of America 7.125% Fixed-Rate Reset Subordinated Debentures due 2052 NYSE Arca
10.14.2022 BRNY EA Series Trust Burney U.S. Factor Rotation ETF NASDAQ
10.11.2022 HFND Tidal ETF Trust Unlimited HFND Multi-Strategy Return Tracker ETF NYSE Arca
10.11.2022 YALL Tidal ETF Trust God Bless America ETF NYSE Arca
10.12.2022 SCMB Schwab Strategic Trust GSchwab Municipal Bond ETF NYSE Arca
10.12.2022 MODL Victory Portfolios II VictoryShares WestEnd U.S. Sector ETF NASDAQ
10.13.2022 SDSI American Century ETF Trust American Century Short Duration Strategic Income ETF NASDAQ
10.13.2022 QQQS Invesco Exchange-Traded Fund Trust II Invesco NASDAQ Future Gen 200 ETF NASDAQ
10.13.2022 HAPI EA Series Trust Burney U.S. Factor Rotation ETF NYSE Arca
10.13.2022 KMET Harbor ETF Trust Harbor Corporate Culture ETF NYSE Arca
10.14.2022 BRNY EA Series Trust Burney U.S. Factor Rotation ETF NASDAQ
10.17.2022 BBLU EA Series Trust EA Bridgeway Blue Chip ETF NYSE Arca
10.17.2022 XCOR
XNAV
EA Series Trust EA Bridgeway Blue Chip ETF NYSE Arca
10.17.2022 AAA Investment Managers Series Trust II AXS First Priority CLO Bond ETF NYSE Arca
10.18.2022 LRND
MRND
WRND
IndexIQ ETF Trust IQ U.S. Large Cap R&D Leaders ETF
IQ U.S. Mid Cap R&D Leaders ETF
IQ Global Equity R&D Leaders ETF
NASDAQ
10.20.2022 RDVI First Trust Exchange-Traded Fund IV FT Cboe Vest Rising Dividend Achievers Target Income ETF BZX
10.20.2022 RNEW VanEck ETF Trust VanEck Green Infrastructure ETF NASDAQ
10.24.2022 NBCM Neuberger Berman ETF Neuberger Berman Commodity Strategy ETF NYSE Arca
10.24.2022 SHDG Trust for Advised Portfolios Soundwatch Hedged Equity ETF BZX
10.25.2022 IQHI IQ MacKay Municipal Insured ETF IQ MacKay ESG High Income ETF NYSE Arca
10.25.2022 UYLD Angel Oak Funds Trust Angel Oak UltraShort Income ETF NYSE Arca
10.25.2022 IQSM IndexIQ ETF Trust IQ Candriam ESG U.S. Mid Cap Equity ETF NYSE Arca
10.26.2022 MISL First Trust Exchange-Traded Fund First Trust Indxx Aerospace & Defense ETF NYSE Arca
10.26.2022 THYF T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price U.S. High Yield ETF NYSE Arca
10.27.2022 CGMS
CGMU
CGSD
Capital Group Fixed Income ETF Trust Capital Group U.S. Multi-Sector Income ETF
Capital Group Municipal Income ETF
Capital Group Short Duration Income ETF
NYSE Arca
10.28.2022 BUCK
HIGH
Simplify Exchange Traded Funds Simplify Stable Income ETF
Simplify Enhanced Income ETF
NYSE Arca
10.31.2022 DVAL
MSCE
Franklin Templeton ETF Trust BrandywineGLOBAL - Dynamic US Large Cap Value ETF
Martin Currie Sustainable International Equity ETF
NASDAQ
11.1.2022 PTNQ Pacer Funds Trust Pacer Trendpilot 100 ETF NASDAQ
11.1.2022 UEVM
UITB
UIVM
ULVM
USTB
USVM
Victory Portfolios II VictoryShares Emerging Markets Value Momentum ETF
VictoryShares USAA Core IntermediateTerm Bond ETF
VictoryShares International Value Momentum ETF
VictoryShares US Value Momentum ETF
VictoryShares USAA Core Short-Term Bond ETF
VictoryShares US Small Mid Cap Value Momentum ETF
NASDAQ
11.1.2022 JUCY ETF Series Solutions Aptus Enhanced Yield ETF NYSE Arca
11.1.2022 NVBT
NVBW
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Nov ETF
AllianzIM U.S. Large Cap Buffer20 Nov ETF
NYSE Arca
11.1.2022 DFSE
DFSI
DFSU
Dimensional ETF Trust UDimensional Emerging Markets Sustainability Core 1 ETF
Dimensional International Sustainability Core 1 ETF
Dimensional US Sustainability Core 1 ETF
NYSE Arca
11.3.2022 INC VanEck ETF Trust VanEck Dynamic High Income ETF NYSE Arca
11.3.2022 EIPX First Trust Exchange-Traded Fund IV FT Energy Income Partners Strategy ETF NYSE Arca
11.3.2022 BKGI BNY Mellon ETF Trust BNY Mellon Global Infrastructure Income ETF BZX
11.3.2022 EFRA iShares Trust iShares Environmental Infrastructure and Industrials ETF NASDAQ
11.4.2022 ADPV Series Portfolios Trust Adaptiv Select ETF NYSE Arca
11.4.2022 RVRB Advisors Series Trust Reverb ETF NYSE Arca
11.8.2022 CARY Angel Oak Funds Trust Angel Oak Income ETF NYSE Arca
11.9.2022 SFLR Innovator ETFs Trust Innovator Equity Managed Floor ETF NYSE Arca
11.9.2022 SNPD
SNPG
SNPV
DBX ETF Trust Xtrackers S&P ESG Dividend Aristocrats ETF
Xtrackers S&P 500 Growth ESG ETF
Xtrackers S&P ESG Value ETF
BZX
11.10.2022 TGN Investment Managers Series Trust II AXS Brendan Wood TopGun Index ETF NYSE Arca
11.10.2022 STXD
STXG
STXK
STXV
EA Series Trust Strive 1000 Dividend Growth ETF
Strive 1000 Growth ETF
Strive 2000 ETF
Strive 1000 Value ETF
NASDAQ
11.15.2022 TUA Simplify Exchange Traded Funds Simplify Short Term Treasury Futures Strategy ETF NYSE Arca
11.15.2022 OBIL The RBB Fund US Treasury 12 Month Bill ETF NASDAQ
11.16.2022 DFSB Dimensional ETF Trust Simplify Short Term Treasury Futures Strategy ETF NYSE Arca
11.16.2022 FDV Federated Hermes ETF Trust Federated Hermes U.S. Strategic Dividend ETF NYSE Arca
11.17.2022 HIDE EA Series Trust Alpha Architect High Inflation and Deflation ETF BZX
11.17.2022 HDUS Lattice Strategies Trust Hartford Disciplined US Equity ETF NYSE Arca
11.17.2022 IGTR Innovator ETFs Trust Innovator Gradient Tactical Rotation Strategy ETF NYSE Arca
11.17.2022 MEDI Harbor ETF Trust Harbor Health Care ETF NYSE Arca
11.17.2022 TFLR T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Floating Rate ETF NYSE Arca
11.17.2022 ERET iShares Trust iShares Environmentally Aware Real Estate ETF NASDAQ
11.22.2022 FYLG
HYLG
TYLG
Global X Funds Global X Financials Covered Call & Growth ETF
Global X Health Care Covered Call & Growth ETF
Global X Information Technology Covered Call & Growth ETF
NYSE Arca
11.23.2022 OARK
TSLY
Tidal ETF Trust II YieldMax ARKK Option Income Strategy ETF
YieldMax TSLA Option Income Strategy ETF
NYSE Arca
11.29.2022 PP Tidal ETF Trust II The Meet Kevin Pricing Power ETF NYSE Arca
11.30.2022 FIAX Tidal ETF Trust II Nicholas Fixed Income Alternative ETF NYSE Arca
12.1.2022 ION ProShares Trust ProShares S&P Global Core Battery Metals ETF NYSE Arca
12.1.2022 DECT
DECW
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Dec ETF
AllianzIM U.S. Large Cap Buffer20 Dec ETF
NYSE Arca
12.2.2022 INTL Northern Lights Fund Trust IV Main International ETF BZX
12.7.2022 QVOY Q3 All-Season Active Rotation ETF Q3 All-Season Active Rotation ETF BZX
12.7.2022 DFGR
BFLV
Dimensional ETF Trust Dimensional Global Real Estate ETF
Dimensional US Large Cap Value ETF
NYSE Arca
12.8.2022 RNWZ Listed Funds Trust TrueShares Eagle Global Renewable Energy Income ETF NYSE Arca
12.9.2022 HIYS
ICLO
IMSI
ISDB
Invesco Actively Managed Exchange-Traded Fund Trust Invesco High Yield Select ETF
Invesco AAA CLO Floating Rate Note ETF
Invesco Municipal Strategic Income ETF
Invesco Short Duration Bond ETF
BZX
12.12.2022 EQTY Valued Advisers Trust Kovitz Core Equity ETF NYSE Arca
12.12.2022 TDSA
TDSB
TDSC
TDSD
TDSE
CLSC
CLSM
CLSA
Exchange Listed Funds Trust Cabana Target Drawdown 5 ETF
Cabana Target Drawdown 7 ETF
Cabana Target Drawdown 10 ETF
Cabana Target Drawdown 13 ETF
Cabana Target Drawdown 16 ETF
Cabana Target Leading Sector Conservative ETF
Cabana Target Leading Sector Moderate ETF
Cabana Target Leading Sector Aggressive ETF
NASDAQ
12.13.2022 VEMY Virtus ETF Trust II Virtus Stone Harbor Emerging Markets High Yield Bond ETF NYSE Arca
12.13.2022 DIP ETF Series Solutions BTD Capital Fund NYSE Arca
12.13.2022 NVDL
FBL
BABX
GraniteShares ETF Trust GraniteShares 1.5x Long NVDA Daily ETF
GraniteShares 1.5x Long Meta Daily ETF
GraniteShares 1.75x Long BABA Daily ETF
NASDAQ
12.14.2022 PBL PGIM ETF Trust PGIM Portfolio Ballast ETF BZX
12.14.2022 PJFG
PJFV
PGIM ETF Trust PGIM Jennison Focused Growth ETF
PGIM Jennison Focused Value ETF
NYSE Arca
12.15.2022 QGRW WisdomTree Trust WisdomTree U.S. Quality Growth Fund NYSE Arca
12.16.2022 SAY Saratoga Investment Corp 8.125% Notes due 2027 NYSE Arca
12.16.2022 INFR Franklin Templeton ETF Trust ClearBridge Sustainable Infrastructure ETF NASDAQ
12.20.2022 OAIA Listed Funds Trust Teucrium AiLA Long-Short Agriculture Strategy ETF NYSE Arca
12.21.2022 JHID John Hancock Exchange-Traded Fund Trust John Hancock International High Dividend ETF NYSE Arca
12.21.2022 BOXX EA Series Trust Alpha Architect 1-3 Month Box ETF BZX
12.22.2022 ARP Advisors Inner Circle Fund II PMV Adaptive Risk Parity ETF BZX
12.22.2022 PIT VanEck ETF Trust VanEck Commodity Strategy ETF BZX
12.22.2022 DKRB
KCAL
Series Portfolios Trust Subversive Decarbonization ETF
Subversive Food Security ETF
BZX
12.22.2022 COWG Pacer Funds Pacer US Large Cap Cash Cows Growth Leaders ETF NASDAQ
12.23.2022 SANE Series Portfolios Trust Subversive Mental Health ETF BZX
12.23.2022 STNC Hennessy Funds Trust Hennessy Stance ESG Large Cap ETF NYSE Arca
12.29.2022 CHRG The RBB Fund Trust Element EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF NYSE Arca
12.29.2022 QQQE Direxion NASDAQ-100® Equal Weighted Index Shares ETF Direxion NASDAQ-100 Equal Weighted Index Shares NASDAQ
1.4.2022 GCAD Gabelli Equity Income ETF Gabelli ETFs Trust NYSE Arca