MPID|MP Type|Name|Location|Telephone|NASDAQ Member|FINRA Member|NASDAQ BX Member|PSX Participant
AABA|P|Chardan Capital Markets LLC|||Y|Y|N|N
AACI|P|Aaron Capital, Incorporated|||N|Y|N|N
AALC|P|Thrivent Investment Management Inc.|||N|Y|N|N
ABGS|P|ABG Sundal Collier Inc.|NEW YORK, NY|212-371-5000|N|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|BROKER/DEALERS SALES|800-325-ABLE|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|DOMESTIC|212-299-4500|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|DOMESTIC|800-221-3365|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|INTERNATIONAL|800-223-3134|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|ARBITRAGE|212-333-4440|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|ARBITRAGE|212-333-4441|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|CONVERTIBLE|212-333-4554|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|EUROPE|212-299-4505|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|FAR EAST|212-299-4508|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|LATIN AMERICA|212-299-4511|Y|Y|N|N
ABLE|M|Natixis Bleichroeder LLC|SOUTH AFRICA|212-299-4513|Y|Y|N|N
ABNA|M|ABN Amro Incorporated|TRADING DEPT.|212-409-7144|N|N|N|N
ABYL|P|North Star Investment Services, Inc.|GRAND HAVEN  MI|616-846-3620|N|Y|N|N
ACAF|P|ACAP Financial Inc.|||Y|Y|N|N
ACAP|M|ACAP Financial Inc.|SALT LAKE CITY  UT|801-364-6651|Y|Y|N|N
ACAP|M|ACAP Financial Inc.|NASDAQ/OTC TRADING|800-541-3961|Y|Y|N|N
ACBD|P|American Century Brokerage, Inc.|||N|Y|N|N
ACEJ|P|Allen C. Ewing & Co.|||N|Y|N|N
ACEL|P|Americas Choice Equities LLC|||N|Y|N|N
ACEP|P|Americas Choice Equities LLC|||N|Y|N|N
ACGL|P|ACG, LLC|||N|N|N|N
ACGP|P|Andes Capital Group, LLC|||N|Y|N|N
ACME|M|Acme Securities Inc.|MONTREAL, CANADA|514-397-9073|N|N|N|N
ACOS|P|Costa Financial Securities, Inc.|||N|N|N|N
ACPL|M|American Capital Partners, LLC|HAUPPAUGE, NY|631-870-3007|Y|Y|N|N
ACRA|P|Archipelago Securities, L.L.C.|||Y|Y|Y|N
ACSI|P|Atlas Capital Services, LLC|||N|N|N|N
ACTR|P|A.C. Trading, Inc.|||N|N|N|N
ADAM|M|Canaccord Adams Inc.|BOSTON, MA|617-371-3920|Y|Y|N|N
ADAM|M|Canaccord Adams Inc.|BOSTON, MA|800-258-0811|Y|Y|N|N
ADAM|M|Canaccord Adams Inc.|ARBITRAGE|617-371-3921|Y|Y|N|N
ADCP|P|Advantage Capital Corporation|||N|N|N|N
ADFG|P|American Diversified Financial Group LLC|||N|Y|N|N
ADFN|E|NASD Alternate Display Facility|||N|N|N|N
ADSO|P|Prospera Financial Services, Inc.|DALLAS, TX|214-706-2800|Y|Y|N|N
ADVA|P|Advanced Equities, Inc.|TRADING DESK|312-229-1938|N|Y|N|N
ADVP|P|Advanced Planning Securities, Inc.|||N|N|N|N
ADVS|M|Advest, Inc.|||N|N|N|N
AEBC|P|AEB Corporation|NEW YORK, NY|212-406-6780|N|Y|N|N
AEFA|P|Ameriprise Financial Services, Inc.|||N|Y|N|N
AESI|P|American Eastern Securities, Inc.|LOS ANGELES  CA|213-488-5131|N|N|N|N
AFAI|P|American Financial Associates, Inc.|||N|Y|N|N
AFCO|M|Albert Fried & Company, LLC|NEW YORK  NY|212-422-7285|Y|Y|N|N
AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|312-655-3255|N|Y|N|N
AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|800-714-3405|N|Y|N|N
AFIN|P|All Funds, Inc.|CONGERS  NY|845-268-6827|Y|Y|N|N
AFLX|P|Canaccord Adams Inc.|||Y|Y|N|N
AFTR|M|American Fronteer Financial Corporation|||N|N|N|N
AGBD|M|AG BD, LLC|NEW YORK, NY|212-867-4471|N|Y|N|N
AGBD|M|AG BD, LLC||800-825-5630|N|Y|N|N
AGCC|P|Aegis Capital Corp.|VALLEY STREAM, NY|516-872-1157|Y|Y|N|N
AGCO|P|Auerbach Grayson & Company Incorporated|NASDAQ TRADING|212-557-4444|N|Y|N|N
AGIS|M|Aegis Capital Corp.|NASDAQ OTC DESK|212-813-2006|Y|Y|N|N
AGIS|M|Aegis Capital Corp.|BULLETIN BOARD DESK|212-813-2006|Y|Y|N|N
AGOR|P|Agora Securities Corp.|||N|N|N|N
AHBI|P|Abner, Herrman & Brock, Inc.|NEW YORK N.Y.|212-742-1093|N|Y|N|N
AHSI|P|American Heritage Securities, Inc.|||N|Y|N|N
AICO|P|Arcadia Investment Corporation|PORTLAND, OR|503-248-9762|N|Y|N|N
AIGF|P|AIG Financial Advisors, Inc.|||N|Y|N|N
AIII|P|America Invest Online, Inc.|||N|Y|N|N
AIRS|P|Hand Securities, Inc|||N|Y|N|N
AISG|P|American Independent Securities Group, LLC|||N|Y|N|N
AJAY|P|A.J. Pace & Co., Inc.|NASDAQ TRADING|212-277-7223|N|Y|N|N
AJCE|N|Professional Concepts & Planning, Inc.|||N|N|N|N
AKAM|P|JUMP TRADING, LLC|||Y|N|Y|N
AKJI|P|AKJ|||Y|Y|N|N
AKRO|P|Akros Securities, Inc|NEW YORK, NY|212-546-9466|N|N|N|N
ALAC|P|Alamo Capital|NASDAQ TRADING|510-472-5700|N|Y|N|N
ALAD|P|Alliance Advisory & Securities, Inc.|||N|Y|N|N
ALAS|M|Arthurs, Lestrange & Company Incorporated|PITTSBURGH, PA|877-282-1941|N|N|N|N
ALAS|M|Arthurs, Lestrange & Company Incorporated|ALTERNATE TEL#|412-306-1753|N|N|N|N
ALCH|P|Alchemy Alternatives, Inc.|||N|Y|N|N
ALEN|P|Allen & Company of Florida, Inc.|LAKELAND FL|813-688-9000|N|Y|N|N
ALFA|P|Alfa Capital Markets (USA), Inc|||Y|Y|N|N
ALGF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
ALGR|O|Fred Alger & Company, Incorporated|NEW YORK NY|212-806-8820|Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated||212-806-8800|Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated||800-223-3810|Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated|JERSEY CITY NJ|201-547-3600|Y|Y|N|N
ALIR|P|APB Financial Group, LLC|TRADING|212-480-2389|Y|Y|N|N
ALIS|P|Alexander Investment Services Co.|||N|Y|N|N
ALLN|M|Allen & Company LLC|NEW YORK, NY|212-832-7393|Y|Y|N|N
ALLN|M|Allen & Company LLC|NEW YORK, NY|800-221-2246|Y|Y|N|N
ALPN|O|Alpine Associates, A Limited Partnership|CRESKILL, NJ|201-871-0866|Y|Y|N|N
ALPS|M|Alpine Securities Corporation|SALT LAKE CITY, UT|800-521-5588|Y|Y|N|N
ALPS|M|Alpine Securities Corporation|RETAIL|801-355-5588|Y|Y|N|N
ALST|N|All-Tech Direct, Inc.|||N|N|N|N
ALTN|P|ALLSTON TRADING LLC|||Y|N|Y|N
ALTR|O|Fortis Clearing Americas LLC|CHICAGO, IL|312-347-4716|Y|Y|Y|N
ALTX|O|Alternet Securities Inc.|NEW YORK, NY|212-444-6218|Y|Y|N|N
ALZN|P|Arjent Services LLC|||N|Y|N|N
AMEX|E|American Stock Exchange|BEAR HUNTER|212-306-1059/1083  (BHSP)|N|N|N|N
AMEX|E|American Stock Exchange|EQUITEC SPECIALISTS|212-306-1578/1579  (EQUT)|N|N|N|N
AMEX|E|American Stock Exchange|PERFORMANCE CAPITAL|212-306-1580       (PERF)|N|N|N|N
AMEX|E|American Stock Exchange|SUSQUEHANNA INTL GP|212-306-1582       (SUSI)|N|N|N|N
AMGC|O|America's Growth Capital, LLC|BOSTON, MA|617-261-4100|N|Y|N|N
AMMS|P|American Municipal Securities, Inc.|||N|Y|N|N
AMSN|P|Adamson Brothers Inc.|PARAMUS, NJ|201-518-0170|N|N|N|N
AMTR|M|Gleacher & Company Securities, Inc.|||N|N|N|N
ANDG|P|Andrew Garrett Inc.|||Y|Y|N|N
ANDR|P|Andrew Garrett Inc.|||Y|Y|N|N
ANDS|P|Andrews Securities, LLC|||N|Y|N|N
ANDV|M|Assent LLC|||Y|Y|Y|N
ANDZ|O|Assent LLC|TRADING DESK|201-356-1400|Y|Y|Y|N
ANOS|O|Abel/Noser Corp.|NEW YORK, NY|212-344-0954|Y|Y|Y|N
ANOV|P|Anovest Financial Services, Inc.|||N|Y|N|N
ANPC|P|ASG Securities, Inc.|ATLANTA, GA|404-888-0004|N|Y|N|N
ANPC|P|ASG Securities, Inc.||800-897-0384|N|Y|N|N
ANPC|P|ASG Securities, Inc.|IF LINE TROUBLE|404-423-3557|N|Y|N|N
ANSL|P|Anderson & Strudwick, Incorporated|||Y|Y|N|N
ANSR|M|Anderson & Strudwick, Incorporated|RICHMOND, VA|804-643-2555|Y|Y|N|N
ANSR|M|Anderson & Strudwick, Incorporated||800-827-2515|Y|Y|N|N
ANSR|M|Anderson & Strudwick, Incorporated|SWITCHBOARD|804-643-2400|Y|Y|N|N
ANSU|P|LM Anderson Securities, LLC|GRENWICH CT|203-622-4800|N|N|N|N
AOSC|P|AOS, Inc.|CHICAGO, IL|800-569-3330|Y|Y|N|N
AOSD|P|AOS, Inc.|||Y|Y|N|N
AOSE|P|AOS, Inc.|||Y|Y|N|N
APBI|P|APB Financial Group, LLC|||Y|Y|N|N
APEX|P|Apex Pryor Securities, A Division of Rice Financial Products Co|||N|Y|N|N
APFS|P|American Portfolios Financial Services, Inc.|GLEN HEAD, NY|516-676-4727|N|Y|N|N
APNT|P|Sound Securities, LLC|GARDEN CITY, NY|516-357-8701|Y|Y|N|N
APSS|P|APS Financial Corporation|AUSTIN TX 78746|800-248-0630|N|N|N|N
APTR|P|Alpine Partners, L.P.|||N|Y|N|N
AQUA|P|AQUA SECURITIES L.P.|||Y|Y|N|N
ARAD|P|Aradir Corporation|||N|N|N|N
ARAL|P|Absolute Return Advisors, LTD.|MANCHESTER CENTER,VT|802-362-0825|N|N|N|N
ARBI|O|Aufhauser Securities, Inc.|NEW YORK, NY|(212)757-6839|Y|Y|N|N
ARCA|E|Archipelago Trading Services, Inc.|NASDAQ TRADING|312-960-1318|N|Y|N|N
ARCA|E|Archipelago Trading Services, Inc.|OTCBB TRADING|312-442-7700|N|Y|N|N
ARCB|P|OES Brokerage Services, L.L.C.|||N|N|N|N
ARCD|P|Arcadia Securities, LLC|Trading|212-231-4101|N|Y|N|N
ARCH|P|Investacorp, Inc.|MIAMI LAKES, FL|(305)557-3000|N|Y|N|N
ARCX|E|Archipelago Stock Exchange||312-960-1318|N|N|N|N
ARDR|P|Ardour Capital Investments, LLC|||N|Y|N|N
ARGN|O|Aragon Investments, Ltd.|NASDAQ TRADING|312-395-2717|N|N|N|N
ARGN|O|Aragon Investments, Ltd.|ALT.NASDAQ TRADING|312-395-3124|N|N|N|N
ARKI|P|Adie, Douglas Keith|||N|Y|N|N
ARRB|O|Archipelago Securities L.L.C.|NASDAQ TRADING|312-960-1318|Y|Y|Y|N
ARRB|O|Archipelago Securities L.L.C.|OTCBB TRADING|312-442-7700|Y|Y|Y|N
ARVS|P|Arvest Asset Management|||N|Y|N|N
ASAM|P|Azroc Securities, Inc.|||N|N|N|N
ASCL|P|Automated Securities Clearance LTD|||N|N|N|N
ASDF|P|ASD Financial Services Corp|||N|Y|N|N
ASEL|O|Tradition Asiel Securities Inc.|NEW YORK, NY|212-791-4500|Y|Y|N|N
ASEL|O|Tradition Asiel Securities Inc.|ARBITRAGE|212-791-5572|Y|Y|N|N
ASEL|O|Tradition Asiel Securities Inc.|NASDAQ|212-791-5572|Y|Y|N|N
ASGE|P|ABN Amro Sage Corporation|||N|N|N|N
ASGI|P|Alton Securities Group Inc.|||N|Y|N|N
ASIC|M|ASI Investments, Inc.|||N|N|N|N
ASLB|P|Tradition Asiel Securities Inc.|||Y|Y|N|N
ASNA|P|Lime Brokerage LLC|||Y|Y|Y|N
ASNB|P|Assent LLC|||Y|Y|Y|N
ASNC|P|Assent LLC|||Y|Y|Y|N
ASND|P|Assent LLC|||Y|Y|Y|N
ASNE|P|Assent LLC|||Y|Y|Y|N
ASNF|P|Assent LLC|||Y|Y|Y|N
ASNG|P|Assent LLC|||Y|Y|Y|N
ASNH|P|Assent LLC|||Y|Y|Y|N
ASNI|P|Assent LLC|||Y|Y|Y|N
ASNJ|P|Assent LLC|||Y|Y|Y|N
ASNM|P|Assent LLC|||Y|Y|Y|N
ASNT|P|Assent LLC|||Y|Y|Y|N
ASNX|P|Assent LLC|||Y|Y|Y|N
ASOI|P|Associated Investment Services, Inc.|NASDAQ TRADING|920-433-7722|N|Y|N|N
ASSA|O|ASSENT LLC|||Y|Y|Y|N
ASSD|P|Assent LLC|||Y|Y|Y|N
ASST|P|Assist Investment Management Company, Inc.|||N|Y|N|N
ASSX|O|ASSENT LLC|||Y|Y|Y|N
ATDB|O|Automated Trading Desk Brokerage Services, LLC|MT PLEASANT SC|843-789-2000|Y|Y|Y|N
ATDB|O|Automated Trading Desk Brokerage Services, LLC|NASDAQ TRADING|843-789-2080|Y|Y|Y|N
ATDB|O|Automated Trading Desk Brokerage Services, LLC|OTCBB/PINK|843-789-2065|Y|Y|Y|N
ATGI|P|Agency Trading Group, Inc.|||Y|Y|N|N
ATGP|O|Agency Trading Group, Inc.|WAYZATA, MN|952-476-9500|Y|Y|N|N
ATKC|P|Strand, Atkinson, Williams & York, Inc.|PORTLAND, OR|503-226-2458|N|Y|N|N
ATON|M|Aton Securities, Inc.|NEW YORK, NY|212-697-6099|N|N|N|N
ATRU|P|Altrushare Securities LLC|||N|Y|N|N
ATTN|C|Attain-ECN|OPERATIONS|201-573-1700|N|N|N|N
ATTR|P|Atlantic Trading Partners Incorporated|||N|Y|N|N
AUDO|O|Audobon Securities, Inc.|NEW YORK, NY|212-751-4510|N|N|N|N
AULT|P|Ault Glazer Bodnar Securities, LLC|||N|N|N|N
AURA|P|Aura Financial Services, Inc.|||N|N|N|N
AURC|P|Aurora Capital LLC|||N|Y|N|N
AUSI|M|American Union Securities, Inc.|NASDAQ Trading|212-785-5869|Y|Y|N|N
AUTO|M|Automated Trading Desk Financial Services, LLC|TRADE DESK TOLL FREE|866.283.2831|Y|Y|Y|N
AUTO|M|Automated Trading Desk Financial Services, LLC|TRADE DESK|843-789-2180|Y|Y|Y|N
AVAP|P|Avalon Partners, Inc.|||Y|Y|N|N
AVFI|P|Alta Vista Financial, Inc.|||N|Y|N|N
AVIA|O|Avian Securities, LLC|NEW YORK, NY|800-683-0333|Y|Y|N|N
AVON|M|Avondale Partners, LLC|A-NASHVILLE, TN|615-467-3535|Y|Y|N|N
AVON|M|Avondale Partners, LLC|TRADING DESK|866-386-7476|Y|Y|N|N
AVST|P|Richave Financial, Inc.|||N|N|N|N
AXCS|P|Access Securities, LLC|STAMFORD CT|203-595-8210|Y|Y|N|N
AXCS|P|Access Securities, LLC|CONVERTIBLES|203-595-8224|Y|Y|N|N
AXCS|P|Access Securities, LLC|WESTLAKE VILLAGE, CA|818-889-5611|Y|Y|N|N
AXGP|P|Access Securities, LLC|STAMFORD, CT|203-595-8210|Y|Y|N|N
AXIO|O|Axiom Capital Management, Inc.|NEW YORK  NY|212-207-4005|Y|Y|N|N
AXIO|O|Axiom Capital Management, Inc.|NASDAQ TRADING|800-609-2232|Y|Y|N|N
AYME|M|Martinez-Ayme Securities|TRADING|305-271-0805|Y|Y|N|N
AZAD|P|INTERNATIONAL FINANCIAL SOLUTIONS, INC.|||N|Y|N|N
AZSU|P|Arizona State University|||N|N|N|N
BACS|M|Basic Investors Inc.|MELVILLE, NY|631-630-0286|N|N|N|N
BALE|P|Wilmington Brokerage Services Company|NASDAQ TRADING|404-760-2162|Y|Y|N|N
BALF|P|Balfour Investors Inc.|NASDAQ TRADING|212-489-7071|N|N|N|N
BALZ|P|Ballista Securities, Llc|||Y|Y|N|N
BAMC|P|Baldwin Anthony Securities, Inc.||800-994-2262|Y|Y|N|N
BAMC|P|Baldwin Anthony Securities, Inc.|DALLAS, TX|214-219-8899|Y|Y|N|N
BANC|P|Banc One Securities Corporation|NASDAQ TRADING|614-248-8863|N|N|N|N
BAND|M|Broadband Capital Management, LLC|NEW YORK, NY|212-277-5307|Y|Y|N|N
BANK|O|Primevest Financial Services, Inc.|ST. CLOUD, MN|320-656-4300|N|Y|N|N
BANK|O|Primevest Financial Services, Inc.|NASDAQ TRADING|800-245-0464|N|Y|N|N
BANK|O|Primevest Financial Services, Inc.|AGENCY DESK|320-529-4576|N|Y|N|N
BANK|O|Primevest Financial Services, Inc.||320-656-4322|N|Y|N|N
BARC|P|Barclay Investments, Inc.|||N|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|MILWAUKEE  WI|414-765-3660|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|ALT NASDAQ PH|414-765-3629|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|NASDAQ/OTCBB TRADING|800-562-2288|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|INSTITUTIONAL|800-558-9853|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|PREFERRED|800-792-2473|Y|Y|N|N
BARG|P|Barriger & Barriger Incorporated|||N|N|N|N
BARR|M|Barrett & Company|PROVIDENCE, RI|401-351-1000|Y|Y|N|N
BARR|M|Barrett & Company|PROVIDENCE, RI|800-556-7078|Y|Y|N|N
BARR|M|Barrett & Company|TRADING|800-626-8964|Y|Y|N|N
BASD|O|Banc of America Securities LLC|SAN FRANCISCO, CA|415-627-2900|Y|Y|Y|N
BASP|P|Banc of America Specialist, Inc.|||Y|Y|Y|N
BASS|P|BASIS FINANCIAL, LLC|||N|Y|N|N
BATC|P|Battenkill Capital, Inc.|||N|N|N|N
BATS|E|Bats Trading, Inc.|Trading Desk|816-285-9901|Y|Y|N|N
BATS|E|Bats Trading, Inc.|Main Number|816-285-9900|Y|Y|N|N
BAUM|P|George K. Baum & Company|KANSAS CITY, MO|816-474-1122|N|Y|N|N
BAUM|P|George K. Baum & Company|KANSAS CITY, MO|800-821-7570|N|Y|N|N
BAYC|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N
BAYP|P|Bay Crest Partners, LLC|||Y|Y|N|N
BAYT|O|BTIG, LLC|SAN FRANCISCO, CA|415-248-2200|Y|Y|N|N
BBGC|P|B.B. Graham & Company, Inc.|||N|Y|N|N
BBHC|P|Brown Brothers Harriman & Co.|||N|Y|N|N
BBND|P|Broadband Capital Management, LLC|||Y|Y|N|N
BBNT|M|Scott & Stringfellow, Inc.|RICHMOND, VA|804-782-8704|Y|Y|N|N
BBNT|M|Scott & Stringfellow, Inc.||800-446-7074|Y|Y|N|N
BBRF|P|Buckman, Buckman & Reid, Inc.|||Y|Y|N|N
BCAP|M|Barclays Capital Inc.|NEW YORK, NY|212-412-2125|Y|Y|Y|N
BCEP|O|Merrill Lynch Pierce Fenner & Smith Incorporated||212-670-4214|Y|Y|Y|N
BCEX|O|Merrill Lynch Pierce Fenner & Smith Incorporated||212-670-4214|Y|Y|Y|N
BCGS|P|BCG Securities, Inc.|||N|Y|N|N
BCHW|P|Birchwood Securities Corp.|NASDAQ TRADING|215-496-5554|N|Y|N|N
BCLE|P|Barclays Capital Inc./Le|||Y|Y|Y|N
BCMA|P|BURKE CAPITAL MARKETS, LLC|Trading|404-446-1800|N|Y|N|N
BCMR|P|BBVA Investments Inc.|||N|N|N|N
BCOM|P|Baker & Co., Incorporated|CLEVELAND  OH|216-696-0167|N|Y|N|N
BCPI|M|Bathgate Capital Partners LLC|GREENWOOD VILLAGE CO|720-488-4740|N|Y|N|N
BCPT|M|Baron Capital, Inc.|NEW YORK  NY|212-759-1500|N|Y|N|N
BCRK|P|Bear Creek Securities, LLC|||N|Y|N|N
BCSB|P|Blue Capital Securities, Inc.|NASDAQ TRADING|212-482-2150|Y|Y|N|N
BCSC|P|Bluechip Securities, Inc.|||N|Y|N|N
BCSI|P|Bluechip Securities, Inc.|||N|Y|N|N
BCZC|M|B. C. Ziegler and Company|WEST BEND, WI|800-558-1776|N|Y|N|N
BCZC|M|B. C. Ziegler and Company|EQUITY TRADING DESK|866-899-2344|N|Y|N|N
BCZC|M|B. C. Ziegler and Company|PREFERRED STOCKS|800-837-7205|N|Y|N|N
BDAK|P|Securitrade Corporation|||N|N|N|N
BDFI|P|Westmoore Trading Company|||N|N|N|N
BDIR|P|Jefferies & Company, Inc.|||Y|Y|N|N
BEAC|P|Beacon Capital Markets, LLC|||N|Y|N|N
BEAH|P|Beach Securities Corporation|||N|N|N|N
BEAL|P|M. R. Beal & Company|||Y|Y|N|N
BEAR|M|Bear, Stearns & Co. Inc.|NEW YORK, NY|212-272-4810|Y|Y|Y|N
BECM|P|Beta Capital Management, L.P.|MIAMI, FL|305-358-8844|Y|Y|N|N
BEJJ|P|Benjamin & Jerold Brokerage, Inc.|CHICAGO, IL|312-554-0202|N|Y|N|N
BELB|O|Electronic Brokerage Systems, LLC|||Y|Y|Y|N
BELO|P|Beloyan Investment Securities, Inc.|DAVIE, FL|954-916-3899|N|Y|N|N
BELS|P|Bel Air Securities LLC|||N|Y|N|N
BELZ|O|Electronic Brokerage Systems, LLC||312-663-3655|Y|Y|Y|N
BENI|P|Evolution Securities US Inc.|||N|Y|N|N
BENJ|P|Benjamin Securities, Inc.|||N|Y|N|N
BENS|P|Benjamin Securities Investment Company, Inc.|||N|Y|N|N
BERN|M|Sanford C. Bernstein & Co., LLC|OTC TRADING|212-756-4017|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|NEW YORK  NY|212-272-4810|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|NASDAQ TRADING|800-247-7882|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|EMERGING MARKETS|212-272-9297|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|INTERNATIONAL|212-272-4580|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|ARBITRAGE|212-272-4506|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|PREFERRED|212-272-5104|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|PREFERRED|800-231-8892|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|CONVERTIBLES|212-272-4484|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|HIGH YIELD DEPT|212-272-5100|Y|Y|Y|N
BEST|M|J.P. Morgan Securities Inc.|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|N
BFFI|P|Berthel, Fisher & Company Financial Services, Inc.|CEDAR RAPIDS, IA|319 447-5700|N|Y|N|N
BFLN|P|Basis Financial, Llc|||N|Y|N|N
BFRC|P|Blue Fire Capital, LLC|||Y|N|N|N
BFSA|O|Berwyn Financial Services Corp.|NASDAQ TRADING|610-408-9850|N|Y|N|N
BFSI|P|Belfinance Securities, Inc.|||N|N|N|N
BFSL|P|Briggs-Ficks Securities, LLC|||N|Y|N|N
BGCE|M|BGC Financial Inc.|||Y|Y|N|N
BGCF|P|BGC Financial Inc.|||Y|Y|N|N
BGCM|P|BGB Securities, Inc.|ARLINGTON, VA|703-528-7788|Y|Y|N|N
BGCX|P|BGC Financial Inc.|||Y|Y|N|N
BGHT|P|Brighton Securities Corp.|WATTS|800-388-8787|N|Y|N|N
BGHT|P|Brighton Securities Corp.|ROCHESTER NY|716-473-3590|N|Y|N|N
BGHT|P|Brighton Securities Corp.|TRADING, NASDAQ|800-388-1703|N|Y|N|N
BGIA|P|Biondo Asset Management LLC|||N|Y|N|N
BGIS|O|BLACKROCK EXECUTION SERVICES|415-597-2410|N/A|Y|Y|N|N
BGSG|P|CBIZ Financial Solutions, Inc.|BALTIMORE, MD|301-777-7550|N|Y|N|N
BGTN|M|Brockington Securities, Inc.|NASDAQ TRADING|949-218-2486|N|N|N|N
BGTN|M|Brockington Securities, Inc.|OTCBB TRADING|949-218-2486|N|N|N|N
BGTN|M|Brockington Securities, Inc.||949-218-2486|N|N|N|N
BGTN|M|Brockington Securities, Inc.|EMERGENCY BACKUP|631-234-6098|N|N|N|N
BHAR|P|Harris Capital Corp.|||N|Y|N|N
BHII|N|Belle Haven Investments|||N|Y|N|N
BHIR|P|Bhirud Associates, Inc|||N|Y|N|N
BHLP|P|Belle Haven Investments, L.P.|||N|Y|N|N
BHMK|P|Benchmark Financial Services, Inc.|||N|N|N|N
BIAD|P|VT Brokers, LLC|||N|Y|N|N
BIDS|P|BIDS TRADING L.P.||212-618-2060|N|Y|N|N
BIGG|P|Brownstone Investment Group, LLC|||Y|Y|N|N
BIMI|O|Banca IMI Securities Corp.|NEW YORK, NEW YORK|212-326-1118|Y|Y|N|N
BIRM|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|N
BISH|M|Bishop, Rosen & Co., Inc.|NEW YORK NY|212-285-5500|Y|Y|N|N
BISH|M|Bishop, Rosen & Co., Inc.|TRADING|212-602-0692|Y|Y|N|N
BJIS|P|Jump Trading|||Y|N|Y|N
BJRC|N|CASCADE INVESTMENT GROUP, INC.|||N|Y|N|N
BKCM|P|BNY Mellon Capital Markets LLC|||Y|Y|N|N
BKFC|N|BROKER DEALER FINANCIAL SERVICES CORP.|NASDAQ TRADING|515-286-2970|N|Y|N|N
BKRT|M|Buckman, Buckman & Reid, Inc.|RED BANK  NJ|732-224-7900|Y|Y|N|N
BKRT|M|Buckman, Buckman & Reid, Inc.|NASDAQ TRADING|800-952-4957|Y|Y|N|N
BKRT|M|Buckman, Buckman & Reid, Inc.||732-224-8845|Y|Y|N|N
BKST|M|Brookstreet Securities Corporation|IRVINE  CA|800-285-2578|N|N|N|N
BKST|M|Brookstreet Securities Corporation|BACK-UP|949-852-6800 EXT 205|N|N|N|N
BKVW|P|Brookview Capital LLC|||Y|Y|N|N
BLAV|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|N
BLAY|P|Bley Investments Group, Inc.|||N|Y|N|N
BLCK|N|James I. Black & Company|LAKELAND, FL|863-686-4163|N|Y|N|N
BLFR|M|BLUE FIRE CAPITAL, LLC|||Y|N|N|N
BLIO|P|Bloomberg L.P.|||N|N|N|N
BLKB|N|Blackburn & Company, Inc.|NEW YORK, NY|(212)760-1740|N|N|N|N
BLNI|N|AMERITAS INVESTMENT CORP.|||N|Y|N|N
BLOC|P|AOS, Inc.|||Y|Y|N|N
BLOK|P|Pipeline Trading Systems LLC|||Y|Y|N|N
BLOX|M|Block Orders Execution, LLC|WESTBURY, NY|516-393-7862|N|Y|N|N
BLTK|P|Bulltick, Llc|TRADING DESK|305-533-1005|Y|Y|N|N
BLTR|C|Bloomberg Tradebook LLC|||Y|Y|Y|N
BLTS|P|Bulltick Securities, Inc.|||Y|Y|N|N
BLUE|N|Trade.Com Online Securities, Inc.|||N|N|N|N
BLYK|M|Blaylock & Company, Inc.|NEW YORK, NY|800-760-8855|N|N|N|N
BMAS|M|BMA Securities|LA - Trading|310-544-2000|Y|Y|N|N
BMAS|M|BMA Securities|OC - Trading|949-218-2486|Y|Y|N|N
BMEE|P|Barron Moore, Inc.|||N|N|N|N
BMFS|P|Boston Merchant Financial Services, Inc.|||N|Y|N|N
BMIC|M|Biltmore International Corporation|TRADING DESK|732-791-4000|Y|Y|N|N
BMIC|M|Biltmore International Corporation|ALTERNATE|732-287-6535|Y|Y|N|N
BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|212-338-8970|Y|Y|N|N
BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|800-835-5313|Y|Y|N|N
BMOC|M|BMO Capital Markets Corp.|RETAIL|212-702-1939|Y|Y|N|N
BMOC|M|BMO Capital Markets Corp.|CANADA,GOLD,METALS|1-800-405-1219|Y|Y|N|N
BMOR|P|Barron Moore, Inc.|MAIN NUMBER|214-520-6500|N|N|N|N
BMRK|P|Benchmark Investments, Inc.|||N|Y|N|N
BMUR|M|Brean Murray, Carret & Co., LLC.|Institutional Sales Trading|800-223-4132|Y|Y|N|N
BMUR|M|Brean Murray, Carret & Co., LLC.|NASDAQ/OTCBB Trading|212-702-6549|Y|Y|N|N
BMUR|M|Brean Murray, Carret & Co., LLC.|NASDAQ/OTCBB Trading|212-702-6581|Y|Y|N|N
BNBG|N|Bainbridge Securities Inc.|||N|N|N|N
BNCH|M|The Benchmark Company, LLC|OTCBB|212-312-6700|Y|Y|N|N
BNDS|P|Bonds.com, Inc.|||N|Y|N|N
BNKS|M|Fig Partners, LLC|ATLANTA, GA|404-601-7205|Y|Y|N|N
BNKS|M|Fig Partners, LLC|BACKUP|404-291-9133|Y|Y|N|N
BNKS|M|Fig Partners, LLC|BACKUP|339-224-0020|Y|Y|N|N
BNPB|P|BNP Paribas Securities Corp.|||Y|Y|Y|N
BNPC|P|BNP Paribas Investment Services, LLC|||N|Y|N|N
BNPS|O|BNP Paribas Securities Corp.|||Y|Y|Y|N
BNPT|O|BNP Paribas Brokerage Services, Inc.|||Y|Y|Y|N
BNYI|P|BNY Investment Center Inc.|||N|N|N|N
BNYN|O|Banyan Securities, LLC|LARKSPUR ,CA|415-461-0900|Y|Y|N|N
BOBO|N|PENATES GROUP, INC.|||N|Y|N|N
BOFA|M|Banc of America Securities LLC|NEW YORK|212-583-8000|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|NEW YORK|888-583-8900|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|AGENCY TRADING NY|212-583-8119|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|CONVERTIBLES|212-583-8214|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|LISTED|800-227-4705|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|NY FOREIGN TRADING|212-583-8123|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|TRADING|212-583-8101|Y|Y|Y|N
BOFA|M|Banc of America Securities LLC|TRADING|212-583-8113|Y|Y|Y|N
BOJI|M|Okoboji Financial Services, Inc.|SPIRIT LAKE, IA|712-336-3380|N|N|N|N
BOKI|P|BOSC, Inc.|||N|Y|N|N
BOOK|C|Bloomberg Tradebook LLC|||Y|Y|Y|N
BOOM|P|Integral Capital Group, LLC|TRADING DESK|212-905-7600|N|N|N|N
BOSC|M|Boenning & Scattergood, Inc.|W. CONSHOHOCKEN|610-862-5360|Y|Y|N|N
BOSC|M|Boenning & Scattergood, Inc.|NASDAQ TRADING|800-842-8928|Y|Y|N|N
BOSE|P|Boe Securities, Inc.|||N|Y|N|N
BOSM|E|Boston Stock Exchange|||N|N|N|N
BOSX|E|Boston Stock Exchange|NASDAQ TRADING|617-526-8700|N|N|N|N
BOSX|E|Boston Stock Exchange|NASDAQ TRADE SUPPORT|617-526-8705|N|N|N|N
BOSX|E|Boston Stock Exchange|K&S INC.|617-526-8710 (KASN)|N|N|N|N
BOSX|E|Boston Stock Exchange|MELVIN SPECIALIST|617-526-8715 (MSIO)|N|N|N|N
BOSX|E|Boston Stock Exchange|MOORS & CABOT|617-526-8720 (MCBT)|N|N|N|N
BOTZ|P|C. A. Botzum & Co.|||N|Y|N|N
BPAT|M|BAIRD, PATRICK & CO., INC.|OTC/BANKS|212-422-1120|N|Y|N|N
BPAT|M|BAIRD, PATRICK & CO., INC.|OTC/BANKS|800-421-0123|N|Y|N|N
BPAT|M|BAIRD, PATRICK & CO., INC.|PREFERRED TRADING|212-493-6626|N|Y|N|N
BPAT|M|BAIRD, PATRICK & CO., INC.||800-421-0123|N|Y|N|N
BPLC|P|Bannockburn Partners, Llc|||N|Y|N|N
BPSG|M|Gleacher & Company Securities, Inc.|NASDAQ TRADING|888-269-9011|Y|Y|N|N
BPWP|N|BUTTONWOOD PARTNERS, INC.|||N|Y|N|N
BRAV|N|Braver Stern Securities LLC|NASDAQ TRADING|212-319-9110|N|Y|N|N
BRCB|N|Branch, Cabell & Co.,  Inc.|||N|N|N|N
BRCK|P|BEDROCK SECURITIES, LLC|||N|N|N|N
BRCO|P|Brownco, LLC|BOSTON  MA|617-624-6453|N|N|N|N
BRCO|P|Brownco, LLC||800-357-4410|N|N|N|N
BRCY|P|BCP SECURITIES, LLC|||N|Y|N|N
BRGC|P|Newbridge Securities Corporation|||Y|Y|N|N
BRGE|M|Newbridge Securities Corp.|FT LAUDERDALE, FL|954-229-9818|Y|Y|N|N
BRGE|M|Newbridge Securities Corp.|BACKUP LINE|954-334-3450|Y|Y|N|N
BRGI|N|ADVANCED ASSET TRADING, INC|||N|Y|N|N
BRIL|M|Brill Securities, Inc.|NEW YORK  NY|212-957-2458|Y|Y|N|N
BRIM|N|Brimberg & Co.|||Y|Y|N|N
BRIN|P|Brinson Patrick Securities Corporation|||Y|Y|N|N
BRMF|P|First Bermuda Securities (BVI) Ltd.|||N|Y|N|N
BRMS|P|Biremis, Corp.|TRADING|617-848-8998|Y|Y|Y|N
BRND|N|Robert Brandt & Co.||800-421-0670|N|N|N|N
BRNK|N|BRINKER CAPITAL SECURITIES, INC.|||N|Y|N|N
BRNM|O|BURNHAM SECURITIES INC.|NASDAQ TRADING|212-603-7513|N|Y|N|N
BRNT|N|H.D. BRENT & COMPANY, INC.|||N|Y|N|N
BROC|P|Brockhouse & Cooper Inc.|||Y|Y|N|N
BROK|P|Brockington Securities, Inc.|||N|N|N|N
BRON|P|Brownco, LLC|BOSTON  MA|617-624-6453|N|N|N|N
BRON|P|Brownco, LLC||800-357-4410|N|N|N|N
BRRR|N|BARRINGTON RESEARCH ASSOCIATES, INC.|NASDAQ TRADING|800-233-6205|N|Y|N|N
BRRT|P|Brut, LLC|||Y|Y|Y|N
BRSE|N|Bradesco Securities Inc.|NEW YORK, NY|212-888-9141|Y|Y|N|N
BRSN|P|Brut, LLC|||Y|Y|Y|N
BRST|P|Braver Stern Securities LLC|||N|Y|N|N
BRUT|C|NASDAQ Execution Services, LLC|BROKER/DEALR SUPPORT|212-269-7470|Y|Y|Y|N
BRUT|C|NASDAQ Execution Services, LLC|MAIN OFFICE|212-952-0280|Y|Y|Y|N
BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|212-269-7470|Y|Y|Y|N
BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|201-499-5910|Y|Y|Y|N
BRUT|C|NASDAQ Execution Services, LLC|DISASTER RECOVERY|201-499-5900|Y|Y|Y|N
BRUT|C|NASDAQ Execution Services, LLC|RIDGEFIELD, NJ|210-840-5651|Y|Y|Y|N
BRUT|C|NASDAQ Execution Services, LLC|TRADE SUPPORT|201-599-5910|Y|Y|Y|N
BRVL|P|BLAYLOCK ROBERT VAN, LLC|||N|Y|N|N
BRWN|N|K.W. Brown Investments|NASDAQ TRADING|561-347-8434|N|N|N|N
BRXP|P|Brokersexpress LLC|||N|Y|N|N
BRYN|O|Bryan Funding, Inc.|||N|Y|N|N
BSAJ|P|Bear, Stearns Securities Corp./American Stock Exchange OTC|NEW YORK  NY|212-306-1967|Y|Y|Y|N
BSAM|P|Bear, Stearns Securities Corp./ American Stock Exchange OTC|||N|N|N|N
BSAZ|N|BERRY-SHINO SECURITIES, INC.|||N|Y|N|N
BSCO|P|Brookshire Securities Corporation|||N|N|N|N
BSCT|P|Brookshire Securities Corporation|||N|N|N|N
BSEC|P|Brown Advisory Securities LLC|||N|Y|N|N
BSIC|M|Basic Investors Inc.|MELVILLE, NY|631-630-0286|N|N|N|N
BSIC|M|Basic Investors Inc.|BULLETIN BOARDS|631-630-0286|N|N|N|N
BSIS|N|BANCORPSOUTH INVESTMENT SERVICES, INC.|||N|Y|N|N
BSLP|P|Bluffview Securities, L.P.|||N|Y|N|N
BSSC|O|Bear, Stearns Securities Corp.|BROOKLYN, NY|212-272-6995|Y|Y|Y|N
BSTV|P|Bestvest Investments, Ltd.|||N|Y|N|N
BSWC|M|A.G. Blakey & Company|||N|N|N|N
BTAB|N|DB Alex. Brown LLC|||N|N|N|N
BTBC|P|BT Brokerage Corporation|||N|N|N|N
BTGA|O|Bottega Securities, LLC|TRADING|310-208-4410|N|N|N|N
BTGG|P|Goldman Sachs Execution & Clearing LP/ BTIG|||Y|Y|Y|N
BTIG|M|BTIG, LLC||415-248-2200|Y|Y|N|N
BTNY|P|Blue Trading, Inc.|||Y|Y|N|N
BTRA|O|B-Trade Services LLC|NEW YORK|212-448-5682|N|N|N|N
BTRA|O|B-Trade Services LLC|TRADING|888-873-8873|N|N|N|N
BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5682|N|N|N|N
BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5680|N|N|N|N
BTSI|P|B & T Securities, Inc.|||N|Y|N|N
BUCK|M|The Buckingham Research Group Incorporated|NEW YORK  NY|212-922-5548|Y|Y|N|N
BUCK|M|The Buckingham Research Group Incorporated|NASDAQ TRADING|212-922-5547|Y|Y|N|N
BUCL|M|Harris Investorline|||N|N|N|N
BUEL|O|BUELL SECURITIES CORP.|WETHERSFIELD  CT|860-258-2300 X122|N|Y|N|N
BUNT|N|UBS Bunting Warburg|||N|N|N|N
BURK|P|Burke, Lawton, Brewer & Burke, LLC|SPRING HOUSE, PA|215-643-9100|N|Y|N|N
BUWI|O|Butler, Wick & Co., Inc.|YOUNGSTOWN OH|330-744-4351|N|N|N|N
BUWI|O|Butler, Wick & Co., Inc.|NASDAQ TRADING|800-969-6393|N|N|N|N
BUWI|O|Butler, Wick & Co., Inc.||800-229-1643|N|N|N|N
BUZZ|N|Heidtke & Company, Inc.|||N|N|N|N
BVCM|M|HVB Capital Markets, Inc.||212-672-6241|N|Y|N|N
BWAG|P|Bear Wagner Specialists LLC|||N|N|N|N
BWAL|P|Broadwall Capital LLC|NEW YORK, NY|646-432-6300|N|Y|N|N
BWEL|P|Barclays Capital Inc./LE|||Y|Y|Y|N
BWEX|P|Birchwood Securities Corp.|NASDAQ TRADING|215-496-5554|N|Y|N|N
BWNA|N|BROWN ASSOCIATES, INC.|||N|Y|N|N
BWNT|M|First American Capital and Trading Corporation|||Y|Y|N|N
BYXX|P|Bats Trading, Inc.|||Y|Y|N|N
BYZD|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZPI|N|Berkowitz, Pierchalski Inc.|NASDAQ TRADING|412-288-9150|N|Y|N|N
BZTN|N|Alliant Securities, Inc. Turner, Nord, Kienbaum|NASDAQ TRADING|509-747-9144|Y|Y|N|N
BZYE|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYF|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYG|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYH|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYI|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYJ|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYK|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYL|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZYM|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZH|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZJ|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZK|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZL|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZM|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZN|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZO|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZP|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
BZZQ|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
CAAA|O|AKAR CAPITAL MANAGEMENT, INC.|||N|Y|N|N
CABR|P|Cabrera Capital Markets, Inc.|||N|Y|N|N
CAIN|N|Carnegie Investor Services Inc.|||N|N|N|N
CALD|N|CALDWELL SECURITIES, INCORPORATED|DANVILLE, CA|925-838-5525|N|Y|N|N
CALL|P|Callaway Financial Services, Inc.|||N|Y|N|N
CAMB|N|Cambridge Group Investments, Ltd.|||N|N|N|N
CAMC|P|Cambria Capital, LLC|||N|Y|N|N
CAMM|N|Chela Technology Partners, Llc|||N|N|N|N
CANC|P|Canaccord Capital Corporation|||N|N|N|N
CANN|P|Cannondale Securities, LLC|NY - AGENCY DESK|212-610-2780|N|N|N|N
CANR|M|Cantone Resarch Inc.|TINTON FALLS, NJ|732-450-3544|N|Y|N|N
CANT|M|Cantor Fitzgerald & Co.|TRADING|800-214-7307|Y|Y|N|N
CANT|M|Cantor Fitzgerald & Co.|NASDAQ INTERNATIONAL|212-829-5475|Y|Y|N|N
CAPB|N|Capital Investment Brokerage, Inc.|||N|Y|N|N
CAPF|N|CAPITAL FINANCIAL SERVICES, INC.|||N|Y|N|N
CAPG|P|Capital Investment Group, Inc.|||N|Y|N|N
CAPM|M|RBS Securities Inc.|||Y|Y|N|N
CAPP|P|CapFinancial Partners, LLC|||N|Y|N|N
CAPS|P|White Cap Trading, LLC|MAIN NUMBER|212-812-9300|N|N|N|N
CAPS|P|White Cap Trading, LLC|TRADING DESK|1-888-928-3375|N|N|N|N
CARC|N|CAROLINA CAPITAL MARKETS, INC.|||N|Y|N|N
CARG|N|Carthage Group Inc.|||N|Y|N|N
CARR|M|Carr Securities Corporation|PT WASHINGTON NY|516-944-8300|Y|Y|N|N
CARR|M|Carr Securities Corporation|DELISTING/BANKRUPTCY|800-221-2243|Y|Y|N|N
CART|N|Carty & Company, Inc.|MEMPHIS, TN|(901)767-8940|N|Y|N|N
CASC|N|Cascade Financial Management, Inc.|||N|Y|N|N
CASH|O|Planner Securities LLC|NASDAQ TRADING|732-536-0550|N|Y|N|N
CASI|P|Casimir Capital L.P.|||Y|Y|N|N
CASL|P|Coast Asset Securities LLC|||N|N|N|N
CATC|P|Chicago Analytic Trading Company, LLC|||N|Y|N|N
CATE|P|Carter, Terry & Company, Inc.|NASDAQ TRADING|404-964-8079|N|Y|N|N
CATF|N|Catalyst Financial|DANBURY, CT|203-791-3944|N|Y|N|N
CATS|P|Citadel Securities LLC|||Y|Y|Y|N
CATY|P|Cathay Financial Inc.|NEW YORK, NY|212-610-1199|N|N|N|N
CAZE|O|Cazenove Incorporated|||N|N|N|N
CBAS|P|CBA Securities LLC|||N|N|N|N
CBBB|N|NASDAQ PRODUCT DEVELOPMENT/NY|SUBSCRIBER SERVICES|1-800-777-5606|N|N|N|N
CBCB|M|Collier Browne & Company|CINN.  OHIO|513-271-3777|Y|Y|N|N
CBFG|P|Cheevers, Hand & Angeline, Inc.|||N|Y|N|N
CBIS|P|CBNY Investment Services Corp.|||N|N|N|N
CBNL|P|Cambridge BN Ltd.|||N|N|N|N
CBOE|E|Chicago Board Options Exchange|||N|N|N|N
CBOH|N|Chicago Board Of Options Exchange/Bear Stearns|||N|N|N|N
CBOL|M|Mutual Securities Inc|ENCINO  CA|818-990-0992|N|Y|N|N
CBOL|M|Mutual Securities Inc|LAGUNA NIGUEL, CA.|714-495-0764|N|Y|N|N
CBOL|M|Mutual Securities Inc|ENCINO, CA|800-750-7862|N|Y|N|N
CBRA|P|Cobra Trading, Inc.|||Y|Y|N|N
CBSI|P|Cullum & Burks Securities, Inc.|||N|N|N|N
CBTD|N|SYNOVUS SECURITIES, INC.|COLUMBUS, GA|404-649-5528|N|Y|N|N
CCAE|M|Nasdaq System Symbol/CCAE/800082|||N|N|N|N
CCAI|P|Canaccord Capital Corporation|||Y|Y|N|N
CCAT|P|Citigroup Global Markets Inc.|||Y|Y|Y|N
CCBY|P|Canaccord Capital Corporation/CDS|||N|N|N|N
CCCM|P|SMH Capital Inc.|||Y|Y|N|N
CCCO|P|Carnes Capital Corporation|NAPLES  FL|941-261-6187|N|Y|N|N
CCCO|P|Carnes Capital Corporation||800-964-4392|N|Y|N|N
CCCO|P|Carnes Capital Corporation|SWITCHBOARD|941-261-2112|N|Y|N|N
CCIC|P|CAC Capital Corp|||N|N|N|N
CCIS|N|CORRELL CO. INVESTMENT SERVICES CORP.|||N|Y|N|N
CCMC|P|Commerzbank Capital Markets Corp.|||N|N|N|N
CCME|N|CCM Equities LLC|||N|Y|N|N
CCMK|P|SMH Capital Inc.|||Y|Y|N|N
CCMX|P|Citadel Derivatives Group LLC|||Y|Y|Y|N
CDGO|P|Citadel Derivatives Group LLC|||Y|Y|Y|N
CDOI|P|Cohen Brothers & Company|||Y|Y|N|N
CDRG|M|Citadel Securities LLC|CHICAGO, IL|312-395-2010|Y|Y|Y|N
CEMM|O|Citadel Derivatives Group LLC||312-395-3388|Y|Y|Y|N
CENT|P|Central Securities, LLC|||N|Y|N|N
CEON|O|Rice, Voelker,  LLC|NEW ORLEANS, LA|800-240-0412|Y|Y|N|N
CEPA|P|Century Pacific Securities, Inc.|||N|Y|N|N
CERS|O|Ceros Financial Services, Inc.|||Y|Y|N|N
CETR|N|CENTURION INSTITUTIONAL SERVICES, INC.|||N|Y|N|N
CEUT|O|Collins Stewart LLC|NEW YORK  NY|212-888-8256|Y|Y|N|N
CEUT|O|Collins Stewart LLC|NASDAQ TRADING|800-538-7004|Y|Y|N|N
CFCO|P|Cantor Fitzgerald & Co.|||Y|Y|N|N
CFDI|O|CFD Investments, Inc.|KOKOMO, IN|317-453-9600|N|Y|N|N
CFGO|P|CF Global Trading, LLC|||N|Y|N|N
CFGT|P|CF Global Trading, LLC|||N|Y|N|N
CFII|N|Consolidated Financial Investments, Inc.|NASDAQ TRADING|314-727-1177|Y|Y|N|N
CFII|N|Consolidated Financial Investments, Inc.||800-292-6637|Y|Y|N|N
CFSC|P|Citicorp Financial Services Corporation|||N|Y|N|N
CGAT|O|CADARET, GRANT & CO., INC.|NASDAQ TRADING|315-471-2191|N|Y|N|N
CGCO|P|CG Compass (USA) LLC|||N|Y|N|N
CGFL|P|Capital Growth Financial, LLC|TRADING|561-367-7123|N|N|N|N
CGFN|P|Capital Growth Financial|||N|N|N|N
CGQT|O|Citigroup Global Markets Inc.|OPERATION NASDAQ/CQS|212-723-7259|Y|Y|Y|N
CGQT|O|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|N
CGWM|P|Citigroup Global Markets Inc.|||Y|Y|Y|N
CHAS|M|Charles Schwab & Co., Inc.|SAN FRANCISCO, CA|415-667-5515|Y|Y|N|N
CHBC|P|Cheevers & Company Inc.|||N|Y|N|N
CHCK|P|Chickasaw Securities, LLC|||N|Y|N|N
CHDA|N|Chapin, Davis|||Y|Y|N|N
CHDN|M|Chardan Capital Markets LLC|NEW YORK, NY|212-785-0916|Y|Y|N|N
CHHS|P|Chester Harris & Company, Incorporated|WHITE PLAINS  NY|914-381-0081|N|Y|N|N
CHIG|M|Chicago Investment Group, LLC|TRADING|312-377-5113|N|N|N|N
CHIG|M|Chicago Investment Group, LLC|TRADING|312-377-4759|N|N|N|N
CHIG|M|Chicago Investment Group, LLC|L-TRADING|310-939-1943|N|N|N|N
CHIG|M|Chicago Investment Group, LLC|L- TRADING|310-939-1933|N|N|N|N
CHIL|N|CHILIAN PARTNERS, L.P.|NASDAQ TRADING|407-362-4691|N|Y|N|N
CHKG|P|Shin Han Global Securities|||N|Y|N|N
CHLC|P|CHURCHILL CAPITAL USA, INC.|||Y|Y|N|N
CHLM|M|Craig-Hallum Capital Group LLC|MINNEAPOLIS, MN|612-334-2889|Y|Y|N|N
CHLM|M|Craig-Hallum Capital Group LLC||800-752-1471|Y|Y|N|N
CHMS|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
CHPP|P|Chapdelaine & Co.|||N|Y|N|N
CHPY|P|Tullet Liberty Securities Inc.|||Y|Y|N|N
CHSI|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
CHTS|P|Chatsworth Securities, LLC|||N|Y|N|N
CHXE|E|Chicago Stock Exchange|DFLR DEMPSEY|312-663-2255|N|N|N|N
CHXE|E|Chicago Stock Exchange|CSGG-ATD SPECIALISTS|312-663-2255|N|N|N|N
CHXE|E|Chicago Stock Exchange|JAMI-SJS SECURITIES|312-663-2255|N|N|N|N
CHXE|E|Chicago Stock Exchange|SSAL-SLVATORE & CO|312-663-2255|N|N|N|N
CIBC|P|CIBC World Markets Corp.|NASDAQ TRADING|212-667-7910|Y|Y|N|N
CIBC|P|CIBC World Markets Corp.|NASDAQ TRADING|800-666-6726|Y|Y|N|N
CIBC|P|CIBC World Markets Corp.|LISTED|212-667-6800|Y|Y|N|N
CIBC|P|CIBC World Markets Corp.|CONV. TRADING|212-667-6840|Y|Y|N|N
CICF|P|Canaccord Capital Corporation/CDS|VANCOUVER, CANADA|604-643-7300|N|N|N|N
CICL|N|Carolinas Investment Consulting LLC|||N|Y|N|N
CIGC|P|CIG Corp.|||Y|Y|N|N
CINN|E|National Stock Exchange|TRADING|800-843-3924|N|N|N|N
CINV|M|Corporate Investments Group, Inc.|CHICAGO, IL|773-728-9037|N|Y|N|N
CIRI|N|CAMBRIDGE INVESTMENT RESEARCH, INC.|||N|Y|N|N
CISE|P|Capital Investment Services, Inc.|||N|Y|N|N
CISI|P|Chase Investment Services Corp.|||N|Y|N|N
CIST|O|Capital Institutional Services, Inc.|DALLAS, TX|214-720-0504|Y|Y|N|N
CISV|P|CCO Investment Services Corp.|||N|Y|N|N
CITA|P|Citation Financial Group, L.P.|NEW YORK, NY|212-618-0339|N|Y|N|N
CITA|P|Citation Financial Group, L.P.||800-691-0903|N|Y|N|N
CITG|P|Citadel Trading Group L.L.C.|COMPLIANCE|312-395-2717|N|N|N|N
CITG|P|Citadel Trading Group L.L.C.|CHICAGO, IL|312-443-8401|N|N|N|N
CITY|M|City Securities Corporation|INDIANAPOLIS IN|800-786-2489|N|Y|N|N
CITY|M|City Securities Corporation|INDIANAPOLIS IN|317-972-7135|N|Y|N|N
CJIX|P|CJI Capital Markets, Inc.|||N|N|N|N
CJPM|P|Cuttone & Co., Inc.|||Y|Y|Y|N
CJSC|P|CJS Securities, Inc.|||N|Y|N|N
CJSI|N|CJS Securities, Inc.|||N|Y|N|N
CKCC|P|C. K. Cooper & Company, Inc.|Trading|866-477-2667|Y|Y|N|N
CLAM|P|Calamos Financial Services LLC|||N|Y|N|N
CLAN|P|Clancy's On Wall, Inc.|||Y|Y|N|N
CLBK|N|LavaFlow, Inc.|||N|N|N|N
CLCI|P|Clayton Lowell, & Conger Inc|||N|Y|N|N
CLDN|P|Celadon Financial Group LLC|||Y|Y|N|N
CLDS|P|Coldwater Securities Incorporated|NASDAQ TRADING|310-247-2700|N|Y|N|N
CLGC|P|CLG Investment Company, Inc.|||Y|Y|N|N
CLGL|N|C. L. Glazer & Company, Inc.|GREENWICH, CT|203-629-4333|Y|Y|N|N
CLLC|P|Curran Advisory Services|||N|Y|N|N
CLMK|M|C. L. McKinney & Co., Inc.|||N|N|N|N
CLRK|P|Clark Dodge & Co., Inc.|||Y|Y|N|N
CLRV|P|CLEARVIEW CORRESPONDENT SERVICES, LLC|||Y|Y|N|N
CLSC|P|Cambridge Legacy Securities, L.L.C.|||N|Y|N|N
CLVU|P|Clearview Trading Advisors, Inc.|||N|Y|N|N
CLYB|O|Carlin Equities, LLC|||N|N|N|N
CLYM|P|Claymore Securities, Inc.|||N|Y|N|N
CLYP|M|Carlin Equities, LLC|||N|N|N|N
CLYR|O|RBC Capital Markets Corporation|TRADING - NY|212-218-4701|Y|Y|Y|N
CMCA|N|COMERICA SECURITIES|NASDAQ TRADING|313-222-9458|N|Y|N|N
CMDN|N|Camden Financial Services|||N|Y|N|N
CMFS|P|BNY Mellon Securities LLC|||N|Y|N|N
CMGT|N|COVENTRY CAPITAL, INC.|||N|Y|N|N
CMKT|P|SMH Capital Inc.|||Y|Y|N|N
CMMW|P|Commonwealth Financial Network|NEWTON, MA|617-736-0700|N|Y|N|N
CMPT|P|Compass Point Research & Trading, LLC|||Y|Y|N|N
CMSE|N|CM Securities, Inc.|||N|N|N|N
CMSI|P|Capital Management Securities, Inc.|||N|Y|N|N
CMSS|P|Charles Morgan Securities, Inc.|||N|Y|N|N
CMTX|P|ATOM GLOBAL TRADING|||N|N|N|N
CNCR|P|INTERNATIONAL CAPITAL MARKETS, INC.|||N|Y|N|N
CNFR|M|Conifer Securities Llc|SAN FRANCISCO, CA|415-677-5800|Y|Y|N|N
CNFR|M|Conifer Securities Llc|NASDAQ TRADING|415-677-5800|Y|Y|N|N
CNFR|M|Conifer Securities Llc|SAN FRANCISCO, CA|800-678-1885|Y|Y|N|N
COAK|P|CASTLEOAK SECURITIES, LP|||N|Y|N|N
COAS|N|Coastal Equities, Inc.|FALMOUTH, MA|508-548-1707|Y|Y|N|N
COBR|N|COBURN & MEREDITH, INC.|HARTFORD, CT|N/A|N|Y|N|N
COBR|N|COBURN & MEREDITH, INC.|NASDAQ/OTCBB TRADING|800-274-3300|N|Y|N|N
COBR|N|COBURN & MEREDITH, INC.|SWITCHBOARD|860-522-7171|N|Y|N|N
COBR|N|COBURN & MEREDITH, INC.|SWITCHBOARD|800-825-2244|N|Y|N|N
COCE|O|Choice Investments, Inc.|AUSTIN,TX|512-451-7417|N|Y|N|N
COCH|P|Cochran Caronia Waller Securities LLC|CHICAGO, IL|800-375-4005|N|N|N|N
COGC|P|Cognitive Capital, LLC|||Y|N|N|N
COHN|P|Cohen Bros. & Company|||Y|Y|N|N
COKE|O|Coker & Palmer|JACKSON, MS|800-816-4563|Y|Y|N|N
COLA|P|Carolina Municipal Securities, Inc.|||N|Y|N|N
COLL|N|Collins & Company, LLC|||N|Y|N|N
COLS|N|COLONIAL SECURITIES, INC.|NASDAQ TRADING|212-964-6504|N|Y|N|N
COMA|N|Cohmad Securities Corporation|NEW YORK  NY|212-230-2480|N|N|N|N
CONF|N|Conservative Financial Services, Inc.|||N|Y|N|N
CONR|P|Conners & Co., Inc.|||N|Y|N|N
CONS|P|Consultiva Securities, Inc.|||N|Y|N|N
COOR|P|Coordinated Capital Securities, Inc.|||N|Y|N|N
CORT|P|Redi Markets LLC|||N|Y|N|N
COSE|N|COSSE' INTERNATIONAL SECURITIES, INC.|NASDAQ TRADING|206-624-6651|N|Y|N|N
COWN|M|Cowen and Company, LLC|NASDAQ TRADING|646-562-1600|Y|Y|Y|N
COWN|M|Cowen and Company, LLC||800-221-3431|Y|Y|Y|N
COWN|M|Cowen and Company, LLC|AGENCY|646-562-1604|Y|Y|Y|N
COWN|M|Cowen and Company, LLC||877-683-3363|Y|Y|Y|N
COWN|M|Cowen and Company, LLC|CONVERTIBLES|646-562-1505|Y|Y|Y|N
COWN|M|Cowen and Company, LLC||800-316-0230|Y|Y|Y|N
COWN|M|Cowen and Company, LLC|PROGRAM TRADING|646-562-1525|Y|Y|Y|N
COWN|M|Cowen and Company, LLC||866-286-0991|Y|Y|Y|N
COWN|M|Cowen and Company, LLC|TRADING D/R SITE|610-205-2626|Y|Y|Y|N
COWP|O|Cowen and Company, LLC|NASDAQ TRADING|212-278-4030|Y|Y|Y|N
COWR|P|Cowen and Company, LLC|||Y|Y|Y|N
COWS|N|Persimmon Securities, Inc.|||N|N|N|N
COYL|N|Coyle Securities, L.L.C.|||N|Y|N|N
CPAM|N|Capital Securities of America, Inc.|NASDAQ TRADING|800-837-5614|N|N|N|N
CPAM|N|Capital Securities of America, Inc.|COLUMBUS, OH|614-442-5804|N|N|N|N
CPBC|P|C.P. Baker Securities Inc.|||N|Y|N|N
CPFN|P|JPC Capital Partners, Inc.|||N|N|N|N
CPMI|N|CAPITAL PORTFOLIO MANAGEMENT, INC.|NASDAQ TRADING|410-667-4575|N|Y|N|N
CPPM|O|Coker & Palmer|||Y|Y|N|N
CPSF|M|Fortis Clearing Americas LLC|||Y|Y|Y|N
CPSI|P|Casey Professional Services, LLC|||N|Y|N|N
CPST|P|Capstone Investments|||N|Y|N|N
CPWS|P|Capwest Securities, Inc.|||N|Y|N|N
CRAG|P|Credit Agricole Cheuvreux North America, Inc.|NEW YORK, NY|212-593-9320|Y|Y|N|N
CRBC|P|Charles River Brokerage LLC|||N|Y|N|N
CRCK|P|Crocker Securities LLC|||N|N|N|N
CRDL|N|CARDINAL INVESTMENTS, INC.|BELLEVILLE, IL|618-277-1005|N|Y|N|N
CREF|P|TIAA-CREF Individual & Institutional Services, LLC|||N|Y|N|N
CRIS|M|Caris & Company, Inc.|TRADING DESK|866-992-2747|Y|Y|N|N
CRRT|P|Brean Murray, Carret & Co., LLC.|NASDAQ TRADING|212-207-2340|Y|Y|N|N
CRTC|M|CRT Capital Group LLC|STAMFORD, CT|203-569-6494|Y|Y|N|N
CRTH|M|Corinthian Partners,  L.L.C.|TRADING|212-287-1545|N|Y|N|N
CRTW|P|Curtiswood Capital, LLC|TRADING|615-429-7893|N|Y|N|N
CSAP|N|CRESAP, INC.|||N|Y|N|N
CSAS|P|Capstone Sales Advisors, LLC|||Y|Y|N|N
CSCB|N|COMPUTERSHARE SECURITIES CORPORATION|||N|Y|N|N
CSCI|N|Correspondent Services Corporation|||N|N|N|N
CSCL|P|COMMERCE STREET CAPITAL, LLC|||N|Y|N|N
CSCV|P|Capitol Securities Management, Inc.|||N|Y|N|N
CSEC|P|Citadel Securities LLC|||Y|Y|Y|N
CSGG|P|Chicago Securities Group LLC|||N|N|N|N
CSIN|M|Capital Select Investments Corp.|||N|N|N|N
CSIP|P|Chadbourn Securities, Inc.|||N|N|N|N
CSMI|P|Capitol Securities Management, Inc.|NASDAQ TRADING|703-821-2010|N|Y|N|N
CSMR|P|Casimir Capital L.P.|||Y|Y|N|N
CSNT|N|Crescent Securities Group, Inc.|||N|Y|N|N
CSPA|P|Credit Suisse Private Advisors|||N|Y|N|N
CSPD|P|Cantor Fitzgerald & Co.|||Y|Y|N|N
CSSA|P|Jump Trading|||Y|N|Y|N
CSTI|M|Collins Stewart LLC|Institutional Cash Equities|212 389-8840|Y|Y|N|N
CSTI|M|Collins Stewart LLC|Equity Options|212 389-8860|Y|Y|N|N
CSTI|M|Collins Stewart LLC|Convertibles|212 389-8269|Y|Y|N|N
CSTI|M|Collins Stewart LLC|Domestic Equities|212 389-8550|Y|Y|N|N
CSTI|M|Collins Stewart LLC|International Equities|212 389-8555|Y|Y|N|N
CTBY|O|CANTERBURY CONSULTING INCORPORATED|NEWPORT BEACH  CA|714-721-9580|N|Y|N|N
CTDL|P|Citadel Derivatives Group Llc|||Y|Y|Y|N
CTLA|N|Cantella & Co., Inc.|||Y|Y|N|N
CTNL|P|Centennial Securities Company, LLC|GRAND RAPIDS, MI|616-942-7680|N|Y|N|N
CTRE|P|Centreinvest, Inc.|||N|N|N|N
CTWD|P|Curtiswood Capital, LLC|||N|Y|N|N
CUEF|P|Cue Financial Group, Inc.|||N|N|N|N
CUGS|P|Cuttone & Co., Inc.|||Y|Y|Y|N
CULV|N|Culverwell & Co., Inc.|||N|N|N|N
CUMB|N|Cumberland Brokerage Corporation|VINELAND, NJ|800-257-7013|N|Y|N|N
CURN|O|Curian Clearing LLC|TRADING|800-792-4493|N|Y|N|N
CURR|N|CURREN & COMPANY|||N|Y|N|N
CUSR|O|Cutler Securities, Inc.|DELRAY BEACH, FL|561-279-7471|Y|Y|N|N
CUST|N|Custodial Trust Company|||N|N|N|N
CUTT|N|Cutter and Company Brokerage, Inc. D/B/A/ Cutter & Company, Inc.|NASDAQ TRADING|314-537-8770|N|Y|N|N
CUTW|P|Cutter & Company, Inc.|||N|Y|N|N
CVTA|P|Charles Vista LLC|||N|Y|N|N
CWCO|M|Crowell, Weedon & Co.|LOS ANGELES, CA|213-620-1850|Y|Y|N|N
CWCO|M|Crowell, Weedon & Co.|NASDAQ/OTCBB TRADING|800-421-8909|Y|Y|N|N
CWCO|M|Crowell, Weedon & Co.|AGENCY DESK|213-244-9221|Y|Y|N|N
CWEI|P|Beech Hill Securities, Inc.|||N|Y|N|N
CWLP|M|Colby & White, LP|||N|N|N|N
CWMC|P|CIBC World Markets Corp.|||Y|Y|N|N
CWMK|O|CIBC World Markets Corp.|NEW YORK, NY|212-667-7910|Y|Y|N|N
CYBR|O|Cybertrader, Inc.|AUSTIN, TX|512-320-5444|N|N|N|N
DADA|M|D.A. Davidson & Co.|GREAT FALLS, MT|406-791-7318|Y|Y|N|N
DADA|M|D.A. Davidson & Co.|GREAT FALLS, MT|406-791-7260|Y|Y|N|N
DADA|M|D.A. Davidson & Co.|PORTLAND, OR|503-603-3030|Y|Y|N|N
DADA|M|D.A. Davidson & Co.|PORTLAND, OR|800-755-7589|Y|Y|N|N
DAFC|N|Direct Access Financial Corporation|||N|N|N|N
DAFV|O|Banc of America Securities LLC|||Y|Y|Y|N
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|N
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|N
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-373-6101|Y|Y|Y|N
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|N
DAKO|P|Dakota Securities International, Inc.|||N|Y|N|N
DALE|P|Ancora Securities, Inc.|||Y|Y|N|N
DALM|P|Dalmore Group LLC|||N|Y|N|N
DANN|P|Kevin Dann & Partners, LLC|||N|N|N|N
DAPG|P|Direct Access Partners LLC|||Y|Y|N|N
DAPJ|P|Direct Access Partners Llc|||Y|Y|N|N
DAPL|P|Direct Access Partners LLC|||Y|Y|N|N
DAQF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
DARA|N|Darwood Associates Incorporated|||Y|Y|N|N
DARQ|P|NASDAQ Execution Services, LLC|||Y|Y|Y|N
DART|M|DART EXECUTIONS, LLC|||Y|Y|Y|N
DASH|P|Pershing LLC|||Y|Y|Y|N
DAVA|M|Davenport & Company LLC|RICHMOND, VA|804-780-2073|Y|Y|N|N
DAVA|M|Davenport & Company LLC||800-277-0120|Y|Y|N|N
DAVE|N|DIAMANT INVESTMENT CORPORATION|NASDAQ TRADING|203-661-6410|N|Y|N|N
DAVI|M|SHELBY CULLOM DAVIS & CO., L.P.|NEW YORK, NY|212-207-3514|N|Y|N|N
DAVS|P|Davis Securities LLC|||Y|Y|N|N
DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6640|Y|Y|Y|N
DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6641|Y|Y|Y|N
DAZZ|P|Jump Trading|||Y|N|Y|N
DBAB|M|Deutsche Bank Securities Inc.|NASDAQ TRADING|800-221-5330|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|NEW YORK, NY|212-250-5500|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|AGENCY TRADING|212-250-3000|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-469-7440|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|212-474-7472|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|800-221-0406|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-541-8670|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|P&S DEPT|212-474-8340|Y|Y|Y|N
DBAE|M|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DBAT|P|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DBAX|P|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DBIB|P|Deutsche Bank Securities, Inc.|||Y|Y|Y|N
DBKS|P|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DBPC|O|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DBPR|O|Deutsche Bank Securities Inc.|NEW YORK, NY|212-469-4054|Y|Y|Y|N
DBPT|P|Deutsche Bank Securites Inc.|||Y|Y|Y|N
DBQT|M|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DBUL|P|Deutsche Bank Securities Inc.|||Y|Y|Y|N
DCAF|P|Dundee Securities Inc.|TORONTO, ONTARIO|416-350-3410|N|Y|N|N
DCHF|P|Dart Executions, LLC|||Y|Y|Y|N
DCSD|O|RBC Capital Markets Corporation|ST. LOUIS|866-800-5213|Y|Y|Y|N
DCUS|P|DUBEAU CAPITAL USA, INC.|||N|Y|N|N
DCVL|P|Dart Executions, LLC|||Y|Y|Y|N
DDAY|P|Alaris Trading Partners, LLC|||Y|Y|N|N
DDBI|N|Downstate Discount Brokerage, Inc.|BELLEAIR BLUFFS  FL|813-586-3541|N|Y|N|N
DDSH|P|MPS Global Securities, LLC|||Y|Y|N|N
DEAN|P|Morgan Stanley Smith Barney|NEW YORK, NY|212-761-9368|Y|Y|Y|N
DEAN|P|Morgan Stanley Smith Barney|NEW YORK, NY|800-733-3650|Y|Y|Y|N
DEAN|P|Morgan Stanley Smith Barney|ARBITRAGE|212-392-3734|Y|Y|Y|N
DEAN|P|Morgan Stanley Smith Barney|PREFFERED|212-392-3863|Y|Y|Y|N
DEGS|P|Dart Executions, Llc|||Y|Y|Y|N
DELA|P|Delafield Hambrecht, Inc.|TRADING DESK|206-254-4150|N|N|N|N
DELT|O|Deltec Asset Management Corporation|NEW YORK  NY|212-546-6223|Y|Y|N|N
DEMA|O|Dematteo Monness LLC|NEW YORK, NY|212-610-2606|Y|Y|N|N
DEMP|M|E*Trade Capital Markets, LLC|(MWSE)|312-663-2634|Y|Y|Y|N
DEMP|M|E*Trade Capital Markets, LLC|(MWSE)|800-999-0027|Y|Y|Y|N
DEMP|M|E*Trade Capital Markets, LLC|CHICAGO  IL|312-663-2709|Y|Y|Y|N
DEMP|M|E*Trade Capital Markets, LLC|CHICAGO  IL|800-999-0240|Y|Y|Y|N
DENI|P|H. C. Denison Co.|SHEBOYGAN, WI|920-457-9451|N|Y|N|N
DESJ|N|Desjardins Securities Inc. / CDS||514-281-7294|N|Y|N|N
DESS|P|Descap Securities, Inc.|||N|N|N|N
DFFI|P|Premieretrade Securities, Inc.|||N|N|N|N
DFLR|S|E*Trade Capital Markets - Execution Services LLC/OTC  UTP|||N|N|N|N
DHCO|N|DAVID HARRIS & CO., INC.|||N|Y|N|N
DILL|P|Dillon Scott Securities, Inc.|||N|N|N|N
DINO|P|Dinosaur Securities, LLC|||Y|Y|N|N
DIRA|O|Direct Access Brokerage Services, Inc.|CHICAGO, IL|312-641-9100|Y|Y|Y|N
DIRM|P|Direct Access Brokerage Services, Inc.|||Y|Y|Y|N
DIRW|P|Direct Access Brokerage Services, Inc.|||Y|Y|Y|N
DIRX|P|Direct Access Brokerage Services, Inc.|||Y|Y|Y|N
DIVA|P|Divine Capital Markets LLC|TRADING|877-428-5867|Y|Y|N|N
DIVA|P|Divine Capital Markets LLC|NEW YORK|212-344-4533|Y|Y|N|N
DIVP|M|DIVERSIFIED SECURITIES, INCORPORATED|LONG BEACH, CA|562-595-7711|N|Y|N|N
DJRC|P|Partners Investment Network, Inc.|||N|Y|N|N
DJSA|P|Dawson James Securities, Inc|||Y|Y|N|N
DJSE|P|Dawson James Securities, Inc.|||Y|Y|N|N
DJSI|P|Dawson James Securities, Inc|||Y|Y|N|N
DKEI|N|Dale K. Ehrhart, Inc.|||N|N|N|N
DKNY|N|Dalton Kent Securities Group, Inc.|||N|N|N|N
DLAE|P|David Lerner Associates, Inc.|SYOSSET, NY|516-921-4200|N|Y|N|N
DLJD|P|Harrisdirect LLC|||N|N|N|N
DLNY|M|DELANEY EQUITY GROUP LLC|||Y|Y|N|N
DLSC|M|Dls Capital Partners, Inc.|DALLAS, TX|800-350-2664|Y|Y|N|N
DLSC|M|Dls Capital Partners, Inc.||214-346-9590|Y|Y|N|N
DLWB|P|Hilliard Farber & Co., Inc.|||N|N|N|N
DMKC|N|D.M. KELLY & COMPANY|NASDAQ TRADING|515-221-1133|N|Y|N|N
DMKF|P|Dominick & Dominick LLC|||N|Y|N|N
DOFT|N|Doft & Co., Inc.|NEW YORK, NY|212-421-5550|N|Y|N|N
DOLE|P|Doley Securities, LLC.|||N|Y|N|N
DOMK|M|Dominick & Dominick LLC|NEW YORK, NY|212-558-8828|N|Y|N|N
DOMS|M|Domestic Securities, Inc.|EDISON, NJ - OTC|732-661-0300|Y|Y|N|N
DOMS|M|Domestic Securities, Inc.|MONTVALE, NJ HQ|201-782-0888|Y|Y|N|N
DORN|N|DORN & CO., INC.|||N|Y|N|N
DORS|N|Dorsey & Company, Inc.|NEW ORLEANS, LA|504-524-5431|Y|Y|N|N
DOTC|M|Dougherty & Company LLC|NASDAQ TRADING|612-338-1448|Y|Y|N|N
DOTC|M|Dougherty & Company LLC|NASDAQ TRADING|888-817-8664|Y|Y|N|N
DOWD|O|Walter J. Dowd, Inc|||Y|Y|N|N
DOWL|P|Dowling & Partners Securities LLC|HARTFORD  CT|860-676-8605|Y|Y|N|N
DOYL|N|Doyle, Miles & Co., LLC||212-709-7981|N|N|N|N
DPAA|N|Douglas John Palmieri|NEW YORK, NY|212-410-7324|N|Y|N|N
DPFH|M|Donnelly Penman & Partners Inc.|TRADING|800-217-7411|N|Y|N|N
DPFH|M|Donnelly Penman & Partners Inc.|COLUMBUS, OH|614-486-7540|N|Y|N|N
DRAS|P|Waterstone Financial Group, Inc.||630-250-7000|N|Y|N|N
DRAT|N|THE DRATEL GROUP, INC.|NEW YORK  NY|212-964-2300|N|Y|N|N
DRCO|M|Dahlman Rose & Company, LLC|NEW YORK|212 920 2949|Y|Y|N|N
DRCP|P|Dahlman Rose & Company, LLC|||Y|Y|N|N
DREX|P|Drexel Hamilton, LLC|||N|Y|N|N
DRIE|O|Driehaus Securities LLC|CHICAGO  IL|312-587-3830|Y|Y|N|N
DRIE|O|Driehaus Securities LLC|TRADING ROOM|1-800-990-1890|Y|Y|N|N
DRKW|P|Commerz Markets LLC|NEW YORK, NY|212-895-5250|Y|Y|N|N
DRKW|P|Commerz Markets LLC|NEW YORK, NY|800-828-4139|Y|Y|N|N
DRKW|P|Commerz Markets LLC|FOREIGN DEPT|212-895-5200|Y|Y|N|N
DRMI|P|Davis, Mendel & Regenstein, Inc.|||N|Y|N|N
DRTG|P|Dart Executions, LLC|||Y|Y|Y|N
DRTM|P|Dart Executions, LLC|||Y|Y|Y|N
DRTR|P|Dart Executions, LLC|||Y|Y|Y|N
DRWS|M|DRW Securities, L.L.C.|||Y|N|N|N
DSSI|N|PRESIDIO FINANCIAL SERVICES, INC.|SAN ANTONIO, TX|(512)222-0111|N|Y|N|N
DTII|P|Delta Trust Investments, Inc.|||N|Y|N|N
DTTX|P|Knight Direct LLC||972-865-0400|Y|Y|Y|N
DULL|N|George E. Dullnig & Co.|SAN ANTONIO  TX|210-225-6806|N|N|N|N
DVNE|N|Marco Polo Securities Inc.|||N|Y|N|N
DYSO|P|Jump Trading|||Y|N|Y|N
EADA|M|Electronic Access Direct, Inc.|||N|N|N|N
EASY|P|European American Securities, Inc.|||N|N|N|N
EBCI|P|EarlybirdCapital, Inc.|||Y|Y|N|N
EBKR|P|BGC Financial Inc.|||Y|Y|N|N
EBRD|N|Southeast Research Partners, Inc.|NEW YORK, NY|212-792-8100|Y|Y|N|N
EBRK|N|E-Brokerage, LLC|||N|Y|N|N
EBSC|P|Electronic Brokerage Systems, Llc|||Y|Y|Y|N
EBXL|O|EBX LLC|||N|Y|N|N
ECEE|P|Penson Financail Services Canada Inc.|||N|N|N|N
ECUT|O|BNY Brokerage LLC.|NEW YORK, NY|212-468-7530|Y|Y|Y|N
EDFM|P|MF Global Securities Inc.|CHICAGO  IL|312-663-7758|Y|Y|Y|N
EDGA|E|Direct Edge ECN LLC||201-942-8220|Y|Y|Y|N
EDGE|P|Direct Edge Ecn Llc|||Y|Y|Y|N
EDGX|E|Direct Edge ECN LLC|JERSEY CITY, NJ|201-942-8220|Y|Y|Y|N
EDIF|P|EDI Financial, Inc.|||N|Y|N|N
EDJC|P|Edward Jones / CDS|||N|N|N|N
EDJO|M|Edward D. Jones & Co., L.P.|ST. LOUIS MO|314-515-3131|Y|Y|N|N
EDJO|M|Edward D. Jones & Co., L.P.|ST.LOUIS MO|800-288-4221|Y|Y|N|N
EDLR|P|E.J. DE LA ROSA & CO., INC.|||N|Y|N|N
EFGC|P|EFG Capital International|||N|Y|N|N
EFGI|M|Empire Financial Group, Inc.|LONGWOOD FL|407-774-1334|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|LONGWOOD FL|800-579-8100|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|NEW YORK, NY|212-355-4849|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|NEW JERSEY|201-445-1007|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|BOCA RATON, FL|561-544-0250|N|N|N|N
EGRO|M|Emerging Growth Equities, Ltd.|KING OF PRUSSIA, PA|610-783-4796|Y|Y|N|N
EGRO|M|Emerging Growth Equities, Ltd.|NASDAQ/OTCBBTRAD|877-782-8353|Y|Y|N|N
EGSB|O|Electronic Global Securities, Inc.|NEW YORK, NY|212-286-1787|Y|Y|N|N
EHSC|P|E. H. Smith Jacobs & Co., Inc.|||Y|Y|N|N
EHSJ|O|E. H. Smith Jacobs & Co., Inc.|NASDAQ TRADING|212-742-8130|Y|Y|N|N
EISN|N|Eisner Securities, Inc.|||N|N|N|N
EKNS|M|EKN Financial Services Inc.|NASDAQ TRADING|516-396-1254|Y|Y|N|N
EKRI|P|EK Riley Investments, LLC|||N|Y|N|N
ELEV|P|ELEVATION, LLC|||Y|Y|N|N
ELIT|P|Community Bankers Securities, LLC|||N|N|N|N
ELPX|P|Electronic Specialist, LLC|||Y|Y|N|N
ELSH|N|Elish & Elish Brokerage And Research Co.|||N|Y|N|N
ELTD|P|Elevation, LLC|||Y|Y|N|N
EMBA|P|PCS Securities, Inc.||858-457-5197|N|Y|N|N
EMEI|P|Emerald Investments, Inc.|||N|N|N|N
EMII|P|Emerald Investments, Inc.|||N|N|N|N
EMPR|N|Empire Securities Incorporated of Washington|NASDAQ/OTCBB TRADING|800-541-5558|N|Y|N|N
EMPR|N|Empire Securities Incorporated of Washington|SPOKANE WA|509-623-1300|N|Y|N|N
EMPR|N|Empire Securities Incorporated of Washington|SPOKANE  WA|800-541-5960|N|Y|N|N
ENOC|N|Edgar M. Norris & Co., Inc.|||N|N|N|N
EPLN|N|E-Planning.Com Securities Inc.|||N|N|N|N
EQAL|N|EQUIBOND, INC.|NASDAQ TRADING|310-260-6005|N|Y|N|N
EQAL|N|EQUIBOND, INC.|SANTA MONICA  CA|310-260-6000|N|Y|N|N
EQCP|P|Equity Concepts, Inc.|||N|N|N|N
EQNX|P|Equinox Securities, Inc.|||N|Y|N|N
EQTO|O|Equity Trading Online, LLC|||N|N|N|N
EQTS|P|Equity Securities Investments, Inc.|||N|Y|N|N
EQTY|O|Equity Trading Online, LLC|NEW YORK, NY|212-279-7800|N|N|N|N
EQUA|P|Equitas America, LLC|||N|Y|N|N
EQUI|P|Equisearch Securities, Inc.|||N|Y|N|N
ERCO|O|Essex Radez LLC|CHICAGO, IL|312-362-2916|Y|Y|Y|N
EROM|O|Eroom Securities L.L.C.|||Y|Y|N|N
EROP|P|Eroom Securities L.L.C.|||Y|Y|N|N
EROS|P|Eroom Securities LLC|||Y|Y|N|N
ERPO|N|Europa Securities, Llc|NASDAQ TRADING|770-499-7770|N|Y|N|N
ESBL|P|Electronic Securities Processing (ESP) LLC|||Y|Y|N|N
ESGN|P|BNY Brokerage Inc.|||Y|Y|Y|N
ESLL|P|Eroom Securities, L.L.C.|TRADING DEPARTMENT|312-588-1888|Y|Y|N|N
ESNA|P|ESN NORTH AMERICA, INC.|||N|Y|N|N
ESPD|M|Cantor Fitzgerald & Co.|TRADING|800-214-7307|Y|Y|N|N
ESPF|P|Electronic Securities Processing LLC|||Y|Y|N|N
ESPG|P|Electronic Securities Processing (ESP) LLC|||Y|Y|N|N
ESPJ|P|Electronic Securities Processing (ESP) LLC|||Y|Y|N|N
ESPN|P|East Shore Partners, Inc.|NEW YORK|631-752-1530|Y|Y|N|N
ESPO|M|ESPOSITO SECURITIES, LLC|||Y|Y|N|N
ESPP|P|Esposito Securities, LLC|||Y|Y|N|N
ESTA|O|Equity Station, Inc.|TRADING DESK|954-938-2010|Y|Y|N|N
ESTF|P|Equity Station, Inc.|||Y|Y|N|N
ETAA|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETAC|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETAD|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETAH|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCC|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCD|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCE|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCH|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCJ|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCK|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCL|M|E*Trade Clearing LLC|||Y|Y|N|N
ETCN|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCO|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCP|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCQ|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCS|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCT|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCU|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCV|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCW|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCX|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETCZ|P|Electronic Transaction Clearing, Inc.|||Y|Y|Y|N
ETEC|P|Etech Securities, Inc.|||N|N|N|N
ETEK|P|Etech Securities, Inc.|||N|N|N|N
ETLD|P|Elliott-Ledgerwood & Company|||N|Y|N|N
ETLS|P|E*Trade Capital Markets LLC|||Y|Y|Y|N
ETMM|M|E*Trade Capital Markets Llc|Trade Support|800-638-8602|Y|Y|Y|N
ETMM|M|E*Trade Capital Markets Llc|Trade Support|312-986-8882|Y|Y|Y|N
ETMM|M|E*Trade Capital Markets Llc|Bulletin Board|312-294-7824|Y|Y|Y|N
ETNY|M|E*Trade Capital Markets LLC|||Y|Y|Y|N
ETOS|P|Ethos Securities Corp.|||N|N|N|N
ETRD|M|E*Trade Capital Markets LLC|||Y|Y|Y|N
ETRF|M|E*Trade Capital Markets LLC|CHICAGO, IL|312-294-7760|Y|Y|Y|N
ETRS|O|E*Trade Clearing LLC|INSTITUTIONAL TRDING|212-826-6868|Y|Y|N|N
ETSB|N|JOSEPH GRACE|||N|Y|N|N
EUGE|P|Electronic Brokerage Systems, LLC|||Y|Y|Y|N
EURP|P|Euro Pacific Capital, Inc.||949-863-9500|N|Y|N|N
EVAL|P|Cambridge Discount Brokerage, Inc.|||N|N|N|N
EVAN|P|DC EVANS AND COMPANY, LLC|||N|Y|N|N
EVER|P|everTrade Direct Brokerage, Inc.|||N|Y|N|N
EVRC|P|Evercore Group L.L.C.|||N|Y|N|N
EWGC|P|EWING CAPITAL, INC.|||N|Y|N|N
EWSC|N|EAST/WEST SECURITIES CO.|NASDAQ TRADING|415-397-3400|N|Y|N|N
EWTF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
EWTT|M|EWT, LLC|||Y|Y|Y|N
EXAN|O|Exane, Inc.|NEW YORK, NY|212-634-5165|Y|Y|N|N
EXEC|P|Execution, LLC|GREENWICH, CT|203-622-8713|Y|Y|N|N
EXEX|P|ex24, Inc.|||N|N|N|N
EXTR|P|Exeter, Ltd.|||N|N|N|N
EZOP|P|Optionshouse, Incoporated|||N|Y|N|N
FABL|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FADA|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FAGI|M|Fagenson & Co., Inc.|NEW YORK|212-422-1993|Y|Y|N|N
FALK|N|STEVEN L. FALK & ASSOCIATES INC.|||N|Y|N|N
FANA|M|First Analysis Securities Corporation|CHICAGO, IL|312-258-0261|Y|Y|N|N
FANA|M|First Analysis Securities Corporation|NASDAQ TRADING|888-900-3262|Y|Y|N|N
FANC|M|Finance 500, Inc.|NASDAQ TRADING|949-724-4880|Y|Y|N|N
FANC|M|Finance 500, Inc.|BULLETIN BOARD|949-724-4880|Y|Y|N|N
FANC|M|Finance 500, Inc.|FLORIDA|561-353-0660|Y|Y|N|N
FANC|M|Finance 500, Inc.|FLORIDA|866-330-0338|Y|Y|N|N
FARA|P|FARINA & ASSOCIATES, INC.|||Y|Y|N|N
FARC|P|Farina & Associates, Inc.|||Y|Y|N|N
FARS|P|Further Lane Securities, L.P.|||N|Y|N|N
FASI|M|Financial America Securities, Inc.|CLEVELAND, OH|216-781-1915|Y|Y|N|N
FAST|M|First Allied Securities, Inc.|SAN DIEGO  CA|800-499-5497|N|Y|N|N
FASW|M|FAS Wealth Managment Services, Inc.|||N|N|N|N
FATE|P|First Brokers Securities Llc|||Y|Y|N|N
FATS|P|First Brokers Securities LLC|||Y|Y|N|N
FATX|P|FAT Securities, LLC|||N|N|N|N
FBAL|P|FIRST BROKERAGE AMERICA, L.L.C.|||N|Y|N|N
FBAY|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FBCO|M|Credit Suisse Securities (USA) LLC|NEW YORK, NY|800-752-5114|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|NEW YORK, NY|212-325-3447|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|NASDAQ INT'L|011-4471-322-4580|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|ARBITRAGE|212-325-3583|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|FOREIGN TRADING|212-325-3441|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|WARRANT TRADING|212-325-3399|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|PREFERRED TRADING|212-322-3288|Y|Y|Y|N
FBCO|M|Credit Suisse Securities (USA) LLC|CONVERTIBLES|212-325-3399|Y|Y|Y|N
FBLC|P|Freimark Blair & Company, Inc.|RAMSEY NJ|201-825-6266|N|Y|N|N
FBMO|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FBNW|N|FBN Securities, Inc.|||Y|Y|N|N
FBRC|M|FBR Capital Markets & Co.|ROSLYN  VA|703-312-9500|Y|Y|N|N
FBRC|M|FBR Capital Markets & Co.|NASDAQ TRADING|703-312-9550|Y|Y|N|N
FBRC|M|FBR Capital Markets & Co.|NASDAQ TRADING|800-688-FBRC|Y|Y|N|N
FBRC|M|FBR Capital Markets & Co.|NASDAQ TRADING|800-688-3272|Y|Y|N|N
FBRC|M|FBR Capital Markets & Co.|HIGH YIELD/PREFERRED|888-200-4290|Y|Y|N|N
FBRS|P|FBR Investment Services, Inc.|||N|Y|N|N
FBSB|P|U.S. Bancorp Investments, Inc.|MINNEAPOLIS, MN|612-973-1122|N|Y|N|N
FBSL|P|First Brokers Securities Llc|||Y|Y|N|N
FBWA|M|Ferris, Baker Watts Incorporated|BALTIMORE MD|410-659-4616|N|N|N|N
FBWA|M|Ferris, Baker Watts Incorporated|NASDAQ/OTCBB TRADING|800-638-7411|N|N|N|N
FBWA|M|Ferris, Baker Watts Incorporated|PREFERRED|410-230-2230|N|N|N|N
FCAP|P|Fimat USA, LLC|||Y|Y|Y|N
FCAR|P|Newedge USA, LLC|||Y|Y|Y|N
FCAS|P|Fimat USA, LLC|||Y|Y|Y|N
FCAT|P|Newedge USA, LLC|||Y|Y|Y|N
FCCP|O|First Clearing, LLC|NASDAQ AGENCY/RICH.|800-446-1016|Y|Y|N|N
FCCP|O|First Clearing, LLC|CLEARING DIVISION|804-965-2493|Y|Y|N|N
FCCU|P|Fidelity Clearing Canada ULC./ CDS|||N|N|N|N
FCFP|P|First Citizens Financial Plus, Inc.|||N|Y|N|N
FCGA|N|FCG Advisors, LLC|CHATHAM, NJ|(201)635-7301|N|Y|N|N
FCIN|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FCIS|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FCML|P|FNBB Capital Markets, LLC|||N|Y|N|N
FCON|N|Financial Consultant Group, LLC|NASDAQ TRADING|201-635-0229|N|N|N|N
FCRA|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FCRT|P|OES Brokerage Services, L.L.C|||N|N|N|N
FCUG|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FDCI|N|Financial Design, Inc.|||N|N|N|N
FDDL|O|Fd De Leeuw & Associes, Trade Desk America|||N|N|N|N
FDMI|P|Freedom Investments, Inc.|NASDAQ TRADING|402-431-8500|N|Y|N|N
FDSC|P|1st Discount Brokerage, Inc.|NASDAQ TRADING|561-883-9710|Y|Y|N|N
FDSI|N|First Dallas Securities Incorporated|DALLAS, TX|214-954-1177|Y|Y|N|N
FDSX|P|1st Discount Brokerage, Inc.|||Y|Y|N|N
FEDE|M|Detwiler, Mitchell, Fenton & Graves, Inc.|BOSTON, MA|617-747-0192|Y|Y|N|N
FEDE|M|Detwiler, Mitchell, Fenton & Graves, Inc.|BOSTON, MA|800-225-6792|Y|Y|N|N
FEDR|N|FEDERATED SECURITIES, INC.|||N|Y|N|N
FESI|P|First Empire Securities, Inc.|||N|Y|N|N
FFEC|N|FIRST FINANCIAL EQUITY CORPORATION|TRADING|480-951-5204|N|Y|N|N
FFLY|N|Firefly Capital, Inc.|MAIN PHONE|617-314-0705|N|N|N|N
FFLY|N|Firefly Capital, Inc.|TRADING DESK|617-933-0812|N|N|N|N
FFPS|N|FFP Securities, Inc.|CHESTERFIELD, MO|612-341-8761|N|N|N|N
FFSC|P|Avila Capital Markets, Inc.|||Y|Y|N|N
FFSI|O|Firstrade Securities Inc.|FLUSHING, NY|718-961-6600|Y|Y|Y|N
FGCC|N|1ST GLOBAL CAPITAL CORP.|||N|Y|N|N
FGFI|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FGIC|N|FINANCORP GROUP INTERNATIONAL CORPORATION||212-407-0300|N|Y|N|N
FGOE|N|FIRST GEORGETOWN SECURITIES, INC.|ALEXANDRIA,VA|703-519-7700|N|Y|N|N
FGOE|N|FIRST GEORGETOWN SECURITIES, INC.|NATIONAL|800-424-2993|N|Y|N|N
FGSS|N|First Global Securities, Inc.|||N|N|N|N
FIAF|P|Florida Investment Advisers|||N|Y|N|N
FIBS|P|Fidelity Brokerage Services LLC|||N|Y|N|N
FICA|P|First Canada Capital Partners Inc./CDS|||N|N|N|N
FIDT|P|Fidelity Clearing Canada ULC./ CDS|||N|N|N|N
FILL|O|Tradestation Securities, Inc.|BOCA RATON, FL|954-652-7900|Y|Y|Y|N
FIMA|P|Fimat USA, Inc.||646.557.9000|Y|Y|Y|N
FIMU|P|Fimat USA, LLC|||Y|Y|Y|N
FINA|N|Valores Finamex International, Inc.|NASDAQ TRADING|212-572-3600|N|Y|N|N
FINC|P|Financial Counseling Corporation|||N|Y|N|N
FINS|P|Finacorp Securities||949-852-6561|N|N|N|N
FINT|P|Fintegra, LLC|||N|Y|N|N
FINW|N|Financial West Group, Inc.|NASDAQ TRADING|310.954.8399|Y|Y|N|N
FINW|N|Financial West Group, Inc.|Emergency Only|805.497.9222|Y|Y|N|N
FIRF|N|FIRST RESEARCH FINANCIAL|DALLAS, TX|972-239-0617|N|Y|N|N
FISA|P|Fixed Income Securities, LLC|||Y|Y|N|N
FISB|P|Fixed Income Securities, LP|||Y|Y|N|N
FISH|N|L. B. FISHER & COMPANY|NASDAQ TRADING|214-733-4800|N|Y|N|N
FISN|P|First Internet Securities Network|||N|Y|N|N
FIST|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FJEF|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FJMC|P|Boenning & Scattergood, Inc.|||Y|Y|N|N
FJON|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FKSC|N|FIRST KENTUCKY SECURITIES CORPORATION|FRANKFURT, KY|502-875-4661|N|Y|N|N
FLAT|P|Florida Atlantic Securities Corp.|||N|Y|N|N
FLCN|P|Falcon Research, Inc.|||Y|Y|N|N
FLGR|P|Pflueger & Baerwald Inc.|NASDAQ TRADING|415-421-4171|N|Y|N|N
FLIB|P|First Liberties Financial|||N|Y|N|N
FLMM|M|Fleming Securities Incorporated|TRADING|480-419-7995|N|Y|N|N
FLMM|M|Fleming Securities Incorporated||480-419-7811|N|Y|N|N
FLOW|C|LAVAFLOW, INC.|TRADING DESK|877-750-3569|Y|Y|Y|N
FLQN|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FLSC|P|First London Securities Corporation|DALLAS  TX|214-220-0699|N|Y|N|N
FLSD|P|First London Securities Corporation|||N|Y|N|N
FLTG|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FLTL|M|Feltl & Company|TRADING DESK|612-492-8888|Y|Y|N|N
FLTL|M|Feltl & Company||866-777-9862|Y|Y|N|N
FLXS|N|FlexTrade Systems, LLC|||N|N|N|N
FMAC|P|Feldman, Ingardona & Co.|||N|Y|N|N
FMAF|P|NBCN Inc./ CDS|||N|N|N|N
FMAT|P|Fimat USA, LLC|NEW YORK, NY|646-557-9000|Y|Y|Y|N
FMAX|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FMCO|M|First Manhattan Co|AGENCY|212-756-3411|Y|Y|N|N
FMCS|P|Five Mile Capital Securities LLC|||N|Y|N|N
FMER|P|OES Brokerage Services, LLC|||N|N|N|N
FMES|P|FolioFN Investments, Inc.|||Y|Y|N|N
FMGF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FMIC|P|First MidAmerica Investment Corporation|||N|N|N|N
FMSC|M|First Montauk Securities Corp.|RED BANK|732-842-2616|N|N|N|N
FMSC|M|First Montauk Securities Corp.|NASDAQ/OTCBB TRADING|1-800-322-3672|N|N|N|N
FMSC|M|First Montauk Securities Corp.|INSTITUTIONAL SALES|1-800-322-3672|N|N|N|N
FMSC|M|First Montauk Securities Corp.|MINEOLA NY|516-248-2245|N|N|N|N
FMSI|N|FIRST MIDWEST SECURITIES, INC.|MILWAUKEE, WI|414-778-1091|N|Y|N|N
FNBS|P|Alerus Securities Corporation|||N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|BOCA RATON, FL|561-338-2760|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|NASDAQ TRADING|800-226-2690|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|AGENCY|561-338-2878|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|LISTED|800-741-4989|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|P-PREFERRED|561-338-2807|N|Y|N|N
FNFD|N|Folger Nolan Fleming Douglas Incorporated|WASHINGTON, DC|202-626-5361|N|Y|N|N
FNFD|N|Folger Nolan Fleming Douglas Incorporated|NASDAQ/OTCBB TRADING|800-326-3633|N|Y|N|N
FNSJ|N|Financial Northeastern Securities, Inc.|NEW JERSEY|973-882-9337|N|Y|N|N
FNYG|P|First New York Securities LLC|||Y|Y|N|N
FNYP|P|First New York Securities L.L.C.|||Y|Y|N|N
FNYS|O|First New York Securities L.L.C.|NEW YORK  NY|800-356-8808|Y|Y|N|N
FOMA|O|Ameritrade, Inc.|TRADING|800-762-9897|Y|Y|N|N
FOMC|N|First of Michigan Corporation|||Y|Y|N|N
FORD|M|Fordham Financial Management, Inc.|NEW YORK, NY|212-732-8500|Y|Y|N|N
FORD|M|Fordham Financial Management, Inc.||877-436-3673|Y|Y|N|N
FORD|M|Fordham Financial Management, Inc.|TRADING|212-233-2839|Y|Y|N|N
FORD|M|Fordham Financial Management, Inc.|COMPLIANCE OFFICE|212-732-8500|Y|Y|N|N
FORE|P|Forest Securities, Inc.|||N|Y|N|N
FORS|N|FOURTH STREET FINANCIAL GROUP, INC.|||N|Y|N|N
FORT|M|Ticonderoga Securities LLC|||Y|Y|N|N
FOST|N|Foster Securities|SAN DIEGO, CA|619-281-1229|N|N|N|N
FOXA|P|Fox River Execution Technology, LLC|||Y|Y|N|N
FOXB|P|Fox River Execution Technology, LLC|||Y|Y|N|N
FOXN|O|Fox Run Alpha Fund, L.P.|||N|N|N|N
FOXX|M|Fox & Company Investments Inc.|PHOENIX, AZ|602-971-9000|N|N|N|N
FOXX|M|Fox & Company Investments Inc.|NASDAQ TRADING|602-224-2400|N|N|N|N
FOXY|P|Fox Financial Management Corporation|||N|Y|N|N
FPCI|N|FINANCIAL PLANNING CONSULTANTS, INC.|||N|Y|N|N
FPIC|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1328|N|N|N|N
FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1105|N|N|N|N
FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|800-367-5528|N|N|N|N
FPRN|P|Northeast Securities, Inc.|||Y|Y|N|N
FQLS|P|Quantlab Securities LP|||Y|Y|Y|N
FQLT|P|Fortis Clearing Americas Llc|||Y|Y|Y|N
FRAN|M|Wm. V. Frankel & Co., Incorporated|JERSEY CITY, NJ|201-434-5005|N|N|N|N
FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|212-943-6633|N|N|N|N
FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|800-631-3091|N|N|N|N
FRDK|N|FREDERICK & COMPANY, INC.|||N|Y|N|N
FREE|P|Fox River Execution Technology, LLC|||Y|Y|N|N
FRET|P|Fox River Execution Tehnology, LLC|||Y|Y|N|N
FREX|P|Fox River Execution Technology, LLC|||Y|Y|N|N
FRGP|M|Forge Financial Group, Inc.|BOCA RATON, FL|TRADING - 561-416-1348|N|Y|N|N
FRGP|M|Forge Financial Group, Inc.|ARBITRAGE|561-416-9244|N|Y|N|N
FRGP|M|Forge Financial Group, Inc.|FOREIGN|561-416-9405|N|Y|N|N
FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE|561-271-1162|N|Y|N|N
FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE 2|561-706-1400|N|Y|N|N
FRGS|P|Forge Financial Group, Inc.|||N|Y|N|N
FRIS|P|A&F Financial Securities, Inc.|||N|Y|N|N
FRTA|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FRTH|N|PHILADELPHIA BROKERAGE CORPORATION|NASDAQ TRADING|610-975-9990|N|Y|N|N
FRTN|M|FORTUNE SECURITIES, INC.|||N|Y|N|N
FRWY|O|Pinnacle Capital Markets, LLC||N/A|Y|Y|N|N
FSCS|N|FSC Securities Corporation|ATLANTA,GA|770-916-6514|N|Y|N|N
FSCS|N|FSC Securities Corporation||800-772-3375|N|Y|N|N
FSDL|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FSEC|P|FRS Securities, LLC|||N|Y|N|N
FSFS|O|ING Investment Management Services LLC|NEW YORK, NY|212-309-8597|N|Y|N|N
FSII|M|Forsyth Securites, Inc.|||N|Y|N|N
FSIK|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FSLL|M|Flagstone Securities, LLC||314-863-5343|N|N|N|N
FSMG|P|First Merger Capital, Inc.|||N|Y|N|N
FSNW|N|FIRST SECURITIES NORTHWEST, INC.|PORTLAND, OR|503-241-7750|N|Y|N|N
FSOM|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FSRV|N|FISERV CORRESPONDENT SERVICES, INC.|||N|N|N|N
FSSG|N|First Southeastern Securities Group, Incorporated|TAMPA  FL|813-282-3497|N|N|N|N
FSSG|N|First Southeastern Securities Group, Incorporated|NASDAQ TRADING|800-299-3497|N|N|N|N
FSSL|P|Fortis Securities LLC|||N|Y|N|N
FSST|P|Franklin Street Securities, Inc.|||N|Y|N|N
FSTD|P|Fastrade, Inc.|||N|Y|N|N
FSTF|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FSTM|P|First Midwest Securities, Inc.|||N|Y|N|N
FSTN|P|Fieldstone Services Corp.|||N|Y|N|N
FSWC|M|First Southwest Company|DALLAS, TX|214-953-4100|Y|Y|N|N
FSWC|M|First Southwest Company|DALLAS, TX|800-765-3792|Y|Y|N|N
FTBR|O|Foliofn Investments, Inc.|HERNDON, VA|703-245-4883|Y|Y|N|N
FTEN|N|FIRST TENNESSEE BROKERAGE, INC.|MEMPHIS, TN|901-537-2600|N|Y|N|N
FTII|P|FINANCIAL TELESIS INC|||N|Y|N|N
FTIS|P|Fortis Securities LLC|||N|Y|N|N
FTLP|N|FIRST TRUST PORTFOLIOS L.P.|||N|Y|N|N
FTMG|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
FTNE|M|FTN Equity Capital Markets Corp.|NEW YORK|800-880-7264|N|N|N|N
FTNE|M|FTN Equity Capital Markets Corp.|NASH OTCBB|866-344-4880|N|N|N|N
FTNE|M|FTN Equity Capital Markets Corp.||615-734-6050|N|N|N|N
FTNP|P|FTN Financial Securities Corp|||N|Y|N|N
FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|888-801-3477|N|Y|N|N
FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|615-734-6050|N|Y|N|N
FTWP|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FUND|P|Wunderlich Securities, Inc.|||Y|Y|N|N
FWAI|P|First Western Advisors/ Limited Partnership|||N|Y|N|N
FWBL|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FWCO|N|FIRST WASHINGTON CORPORATION|SEATTLE, WA|206-224-1660|N|Y|N|N
FWSI|N|FIRST WESTERN SECURITIES, INC.|NASDAQ TRADING|817-921-0175|N|Y|N|N
FWSI|N|FIRST WESTERN SECURITIES, INC.||817-921-9816|N|Y|N|N
FWSI|N|FIRST WESTERN SECURITIES, INC.|FORT WORTH, TEXAS|800-327-1279|N|Y|N|N
FWST|P|First Wall Street Corp.|||N|N|N|N
GABE|M|Gabelli & Company, Inc.|RYE  NY|914-921-5153|Y|Y|N|N
GAFI|N|Gardner Financial Services, Inc.|||N|Y|N|N
GAGN|N|Gagnon Securities, LLC|||N|Y|N|N
GALF|P|Southwest Texas Capital, L.L.C|||N|N|N|N
GAME|O|Global-American Investments, Inc.|NEW YORK|212-363-1493|Y|Y|N|N
GARB|P|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9944|Y|Y|N|N
GARB|P|ICAP Corporates LLC||212-815-9548|Y|Y|N|N
GARC|M|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9136|Y|Y|N|N
GARC|M|ICAP Corporates LLC||800-937-0087|Y|Y|N|N
GARQ|P|ICAP Corporates LLC|||Y|Y|N|N
GARR|P|Garrett Nagle & Co., Inc.|||N|Y|N|N
GARW|P|Gar Wood Securities, LLC|||Y|Y|N|N
GATE|P|Citigroup Global Markets Inc.|NEW YORK, NY|212-723-7169|Y|Y|Y|N
GATE|P|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|N
GATS|P|Gates Capital Corporation|||Y|Y|N|N
GAUS|P|The Gaussian Group, LLC|||Y|N|Y|N
GBIS|P|Guaranty Brokerage Services, Inc.|||N|Y|N|N
GBMS|P|GBM International, Inc.|HOUSTON  TX|281-295-4500|Y|Y|N|N
GBMS|P|GBM International, Inc.|NASDAQ/OTCBB TRADING|281-295-4500|Y|Y|N|N
GBMT|P|GBM International, Inc.|||Y|Y|N|N
GBSC|O|Golden Beneficial Securities Corporation|||Y|Y|N|N
GBSI|N|Greentree Brokerage Services, Inc.|||Y|Y|N|N
GBSL|N|GBS Financial Corp.|NASDAQ TRADING|818-248-5558|N|Y|N|N
GCCG|P|Global Crown Capital, LLC|||N|N|N|N
GCCI|P|AURIGA USA, INC.||516-747-6317|Y|Y|N|N
GCCL|P|Global Crown Capital, LLC|||N|N|N|N
GCMI|P|Goldman Capital Management, Inc.|||N|Y|N|N
GCMT|O|Gold Capital Management Inc.|||N|N|N|N
GCPL|P|Global Credit Partners, LLC|||N|Y|N|N
GDCO|N|GILBERT, DONIGER & CO., INC.|TRADING ROOM|212-888-5151|N|Y|N|N
GDMR|P|Pershinng LLC/Good Morning-Shinhan Securities|||N|Y|N|N
GDNR|P|Gardner Rich, L.L.C.|||N|Y|N|N
GEAR|P|Geary Securities, Inc.|||N|Y|N|N
GELB|P|Gelber Securities, LLC|CHICAGO, IL|312-427-7100|Y|Y|N|N
GENS|N|GENERAL SECURITIES CORP|N. KANSAS CITY  MO|816-472-7170|N|Y|N|N
GERO|P|Gerbro Securities, Inc.|||N|Y|N|N
GESX|P|Getco Execution Services LLC.|||Y|Y|Y|N
GFGH|P|Grace Financial Group LLC|||Y|Y|N|N
GFGL|P|Grace Financial Group LLC|||Y|Y|N|N
GFGO|O|Grace Financial Group LLC|||Y|Y|N|N
GFIG|P|GFI Securities LLC|NEW YORK, NY|N/A|Y|Y|N|N
GFIG|P|GFI Securities LLC|LATIN/ASIA|212-968-4171|Y|Y|N|N
GFIG|P|GFI Securities LLC|EURO/DOMESTIC|212-968-2726|Y|Y|N|N
GFIG|P|GFI Securities LLC|TOLL FREE|800-456-4341|Y|Y|N|N
GFIN|M|Granite Financial Group LLC|SAN DIEGO, CA|858-509-8807|N|Y|N|N
GFIS|P|GFI Securities LLC|NEW YORK, NY|800-456-4341|Y|Y|N|N
GFIS|P|GFI Securities LLC||212-968-2726|Y|Y|N|N
GFLD|P|Southridge Investment Group LLC|||N|Y|N|N
GFLO|P|GETCO EXECUTION SERVICES LLC.|||Y|Y|Y|N
GFNC|O|Granite Financial Group LLC|SAN DIEGO, CA|858-509-8807|N|Y|N|N
GFSI|N|Global Financial Services, L.L.C.|NASDAQ TRADING|713-968-0400|Y|Y|N|N
GFSP|P|Granite Financial Group LLC|||N|Y|N|N
GGWI|N|GAGE-WILEY & CO., INC.|||N|Y|N|N
GHAS|P|Gordon, Haskett & Co.|||N|Y|N|N
GHCC|M|Gordon, Haskett Capital Corporation|NEW YORK NY|212-883-6893|Y|Y|N|N
GHYL|N|Greenwich High Yield LLC|||N|N|N|N
GIBR|N|Gibraltar Securities Co.|||N|N|N|N
GILG|M|Gilder Gagnon Howe & Co. LLC|NEW YORK, NY|212-765-2508|Y|Y|N|N
GIRL|N|Girard Securities, Inc.|NASDAQ TRADING|619-584-7099|Y|Y|N|N
GISJ|P|Global Investor Services, L.C.|||N|Y|N|N
GJSS|N|GREGORY J. SCHWARTZ & CO., INC.|||N|Y|N|N
GLBA|M|Electronic Access Direct, Inc.|TRADING DESK|561-981-8380|N|N|N|N
GLBL|P|Global Hunter Securities, LLC|||Y|Y|N|N
GLBT|M|GLB Trading, Inc.|TRADING DESK|949-955-9470|N|N|N|N
GLBZ|N|Online Brokerage Services, Inc.|||N|Y|N|N
GLCH|M|Gleacher & Company Securities, Inc.|||Y|Y|N|N
GLEN|M|Glendale Securities, Inc.||818-804-4650|Y|Y|N|N
GLGB|N|Gerson Lehrman Group Brokerage Services LLC|||N|N|N|N
GLIC|M|GLICKENHAUS & CO.|NEW YORK, NY|212-953-7860|N|Y|N|N
GLIC|M|GLICKENHAUS & CO.|NEW YORK, NY|212-953-7818|N|Y|N|N
GLII|P|TD Securities Inc.|||N|N|N|N
GLIP|P|TD Securities Inc.|||N|N|N|N
GLIR|P|TD Securities Inc.|||N|N|N|N
GLIS|M|TD Securities Inc|ONTARIO, CANADA|416-307-7638|N|N|N|N
GLPS|P|Electronic Brokerage Systems, LLC|||Y|Y|Y|N
GLSC|N|Globalnetsecurities Corp.|||N|N|N|N
GLWD|P|Glenwood Securities, Inc.|||Y|Y|N|N
GLYN|M|J.A. Glynn & Co.|ST. LOUIS, MO|314-997-1277|N|Y|N|N
GMAN|P|Guzman & Company|MIAMI, FL|800-429-9804|Y|Y|N|N
GMAX|P|Global Maxfin Capital Inc. / CDS|||N|N|N|N
GMCK|N|George McKelvey Co., Inc.|||N|Y|N|N
GMOR|P|Greenmoor Financial Group, LLC|||Y|Y|N|N
GMSG|N|The GMS Group, LLC|LIVINGSTON, NJ|973-535-5000|Y|Y|N|N
GNAV|N|GREEN STREET ADVISORS, INC.|||N|Y|N|N
GNCF|P|Golden Capital Securities, Ltd./CDS|||N|N|N|N
GNDS|O|Genesis Securities, LLC|||Y|Y|Y|N
GNDT|O|Genesis Securities, LLC|||Y|Y|Y|N
GNIT|P|Bancnorth Investment Group, Inc.|||N|N|N|N
GNLN|M|Gunnallen Financial, Inc.|TAMPA,  FL|813-600-1420|N|N|N|N
GNLN|M|Gunnallen Financial, Inc.|DENVER, CO|720-344-5025|N|N|N|N
GNLR|P|Gunnallen Financial, Inc|||N|N|N|N
GNSA|P|Genesis Securities, LLC|||Y|Y|Y|N
GNSB|P|Genesis Securities, LLC|||Y|Y|Y|N
GNSE|P|Genesis Securities, LLC||212-668-0888|Y|Y|Y|N
GNSL|P|Golden Capital Securities Ltd./CDS|||N|N|N|N
GNSM|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
GNSS|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
GOAL|N|Apex Millennium Group, LLC|||N|Y|N|N
GOBE|P|Golden Beneficial Securities Corporation|||Y|Y|N|N
GOHS|N|Goldsmith & Harris Incorporated|||N|N|N|N
GOLA|P|John Thomas Financial|||Y|Y|N|N
GOLF|P|Essex & York, Inc.|TRADING DESK|513-924-0990|N|N|N|N
GOOD|M|Greenwood Partners L.P.|JENKINTOWN, PA|215-886-5595|N|N|N|N
GORD|N|Gordon & Co.|NEWTON,  MA|617-924-7997|Y|Y|N|N
GOTO|P|LavaFlow|Trading Desk|877-750-3569|Y|Y|Y|N
GPCG|N|GREENMAN PARKER CONNALLY GREENMAN INCORPORATED|FORT WORTH, TX|(817)922-8000|N|Y|N|N
GPSS|P|Great Pacific Securities|IRVINE, CA|714-863-9500|N|Y|N|N
GPTG|P|Greenwich Prime Trading Group, LLC|TRADING|203-485-4800|N|Y|N|N
GRCP|P|Fifth Street Capital, LLC|||N|N|N|N
GREA|O|Great Eastern Securities, Inc.||516 484 5111|N|N|N|N
GREB|P|Great Eastern Securities, Inc.|||N|N|N|N
GREY|M|Salomon Grey Financial Corporation|TRADING DESK|972-934-7043|N|N|N|N
GRFC|N|GRF Capital Investors, Inc.|||N|Y|N|N
GRIF|P|M. Griffith Locke Investment Services, Inc.|NEW HARTFORD, NY|315-797-0130|N|Y|N|N
GRIG|P|Grigsby & Associates, Inc.|||N|Y|N|N
GRIL|M|GLOBAL RESOURCE INVESTMENTS, LTD.|CARLSBAD, CA|888-848-7828|N|Y|N|N
GRIL|M|GLOBAL RESOURCE INVESTMENTS, LTD.||619-943-3939|N|Y|N|N
GRIL|M|GLOBAL RESOURCE INVESTMENTS, LTD.|FAX NUMBER|619-943-3938|N|Y|N|N
GRIN|P|Sandgrain Securities, Inc.|||N|Y|N|N
GRIS|P|The Griswold Company, Incorporated|||Y|Y|N|N
GRLN|N|David J. Greene and Company,  LLC|NEW YORK, NY|212-371-4200|N|N|N|N
GRNB|M|Agile Securities, Inc|||N|N|N|N
GRND|P|Grand Capital Corp.|||N|Y|N|N
GRNL|N|Grenel & Co., LLC|NEW YORK, NY|(212)644-1084|N|Y|N|N
GROW|M|Pacific Growth Equities, LLC|SAN FRANCISCO  CA|415-274-6811|N|N|N|N
GROW|M|Pacific Growth Equities, LLC|NASDAQ/OTCBB TRADING|800-828-4779|N|N|N|N
GRPO|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GRSI|N|Glen Rauch Securities, Inc.|NEW YORK, NY|212-363-9760|N|N|N|N
GRST|M|Garden State Securities, Inc.|LISTED|732-280-6886|Y|Y|N|N
GRST|M|Garden State Securities, Inc.|NASDAQ|732-280-6886|Y|Y|N|N
GRST|M|Garden State Securities, Inc.|WALL, NEW JERSEY|732-280-6886|Y|Y|N|N
GRST|M|Garden State Securities, Inc.||877-477-7862|Y|Y|N|N
GRST|M|Garden State Securities, Inc.||877-477-8762|Y|Y|N|N
GRWC|N|Grw Capital Corporation|WASHINGTON D.C.|202-682-4141|N|Y|N|N
GRWD|P|Greenwood Partners L.P.|||N|N|N|N
GSAA|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSBB|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSBI|P|Global Brokerage Services, Inc.|||N|Y|N|N
GSCC|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSCF|P|Global Securities Corporation/CDS|||N|N|N|N
GSCO|M|Goldman, Sachs & Co.|NEW YORK, NY|212-902-8585|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|JAPANESE SHARES|212-902-0899|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|ASIAN SHARES|212-902-8677|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|CANADIAN SHARES|212-902-3801|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|EUROPEAN SHARES|212-902-1115|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|LATIN AMER SHARES|212-902-8505|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|UK SHARES|212-902-1232|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|ARBITRAGE|212-902-8525|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|CONVERTIBLES|212-902-8535|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|PREFERRED TRADING|212-902-8390|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|OTCBB|212-357-4402|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|WEST DESK|212-422-2400|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|WEST DESK|800-526-3164|Y|Y|Y|N
GSCO|M|Goldman, Sachs & Co.|NEW YORK, NY|212-902-1000|Y|Y|Y|N
GSDD|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSEC|P|Griffin Securities, Inc.|||N|Y|N|N
GSEE|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSFF|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSGG|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSHH|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSII|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSIL|P|Global Strategic Investments, Llc|||N|Y|N|N
GSJJ|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSKK|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSLL|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSMM|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSNN|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSOO|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSPP|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSQQ|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSRR|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSSS|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSTS|N|B.C. Ziegler and Company|||N|Y|N|N
GSTT|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSUU|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSVV|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSWW|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSXX|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSYY|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GSZZ|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
GTRN|N|Gorian Investment Group, Inc.|NASDAQ TRADING|909-888-7551|N|Y|N|N
GTSL|N|Golden Triangle Securities LLC|||N|N|N|N
GTUS|P|GATE US LLC|||N|Y|N|N
GTWY|P|Gateway Securities Inc CDS|||N|N|N|N
GUGG|P|Guggenheim Securities, LLC|||N|Y|N|N
GUGI|P|Claymore Securities, Inc.|||N|Y|N|N
GUGS|P|Guggenheim Securities, LLC|||Y|Y|N|N
GUZM|P|Guzman & Company|MIAMI  FL|305-374-5673|Y|Y|N|N
GUZM|P|Guzman & Company|NASDAQ/OTCBB TRADING|800-642-7638|Y|Y|N|N
GVRN|N|G.V.R. Company/Special Account|||N|N|N|N
GVSA|M|E*Trade Capital Markets LLC|CHICAGO, IL|312-663-7114|Y|Y|Y|N
GWDS|P|Gar Wood Securities, LLC|||Y|Y|N|N
GWLP|P|Grant Williams L.P.|||N|Y|N|N
GZML|P|Guzman & Company|||Y|Y|N|N
GZMN|P|Guzman & Company|||Y|Y|N|N
HABB|P|Haberman Bros.|||N|Y|N|N
HACA|P|Harvest Capital LLC|||N|Y|N|N
HALP|P|Halpern Capital, Inc.|||N|Y|N|N
HAMC|P|W.R. Hambrecht & Co., LLC|||Y|Y|Y|N
HAMR|M|W.R. Hambrecht + Co., LLC|SALES TRADING|877-828-4700|Y|Y|Y|N
HAMR|M|W.R. Hambrecht + Co., LLC|SALES TRADING|415-551-3131|Y|Y|Y|N
HAMR|M|W.R. Hambrecht + Co., LLC|SAN FRANSISCO, CA|415-551-3101|Y|Y|Y|N
HAMR|M|W.R. Hambrecht + Co., LLC|NASDAQ TRADING|877-828-4600|Y|Y|Y|N
HAMR|M|W.R. Hambrecht + Co., LLC|NASDAQ TRADING|415-551-3101|Y|Y|Y|N
HANS|P|Hanmi Asset Securities, Inc.|||N|N|N|N
HAPO|P|Hapoalim Securities Usa, Inc.|||Y|Y|N|N
HAPX|P|HAP Trading, LLC|||Y|N|N|N
HARS|P|Harvestons Securities, Inc.|||N|Y|N|N
HASF|P|Haywood Securities Inc./CDS|VANCOUVER, B.C.|604-643-1100|N|N|N|N
HASK|N|Hamershlag, Dodeles, & Co., LLC|NEW YORK  NY|212-782-0220|N|N|N|N
HAST|P|Hayden Stone & Co., LLC|||N|Y|N|N
HAUR|P|J. B. Hanauer & Co.|PARSIPPANY, NJ|201-533-9000|N|N|N|N
HAYV|P|Haywood Securities (USA) Inc.|||N|Y|N|N
HAZL|N|HAZLETT, BURT & WATSON, INC.|||N|Y|N|N
HBCK|N|H. BECK, INC.|||N|Y|N|N
HBCO|P|Global Investor Services, L.C.|||N|Y|N|N
HBIA|P|Fortis Clearing Americas Llc|||Y|Y|Y|N
HBIF|P|RGM Securities, LLC|||Y|N|Y|N
HBIQ|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
HBIS|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
HBIW|P|RGM Securities, LLC|||Y|N|Y|N
HBKI|N|HBK Finance L.P.|||N|N|N|N
HBON|P|Hold Brothers On-Line Investment Services L.L.C.|||Y|Y|N|N
HBRT|O|Electronic Access Direct, Inc.|||Y|Y|N|N
HCAP|M|Hermitage Capital Corporation|NASHVILLE  TN|615-385-2385|N|N|N|N
HCAP|M|Hermitage Capital Corporation|NASHVILLE  TN|800-624-6534|N|N|N|N
HCAP|M|Hermitage Capital Corporation|NEW YORK,N.Y.|212-832-3466|N|N|N|N
HCAP|M|Hermitage Capital Corporation||800-755-2106|N|N|N|N
HCAT|P|Hunter Capital Markets, LLC|||Y|N|N|N
HCBR|P|HCFP Brenner Securities, LLC|NEW YORK, NY|212-707-0405|N|N|N|N
HCBR|P|HCFP Brenner Securities, LLC||800-326-2736|N|N|N|N
HCFN|M|HFC Capital Corp.|||N|N|N|N
HCTA|O|Hardcastle Trading USA LLC|SECAUCUS, NJ|201-305-8888|Y|Y|N|N
HCWT|P|H.C. Wainwright & Co. Inc.|||Y|Y|N|N
HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|502-588-8420|Y|Y|N|N
HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|800-627-3557|Y|Y|N|N
HDSI|P|Hudson Securities, Inc.||201-216-0100|Y|Y|Y|N
HDSI|P|Hudson Securities, Inc.|TRADING DESK|201-216-9100|Y|Y|Y|N
HDSM|P|Hudson Securities, Inc.|||Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|JERSEY CITY, NJ|201-216-9100|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|JERSEY CITY, NJ|800-624-0050|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|JERSEY CITY, NJ|212-227-7733|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|INSTITUTIONAL SALES|800-419-9187|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.||201-216-0375|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|COLORADO|888-576-1828|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|BOCA RATON, FL|800-898-2777|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|INTERNATIONAL|888-306-1998|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.||561-361-0951|Y|Y|Y|N
HDSN|M|Hudson Securities, Inc.|CANADIAN ARB|201-216-1475|Y|Y|Y|N
HDSW|P|Hudson Securities, Inc.|||Y|Y|Y|N
HDSX|P|Hudson Securities, Inc.|||Y|Y|Y|N
HEFL|P|Heflin & Co., L.L.C.|LOS ANGELES, CA|310-229-9705|Y|Y|N|N
HEFR|O|HEFREN-TILLOTSON, INC.|PITTSBURGH  PA|412-471-5430|N|Y|N|N
HENG|P|Stonehenge Securities, Inc.|||N|N|N|N
HENN|N|Carl M. Hennig, Inc.|||N|Y|N|N
HERF|N|THOMAS J. HERZFELD & CO., INCORPORATED|MIAMI, FL|305-271-1900|N|Y|N|N
HERO|M|Bernard Herold & Co., Inc.|NEW YORK, NY|212-371-3950|N|Y|N|N
HESG|P|W.R. Hambrecht + Co., LLC|||Y|Y|Y|N
HESM|P|W.R. Hambrecht + Co., LLC|||Y|Y|Y|N
HFCO|P|Hilliard Farber & Co., Inc.|||N|Y|N|N
HFIS|N|Hfi Securities, Inc.|||N|N|N|N
HFPC|M|HFP Capital Markets LLC|NEW YORK, NY|646-660-9600|Y|Y|N|N
HFSC|P|Hilliard Farber Securities Corp.|||N|N|N|N
HIAI|N|HEARTLAND INVESTMENT ASSOCIATES, INC.|||N|Y|N|N
HIGG|P|HIGGINS CAPITAL MANAGEMENT, INC.|||N|Y|N|N
HIGH|P|Highlander Capital Group, Inc.|||N|Y|N|N
HILF|M|Hill Thompson Magid & Co., Inc.||201-369-2902|N|N|N|N
HILF|M|Hill Thompson Magid & Co., Inc.||800-879-9842|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|201-434-8100|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|212-233-2200|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|NASDAQ TRADING|800-631-3083|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|ADR TRADING|800-879-9842|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|CANADIAN EQUITIES|866-235-7016|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|BANK STOCKS|866-291-6316|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|PREFERRED/CONVERTS|201-433-9544|N|N|N|N
HITE|P|Whitestone Securities Inc.|||N|Y|N|N
HITS|P|Height Securities, LLC|||Y|Y|N|N
HIVE|P|Hivetrader, LLC|||N|Y|N|N
HKCS|P|HKC Securities, Inc.|||N|Y|N|N
HLBI|N|Belmont Securities, Inc.|DALLAS, TX|214-559-3800|N|N|N|N
HLHC|P|J.J.B. Hilliard, W.L. Lyons, Inc.|||Y|Y|N|N
HLIQ|N|Hull Transaction Services, L.L.C.|||N|N|N|N
HLLC|N|HOLLENCREST CAPITAL MANAGEMENT|||N|Y|N|N
HLMS|P|HLM Securities, Inc.|||N|Y|N|N
HLTN|P|A.B. Watley Direct, Inc.|NEW YORK, NY|212-422-1100|Y|Y|N|N
HMPB|O|H. M. Payson & Co.|NASDAQ TRADING|207-772-3761|N|N|N|N
HMPT|N|Hampton Securities (USA), Inc.|||Y|Y|N|N
HMRK|P|Hallmark Investments, Inc.|||N|Y|N|N
HNTR|N|HUNTER ASSOCIATES, INC.|||N|Y|N|N
HOCO|N|Holt & Collins|||N|N|N|N
HOLD|O|Hold Brothers On-Line Investment Services L.L.C.||201-499-8929|Y|Y|N|N
HOME|P|Vestpoint Securities, Inc.|||N|N|N|N
HORW|O|Horwitz & Associates, Inc.|||Y|Y|N|N
HOWE|M|Howe Barnes Investments, Inc.|CHICAGO, IL|312-655-2995|Y|Y|N|N
HOWE|M|Howe Barnes Investments, Inc.|CHICAGO, IL|312-655-2990|Y|Y|N|N
HOWE|M|Howe Barnes Investments, Inc.|CHICAGO, IL|800-621-2364|Y|Y|N|N
HOWL|N|A. M. Howells & Company, Inc.|NASDAQ TRADING|510-339-0151|N|N|N|N
HPOL|N|HERNDON PLANT OAKLEY, LTD.|NASDAQ TRADING|512-888-7611|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|DETROIT MI|313-964-0616|Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|NASDAQ TRADING|800-426-9966|Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|PREFERRED|800-684-1900|Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|INSTITUIONAL|800-535-6533|Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|V-CONVERTIBLES|313-964-2091|Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|FIXED INCOME|313-964-2091|Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|LISTED TRADING|800-684-1900|Y|Y|N|N
HRGR|N|HARGER AND COMPANY, INC.|||N|Y|N|N
HRIV|P|H. Rivkin & Co., Inc.|||N|Y|N|N
HRTF|M|HRT Financial LLC|||Y|N|Y|N
HRTS|P|Argosy Capital Securities, Inc.|||N|N|N|N
HSAI|P|Independent Financial Group, LLC|||N|Y|N|N
HSBC|M|HSBC Securities, Inc.|TRADING|212-525-0140|Y|Y|Y|N
HSBK|P|HSBC Securities (USA) Incorporated|||Y|Y|Y|N
HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|617-742-4585|N|Y|N|N
HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|800-225-6148|N|Y|N|N
HSRP|N|Hattier, Sanford & Reynoir, A Limited Partnership, L.L.P.||504-582-1144|N|N|N|N
HTAP|P|CIBC World Markets Corp.|||Y|Y|N|N
HTJP|P|Hightower Securities, LLC|||N|Y|N|N
HUCO|N|THE HUNTINGTON INVESTMENT COMPANY|||N|Y|N|N
HUNT|M|Huntleigh Securities Corporation|ST. LOUIS  MO|314-721-2721|Y|Y|N|N
HUNT|M|Huntleigh Securities Corporation||800-766-4725|Y|Y|N|N
HUSS|N|Huss Services, Inc.|SYRACUSE, NY|315-423-4630|Y|Y|N|N
HWIL|P|Howard Weil Incorporated|||N|Y|N|N
HWLF|N|Howard, Weil, Labouisse, Friedrichs Inc.|||N|N|N|N
HWLS|P|M. S. Howells & Co.|PHOENIX, AZ|602-912-3800|Y|Y|N|N
HYBD|P|HybridTrading, LLC|||N|N|N|N
IAEA|P|Israel A. Englander & Co., Inc.|||Y|Y|N|N
IAEC|P|Israel A. Englander & Co., Inc.||212-841-4100|Y|Y|N|N
IAEI|P|Israel A. Englander & Co., Inc.|||Y|Y|N|N
IAEX|P|Israel A. Englander & Co., Inc.|||Y|Y|N|N
IBAB|P|ICAP Corporates LLC|||Y|Y|N|N
IBCO|P|Interactive Brokers Corp.|||Y|Y|N|N
IBGT|P|IBG Trading, LLC|||N|Y|N|N
IBKR|O|Interactive Brokers Llc|GREENWICH, CT|203-618-5700|Y|Y|Y|N
IBKR|O|Interactive Brokers Llc|NASDAQ TRADING|312-542-6825|Y|Y|Y|N
IBKW|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
IBSJ|P|Integrity Brokerage Services, Inc.|||N|Y|N|N
IBSL|P|IBS Securities, LLC|||Y|Y|N|N
IBSP|P|Timber Hill Specialists Corp.|||N|Y|N|N
ICAP|P|ICAP Corporates LLC|||Y|Y|N|N
ICCP|P|Investors Capital Corp.|TRADING DPT.|800-337-8723|N|Y|N|N
ICEN|M|The Investment Center, Inc.|BRIDGEWATER  NJ|908-707-4607|Y|Y|N|N
ICMC|P|Internet Capital Markets Corporation|||Y|Y|N|N
ICMH|N|INSTITUTIONAL CAPITAL MANAGEMENT, INC.|||N|Y|N|N
ICPI|N|Intercapital Securities LLC|||N|N|N|N
ICPS|P|ICP Securities LLC|||N|Y|N|N
ICRD|P|Citadel Securities LLC|||Y|Y|Y|N
ICTI|O|International Correspondent Trading, Inc.|TRADING|201-222-7300|Y|Y|N|N
ICVT|P|Citadel Securities LLC|||Y|Y|Y|N
IDBC|M|Alexandra & James Co.|||N|Y|N|N
IDID|P|Institutional Direct Inc.|MAIN NUMBER|212-272-6229|N|N|N|N
IDSI|O|American Enterprise Investment Services Inc.|MINNEAPOLIS, MN|612-671-7096|Y|Y|N|N
IELP|P|Citadel Securities LLC|||Y|Y|Y|N
IEQY|P|Citadel Securities LLC|||Y|Y|Y|N
IFSC|M|Intercoastal Financial Services Corp.|TRADING|561-427-1001|N|N|N|N
IFSC|M|Intercoastal Financial Services Corp.|JUPITER, FL|800-369-1573|N|N|N|N
IIDC|P|American Securities Group, Inc.|LIGHTHOUSE POINT, FL|954-788-5559|N|N|N|N
IISC|P|Investin Securities Corp.|||N|N|N|N
ILND|P|NASDAQ OPTIONS SERVICES, LLC|TRADING|212-231-5033|Y|Y|N|N
ILND|P|NASDAQ OPTIONS SERVICES, LLC||866-771-1269|Y|Y|N|N
ILUS|P|Illustro Trading, LLC|||N|Y|N|N
IMCC|P|IMC Chicago, LLC|||Y|N|N|N
IMPC|M|Imperial Capital, LLC||310-246-3700|Y|Y|N|N
IMPL|P|Imperial Investments Ltd.|||Y|Y|Y|N
IMSL|P|INTERMERCHANT SECURITIES LLC|||N|Y|N|N
IMSS|N|IMS Securities, Inc.|||N|Y|N|N
INCA|O|Instinet, LLC|NEW YORK, NY (OTC)|212-310-9510|Y|Y|Y|N
INCA|O|Instinet, LLC|LISTED DESK|212-310-9547|Y|Y|Y|N
INCA|O|Instinet, LLC|ORDER DESK|N/A|Y|Y|Y|N
INCA|O|Instinet, LLC|(NON SUBSCRIBER)|212-310-9564|Y|Y|Y|N
INCP|P|Incapital, LLC|||N|Y|N|N
INDE|P|Independent Brokers LLC|||Y|Y|N|N
INET|C|Brut, LLC|PHONE ORDERS|212-231-5100|Y|Y|Y|N
INET|C|Brut, LLC|MAIN|212-231-5100|Y|Y|Y|N
INET|C|Brut, LLC|BACKUP SITE|201-319-0660|Y|Y|Y|N
INET|C|Brut, LLC|SUBSCRIBER INFO|212-231-5180|Y|Y|Y|N
INET|C|Brut, LLC|TECHNICAL SUPPORT|212-231-5180|Y|Y|Y|N
INET|C|Brut, LLC|NEW JERSEY|201-319-0660|Y|Y|Y|N
INFI|P|Integral Financial LLC|||N|Y|N|N
INFN|P|Infinium Securities Inc.|||Y|Y|Y|N
INFU|P|Infinium Securities Inc.|||Y|Y|Y|N
INGF|M|ING Financial Markets LLC|||Y|Y|N|N
INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|212-269-7755|N|Y|N|N
INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|800-805-0515|N|Y|N|N
INHB|P|Instinet, LLC|||Y|Y|Y|N
INJS|P|Instinet, LLC|||Y|Y|Y|N
INMP|P|Instinet, LLC|||Y|Y|Y|N
INNO|P|Innova Securities, Inc.|||N|Y|N|N
INNT|P|Intrade, LLC|||Y|Y|N|N
INPI|N|INVESTMENT PLANNERS, INC.|||N|Y|N|N
INSC|N|Intersecurities, Inc.|||N|Y|N|N
INTA|M|INTERNATIONAL ASSETS ADVISORY, LLC|WINTER PARK, FL|800-218-1268|N|Y|N|N
INTF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
INTG|P|Lightspeed Trading Llc|||Y|Y|Y|N
INTL|M|INTL Trading, Inc.|ORLANDO   FL|407-741-5399|Y|Y|N|N
INTL|M|INTL Trading, Inc.||800-541-1977|Y|Y|N|N
INTL|M|INTL Trading, Inc.|OTCBB DESK|800-327-5703|Y|Y|N|N
INTL|M|INTL Trading, Inc.|OTCBB DESK|407-741-5394|Y|Y|N|N
INTL|M|INTL Trading, Inc.|NEW YORK, NY|212-485-3545|Y|Y|N|N
INTW|O|Instinet, LLC|||Y|Y|Y|N
INVC|P|Investec Securities (Us) Llc|||N|Y|N|N
INVE|P|Investacorp, Inc.|||N|Y|N|N
INVM|O|Invemed Associates LLC|NEW YORK  NY|212-421-2504|Y|Y|N|N
IOSC|P|Interocean Securities LLC|||N|N|N|N
IPGR|N|Investment Placement Group|LA JOLLA, CA|619-459-2344|Y|Y|N|N
IRGI|P|Investors Resources Group, Inc.|||N|N|N|N
ISBN|O|ISBIN INVESTMENTS, INC.|MINNEAPOLIS  MN|612-338-6113|N|Y|N|N
ISBN|O|ISBIN INVESTMENTS, INC.|NASDAQ TRADING|800-446-5666|N|Y|N|N
ISCI|N|Investors Security Company, Inc.|NASDAQ TRADING|804-539-2396|N|Y|N|N
ISCN|P|Institutional Securities Corporation|||N|Y|N|N
ISEG|E|International Securities Exchange|||N|N|N|N
ISEO|P|Morizio Associates, LLC|||N|Y|N|N
ISER|P|MORIZIO ASSOCIATES, LLC|||N|Y|N|N
ISGC|N|Solid ISG Capital Markets, LLC|||N|N|N|N
ISIG|P|International Strategy & Investment Group Inc.|||N|Y|N|N
ISLN|N|IslandNet, LLC|||N|N|N|N
ISSC|P|Investors Securities Services, LLC|||N|N|N|N
ITAU|P|Itau USA Securities Inc.|||N|Y|N|N
ITCC|N|Sal Financial Services, Inc.|ATLANTA, GA|404-953-6118|N|Y|N|N
ITDC|P|ITradedirect.com Corp.|||N|N|N|N
ITEC|M|Hapoalim Securities USA, Inc.|NASDAQ TRADING|212-898-6350|Y|Y|N|N
ITEC|M|Hapoalim Securities USA, Inc.||1-800-638-6492|Y|Y|N|N
ITFS|P|Blue Creek Securities, Inc.|||N|Y|N|N
ITGC|N|ITG Canada, A Subsidiary of ITG Inc / CDS|||N|N|N|N
ITGI|O|ITG Inc.|NEW YORK  NY|800-322-4084|Y|Y|Y|N
ITSI|P|Island Trader Securities|||N|Y|N|N
IVEX|P|INVEX, INC.|||N|Y|N|N
IVOL|P|Union Capital Company|||N|Y|N|N
IVYS|P|Ivy Securities, Inc.|||N|Y|N|N
IWSL|P|Integral Wealth Securities Limited|||N|N|N|N
IXIS|P|Ixis Securities North America Inc.|||Y|Y|N|N
JACK|P|Jackson Securities LLC|||N|Y|N|N
JADN|N|J. ALDEN ASSOCIATES, INC.|JENKINTOWN, PA|215-572-8700|N|Y|N|N
JANC|M|Janco Partners, Inc.|ENGLEWOOD, CO|800-529-8157|Y|Y|N|N
JANC|M|Janco Partners, Inc.||303-770-9047|Y|Y|N|N
JANE|M|Jane Street Markets, LLC|TRADING DESK|212-651-6070|Y|Y|N|N
JANI|P|Jane Street Markets, LLC|||Y|Y|N|N
JANS|P|Jane Street Markets, LLC|||Y|Y|N|N
JANT|P|Jane Street Markets, LLC|||Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|PHILADELPHIA PA|215-563-8671|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING|215-563-8672|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING (PA)|888-567-6821|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|PREFFERED DESK|215-665-6170|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|NEW YORK  NY|212-510-0668|Y|Y|N|N
JBAI|P|Jones, Byrd & Attkisson, Inc.|||N|N|N|N
JBSS|P|JBS Securities Corp.|||N|N|N|N
JCIU|P|Jennings Capital (USA) INC.|||N|Y|N|N
JDCO|P|Cummins Financial Corporation|||N|N|N|N
JDRB|O|J.H. Darbie & Co., Inc.|||Y|Y|N|N
JEFC|O|Jefferies & Company, Inc.|||Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|Distressed Equities|877-350-2855|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|BROKER DEALER|212-323-7512|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|NASDAQ TRADING|212-323-7500|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|STAMFORD CT.|203-708-5910|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|TRADING-NYC|203-708-5890|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.||800-525-8620|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.||877-350-BULL|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|LISTED TRADING|212-323-7500|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|CONVERTIBLES|203-708-5868|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|BROKER/DEALER DESK|877-350-2855|Y|Y|N|N
JEFF|M|Jefferies & Company, Inc.|INTERNATIONAL DESK|203-708-5890|Y|Y|N|N
JEXF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
JFDS|P|JFD SECURITIES, INC.|||N|Y|N|N
JGUN|M|Joseph Gunnar & Co.  LLC|NEW YORK, NY|212-440-9679|Y|Y|N|N
JHDR|P|J.H. Darbie & Co., Inc.|||Y|Y|N|N
JIMK|P|Sunstate Equity Trading|TAMPA, FL|813-961-4649|N|N|N|N
JIMY|P|Latam Investments, LLC|||N|N|N|N
JINS|P|John Carris Investments LLC|||N|Y|N|N
JJKE|P|Rafferty Capital Markets, LLC|||Y|Y|N|N
JJKS|P|Rafferty Capital Markets, LLC|||Y|Y|N|N
JLEO|M|Primary Capital, LLC|NY, NY|212-300-0060|Y|Y|N|N
JMIP|N|J. Michael-Patrick, L.L.C.|||N|N|N|N
JMPF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
JMSI|P|Janney Montgomery Scott LLC|||Y|Y|N|N
JNGF|P|Jones Gable & Company Ltd./CDS|||N|N|N|N
JNKK|P|JNK Securities Corp.|TRADING|212-885-6350|Y|Y|N|N
JNKL|P|JNK Securities Corp.||212-433-7013|Y|Y|N|N
JOHN|P|Scottsdale Capital Advisors Corp.|||Y|Y|N|N
JOLE|N|JOHNSTON, LEMON & CO. INCORPORATED|WASHINGTON, DC|202-842-5566|N|Y|N|N
JOLE|N|JOHNSTON, LEMON & CO. INCORPORATED|NASDAQ TRADING|800-424-8871|N|Y|N|N
JOLE|N|JOHNSTON, LEMON & CO. INCORPORATED|CONV./PREFERRED|800-352-4895|N|Y|N|N
JOLE|N|JOHNSTON, LEMON & CO. INCORPORATED||202-842-5698|N|Y|N|N
JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|818-991-4488|Y|Y|N|N
JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|800-423-5933|Y|Y|N|N
JPII|P|Jaypee International, Inc.|||Y|Y|N|N
JPMA|P|J.P. Morgan Institutional Investments Inc.|||N|Y|N|N
JPME|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
JPMG|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
JPMP|M|J.P. Morgan Securities Inc.|||Y|Y|Y|N
JPMS|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
JPMT|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
JPMX|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
JPRC|O|J.P.R. Capital Corp.|ROSLYN  NY|516-621-8787|N|N|N|N
JPRC|O|J.P.R. Capital Corp.|BOCA, RATON|561-470-5363|N|N|N|N
JPTC|M|J.P. Turner & Company, L.L.C.|NASDAQ TRADING|404-479-8321|Y|Y|N|N
JPTC|M|J.P. Turner & Company, L.L.C.|BULLETIN BOARD/PINK|404-479-8321|Y|Y|N|N
JPTM|P|J.P. Turner & Company, L.L.C.|||Y|Y|N|N
JPTR|P|Jackson Partners & Associates, Inc.|||N|Y|N|N
JPTS|M|J.P. Turner & Company, LLC|||Y|Y|N|N
JRCO|M|Johnson Rice & Company L.L.C.|NEW ORLEANS  LA|504-525-3767|Y|Y|N|N
JRCO|M|Johnson Rice & Company L.L.C.|TRADING|800-842-6229|Y|Y|N|N
JSLC|P|Jesup & Lamont Securities Corp|TRADING DPT.|212-307-2690|N|N|N|N
JSLI|P|Jesup & Lamont Securities Corp|||N|N|N|N
JSLP|M|Joseph Stevens & Company, Inc.|NEW YORK  NY|212-361-3030|N|N|N|N
JSLP|M|Joseph Stevens & Company, Inc.|NASDAQ TRADING|800-609-9110|N|N|N|N
JSLP|M|Joseph Stevens & Company, Inc.|LONG ISLAND, NY|800-917-4203|N|N|N|N
JSMD|P|ASTORIA CAPITAL MARKETS, INC.|||Y|Y|N|N
JSPT|P|Jane Street Markets, LLC|||Y|Y|N|N
JSSF|M|JMP Securities LLC|SAN FRANCISCO, CA|415-263-1676|Y|Y|N|N
JSUP|P|Jesup & Lamont Securities Corp|||N|N|N|N
JVBF|P|Jack V. Butterfield Investment Company|TRADING DEPT.|517-787-2430|N|Y|N|N
JVBG|P|JVB Financial Group, LLC|||N|Y|N|N
JWHJ|P|Humbard, James W.|||N|Y|N|N
JWML|P|J.W. Millegan, Inc.|||N|Y|N|N
JWRI|P|Traders Advantage|ATLANTA, GA|770-913-3999|N|N|N|N
JXLI|P|Lime Brokerage LLC|||Y|Y|Y|N
KACS|P|Jump Trading|||Y|N|Y|N
KADI|P|Kadick, Incorporated|||N|Y|N|N
KALA|M|KA Associates, Inc.|LOS ANGELES  CA|310-201-7851|N|Y|N|N
KALE|P|Ankale Capital LLC|||N|N|N|N
KALO|P|Kalos Capital, Inc.|||N|Y|N|N
KART|P|Revere Securities Corp.|BROOKLYN, NY|718-923-3091|Y|Y|N|N
KART|P|Revere Securities Corp.|BOCA RATON, FL|561-994-6229|Y|Y|N|N
KASH|O|Kashner Davidson Securities Corporation|SARASOTA, FL|941-955-9750|Y|Y|N|N
KASH|O|Kashner Davidson Securities Corporation|WESTMINSTER, CO|866-283-2833|Y|Y|N|N
KASH|O|Kashner Davidson Securities Corporation|WESTMINSTER, CO|303-428-5593|Y|Y|N|N
KAUP|N|Kaupthing Securities, Inc.|||N|N|N|N
KBCO|N|Kahn Brothers & Co. Inc.|NEW YORK, NY|212-269-7450|N|Y|N|N
KBDS|N|KBD Securities, LLC|WHITE PLAINS, NY|914-285-9451|N|Y|N|N
KBFP|O|KBC Financial Products USA, Inc.|NEW YORK, NY|212-845-2840|N|Y|N|N
KBKF|M|Kabrik Trading LLC|||N|N|N|N
KBKP|P|Kabrik Trading LLC|||N|N|N|N
KBRK|P|Kabrik Trading LLC|New York|212-825-4100|N|N|N|N
KBRO|M|Kaufman Bros., L.P.|NASDAQ TRADING|800-807-8723|Y|Y|N|N
KBRO|M|Kaufman Bros., L.P.|NEW YORK, NY|212-292-8140|Y|Y|N|N
KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|212-887-8950|Y|Y|N|N
KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|800-342-5529|Y|Y|N|N
KCCI|P|KCCI, Ltd.|||Y|Y|N|N
KCIM|P|Investment Management Corporation|||N|N|N|N
KCIX|P|Kiley Partners, Inc.|||N|Y|N|N
KCMA|P|Kellogg Capital Markets, LLC|||Y|Y|N|N
KCMO|N|Security Investment Company of Kansas City|||N|N|N|N
KCMP|P|Knight Capital Markets, LLC.|||Y|Y|Y|N
KCWF|P|K.C. WARD FINANCIAL|||N|Y|N|N
KDCO|O|KELLNER, DILEO & CO., L.P.|NEW YORK  NY|212-350-0210|N|Y|N|N
KEAN|P|Rafferty Capital Markets, LLC|||Y|Y|N|N
KEDM|N|KEDEM CAPITAL CORPORATION|||N|Y|N|N
KEEL|N|KEELEY INVESTMENT CORP.|CHICAGO, IL|312-786-5000|N|Y|N|N
KEGG|P|Kellogg Capital Markets, LLC|||Y|Y|N|N
KEHE|P|Franklin Ross, Inc.|||N|N|N|N
KELG|P|Kellogg Capital Markets, LLC|||Y|Y|N|N
KELL|P|Kellogg Capital Markets, LLC|||Y|Y|N|N
KELM|P|Kelmoore Investment Company, Inc.|||N|N|N|N
KEND|P|KENDRICK PIERCE SECURITIES, INC.|||N|Y|N|N
KENS|M|Kensington Capital Corp.|BROOKLYN  NY|718-436-1679|Y|Y|N|N
KENS|M|Kensington Capital Corp.|INSTITUTIONAL DESK|800-457-4583|Y|Y|N|N
KENS|M|Kensington Capital Corp.|BULLETIN BOARD|718-436-2111|Y|Y|N|N
KENY|M|Kenny Securities Corp.|ST. LOUIS  MO|314-726-4777|N|Y|N|N
KENY|M|Kenny Securities Corp.|NASDAQ/OTCBB TRADING|800-730-3639|N|Y|N|N
KENY|M|Kenny Securities Corp.|OTC DIRECT|314-754-1971|N|Y|N|N
KERC|N|Kercheville & Company, Inc.|SAN ANTONIO, TX|210-561-3300|N|Y|N|N
KERC|N|Kercheville & Company, Inc.||800-544-6528|N|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|216-443-2350|Y|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|800-321-2190|Y|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.|DAYTON, OHIO|800-262-2244|Y|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.||937-223-1626|Y|Y|N|N
KEYS|P|Arete Wealth Management, LLC|||N|Y|N|N
KILD|M|KILDARE CAPITAL|||N|Y|N|N
KING|M|C. L. King & Associates, Inc.|ALBANY  NY|212-572-3631|Y|Y|N|N
KING|M|C. L. King & Associates, Inc.|NASDAQ/OTC TRADING|866-894-1344|Y|Y|N|N
KING|M|C. L. King & Associates, Inc.||518-431-3527|Y|Y|N|N
KING|M|C. L. King & Associates, Inc.||518-431-3513|Y|Y|N|N
KISL|P|Key Investment Services LLC|||N|Y|N|N
KIWS|M|KWS Associates, Inc.|||N|N|N|N
KJER|P|Kenneth, Jerome & Co.,Inc.|||N|Y|N|N
KKSS|P|Hedge Fund Capital Partners, LLC|||N|Y|N|N
KLDC|N|KUN-LUN DEVELOPMENT CORPORATION|||N|Y|N|N
KMDS|O|Midas Securities, LLC|||N|N|N|N
KNBT|P|KNBT Securities, Inc.|||N|N|N|N
KOND|P|Kinsell, Newcomb & De Dios, Inc.|||N|Y|N|N
KOSE|M|Koonce Securities, Inc.|BETHESDA  MD|301-897-9790|Y|Y|N|N
KOSE|M|Koonce Securities, Inc.|NASDAQ TRADING|800-368-2802|Y|Y|N|N
KOTA|P|Harris Capital Corp.|||N|Y|N|N
KOVS|N|Kovack Securities Inc.|||Y|Y|N|N
KPAR|M|Kellogg Partners Institutional Services LLC|||Y|Y|N|N
KRAM|N|Kramer Securities Corporation|||N|Y|N|N
KRSG|P|TradeKing|||Y|Y|N|N
KRSH|P|Kershner Securities, LLC|||Y|Y|N|N
KSGB|P|Kellogg Capital Markets, LLC|||Y|Y|N|N
KSGX|P|Kellogg Capital Markets, LLC|||Y|Y|N|N
KSSC|P|Kern, Suslow Securities, Inc.|||N|Y|N|N
KTNG|M|Keating Securities, LLC|TRADING|757-345-2853|N|Y|N|N
KUYK|N|KUYKENDALL & SCHNEIDER, INC.|||N|Y|N|N
KVXS|M|KV Execution Services LLC|NEW YORK, NY|212-266-0100|N|N|N|N
KWSC|P|KW Securities Corporation|||N|Y|N|N
KYSN|N|KYSON & CO|||N|Y|N|N
LABD|P|LaBranche Financial Services, Inc.|||Y|Y|N|N
LABF|N|LaBranche & Co. LLC|||N|Y|N|N
LABQ|P|Quantlab Securities LP|||Y|Y|Y|N
LABR|P|Labrunerie Financial Services, Inc.|||N|Y|N|N
LABS|M|LaBranche Financial Services, Inc.|INST'L EXEC DESK|212-482-3592|Y|Y|N|N
LABS|M|LaBranche Financial Services, Inc.|AGENCY DESK|800-221-4074|Y|Y|N|N
LABS|M|LaBranche Financial Services, Inc.||212-482-3666|Y|Y|N|N
LABS|M|LaBranche Financial Services, Inc.|OTCBB|877-527-7716|Y|Y|N|N
LADY|P|Trustfirst|||N|Y|N|N
LAFB|P|R. F. Lafferty & Co., Inc.|New York NY|212-293-9090|Y|Y|N|N
LAFC|P|R. F. Lafferty & Co., Inc.|New York|212-293-9064|Y|Y|N|N
LAFF|O|R. F. Lafferty & Co., Inc.|NEW YORK, NY|212-293-9090|Y|Y|N|N
LAFI|P|LAFISE SECURITIES CORPORATION|||N|Y|N|N
LAMA|N|Lara, Shull & May, Ltd|||N|N|N|N
LAMP|M|Lampost Capital, L.C.|BOCA RATON, FL|561-883-0454|N|Y|N|N
LAMP|M|Lampost Capital, L.C.|BOCA RATON,FL|561-883-1410|N|Y|N|N
LARC|P|Larimer Capital Corporation|||N|Y|N|N
LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|415-986-2332|N|N|N|N
LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|800-227-4545|N|N|N|N
LARK|M|Emmett A Larkin Company, Inc.|ENGLEWOOD  CO|303-771-1121|N|N|N|N
LASA|P|LaSalle Capital, L.L.C|||N|N|N|N
LASE|N|LEGACY ASSET SECURITIES, INC.|||N|Y|N|N
LASI|O|LIEBLONG & ASSOCIATES, INC.|||N|Y|N|N
LASP|P|LaBranche Structured Products|||Y|Y|N|N
LASS|M|LaSalle St. Securities, Inc.|CHICAGO|800-722-0165|N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.||312-705-7020|N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.|MARKET MAKING|312-705-7018|N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.|TOLL FREE|888-302-6691|N|Y|N|N
LATN|M|LANTERN INVESTMENTS, INC.|HUNTINGTON, NY|(516)425-0700|N|Y|N|N
LATN|M|LANTERN INVESTMENTS, INC.|NEW YORK, NY|(212) 233-2610|N|Y|N|N
LATS|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LAVA|P|LAVAFLOW, INC.|NASDAQ TRADING|877-750-3569|Y|Y|Y|N
LAZA|P|Lazard Capital Markets, LLC|||Y|Y|N|N
LBKI|P|Libucki & Co., LLC|||N|Y|N|N
LBOW|P|Longbow Securities, LLC|||N|Y|N|N
LBRA|N|Libra Investments, Inc.|||N|N|N|N
LCMT|P|Ledgemont Capital Markets LLC|||N|N|N|N
LCSS|P|LCS Securities, LLC|||N|Y|N|N
LDOT|N|LANDOLT SECURITIES, INC.|NASDAQ TRADING|920-236-7000|N|Y|N|N
LDSI|P|Legend Securities, Inc.|||Y|Y|N|N
LEAD|P|The Leaders Group, Inc.|||N|Y|N|N
LEAF|P|Silver Leaf Partners, LLC|||N|Y|N|N
LEBB|P|Leeb Brokerage Services, Inc.|||N|N|N|N
LEBO|O|Leigh Baldwin & Co., LLC|CAZENOVIA, NY|315-655-2964|N|Y|N|N
LEDE|P|Leed Financial Markets Inc./CDS|||N|N|N|N
LEEB|M|Leeb Brokerage Services, Inc.|NASDAQ TRADING|212-634-0036|N|N|N|N
LEEB|M|Leeb Brokerage Services, Inc.|TEMP NASDAQ TRADING|212-653-1720|N|N|N|N
LEER|M|Leerink Swann & Company|TRADING|212-277-6100|Y|Y|N|N
LEGD|P|Legend Securities, Inc.|||Y|Y|N|N
LEHB|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LEHM|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LEHP|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LEMP|P|Lempert Brothers International USA, Inc.|||N|N|N|N
LEOC|N|CCM Financial Corporation|TROY, MI|(810)952-5858|N|Y|N|N
LEON|P|Leonard Securities, Inc|||N|Y|N|N
LESW|O|Leerink Swann & Company|||Y|Y|N|N
LETS|P|LetsGo Trade, Inc.|TRADING DESK|908-222-8284|N|Y|N|N
LEVN|N|Levco Securities, Inc.|NEW YORK, NY|212-332-8400|N|N|N|N
LEVY|P|Levy, Harkins & Co., Inc.|||N|Y|N|N
LEXI|N|LEXINGTON INVESTMENT COMPANY, INC.|NASDAQ TRADING|606-233-7073|N|Y|N|N
LFCI|P|Laguna Financial Corporation|||N|N|N|N
LFCM|M|Lighthouse Financial Group, Llc|Domestic and International Trading|212-277-7676|N|N|N|N
LFIN|O|Lighthouse Financial Group, LLC|Trading|212-277-8145|N|N|N|N
LFRO|P|LF Rothschild, LLC|||N|Y|N|N
LGLL|P|Feil Daily Investment Co.|||N|Y|N|N
LGND|P|Legend Merchant Group, Inc.||212-809-5568|Y|Y|N|N
LGNT|O|Legent Clearing|OMAHA NEB|800-776-5778|Y|Y|N|N
LGSA|P|Woori Investment & Securities America, Inc.|||N|Y|N|N
LGTD|M|Legacy Trading, Inc.|MAIN|405-216-0554|N|N|N|N
LGTD|M|Legacy Trading, Inc.|TRADING|405-216-9443|N|N|N|N
LHMA|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LHMB|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LHMS|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LHSB|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LIBE|P|Libertas Partners LLC||203-629-1561|N|Y|N|N
LIBR|P|Libra Securities, LLC|||N|N|N|N
LIFC|P|Lime Brokerage LLC|||Y|Y|Y|N
LIFO|P|Lime Brokerage LLC|||Y|Y|Y|N
LIMB|P|Lime Brokerage LLC||212-219-6001|Y|Y|Y|N
LIMC|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
LIME|O|Lime Brokerage LLC|TRADING DESK|212-219-6001|Y|Y|Y|N
LIMF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
LIMG|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
LIMS|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
LINC|P|Liberum Capital Inc|||N|Y|N|N
LING|P|Lime Brokerage LLC|||Y|Y|Y|N
LINH|P|Lime Brokerage LLC|||Y|Y|Y|N
LINI|P|Lime Brokerage LLC|||Y|Y|Y|N
LINJ|P|Lime Brokerage LLC|||Y|Y|Y|N
LINK|P|Linkbrokers Derivatives Corporation|||Y|Y|N|N
LINL|P|Lime Brokerage LLC|||Y|Y|Y|N
LINN|P|Lime Brokerage LLC|||Y|Y|Y|N
LINQ|P|Linkbrokers Derivatives Corporation|||Y|Y|N|N
LINX|P|Linkbrokers Derivatives Corporation|||Y|Y|N|N
LISA|N|First Choice Securities Corp.|||N|N|N|N
LITB|P|Lime Brokerage LLC|||Y|Y|Y|N
LITE|M|Lighthouse Financial Group, LLC|Trading|212-277-8145|N|N|N|N
LIWO|P|Lime Brokerage LLC|||Y|Y|Y|N
LJRY|N|Lynch, Jones & Ryan, LLC.|||N|N|N|N
LMFI|N|L&M FINANCIAL SERVICES|||N|Y|N|N
LMKO|N|L.M. KOHN & COMPANY|||N|Y|N|N
LMPQ|P|Lampost Capital, L.C.|||N|Y|N|N
LMTC|P|LMT Capital Markets LLC|||N|Y|N|N
LNKS|P|Guggenheim Securities, LLC|||Y|Y|N|N
LOBR|M|Loeb Partners Corporation/Retail|NEW YORK  NY|212-483-7054|Y|Y|N|N
LOEB|P|Loeb Arbitrage Fund|NEW YORK, NY|212-483-7343|N|N|N|N
LOMB|P|Lombard Securities Incorporated|||N|Y|N|N
LOOP|P|Loop Capital Markets LLC|||N|Y|N|N
LOUI|P|Louis Capital Markets, LLC|NEW YORK, NY|212-509-4400|Y|Y|N|N
LOWI|M|Blunt Ellis & Loewi Incorporated|||N|N|N|N
LPFS|P|LIBERTY PARTNERS FINANCIAL SERVICES, LLC|||N|Y|N|N
LPRM|P|Lighthouse Financial Group, Llc|Trading|212-277-8145|N|N|N|N
LQNT|O|Liquidnet, Inc.|NEW YORK, NY|646-674-2000|Y|Y|N|N
LQNT|O|Liquidnet, Inc.|TRADING|646-674-2200|Y|Y|N|N
LSAH|P|Barclays Capital Inc./Le|||Y|Y|Y|N
LSCI|O|Lek Securities Corporation|NEW YORK, NY|212-509-2300|Y|Y|Y|N
LSEC|P|Livingston Securities, LLC|||N|Y|N|N
LSPD|M|Labranche Structured Products Direct|||Y|Y|N|N
LSPI|N|LAFAYETTE INVESTMENTS, INC.|||N|Y|N|N
LSPS|P|Lightspeed Trading LLC|||Y|Y|Y|N
LSSI|P|Langdon Shaw Securities, Inc.|||N|Y|N|N
LTCO|M|Ladenburg, Thalmann & Co., Inc.|TRADING|305-572-4123|Y|Y|N|N
LTCO|M|Ladenburg, Thalmann & Co., Inc.||646-432-6330|Y|Y|N|N
LTIN|P|BBVA Securities Inc.|||N|Y|N|N
LTLI|P|L.P. LITTLEWOOD AND ASSOCIATES, INC.|||N|Y|N|N
LYON|M|Credit Agricole Securities (USA) Inc.|NEW YORK NY|212-408-5700|Y|Y|Y|N
LYON|M|Credit Agricole Securities (USA) Inc.|LISTED TRADING DPMT|212-408-5800|Y|Y|Y|N
LYON|M|Credit Agricole Securities (USA) Inc.|INT'L TRADING DPMT|212-408-5600|Y|Y|Y|N
LYON|M|Credit Agricole Securities (USA) Inc.|NASDAQ TRADING|212-408-5899|Y|Y|Y|N
LZCM|P|Lazard Capital Markets, LLC|||Y|Y|N|N
MACC|P|Mid Atlantic Capital Corporation|||Y|Y|N|N
MACK|N|R.A. Mackie & Co., L.P.|IRVINGTON  NY|914-591-5800|N|Y|N|N
MACK|N|R.A. Mackie & Co., L.P.|NASDAQ/OTCBB TRADING|800-328-1550|N|Y|N|N
MACN|M|McNamara Trading Company|||N|N|N|N
MACP|O|Griffon May, Inc.|LAKE OSWEGO, OR|503-635-8844|N|N|N|N
MACQ|M|Macquarie Capital (USA) Inc.|||Y|Y|Y|N
MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|212-248-3721|N|N|N|N
MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|800-221-4947|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC|CUST TRADE INQURIES|800-288-4883|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC||212-230-2435|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC|NASDAQ TRADING|212-230-2450|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC|LISTED TRADING|212-230-2400|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC||800-221-2242|N|N|N|N
MAFS|P|MARQUIS FINANCIAL SERVICES, INC.|||N|Y|N|N
MAGI|N|Maguire Investments, Inc.|NASDAQ TRADING|805-922-6901|N|Y|N|N
MAIA|P|MAIA SECURITIES, INC.|||N|Y|N|N
MAIB|P|Maia Securities, Inc.|||N|Y|N|N
MAJE|P|Majestic Securities LLC|||N|N|N|N
MAMA|N|Mongerson & Company Securities Corporation|||N|Y|N|N
MAME|P|MIDAMERICA FINANCIAL SERVICES, INC.|||N|Y|N|N
MANS|P|MF Global Securities Inc.|||Y|Y|Y|N
MAPL|O|Maple Securities U.S.A. Inc.|JERSEY CITY, NJ|201-369-3010|Y|Y|N|N
MARK|M|Mark Stewart Securities, Inc.|IRVINE, CA|949-752-6800|N|Y|N|N
MARK|M|Mark Stewart Securities, Inc.|ALTERNATE NUMBER|949-955-2400|N|Y|N|N
MASE|P|Managed Account Services, LLC|||N|Y|N|N
MASU|P|Mirae Asset Securities (USA) Inc.|||N|Y|N|N
MATP|P|Amvest Securities, Incorporated|||N|Y|N|N
MATX|P|Matrix Capital Group, Inc.||212-652-3295|Y|Y|N|N
MAVB|P|Great Point Capital LLC|||Y|Y|N|N
MAVS|P|Madison Avenue Securities|||N|Y|N|N
MAXI|P|Max International Broker/Dealer Corp.|||N|Y|N|N
MAXM|M|Maxim Group LLC|NEW YORK, NY|212-895-3680|Y|Y|N|N
MAXM|M|Maxim Group LLC||800-261-0498|Y|Y|N|N
MAXM|M|Maxim Group LLC|OTCBB|212-895-3586|Y|Y|N|N
MAXM|M|Maxim Group LLC|FOREIGN TRADING|732-784-1910|Y|Y|N|N
MAXM|M|Maxim Group LLC|INSTITUTIONAL TRADING|800-628-4005|Y|Y|N|N
MAXM|M|Maxim Group LLC|BALTIMORE|443-552-0302|Y|Y|N|N
MAXM|M|Maxim Group LLC|TRADING|212-895-3560|Y|Y|N|N
MAXM|M|Maxim Group LLC|RED BANK|732-784-1904|Y|Y|N|N
MAXN|P|BGC Financial Inc.|||Y|Y|N|N
MAXX|P|MAXXTRADE, INC|||N|N|N|N
MAYF|O|May Financial Corporation|MICHIGAN|810-522-8000|N|N|N|N
MBSC|P|MBSC, LLC|||N|Y|N|N
MBTS|O|MB Trading|TRADING DESK|866-628-3001|Y|Y|N|N
MCBD|M|McConnell, Budd & Downes, Inc.|NASDAQ TRADING|973-538-0949|N|N|N|N
MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-426-0501|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|BOSTON  MA|617-426-0500|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|NASDAQ-BANK STOCKS|617-451-2407|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|SAN FRANSCICO, CA|N/A|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-723-9866|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.||415-288-2243|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|INSTITUTIONAL|800-655-3583|Y|Y|N|N
MCCL|N|MCCLURG CAPITAL CORPORATION|||N|Y|N|N
MCDC|P|McDermid Capital Corp.|||N|N|N|N
MCFA|P|Moors & Cabot Financial Advisors, LLC|BOSTON, MA|800.426.0501|N|N|N|N
MCFM|P|Morton Clarke Fu & Metcalf Inc.|||N|Y|N|N
MCIN|P|Moors & Cabot, Inc.|||Y|Y|N|N
MCKN|M|McKinnon & Company, Inc.|NORFOLK  VA|757-623-4636|Y|Y|N|N
MCKN|M|McKinnon & Company, Inc.|NASDAQ TRADING|800-853-4636|Y|Y|N|N
MCLF|P|MCL Financial Group, Inc.|||Y|Y|N|N
MCMF|P|Raymond James Ltd. Cds|Vancouver, Canada|604-654-1151|N|N|N|N
MCTR|N|THEMUNICENTER.COM|||N|Y|N|N
MCTY|N|MCCOURTNEY-BRECKENRIDGE & COMPANY|NASDAQ TRADING|314-231-5730|N|Y|N|N
MDAS|M|Midas Securities, LLC|BUENA PARK, CA|714-521-0660|N|N|N|N
MDBC|M|MDB Capital Group, LLC|TRADING|800-750-9302|Y|Y|N|N
MDEB|O|Marquette De Bary Co., Inc.|NEW YORK, NY|800-221-3305|Y|Y|N|N
MDGS|O|Middlegate Securities Ltd.||212-391-7308|N|Y|N|N
MDLX|P|McDonald's Investment Inc.|||Y|Y|N|N
MDWD|O|Midwood Securities, Inc.|NEW YORK, NY|212-742-9570|Y|Y|N|N
MDWD|O|Midwood Securities, Inc.|MIDWOOD DISCOUNT|212-232-2058|Y|Y|N|N
MEBO|P|MEB OPTIONS, LLC|||N|Y|N|N
MEFA|O|Melhado, Flynn & Associates, Inc.|NEW YORK|212-764-3638|N|N|N|N
MELN|N|Mellin Securities, Inc.|CHICAGO, IL|312-456-7304|Y|Y|N|N
MEPI|P|Meridian Equity Partners, Inc.|||Y|Y|N|N
MEPT|P|Meridian Equity Partners Inc.|||Y|Y|N|N
MERC|P|Mercadien Securities|||N|Y|N|N
MERG|N|Merrion Securities, LLC|INSTITUTIONALTRADING|908 654-0033|N|Y|N|N
MERI|M|Merriman Curhan Ford & Co.|SAN FRANCISCO|800-909-7897|Y|Y|N|N
MERI|M|Merriman Curhan Ford & Co.|NEW YORK|646-292-1401|Y|Y|N|N
MERI|M|Merriman Curhan Ford & Co.|OTCBB/PINK SHEETS|646-292-1409|Y|Y|N|N
MERL|P|Merlin Securities, LLC|Trading|415-848-4051|Y|Y|N|N
MERL|P|Merlin Securities, LLC|Trading|415-848-4066|Y|Y|N|N
MERP|P|Meridian Equity Partners Inc.|||Y|Y|N|N
MERQ|P|MERCATOR ASSOCIATES, LLC|desk|212-209-3911|Y|Y|N|N
MERR|P|Merrimac Corporate Securities, Inc.|||N|Y|N|N
MEXD|P|Dynamex Trading, LLC|TRADING|415-283-3528|Y|Y|N|N
MEXD|P|Dynamex Trading, LLC|TRADE RECONCILIATION|415-283-3479|Y|Y|N|N
MFCA|P|Monarch Financial Corporation of America|||Y|Y|N|N
MFCH|P|MF Global Securities Inc.|||Y|Y|Y|N
MFDV|P|MF Global Securities Inc.|||Y|Y|Y|N
MFED|P|MF Global Securities Inc.|||Y|Y|Y|N
MFEZ|P|MF Global Securities Inc.|||Y|Y|Y|N
MFFS|N|McFadden, Farrell & Smith, LP|||N|N|N|N
MFMS|P|MF Global Securities Inc.|||Y|Y|Y|N
MFON|P|MF Global Securities Inc.|||Y|Y|Y|N
MFPT|P|MF Global Securities Inc.|||Y|Y|Y|N
MFSI|P|Midamerica Financial Services, Inc.|||N|Y|N|N
MFSR|P|MF Global Securities Inc.|||Y|Y|Y|N
MGIS|P|MGI Securities Inc./CDS|||N|N|N|N
MIAM|P|FMS, Inc.|||N|Y|N|N
MICA|M|Spartan Securities Group, Ltd.|ST PETERSBURG, FL|727-823-2058|Y|Y|N|N
MICG|N|MICG Investment Management, LLC|||N|N|N|N
MIDA|P|MID-ATLANTIC SECURITIES, INC.|||N|Y|N|N
MIDS|N|Midsouth Capital, Inc.|COLUMBIA, SC|803-790-4440|N|Y|N|N
MILC|P|Millenco|||Y|N|Y|N
MILE|P|I-Bankers Securities, Inc.|||N|Y|N|N
MILS|P|Milestone Financial Services, Inc.|||N|N|N|N
MISL|N|MISCHLER FINANCIAL GROUP, INC.|||N|Y|N|N
MISM|P|MISMI, Inc.|||Y|Y|N|N
MITC|P|Capnet Securities Corporation|||N|Y|N|N
MITR|M|Miller Tabak Roberts Securities, LLC|TRADING|212-404-8344|Y|Y|N|N
MJCO|M|Morgan Joseph & Co. Inc.|PITTSFORD, NEW YORK|585-899-6022|Y|Y|N|N
MJJG|N|Michael A. Steinberg & Company, Inc.|NASDAQ TRADING|212-730-9797|N|N|N|N
MJOS|P|Morgan Joseph & Co. Inc.|||Y|Y|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-MINNEAPOLIS, MN|612-455-5795|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|NASDAQ/OTCBB TRADING|800-825-5466|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUTIONAL|612-455-2900|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUIONAL|800-777-5134|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|R-TRADING|800-525-7497|N|N|N|N
MJWH|O|M. J. Whitman, Inc.|NEW YORK, NY-TRADING|212-888-0290|Y|Y|N|N
MKME|P|Jump Trading|||Y|N|Y|N
MKMP|P|MKM Partners LLC|||Y|Y|N|N
MKTD|P|White Pacific Securities, Inc.|NASDAQ TRADING|407-352-6780|Y|Y|N|N
MKTX|O|MarketAxess Corporation|||N|Y|N|N
MKVA|P|Merrimack Valley Investment, Inc.|NASDAQ TRADING|508-374-0561|N|Y|N|N
MLBB|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|N
MLBC|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLBP|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCA|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCB|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCC|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCD|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCF|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCG|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NASDAQ TRADING|800-937-0501|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NASDAQ SALES TRD|800-937-0516|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|DEALER DESK|212-449-6872|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|INTERNATIONAL SALES|800-933-6468|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|INTL BROKER/DEALER|212-449-7586|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|LISTED SALES|800-937-0539|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|INTL BROKERDEALR SVC|212-449-7851|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|INTL BROKERDEALR SVC|800-221-7420|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|UNITED KINGDOM|212-449-5956|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|EUROPE|212-449-5956|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|ASIA PACIFIC|212-449-4105|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|LATIN AMERICA|212-449-4101|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|CANADA|212-449-4101|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|EMERGING MARKETS|212-449-6491|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|INDUSTRIAL TRADING|212-449-4167|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|INDUSTRIAL ORDERS|212-449-4142|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|PORTLAND,OR|503-221-4744|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|CONVERTIBLES|212-449-4040|Y|Y|Y|N
MLCO|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|ARBITRAGE|212-449-3456|Y|Y|Y|N
MLEL|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLEN|N|Millenco - Special Account|||N|N|N|N
MLEX|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NEW YORK, NY|N/A|Y|Y|Y|N
MLHA|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLIB|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLIC|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLIN|P|Merlin Securities, LLC|||Y|Y|N|N
MLLN|P|Millenco|||Y|N|Y|N
MLMA|O|Merrill Lynch Pierce Fenner & Smith Incorporated|||Y|Y|Y|N
MLNM|P|Millenco|||Y|N|Y|N
MLOM|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLPK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLPX|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLSE|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|N
MLSH|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLSI|M|Schon-EX LLC|Jericho, NY|516-942-2400|Y|Y|Y|N
MLSJ|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|N
MLSK|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|N
MLSL|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|N
MLST|N|M.L. Stern & Co. Inc.|BEVERLY HILLS, CA|323-658-4444|N|N|N|N
MLST|N|M.L. Stern & Co. Inc.||323-658-4400|N|N|N|N
MLTA|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTC|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTD|P|Millenco|||Y|N|Y|N
MLTE|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLTE)|||Y|Y|Y|N
MLTF|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTI|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTJ|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTL|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTM|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTN|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTQ|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLTS|O|Miletus Trading, LLC|||N|N|N|N
MLTV|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
MLVM|P|McNicoll, Lewis & Vlak LLC|||N|Y|N|N
MLVN|N|Melvin Securities, L.L.C.|CHICAGO, IL|312-341-5170|N|Y|N|N
MLVN|N|Melvin Securities, L.L.C.||800-578-6358|N|Y|N|N
MLVN|N|Melvin Securities, L.L.C.|INSTITUTIONAL DESK|312-341-1911|N|Y|N|N
MLVN|N|Melvin Securities, L.L.C.||800-341-8584|N|Y|N|N
MLVT|P|McNicoll, Lewis & Vlak LLC|Main (NY/NY)|212 542 5880|N|Y|N|N
MLVT|P|McNicoll, Lewis & Vlak LLC|Trading (NY/NY)|212 542 5881|N|Y|N|N
MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|203-618-3300|N|Y|N|N
MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|800-626-2426|N|Y|N|N
MNCH|P|1st Munich Capital, LLC|||N|Y|N|N
MNCO|N|MARTIN NELSON & CO., INC.|NASDAQ TRADING|206-682-6261|N|Y|N|N
MNDX|P|MND PARTNERS, INC.|||N|Y|N|N
MNRC|N|Monarch Capital Group, LLC|||N|Y|N|N
MNTY|O|Montgomery & Co., LLC|||Y|Y|N|N
MOGA|P|Mogavero, Lee & Co., Inc.|||Y|Y|N|N
MOJO|P|Montag & Joselson|||N|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|MEMPHIS TN|901-529-5361|Y|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|NASDAQ TRADING|800-238-7533|Y|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|NASDAQ AGENCY|800-564-3678|Y|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|NASDAQ FOREIGN/OTCBB|800-564-7314|Y|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|CONVERTIBLE DEPT|901-529-5417|Y|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|ATLANTA, GA.|404-240-6859|Y|Y|N|N
MOKE|M|Morgan, Keegan & Company, Inc.|LISTED TRADING|800-774-0124|Y|Y|N|N
MOLO|N|MOLONEY SECURITIES CO., INC.|||N|Y|N|N
MOMY|P|Ashton Young, Inc.|||N|Y|N|N
MONA|N|Montecito Advisors, Inc.|||Y|Y|N|N
MONR|M|Monroe Securities, Inc.|NASDAQ/OTCBB TRADING|800-766-5560|Y|Y|N|N
MONR|M|Monroe Securities, Inc.|IF LINE TROUBLE|312-327-2536|Y|Y|N|N
MONR|M|Monroe Securities, Inc.|IF LINE TROUBLE|312-498-4015|Y|Y|N|N
MONR|M|Monroe Securities, Inc.|IF LINE TROUBLE|312-399-4049|Y|Y|N|N
MORF|P|MONTECITO ADVISORS, INC|||Y|Y|N|N
MOSE|P|Moloney Securities Co., Inc.|||N|Y|N|N
MOSS|O|Market Maker Option Strategies|CHICAGO OPTIONS|312-294-7714|Y|Y|Y|N
MOSS|O|Market Maker Option Strategies|SAN FRANCISCO OPTION|415-397-5048|Y|Y|Y|N
MOSS|O|Market Maker Option Strategies|OPERATIONS|201-413-4894|Y|Y|Y|N
MOSS|O|Market Maker Option Strategies|OPERATIONS|800-356-8058|Y|Y|Y|N
MPFI|P|First New York Securities L.L.C.|||Y|Y|N|N
MPLM|P|Momentum Trading Partners, LLC|||N|Y|N|N
MPLW|N|MAPLEWOOD INVESTMENT ADVISORS, INC.|||N|Y|N|N
MPSG|O|MPS Global Securities, LLC|||Y|Y|N|N
MPWA|O|PWMCO, LLC|CHICAGO  IL|312-922-0355|Y|Y|N|N
MPWP|P|PWMCO, LLC|||Y|Y|N|N
MQIN|P|McGinn, Smith & Co., Inc.|NASDAQ TRADING|518-449-5131|N|N|N|N
MRAD|P|Macro Risk Advisors Llc|||N|Y|N|N
MRCP|M|Mercer Capital Ltd.||903-597-2887|N|N|N|N
MRKS|P|M. Ramsey King Securities, Inc.|||N|Y|N|N
MRSC|N|MARSCO INVESTMENT CORPORATION|||N|Y|N|N
MSBB|P|Meeting Street Brokerage, LLC|||N|N|N|N
MSBR|P|Meeting Street Brokerage, LLC|||N|N|N|N
MSCA|M|Marcus Schloss & Co., Inc.|NEW YORK  NY|212-483-1575|N|N|N|N
MSCB|N|Maine Securities Corporation|||N|Y|N|N
MSCH|P|Magna Securities Corp.|NASDAQ TRADING|212-547-3700|N|N|N|N
MSCO|M|Morgan Stanley & Co., Incorporated|NEW YORK NY|212-761-5615|Y|Y|Y|N
MSCO|M|Morgan Stanley & Co., Incorporated|NASDAQ TRADING|800-223-6559|Y|Y|Y|N
MSCO|M|Morgan Stanley & Co., Incorporated|AGCY TRADING|800-223-9493|Y|Y|Y|N
MSCO|M|Morgan Stanley & Co., Incorporated|NASDAQ INT'L|011-4471-425-6721|Y|Y|Y|N
MSCO|M|Morgan Stanley & Co., Incorporated|CONVERTIBLE ARB.|212-761-5600|Y|Y|Y|N
MSCO|M|Morgan Stanley & Co., Incorporated|OTC BB|212-761-5755|Y|Y|Y|N
MSEA|P|Morgan Stanley & Co., Incorporated|||Y|Y|Y|N
MSET|P|Morgan Stanley & Co., Incorporated|||Y|Y|Y|N
MSFS|P|MyStockFund Securities, Inc.|||N|Y|N|N
MSII|P|MetLife Securities Inc.|||N|Y|N|N
MSIM|P|Michigan Securities, Inc.|||N|Y|N|N
MSIT|P|Montrose Securities International|||N|Y|N|N
MSMM|P|Melvin Securities, LLC|||N|Y|N|N
MSNY|P|Morgan Stanley & Co., Incorporated|||N|N|N|N
MSPW|P|MORGAN STANLEY SMITH BARNEY|||Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.||800-248-7220|Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.|CHICAGO,IL|312-595-6620|Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.|PREFERRED DESK|312-595-6724|Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.|LISTED|800-757-9776|Y|Y|N|N
MSRV|N|Milestone Financial Services, Inc.|||N|N|N|N
MSSB|P|Morgan Stanley Smith Barney|||Y|Y|N|N
MSTR|O|Mastertrader.Com|White Plains|888-692-3624|Y|Y|N|N
MSTW|M|Morgan Stanley & Co., Incorporated|||Y|Y|Y|N
MSUS|M|Macquarie Securities (USA) Inc.|||Y|Y|Y|N
MTBK|P|Multi-Bank Securities, Inc.|||N|Y|N|N
MTCN|P|Miller Tabak + Co., LLC|||Y|Y|N|N
MTCO|M|Miller Tabak + Co., LLC|NEW YORK, NY|212-370-2450|Y|Y|N|N
MTCO|M|Miller Tabak + Co., LLC|ALTERNATE#|212-370-0040X334|Y|Y|N|N
MTDB|P|M&T Securities, Inc.|||N|Y|N|N
MTGO|P|MTG, LLC|||N|Y|N|N
MTOR|P|Mercator Associates, LLC|||Y|Y|N|N
MTRN|P|Multitrade Securities LLC|||N|Y|N|N
MTRP|P|Miller Tabak Roberts Securities, LLC|||Y|Y|N|N
MUFF|P|Murphy & Durieu|||Y|Y|N|N
MUFG|P|MITSUBISHI UFJ SECURITIES (USA), INC.|||Y|Y|N|N
MURD|P|Murphy & Durieu|||Y|Y|N|N
MURF|M|Murphy & Durieu|NY, INSTITUTIONAL|212-618-0758|Y|Y|N|N
MURF|M|Murphy & Durieu|N.Y. CONVERTIBLE|212-618-0915|Y|Y|N|N
MURF|M|Murphy & Durieu|PFDS & WRNTS|800-227-3210|Y|Y|N|N
MURF|M|Murphy & Durieu|FL OFFICE TOLL FREE|800-929-2111|Y|Y|N|N
MURF|M|Murphy & Durieu|FL OFFICE LOCAL|954-491-4545|Y|Y|N|N
MURG|P|Murphy & Durieu|||Y|Y|N|N
MURP|P|Murphy & Durieu|||Y|Y|N|N
MURW|P|Murphy & Durieu|||Y|Y|N|N
MVFN|P|MVP Financial, LLC|||N|Y|N|N
MVPF|P|Grace Financial Group LLC|TRADING DESK, NY|631-287-4633|Y|Y|N|N
MVPF|P|Grace Financial Group LLC|OPS & COMPLIANCE|516-294-8181|Y|Y|N|N
MVSG|N|MV Securities Group, Inc.|||N|Y|N|N
MWCC|O|Monness Crespi Hardt & Co., Inc.|NEW YORK, NY|212-838-7575|Y|Y|N|N
MWCO|M|Madison Williams and Company|||Y|Y|N|N
MWRI|M|McAdams Wright Ragen, Inc.|NASDAQ TRADING|503-224-4030|Y|Y|N|N
MWRI|M|McAdams Wright Ragen, Inc.|BANK STOCK TRADING|503-922-4888|Y|Y|N|N
MWSE|E|Chicago Stock Exchange|DEMPSEY & COMPANY|312-663-2255|N|N|N|N
MWSI|N|Morgan Wilshire Securities, Inc.|TRADING DESK|516-622-3111|Y|Y|N|N
MXFG|N|Maximum Financial Group, Inc.|SOUTHFIELD, MI|810-358-0808|N|N|N|N
MYBG|P|StormHarbour Securities, LLC|||N|Y|N|N
MYDM|P|MYD Market, Inc|||Y|Y|N|N
MYLG|P|Meyers Associates, L.P.|||Y|Y|N|N
MYRS|M|Meyers Associates, L.P.|NEW YORK, NY|646-442-0620|Y|Y|N|N
MYRS|M|Meyers Associates, L.P.|TRADING|646-442-0614|Y|Y|N|N
MZHO|P|Mizuho Securities USA Inc.|||Y|Y|N|N
MZHX|P|Mizuho Securities USA Inc.|||Y|Y|N|N
MZMA|P|Mazama Capital Management Inc.|||N|N|N|N
NACI|P|North American Clearing, Inc.||407-774-6281|N|N|N|N
NACL|P|National Alliance Capital, LLC|||N|Y|N|N
NADL|N|WARREN D. NADEL & COMPANY|GREENVALE  NY|516-625-3400|N|Y|N|N
NAFA|P|NAFA Capital Markets, LLC|||N|Y|N|N
NAID|O|National Securities Corporation|||Y|Y|N|N
NALG|P|Newedge USA, LLC|||Y|Y|Y|N
NAMA|P|Nunami Services, LLC.|||Y|Y|Y|N
NAMB|P|Nunami Services, Llc.|||Y|Y|Y|N
NAMD|P|Nunami Services, LLC.|||Y|Y|Y|N
NAMI|P|NUNAMI SERVICES, LLC.|||Y|Y|Y|N
NAMW|P|Nunami Services, LLC.|||Y|Y|Y|N
NAMZ|P|Nunami Services, LLC.|||Y|Y|Y|N
NANM|P|Nassau Street Capital, LLC|||Y|Y|N|N
NAPK|P|National Securities Corporation|||Y|Y|N|N
NARI|P|Ledgemont Capital Markets LLC|||N|N|N|N
NASD|M|District 8 - Chicago|MARKET OPERATIONS-CT|800-219-4861|N|N|N|N
NASD|M|District 8 - Chicago|(TRADING OPS)|N/A|N|N|N|N
NASD|M|District 8 - Chicago|MARKET INTEGRITY....|203-375-9609|N|N|N|N
NASD|M|District 8 - Chicago|UPC,STK LST,DIVIDEND|N/A|N|N|N|N
NASD|M|District 8 - Chicago|CAE/ITS|203-385-6399|N|N|N|N
NASD|M|District 8 - Chicago|ACT|203-378-0166|N|N|N|N
NASD|M|District 8 - Chicago|MARKET WATCH|N/A|N|N|N|N
NASD|M|District 8 - Chicago|TRADING HALTS|800-537-3929|N|N|N|N
NASD|M|District 8 - Chicago|TRD RPT RULES|800-211-4953|N|N|N|N
NASD|M|District 8 - Chicago|MARKET REGULATION|N/A|N|N|N|N
NASD|M|District 8 - Chicago|FIRM QUOTE AND|800-925-8156|N|N|N|N
NASD|M|District 8 - Chicago|PASSIVE MM/REG M|N/A|N|N|N|N
NASD|M|District 8 - Chicago|OTC BULLETIN BOARD|N/A|N|N|N|N
NASD|M|District 8 - Chicago|FINANCIALS|301-208-2802|N|N|N|N
NASD|M|District 8 - Chicago|FAX|301-208-2806|N|N|N|N
NASD|M|District 8 - Chicago|OPERATIONS|203-378-0284|N|N|N|N
NASD|M|District 8 - Chicago|SYMBOL ASSIGNMENT|203-375-9609|N|N|N|N
NASD|M|District 8 - Chicago|EQUIPMENT REPAIR|800-243-4284|N|N|N|N
NASD|M|District 8 - Chicago|#SUBSCRIBER SERVICES|.|N|N|N|N
NASD|M|District 8 - Chicago|ORDERING NASDAQ|800-777-5606|N|N|N|N
NASD|M|District 8 - Chicago|WORKSTATIONS,|N/A|N|N|N|N
NASD|M|District 8 - Chicago|SERVICES, USER IDS|N/A|N|N|N|N
NASD|M|District 8 - Chicago||N/A|N|N|N|N
NASD|M|District 8 - Chicago|HISTORICAL PRICES|202-728-8477|N|N|N|N
NASD|M|District 8 - Chicago||N/A|N|N|N|N
NASD|M|District 8 - Chicago|MARKET LISTINGS|202-498-2500|N|N|N|N
NASD|M|District 8 - Chicago||N/A|N|N|N|N
NASJ|O|Jane Street Markets, LLC|TRADING DESK|212-651-6070|Y|Y|N|N
NASP|M|NASDAQ/PICCARD|||N|N|N|N
NATL|M|National Securities Corporation|NEW YORK|212-417-3620|Y|Y|N|N
NATL|M|National Securities Corporation|NEW YORK|888-618-8181|Y|Y|N|N
NATL|M|National Securities Corporation|T-SEATTLE WA|800-426-1613|Y|Y|N|N
NATL|M|National Securities Corporation|T-SEATTLE WA|206-343-6221|Y|Y|N|N
NATY|P|PNC Investments|||N|Y|N|N
NBCS|N|NBC Securities, Inc.|NASDAQ TRADING|205-583-3623|Y|Y|N|N
NBDT|P|National Bank of Canada Financial Inc.|||Y|Y|N|N
NBFC|P|NBCN  Inc./ CDS|||N|N|N|N
NBFI|O|NBF Securities (USA) Corp.|NASDAQ TRADING|514-879-3144|N|Y|N|N
NBII|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
NBKT|P|National Banc Financial Inc.|||Y|Y|N|N
NBLB|P|Neuberger Berman, LLC|||Y|Y|N|N
NBLE|P|Nobletrading.com, Inc.|||N|N|N|N
NBLT|P|Lightspeed Trading, LLC|||Y|Y|Y|N
NBSI|P|BMO Capital Markets Corp.|AGENCY-NEW YORK, NY|800-223-1181|Y|Y|N|N
NBSI|P|BMO Capital Markets Corp.|AGENCY-NEW YORK, NY|212-702-1939|Y|Y|N|N
NBSL|P|BMO Nesbitt Burns Securities LTD.|||Y|Y|N|N
NBTC|P|BMO Nesbitt Burns Trading Corp. S.A.|||Y|Y|N|N
NBTX|N|Nationsbank Texas, NA|||N|N|N|N
NCAP|O|Nova Capital Markets, LLC|||N|N|N|N
NCFG|P|New Castle Financial Group, Inc.|||N|Y|N|N
NCFS|P|New Castle Financial Group Inc.|||N|Y|N|N
NCMF|P|Electronic Brokerage Systems, LLC|||Y|Y|Y|N
NCPI|P|Nollenberger Capital Partners, Inc.|MAIN NUMBER|800-619-6274|Y|Y|N|N
NCPI|P|Nollenberger Capital Partners, Inc.|TRADING NUMBER|415-402-6050|Y|Y|N|N
NCSI|M|NEWPORT COAST SECURITIES|||Y|Y|N|N
NDMA|P|Newedge USA, LLC|||Y|Y|Y|N
NDXT|O|NDX Trading, Inc.|MINNEAPOLIS, MN|612-331-8225|Y|Y|N|N
NDXT|O|NDX Trading, Inc.|FORT WORTH, TX|817-595-7330|Y|Y|N|N
NEBH|P|Newedge USA, LLC|||Y|Y|Y|N
NEBT|P|Newedge USA, LLC|||Y|Y|Y|N
NEBW|P|Newedge USA, LLC|||Y|Y|Y|N
NECT|P|Newedge USA, LLC|||Y|Y|Y|N
NEED|M|Needham & Company, LLC|NEW YORK, NY|212-371-8411|Y|Y|N|N
NEED|M|Needham & Company, LLC|NEW YORK, NY|800-843-4446|Y|Y|N|N
NEES|P|Newedge USA, LLC|||Y|Y|Y|N
NEGB|P|Newedge USA, LLC|||Y|Y|Y|N
NEHL|N|Greenberg Financial Group|||N|Y|N|N
NELD|P|Newedge USA, LLC|||Y|Y|Y|N
NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-625-1980|N|Y|N|N
NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-838-1313|N|Y|N|N
NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|800-343-7799|N|Y|N|N
NELT|P|Newedge USA, LLC|||Y|Y|Y|N
NENB|P|Newedge USA, LLC|||Y|Y|Y|N
NENT|P|Newedge USA, LLC|||Y|Y|Y|N
NEON|P|NeoNet Securities, Inc.|||Y|Y|N|N
NEPB|P|Newedge USA, LLC|||Y|Y|Y|N
NESC|M|Northeast Securities, Inc.|WESTBURY  NY|516-222-5312|Y|Y|N|N
NESC|M|Northeast Securities, Inc.|WALL ST. NY, NY|212-968-0100|Y|Y|N|N
NESP|P|Newedge USA, LLC|||Y|Y|Y|N
NESS|P|New England Securities|||N|Y|N|N
NETR|P|Newedge USA, LLC|||Y|Y|Y|N
NETW|M|Network 1 Financial Securities Inc.|RED BANK  NJ|732-758-6533|Y|Y|N|N
NETW|M|Network 1 Financial Securities Inc.|NASDAQ TRADING|800-783-6389|Y|Y|N|N
NETW|M|Network 1 Financial Securities Inc.|TEMP #|732-758-9001|Y|Y|N|N
NEUB|M|Neuberger Berman,  LLC|NEW YORK, NY|212-528-9561|Y|Y|N|N
NEUB|M|Neuberger Berman,  LLC|NASDAQ/OTCBB TRADING|800-543-8481|Y|Y|N|N
NEUC|P|Newedge USA, LLC|||Y|Y|Y|N
NEWO|M|Newoak Capital Markets LLC|STAMFORD, CT|203-975-1330|Y|Y|N|N
NEWO|M|Newoak Capital Markets LLC|CONVERTIBLES|203-975-1330|Y|Y|N|N
NEWO|M|Newoak Capital Markets LLC|NEW YORK|646-432-7300|Y|Y|N|N
NFGR|N|Nations Financial Group, Inc.|||N|Y|N|N
NFSC|M|National Financial Services LLC|PRINCIPAL|800-679-5748|Y|Y|Y|N
NFSC|M|National Financial Services LLC||800-262-0680|Y|Y|Y|N
NFSC|M|National Financial Services LLC|AGENCY|800-762-1190|Y|Y|Y|N
NFSC|M|National Financial Services LLC|PRIN/AGEN BOSTON|800-731-1689|Y|Y|Y|N
NFSC|M|National Financial Services LLC|BULLETIN BOARDS|800-262-0680|Y|Y|Y|N
NFSX|P|National Financial Services LLC|||Y|Y|Y|N
NGEN|M|Next Generation Equity Research LLC|||N|N|N|N
NHAM|N|North Hampton Partners, L.P.|||N|N|N|N
NIAD|P|Ni Advisors|||N|Y|N|N
NICK|P|Knight Direct LLC|||Y|Y|Y|N
NIPH|P|Niphix Investments Inc.|||N|Y|N|N
NIPX|M|Niphix Investments Inc|||N|Y|N|N
NISC|O|National Investor Services Corp.|NEW YORK, NY|212-509-0055|N|N|N|N
NITC|P|Knight Clearing Services LLC|||Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|NASDAQ TRADING|800-544-7508|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|BULLETIN BOARD|800-232-3684|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|DELISTING/BANKRUPTCY|212-336-8725|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|INTERNATIONAL|800-762-0271|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|BROKER/DEALER DESK|800-274-9382|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|INSTITUTIONAL DESK|800-222-4895|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|FOREIGN BULLETIN BD|212-336-8841|Y|Y|Y|N
NITE|M|Knight Equity Markets, L.P.|HELP DESK|888-931-HELP|Y|Y|Y|N
NITP|M|Knight Equity Markets, L.P.|||Y|Y|Y|N
NMRA|M|Nomura Securities International, Inc.|NEW YORK, NY|212-667-1200|Y|Y|Y|N
NMRA|M|Nomura Securities International, Inc.|NEW YORK, NY|800-247-2061|Y|Y|Y|N
NMRA|M|Nomura Securities International, Inc.|CONVERTIBLES|212-667-2000|Y|Y|Y|N
NMRA|M|Nomura Securities International, Inc.|ELECTRONIC TRADING|212-667-1248|Y|Y|Y|N
NNET|P|NeoNet Securities, Inc.|||Y|Y|N|N
NOBI|P|One Financial Securities, LTD.|||N|N|N|N
NOBL|M|Noble International Investments, Inc.|BOCA RATON, FL|561-994-1191|Y|Y|N|N
NOBL|M|Noble International Investments, Inc.|TRADING ROOM|561-994-1858|Y|Y|N|N
NOCI|C|Attain-ECN|OPERATIONS|201-573-1700|N|N|N|N
NOES|P|Noesis Capital Corp.|||N|Y|N|N
NOPO|P|Northpoint Trading Partners, Llc|||Y|Y|N|N
NORC|N|NORTHERN CAPITAL SECURITIES CORPORATION|||N|Y|N|N
NORD|N|Nordberg Capital Inc.|NASDAQ TRADING|212-753-9111|N|Y|N|N
NORM|M|Norris & Hirshberg, Inc.|||N|N|N|N
NORP|P|Nordic Partners Inc.|||N|Y|N|N
NORT|M|Northland Securities, Inc.|||Y|Y|N|N
NORW|P|Wells Fargo Securities, LLC.|||Y|Y|Y|N
NOYS|M|David A. Noyes & Company|INDIANAPOLIS IN|317-633-1723|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO IL|312-606-8221|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO IL|800-669-3732|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|866-332-4377|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|312-606-4692|N|Y|N|N
NPAI|P|Nationwide Planning Associates Inc.|||N|Y|N|N
NPNT|P|Northpoint Trading Partners, LLC|||Y|Y|N|N
NPTP|P|Northpoint Trading Partners, Llc (Nptp)|||Y|Y|N|N
NQBX|E|NASDAQ Execution Services LLC|Trade Desk|212-231-5100|Y|Y|Y|N
NQCO|N|Computer Operations and Technical Support - Rockville|||N|N|N|N
NQDO|M|District 4 - Kansas City|NASDAQ DISTRICT|303-446-3130|N|N|N|N
NQMS|M|Nasdaq, Marketwatch|ROCKVILLE, MD|800-925-8156|N|N|N|N
NQMS|M|Nasdaq, Marketwatch|STOCKWATCH|800-537-3929|N|N|N|N
NQRB|P|Brut, LLC|||Y|Y|Y|N
NQRE|M|NASDR Market Regulation|MARKET WATCH|800-211-4953|N|N|N|N
NSCC|Q|National Securities Clearing Corporation|NEW YORK, NY|212-855-1000|N|N|N|N
NSDQ|E|Nasdaq Execution Services, LLC.|Trade Desk|212-231-5100|Y|Y|Y|N
NSGS|P|NS GLOBAL SECURITIES LLC|||N|N|N|N
NSIF|P|Norstar Securities International Inc/ CDS.|TORONTO, ONTARIO|416-361-3031|N|N|N|N
NSMS|P|NSM Securities, Inc.|||N|Y|N|N
NSTR|P|The Northstar Group, Inc.|||N|Y|N|N
NSXS|P|NSX Securities LLC|||N|Y|N|N
NTBC|M|Neidiger, Tucker, Bruner, Inc.|DENVER, CO.|303-825-3754|Y|Y|N|N
NTBC|M|Neidiger, Tucker, Bruner, Inc.|DENVER, CO.|800-237-1520|Y|Y|N|N
NTBF|P|BMO Nesbitt Burns Inc./CDS|TORONTO, ONTARIO|416-359-6636|N|N|N|N
NTFN|P|Network 1 Financial Securities Inc.|||Y|Y|N|N
NTHN|P|Northern Securities, Inc.|||N|Y|N|N
NTMG|M|Nutmeg Securities, Ltd.|FAIRFIELD, CT|888-800-4417|Y|Y|N|N
NTMG|M|Nutmeg Securities, Ltd.||203-255-3838|Y|Y|N|N
NTNT|O|Nextrend Securities, Inc.|RICHARDSON, TX|972-470-9265|N|Y|N|N
NTRC|O|Northern Trust Securities, Inc.|||Y|Y|N|N
NTSI|P|Nesbitt Thomson Securities|NASDAQ TRADING|212-702-1230|N|N|N|N
NUBG|P|Newbridge Securities Corporation|FT LAUDERDALE, FL|954-229-9818|Y|Y|N|N
NVAS|N|New Vernon Securities, LLC|||N|N|N|N
NVGT|P|Navigate Advisors LLC|||N|Y|N|N
NVST|O|Investin Securities Corp.|DALLAS, TX|214-939-0110|N|N|N|N
NWCM|P|NW Capital Markets Inc.|||N|Y|N|N
NWST|M|Nevwest Securities Corporation|TRADING DESK #1|877-424-8908|N|N|N|N
NWST|M|Nevwest Securities Corporation|TRADING DESK #2|702-257-4646|N|N|N|N
NWTF|P|NWT Financial Group, LLC|||Y|Y|N|N
NXBK|P|Nexbank Securities Inc|||Y|Y|N|N
NYFT|P|BNY Convergex Execution Solutions LLC|||Y|Y|N|N
NYFX|P|Bny Convergex Execution Solutions Llc|||Y|Y|Y|N
NYGS|P|New York Global Securities, Inc.|TRADING|212-791-2920|N|N|N|N
NYPP|P|NYPPE, LLC|||N|Y|N|N
NYSE|E|New York Stock Exchange|||N|N|N|N
OAKF|P|North Sea Securities L.P.|||N|Y|N|N
OAKW|P|KNBT Securities, Inc.|||N|N|N|N
OBEX|P|Obex Securities LLC|||Y|Y|N|N
OBTG|N|OAKBROOK INVESTMENT BROKERS, INC.|||N|Y|N|N
OBWS|P|Oberweis Securities, Inc.|||N|Y|N|N
OCRS|P|OCEANCROSS CAPITAL, LLC|||N|Y|N|N
OCSI|P|OC Securities, Inc.|||N|Y|N|N
OCTG|P|Octeg, LLC|||Y|N|Y|N
ODNC|P|Odeon Capital Group LLC|||Y|Y|N|N
OESM|P|OES Brokerage Services, L.L.C|||N|N|N|N
OFCC|N|Oberlin Financial Corporation|||N|Y|N|N
OFGF|N|OFG Financial Services, Inc.|||N|Y|N|N
OFGL|P|Obsidian Financial Group, LLC|||N|Y|N|N
OFUT|N|OFFUTT SECURITIES, INC.|NASDAQ TRADING|410-584-9600|N|Y|N|N
OGOL|P|Octeg, LLC|||Y|N|Y|N
OGRU|M|Oscar Gruss & Son, Incorporated|NEW YORK  NY|212-943-6400|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|NASDAQ TRADING|212-943-6400|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|ARBITRAGE|212-943-7616|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|WARRANTS,CONVERTABLE|212-943-7610|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|FIXED-INCOMES|N/A|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|BULLETIN BOARDS|212-514-2403|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated||800-332-2282|Y|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|CINCINATI OH|N/A|N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|513-744-6430|N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|800-848-0927|N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|CORPORATE BONDS|513-744-7186|N|Y|N|N
OIEN|P|Oien Securities, Inc.|||N|Y|N|N
OLMM|N|OLMSTED & MULHALL, INC.|||N|Y|N|N
OLMP|M|Olympus Securities, LLC|MONTVILLE, NJ|973-575-1620|Y|Y|N|N
OLST|P|Olstein & Associates, L.P.|PURCHASE, NY|914-269-6100|N|Y|N|N
OMER|P|Octeg, LLC|||Y|N|Y|N
OMGP|P|Omni Brokerage, Inc.|||N|Y|N|N
OMNV|P|Omnivest, Inc.|||N|Y|N|N
OMON|M|OnTrade Inc.|||Y|Y|Y|N
OMPA|P|Olympia Asset Management, Ltd.|||Y|Y|N|N
OMSL|P|OM Securities, LLC.|||N|Y|N|N
ONEL|O|O'NEIL SECURITIES, INCORPORATED|LOS ANGELES, CA|310-574-5613|Y|Y|N|N
ONLI|O|Hold Brothers On-Line Investment Services L.L.C.|JERSEY CITY- TRADING|201-499-8700|Y|Y|N|N
ONLI|O|Hold Brothers On-Line Investment Services L.L.C.|TRADES|201-499-8712|Y|Y|N|N
ONTX|M|OnTrade Inc.|||Y|Y|Y|N
OPCO|M|Oppenheimer & Co. Inc.|NEW YORK, NY|212-422-7813|Y|Y|N|N
OPCO|M|Oppenheimer & Co. Inc.|CONVERTIBLE BONDS|212-668-5764|Y|Y|N|N
OPCO|M|Oppenheimer & Co. Inc.||800-682-5381|Y|Y|N|N
OPCO|M|Oppenheimer & Co. Inc.|NASDAQ/OTCBB TRADING|212-422-7813|Y|Y|N|N
OPCO|M|Oppenheimer & Co. Inc.|LISTED DESK|212-668-8033|Y|Y|N|N
OPCO|M|Oppenheimer & Co. Inc.|INSTITUTIONAL DEPT|212-943-9055|Y|Y|N|N
OPHS|P|Optionshouse Incorporated|||N|Y|N|N
OPTU|P|Optiver US, LLC|||Y|N|N|N
OREO|P|Orion Trading, LLC|||N|Y|N|N
ORTL|N|Oriental Financial Services Corp.|||N|Y|N|N
OSCO|N|O'Keefe Shaw & Co., Inc.|||N|N|N|N
OSHN|N|The Agean Group, Inc.|||N|N|N|N
OTAA|M|OTA LLC|PURCHASE  NY|914-694-5851|Y|Y|Y|N
OTAA|M|OTA LLC|NASDAQ TRADING|914-694-5851|Y|Y|Y|N
OTAD|P|OTA LLC|||Y|Y|Y|N
OTAS|P|OTA LLC|||Y|Y|Y|N
OTGN|P|Octagon Capital Corporation/CDS|||N|N|N|N
OTRD|M|OnTrade Inc.|||Y|Y|Y|N
OTRT|P|OTR GLOBAL TRADING LLC|||Y|Y|N|N
OWED|P|Octeg, LLC|||Y|N|Y|N
OXPS|P|Optionsxpress, Inc.|||Y|Y|N|N
PAAD|P|Advantage Investment Strategies, Inc.|||N|Y|N|N
PAAI|P|Portfolio Advisors Alliance, Inc.|||N|Y|N|N
PACS|M|Pacific Crest Securities Inc.|PORTLAND  OR|503-727-0623|Y|Y|N|N
PACS|M|Pacific Crest Securities Inc.|NASDAQ/OTCBB TRADING|800-345-3565|Y|Y|N|N
PACT|P|BTG Pactual US Capital Corp.|||N|Y|N|N
PACW|P|Pacific West Securities, Inc.|||N|Y|N|N
PACX|E|Pacific Stock Exchange|||N|N|N|N
PAFA|N|Pan-American Financial Advisers|||N|N|N|N
PALC|M|Pali Capital, LLC|NEW YORK, NY|212-259-2080|N|N|N|N
PALG|P|Pali Capital, Inc.|||N|N|N|N
PALI|P|Pali Capital, Inc.|||N|N|N|N
PAMI|P|Professional Asset Managment, Inc.|||N|Y|N|N
PAMS|M|Pacific American Securities, LLC|S-SAN DIEGO|858-320-2800|Y|Y|N|N
PAMT|O|Paramount Biocapital, Inc.|||N|Y|N|N
PAPA|P|Papamarkou & Company, Inc.|||N|Y|N|N
PARI|M|BNP Paribas Securities Corp.|NEW YORK  NY|212-841-3600|Y|Y|Y|N
PARI|M|BNP Paribas Securities Corp.|LATIN|212-841-3950|Y|Y|Y|N
PARK|N|S.C. PARKER & CO., INC.|NASDAQ TRADING|716-852-6858|N|Y|N|N
PARR|P|Paris Securities Corporation|||Y|Y|N|N
PASL|M|Pershing Advisor Solutions LLC||866.464.6367|Y|Y|N|N
PASQ|P|Du Pasquier & Co., Inc.|NASDAQ TRADING|212-898-7500|Y|Y|N|N
PATG|P|Patagonia Securities|||N|N|N|N
PATH|M|CAPITAL PATH SECURITIES, LLC|Trading|631-456-5430|Y|Y|N|N
PATH|M|CAPITAL PATH SECURITIES, LLC|Rocky Point|631-456-5430|Y|Y|N|N
PATH|M|CAPITAL PATH SECURITIES, LLC|Main Number|631-849-2667|Y|Y|N|N
PATH|M|CAPITAL PATH SECURITIES, LLC|Trading|631-456-5431|Y|Y|N|N
PATR|P|Tullett Liberty Securities Inc.|||Y|Y|N|N
PATT|P|Patrick Financial Corporation|||N|Y|N|N
PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|800-772-2048|Y|Y|N|N
PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6038|Y|Y|N|N
PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6011|Y|Y|N|N
PBBS|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PBFI|M|Palm Beach Securities, Inc.|||N|N|N|N
PBLC|M|Public Securities, Inc.|SPOKANE  WA|509-892-5590|N|N|N|N
PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-888-2325|N|N|N|N
PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-934-3642|N|N|N|N
PBON|P|Tullett Liberty Securities Inc.|||Y|Y|N|N
PBSI|O|PORTFOLIO BROKERAGE SERVICES, INC.|DENVER  CO|303-294-0070|N|Y|N|N
PCAP|O|Fimat USA LLC|MAIN NUMBER|415-733-3000|Y|Y|Y|N
PCAP|O|Fimat USA LLC|AGENCY DESK|415-764-2350|Y|Y|Y|N
PCAT|O|Perelman-Carley & Associates Inc.|OMAHA, NB|402-342-6000|N|Y|N|N
PCCN|O|Pactual Capital Corporation|TRADING DESK|212-702-4115|N|N|N|N
PCDN|P|PCS DUNBAR SECURITIES, LLC|||Y|Y|N|N
PCFF|P|Pacific International Securities Inc./CDS||604-664-2998|N|Y|N|N
PCGI|P|PRIVATE CONSULTING GROUP, INC.|||N|N|N|N
PCII|O|Penn Center Investments, Inc.|DIRECT TRADING|610-832-5999|N|Y|N|N
PCII|O|Penn Center Investments, Inc.||610-832-8121|N|Y|N|N
PCJJ|P|PCS Dunbar Securities, LLC|||Y|Y|N|N
PCMC|P|Pacific Commonwealth Corp|||N|Y|N|N
PCRP|P|PARIS SECURITIES CORPORATION|||Y|Y|N|N
PCSA|P|Palisade Capital Securities, L.L.C.|||N|N|N|N
PCSD|P|J.P. Morgan Securities Inc.|||Y|Y|Y|N
PDQM|P|PDQ ATS. Inc.|||Y|Y|Y|N
PDQX|P|PDQ ATS. Inc.|||Y|Y|Y|N
PEAK|P|Peak6 Markets LLC|||N|Y|N|N
PEAR|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PEER|P|American Trust Investment Services, Inc.|||N|Y|N|N
PEGI|M|Prudential Equity Group, LLC|NEW YORK, NY|212-778-6806|N|N|N|N
PELI|P|Avila Capital Markets, Inc.|||Y|Y|N|N
PEMA|P|Permac Securities, Inc|||N|Y|N|N
PENA|M|Pennaluna & Company|COEUR D'ALENO  ID|208-667-7472|Y|Y|N|N
PENA|M|Pennaluna & Company|NASDAQ TRADING|888-263-7366|Y|Y|N|N
PENA|M|Pennaluna & Company||800-654-9929|Y|Y|N|N
PENC|N|Penrod and Company|||N|Y|N|N
PENG|P|The Pennsylvania Group, Incorporated|NASDAQ TRADING|610-354-0950|N|Y|N|N
PENP|P|Pointe Capital, LLC|||Y|Y|N|N
PENS|P|Peninsular Securities Company|GRAND RAPIDS, MI|616-459-4336|N|N|N|N
PENS|P|Peninsular Securities Company|WITHIN MICHIGAN|800-234-4561|N|N|N|N
PERC|P|Percival Financial Partners, Ltd.|||N|Y|N|N
PERF|P|Kellogg Capital Markets, LLC|NYC TRADING DESK|212-610-2686|Y|Y|N|N
PERK|N|PERKINS, SMART & BOYD, INC.|WICHITA  KS|316-263-8444|N|Y|N|N
PERK|N|PERKINS, SMART & BOYD, INC.|WICHITA, KS|800-369-2920|N|Y|N|N
PERM|O|Mercantile Brokerage Services, Inc.|BALTIMORE, MD|(301)539-7171|N|N|N|N
PERM|O|Mercantile Brokerage Services, Inc.|MAIN|212-433-5459|N|N|N|N
PERM|O|Mercantile Brokerage Services, Inc.|SECONDARY|212-433-5457|N|N|N|N
PERS|M|Pershing LLC|NASDAQ|800-356-1319|Y|Y|Y|N
PERS|M|Pershing LLC||201-413-4920|Y|Y|Y|N
PERS|M|Pershing LLC|MUNICIPALS|800-225-8284|Y|Y|Y|N
PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|N
PERS|M|Pershing LLC|GOVERNMENTS|800-225-8284|Y|Y|Y|N
PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|N
PERS|M|Pershing LLC|CORPORATE BONDS|800-225-8284|Y|Y|Y|N
PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|N
PERS|M|Pershing LLC|MORTGAGE BACKEDS|800-225-8284|Y|Y|Y|N
PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|N
PERS|M|Pershing LLC|PREFERRED STOCKS|800-424-3150|Y|Y|Y|N
PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|N
PERT|M|Pershing LLC|JERSEY CITY  NJ|201-413-3531|Y|Y|Y|N
PERT|M|Pershing LLC|NASDAQ TRADING|800-305-0161|Y|Y|Y|N
PERT|M|Pershing LLC|BULLETIN BOARD|201-413-2700|Y|Y|Y|N
PERT|M|Pershing LLC|DEALER DESK|201-413-2465|Y|Y|Y|N
PERT|M|Pershing LLC||866-880-9410|Y|Y|Y|N
PERX|P|Pershing LLC|||Y|Y|Y|N
PERZ|P|Peraza Capital and Investment, LLC|||N|Y|N|N
PESI|P|Private Equity Securities, Inc.|||N|N|N|N
PFAA|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAC|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAE|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAG|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAJ|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAL|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAM|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAN|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAO|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAP|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAR|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFAT|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBB|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBC|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBF|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBJ|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBK|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBS|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFBY|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCB|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCC|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCF|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCH|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCI|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCL|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCO|M|Parker Financial Corp.|||N|N|N|N
PFCR|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCT|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCU|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCY|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFCZ|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDF|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDH|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDJ|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDK|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDL|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDM|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDN|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDO|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDP|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDS|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDT|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFDV|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFEQ|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFES|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFGB|N|Penson Financial Services, Inc. (Pfgb)|||Y|Y|Y|N
PFIC|N|PFIC Securities Corporation|||N|N|N|N
PFIN|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFIS|O|Professional Investment Services, Inc.|||N|N|N|N
PFJD|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFLS|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFMB|P|Penson Financial Services, Inc|||Y|Y|Y|N
PFML|P|United Equity Securities, LLC|||N|N|N|N
PFPI|P|Tullett Liberty Securities Inc.|||Y|Y|N|N
PFQU|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSA|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSB|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSC|P|Penson Financial Services Canada, Inc.|||N|N|N|N
PFSE|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSG|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSI|O|Penson Financial Services, Inc.|D  DALLAS, TX|800-487-4531|Y|Y|Y|N
PFSI|O|Penson Financial Services, Inc.||214-765-1115|Y|Y|Y|N
PFSI|O|Penson Financial Services, Inc.|S-SAMCO|800-672-2178|Y|Y|Y|N
PFSI|O|Penson Financial Services, Inc.|S-SAMCO|214-765-1463|Y|Y|Y|N
PFSK|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSL|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSM|N|PRINCOR FINANCIAL SERVICES CORPORATION|||N|Y|N|N
PFSN|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSS|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSU|P|Penson Financial Services, Inc|||Y|Y|Y|N
PFSV|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSX|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFSY|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFTA|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFTD|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFTK|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFVI|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PFWE|P|Penson Financial Services, Inc|||Y|Y|Y|N
PFWH|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PGES|P|Penson Financial Services, Inc|||Y|Y|Y|N
PGRS|P|PGR Securities, LLC|MOUNTAIN VIEW, CA|650-960-8118|N|Y|N|N
PGSI|P|Prime Global Securities, Inc.|||N|N|N|N
PGSL|P|Pru Global Securities LLC|||N|Y|N|N
PHAL|P|Phalanx Trading LLC|||N|Y|N|N
PHCO|N|Phillips & Company Securities Inc.|NASDAQ TRADING|(503)224-0858|N|Y|N|N
PHDC|M|PHD Capital|NEW YORK|800-743-9399|Y|Y|N|N
PHDC|M|PHD Capital|TRADING DESK|800-217-2264|Y|Y|N|N
PHLX|E|Philadelphia Stock Exchange|RICHARDT-ALYN & CO.|215-563-7177  (RICA)|N|N|N|N
PHLX|E|Philadelphia Stock Exchange|FLYNN OPTIONS|215-564-4866  (FLYN)|N|N|N|N
PHLY|P|NASDAQ Options Services, LLC|||Y|Y|N|N
PHNX|P|Phoenix Securities, Inc.|||N|Y|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.|PHOENIX|N/A|N|N|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.|NASDAQ & OTCBB TRDNG|602-952-6822|N|N|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.||800-487-7474|N|N|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.|GENERAL NUMBER|800-999-1818|N|N|N|N
PICC|P|Planned Investment Co., Inc.|||N|Y|N|N
PICF|N|Pictet Canada Company|||N|N|N|N
PICI|P|Polar Investment Counsel, Inc.|||N|Y|N|N
PICK|P|Pickering Energy Partners, Inc.|||Y|Y|N|N
PICT|O|Pictet Overseas Inc.||514-350-6226|Y|Y|Y|N
PIDG|P|Falcon Research, Inc.|||Y|Y|N|N
PIMC|M|PROVIDENT INSTITUTIONAL MANAGEMENT|||N|N|N|N
PINF|P|Pinnacle Financial Group, LLC|||N|Y|N|N
PINK|N|Pink Sheets LLC|||N|N|N|N
PINO|P|Advantage GFC LLC|||N|Y|N|N
PIPR|M|Piper Jaffray & Co.|MINNEAPOLIS, MN|612-303-6200|Y|Y|N|N
PIPR|M|Piper Jaffray & Co.|MINNEAPOLIS, MN|800-328-7488|Y|Y|N|N
PIPR|M|Piper Jaffray & Co.|CONVERTIBLE BONDS|877-420-2321|Y|Y|N|N
PIPR|M|Piper Jaffray & Co.|PREFERRED DESK|612-303-6600|Y|Y|N|N
PIPS|O|Piper Jaffray & Co.|MINNEAPOLIS, MN|612-303-6570|Y|Y|N|N
PIPX|O|Piper Jaffray & Co.|NEW YORK, NY|877-462-7649|Y|Y|N|N
PITG|P|Penson Financial Services, Inc.|||Y|Y|Y|N
PJEF|P|Jefferies & Company, Inc.|||Y|Y|N|N
PLCP|P|Hunter Scott Financial LLC|||N|Y|N|N
PLMA|M|PALOMA SECURITIES L.L.C.|COS COB  CT|203-861-8452|N|Y|N|N
PMAC|M|Permac Securities, Inc|||N|Y|N|N
PMCI|M|Macallaster Pitfield MacKay Inc.|NEW YORK, NY|212-422-9366|Y|Y|N|N
PMCS|M|PRIME CAPITAL SERVICES, INC.|||N|Y|N|N
PMFS|P|Portsmouth Financial Services|SAN FRANCISCO|925-988-8660|N|Y|N|N
PMKS|M|PMK Securities & Research, Inc.|DELRAY BEACH, FL|407-274-9006|N|Y|N|N
PMKS|M|PMK Securities & Research, Inc.||800-487-7160|N|Y|N|N
PMRY|P|Primary Capital, LLC|||Y|Y|N|N
PNCC|P|PNC Investments|||N|Y|N|N
PNRA|P|Penserra Securities, LLC|||Y|Y|N|N
PNSR|P|Penserra Securities, LLC|||Y|Y|N|N
PNTE|P|Pointe Capital, L.L.C.|||Y|Y|N|N
POCA|P|USF Securities, L.P.|HOUSTON, TX|713-840-8700|N|N|N|N
PODE|M|Podesta & Co.|||N|Y|N|N
POLI|O|Hapoalim Securities USA, Inc.|TRADING|212-898-6350|Y|Y|N|N
POLW|P|ICAP Corporates LLC|||Y|Y|N|N
POND|M|Pond Equities Inc|BROOKLYN, NY|718-437-3657|N|N|N|N
POND|M|Pond Equities Inc|NASDAQ TRADING|718-871-2800|N|N|N|N
PONT|P|Pointe Capital, LLC|||Y|Y|N|N
POPP|P|Oppenheimer & Close, Inc.|||N|Y|N|N
PORT|M|Tradeportal Securities, Inc.|NASDAQ TRADING|888-882-0766|N|N|N|N
PORT|M|Tradeportal Securities, Inc.||954-725-0766|N|N|N|N
POST|P|Lampost Capital, L.C.|||N|Y|N|N
POWL|P|E.E. Powell & Company, Inc.|TRADING|800-282-1940|N|Y|N|N
PPCS|P|PCS Dunbar Securities, LLC|||Y|Y|N|N
PPSI|P|Pension Planners Securities, Inc.|||N|N|N|N
PQTZ|P|Pico Quantitative Trading LLC|||N|Y|N|N
PRAG|P|Pragma Securities LLC|||Y|Y|N|N
PRAS|P|Professional Asset Management, Inc.|||N|Y|N|N
PRBC|P|Pointe Capital, L.L.C.|||Y|Y|N|N
PRCO|P|The Princeridge Group LLC|||Y|Y|N|N
PRDG|P|Citadel Derivatives Group LLC|||Y|Y|Y|N
PREB|P|Tullett Liberty Securities Inc.|||Y|Y|N|N
PREC|N|Precision Securities, Llc|SAN DIEGO, CA|858-673-6653|Y|Y|N|N
PRES|P|Presidio Capital Advisors LLC|||N|Y|N|N
PRGI|N|PORTFOLIO RESOURCES GROUP, INC.|NASDAQ TRADING|305-372-0299|N|Y|N|N
PRGL|P|Prudential Equity Group, LLC|||N|N|N|N
PRGP|P|GROUP ONE TRADING, L.P.|CHICAGO, IL|312-408-4069|N|N|N|N
PRGP|P|GROUP ONE TRADING, L.P.|PHILADELPHIA, PA|215-701-7913|N|N|N|N
PRIE|P|UMB Financial Services, Inc.|||N|Y|N|N
PRIN|N|Princeton Securities Corporation|||N|Y|N|N
PRMD|O|The Riderwood Group Incorporated|||N|N|N|N
PRMT|P|Merrill Lynch Professional Clearing Corp./Millenco L.P.|||Y|Y|Y|N
PRMX|N|Primex Prime Electronic Execution, Inc.|||N|Y|N|N
PROR|O|Merrill Lynch Professional Clearing Corp/Order Desk|JERSEY CITY, NJ|201-557-1119|Y|Y|Y|N
PROR|O|Merrill Lynch Professional Clearing Corp/Order Desk|JERSEY CITY, NJ|800-568-8202|Y|Y|Y|N
PROT|N|Protected Investors of America|SAN FRANCISCO, CA|(415)398-4363|N|Y|N|N
PROX|O|TDProfessional Execution, Inc.|||N|N|N|N
PRRX|P|River Cross Securities, LP|||N|Y|Y|N
PRSB|O|PRESIDENTIAL BROKERAGE, INC.|DENVER, CO|303-694-9813|N|Y|N|N
PRSG|P|Princeton Securities Group, Inc.|||Y|Y|N|N
PRST|O|Merrill Lynch Professional Clearing Corp.|||Y|Y|Y|N
PRUC|P|Pruco Securities Corporation|||N|Y|N|N
PRUG|P|Pru Global Securities, LLC.|||N|Y|N|N
PRVN|P|Leeb Brokerage Services, Inc.|||N|N|N|N
PSAE|P|PSA Equities, Inc.|||N|Y|N|N
PSAM|O|P. Schoenfeld Asset Management LLC|NEW YORK, NY|212-649-9550|N|N|N|N
PSCO|P|Peak Securities Corp.|||N|N|N|N
PSEX|E|Pacific Stock Exchange|||N|N|N|N
PSGI|M|Preferred Securities Group, Inc.|||N|N|N|N
PSGX|P|PSG Executions, Inc.|NEW YORK, NY|212-668-8700|Y|Y|N|N
PSRI|P|Globalink Securities, Inc.|||N|Y|N|N
PSSL|O|Amaranth Securities L.L.C.|GREENWICH, CT|203-625-8300|N|N|N|N
PSTG|N|PRESTIGE FINANCIAL CENTER, INC.|NASDAQ TRADING|718-229-4500|N|Y|N|N
PTAL|P|POINTE ATLANTIC|||N|Y|N|N
PTAR|P|PENSTAR TRADING, LLC|TRADING DEPARTMENT|941-966-5700|N|N|N|N
PTIS|M|PTI Securities & Futures L.P.|CHICAGO, IL|312-663-3053|N|Y|N|N
PTIX|P|PTI Securities & Futures L. P.|||N|Y|N|N
PTLV|P|Putnam Lovell NBF Securities Inc.|||Y|Y|N|N
PTNM|M|PUTNAM INVESTMENTS|||N|N|N|N
PTRI|O|Petrie Parkman & Co., Inc.|NASDAQ TRADING|303-292-3877|N|N|N|N
PTRZ|P|Petruzzi Securities, LLC|||N|N|N|N
PTZZ|P|Herman, Alexis & Co., Inc.|||N|Y|N|N
PUGS|O|Puglisi Howells & Co.|MAIN DESK|212-418-1212|N|N|N|N
PUGS|O|Puglisi Howells & Co.|OTC TRADING|212-418-1283|N|N|N|N
PUGS|O|Puglisi Howells & Co.|DEALER SALES|212-418-1282|N|N|N|N
PULT|O|Pulse Trading, Inc.|||Y|Y|N|N
PULX|P|Pulse Trading Inc.|||Y|Y|N|N
PUMA|P|Puma Capital, Llc|||Y|Y|N|N
PUMP|N|C. E. GAYE & SONS SECURITIES LTD.|SYOSSET, NY|800-969-4650|N|Y|N|N
PUNK|M|Punk, Ziegel & Company, L.P.|NEW YORK  NY|212-308-2168|N|N|N|N
PUPL|N|PUPLAVA SECURITIES, INC.|SAN DIEGO, CA|619-486-3939|N|Y|N|N
PURP|P|Liberty Capital Investment Corporation|||N|Y|N|N
PVSI|P|Partnervest Securities Inc.|||N|Y|N|N
PVST|P|Penvest Securities, Inc.|||N|Y|N|N
PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|212-713-3766|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|800-221-5532|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|PREFERRED|201-271-7181|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|FOREIGN DEPT-AGENCY|212-713-3757|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|-PRINCIPAL|212-713-3756|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|CONVERTIBLES|212-713-3786|Y|Y|N|N
PWJX|P|UBS Financial Services Inc.|||Y|Y|N|N
PXAT|P|TD Professional Execution, Inc.|||N|N|N|N
PXCJ|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
PXCK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
PXGG|P|Jump Trading|||Y|N|Y|N
PXOI|P|Merrill Lynch Professional Clearing Corp.|||Y|Y|Y|N
PXOM|P|Merrill Lynch Professional Clearing Corp.|||Y|Y|Y|N
PXOR|P|Merrill Lynch Professional Clearing Corp.|||Y|Y|Y|N
PYMD|O|PYRAMID FINANCIAL CORP.|CUPERTINO, CA|408-252-8000|N|Y|N|N
QAFC|P|QA3 Financial Corp.|||N|Y|N|N
QBSI|P|CFT Securities.LLC|||Y|Y|N|N
QCAS|N|QUINCY CASS ASSOCIATES, INCORPORATED|LOS ANGELES, CA|213-473-4411|N|Y|N|N
QCMG|P|Wildwood Capital Securities, Inc.|||N|Y|N|N
QETC|P|Quantlab Securities LP|||Y|Y|Y|N
QKRY|P|Banc of America Investment Services, Inc.|||N|N|N|N
QLAB|P|Quantlab Securities LP||713-333-3700|Y|Y|Y|N
QLBF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
QLTX|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
QNTX|P|Quantex Clearing, LLC|||Y|Y|N|N
QRCC|M|Ridge Clearing & Outsourcing Solutions, Inc.|NEW YORK  NY|212-747-1400|Y|Y|Y|N
QRCC|M|Ridge Clearing & Outsourcing Solutions, Inc.|NASDAQ TRADING|800-624-0880|Y|Y|Y|N
QSEC|P|Regis Securities Corporation|||N|N|N|N
QUAN|P|QUANTUM SECURITIES, INC.|||N|Y|N|N
QUEC|N|QUEST CAPITAL STRATEGIES, INC.|||N|Y|N|N
QUIK|P|INTELATRADE.COM|||N|N|N|N
QUIL|P|W. QUILLEN SECURITIES|||N|N|N|N
QUIN|M|Park Financial Group, Inc.|TRADING|407-672-0946|N|N|N|N
QUOI|P|Quoin Capital LLC|||N|Y|N|N
RABO|P|Rabo Securities USA, Inc.|||Y|Y|N|N
RACO|M|SHEARMAN, RALSTON INC.|||N|Y|N|N
RAFF|M|Rafferty Capital Markets, LLC|Main Contact Number|646-572-3310|Y|Y|N|N
RAGN|O|Wells Fargo Investments, LLC|SEATTLE  WA|206-343-5119|Y|Y|N|N
RAGN|O|Wells Fargo Investments, LLC|NASDAQ/OTCBB TRADING|800-426-5964|Y|Y|N|N
RAIN|P|Rainier Securities, LLC|||N|Y|N|N
RAIT|P|RAIT Securities, LLC|||N|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|800-237-5621|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|727-567-8122|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|PREFERRED|800-753-5017|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.||727-573-8496|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|CONVERTIBLE|727-573-8909|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|FOREIGN|727-575-5655|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|313-225-5711|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|800-521-1196|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|216-241-0986|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|800-321-2038|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|LISTED|727-573-8751|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|LISTED|800-248-8863 EXT 75576|Y|Y|N|N
RAND|M|Barnard Jacobs Mellet  (USA)  Llc|EQUITIES|212-980-4300|N|Y|N|N
RAND|M|Barnard Jacobs Mellet  (USA)  Llc|BONDS|212-980-3288|N|Y|N|N
RAND|M|Barnard Jacobs Mellet  (USA)  Llc|NEW YORK/MAIN|800-554-6693|N|Y|N|N
RANS|N|Ruan Securities Corporation|DELRAY BEACH   FL|407-274-9006|N|N|N|N
RANS|N|Ruan Securities Corporation|NASDAQ TRADING|800-487-7160|N|N|N|N
RAVN|P|Raven Securities Corp.|||Y|Y|N|N
RAVV|P|Raven Securities Corp.|||Y|Y|N|N
RAYF|P|RAYMOND C. FORBES & CO., INC.|Trading Desk|212-742-8140|Y|Y|N|N
RAYG|P|Delta Equity Services Corporation|||N|Y|N|N
RBAC|P|Robert B. Ausdal & Co. Inc.|||N|Y|N|N
RBCD|O|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7286|Y|Y|Y|N
RBCD|O|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7819|Y|Y|Y|N
RBCD|O|RBC Capital Markets Corporation|NEW YORK, NY|212-858-7379|Y|Y|Y|N
RBCD|O|RBC Capital Markets Corporation||800-421-0232|Y|Y|Y|N
RBCD|O|RBC Capital Markets Corporation||212-858-7329|Y|Y|Y|N
RBCD|O|RBC Capital Markets Corporation||212-858-7383|Y|Y|Y|N
RBCF|N|Rbc Dominion Securities, Inc.|||N|N|N|N
RBCM|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|N
RBCM|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|N
RBCM|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|N
RBCM|M|RBC Capital Markets Corporation|NEW YORK, NY|212-428-6337|Y|Y|Y|N
RBCM|M|RBC Capital Markets Corporation|CHICAGO, IL|800-862-8029|Y|Y|Y|N
RBCM|M|RBC Capital Markets Corporation|PREFERRED|612-371-7828|Y|Y|Y|N
RBCM|M|RBC Capital Markets Corporation|CONVERTIBLES|612-373-1775|Y|Y|Y|N
RBCQ|P|RBC Capital Markets Corporation|||Y|Y|Y|N
RBCW|N|Rutherford, Brown & Catherwood, LLC|PHILADELPHIA, PA|215-981-0882|N|N|N|N
RBCX|P|RBC Capital Markets Corporation|||Y|Y|Y|N
RBDA|P|RBC Capital Markets Corporation|||Y|Y|Y|N
RBLT|P|Rosenblatt Securities Inc.|NEW YORK  NY|212-509-1550|Y|Y|Y|N
RBSG|P|RBS Securities Inc.|||Y|Y|N|N
RCME|P|Rafferty Capital Markets, LLC|||Y|Y|N|N
RCML|P|Rafferty Capital Markets, LLC|||Y|Y|N|N
RCMP|P|Rafferty Capital Markets, LLC|||Y|Y|N|N
RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK  NY|212-514-8591|N|Y|N|N
RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK  NY|800-344-3302|N|Y|N|N
RCSK|O|Ruane, Cunniff & Goldbarb LLC|NEW YORK, NY|212-832-5280|Y|Y|N|N
RCSL|P|River Cross Securities, LP|||N|Y|Y|N
RDBN|P|Redburn Partners (USA) LP|||N|Y|N|N
RDCG|N|RD Capital Group, Inc.|HOTO REY, PR|787-282-0303|N|Y|N|N
RDNK|M|Woodstock Financial Group, Inc.|ATLANTA, GA|770-516-6512|N|Y|N|N
RDRN|M|Rodman & Renshaw, LLC|||Y|Y|N|N
RDSS|N|RDSC, LLC|||N|Y|N|N
RDST|P|REDSTONE CONSULTING, LLC|||N|Y|N|N
RDWD|N|Redwood Securities Group, Inc.|SAN FRANCISCO, CA|415-954-8390|N|N|N|N
REAV|N|W. H. REAVES & CO., INC.|NASDAQ TRADING|212-422-1433|N|Y|N|N
RECA|M|Research Capital USA Inc.|TORONTO, CANADA|416-860-7600|Y|Y|N|N
RECO|M|Recom Securities, Inc.|MINNEAPOLIS  MN|612-339-5566|N|N|N|N
REDF|P|RedSky Financial, LLC|||Y|Y|N|N
REDG|P|RedSky Financial, LLC|||Y|Y|N|N
REDI|P|Redi Markets LLC|||N|Y|N|N
REDK|P|RedSky Financial, LLC|||Y|Y|N|N
REGR|N|Register & Akers Investments, Inc.|ATLANTA, GA|404-364-2180|N|Y|N|N
REID|N|Reid and Associates, LLC|ALBANY, NY|518-458-7445|N|Y|N|N
RELI|P|Reliance Securities, LLC|||N|N|N|N
RENC|O|Rencap Securities, Inc.|||N|Y|N|N
RENS|N|RENSSELAER SECURITIES CORP.|ALBANY, NY|518-274-3149|N|Y|N|N
REPG|N|First Republic Group, LLC|NEW YORK, NY|212-681-4100|N|N|N|N
RETA|N|Reich & Tang Distributors, Inc.|NASDAQ TRADING|212-830-5200|N|Y|N|N
REUV|P|REUVEN ENTERPRISES SECURITIES DIVISION, LLC|||N|Y|N|N
REYN|N|THOMAS P. REYNOLDS SECURITIES LTD.|||N|Y|N|N
RFGI|O|RUSHMORE SECURITIES CORPORATION||972-392-9297|N|N|N|N
RFLL|N|Castlewood Securities, L.L.C.|||N|N|N|N
RGIL|P|Gilford Securities Incorporated|NEW YORK NY|212-888-7247|Y|Y|N|N
RGIL|P|Gilford Securities Incorporated|NEW YORK NY|800-334-4451|Y|Y|N|N
RGIL|P|Gilford Securities Incorporated|HUNTINGTON, LI|631-547-9030|Y|Y|N|N
RGLD|P|Regal Securities, Inc.|CHICAGO  IL|312-554-2240|Y|Y|N|N
RGRC|N|RGR Financial Corp.|||N|N|N|N
RGWD|N|Ridgewood Associates Inc. NJ|||N|Y|N|N
RHCI|P|Morgan Peabody, Inc.|||N|N|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|404-266-6271|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|800-241-0445|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|800-282-2668|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|404-926-5274|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|212-291-3555|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|800-221-3478|Y|Y|N|N
RHDS|N|RHODES SECURITIES, INC.|||N|Y|N|N
RHIC|M|R H INVESTMENT CORPORATION, INC.|ENCINO, CA|818-386-6425|N|Y|N|N
RHIC|M|R H INVESTMENT CORPORATION, INC.||800-890-1629|N|Y|N|N
RHIC|M|R H INVESTMENT CORPORATION, INC.||818-386-6415|N|Y|N|N
RHIN|P|Rhino Trading Partners, LLC|||N|Y|N|N
RHOX|P|XR Securities LLC|||Y|N|N|N
RIED|N|Riedl First Securities Company of Kansas|||N|Y|N|N
RILY|M|B. Riley And Co. Inc.|LOS ANGELES, CA|310-966-1440|Y|Y|N|N
RILY|M|B. Riley And Co. Inc.|TRADING|888-295-0155|Y|Y|N|N
RINO|P|Rhino Trading Partners, LLC|||N|Y|N|N
RITT|P|Haverford Trust Securities, Inc.|RADNOR, PA|610-971-9300|N|Y|N|N
RJJZ|N|Riordan, Johnston & Javadizadeh, Inc.|NASDAQ TRADING|213-753-7300|N|Y|N|N
RJLU|M|Raymond James LTD (USA), Inc|VANCOUVER, CANADA|604-654-1151|N|Y|N|N
RJTS|O|TD Ameritrade, Inc.|TRADING DEPT.|402-951-2619|Y|Y|N|N
RLCC|P|GWM Group, Inc.|||N|Y|N|N
RLIN|P|Merlin Securities, LLC|||Y|Y|N|N
RLUK|N|ROBINSON & LUKENS, INC.|NASDAQ TRADING|703-848-9898|N|Y|N|N
RMAT|O|Ramat Securities Ltd.|NASDAQ TRADING|216-514-3333|Y|Y|N|N
RMAT|O|Ramat Securities Ltd.|NASDAQ TRADING|888-306-9406|Y|Y|N|N
RMCI|O|Rushmore Capital Inc.|MONTVALE  NJ|201-476-0900|Y|Y|N|N
RMGA|P|ABN AMRO Clearing Chicago LLC|||Y|Y|Y|N
RMIN|P|RMIN Securities, Inc.|||N|N|N|N
RMKR|P|Rainmaker Securities, LLC|||N|Y|N|N
RMPI|N|Richards, Merrill & Peterson, Inc.|NASDAQ TRADING|509-624-1345|Y|Y|N|N
RMST|N|R.M. STARK & CO., INC.|DEL RAY BEACH, FL|561-243-3815|N|Y|N|N
RNTT|N|Renaissance Trading Technologies, LLC|||N|N|N|N
ROBH|P|Robbins & Henderson, LLC|||N|N|N|N
ROBI|N|ROBINSON & ROBINSON, INC.|||N|Y|N|N
ROBO|N|Rodgers Brothers, Inc.|PITTSBURGH  PA|412-281-1940|N|Y|N|N
ROBT|M|Robotti & Company, LLC|NEW YORK, NY|212-986-0800|Y|Y|N|N
ROCH|P|Rochdale Securities, LLC|NEW YORK, NY|800-478-2311|Y|Y|N|N
ROCH|P|Rochdale Securities, LLC|NEW YORK, NY|212-588-3434|Y|Y|N|N
ROCM|O|RIM Securities LLC|NEW YORK, NY|212-588-3400|N|Y|N|N
RODM|M|Rodman & Renshaw, LLC|NEW YORK, NY|212-356-0512|Y|Y|N|N
RODM|M|Rodman & Renshaw, LLC||866-763-6266|Y|Y|N|N
ROMO|N|Romano Brothers and Company|NASDAQ TRADING|847-866-7700|N|Y|N|N
ROSB|P|Rosenblatt Securities Inc.|||Y|Y|Y|N
ROSE|N|Walker Rose, Inc.|||N|N|N|N
ROSN|P|Rosenblatt Securities Inc.|||Y|Y|Y|N
ROSS|O|Franklin Ross, Inc.|||N|N|N|N
ROTH|M|Roth Capital Partners, LLC|NEWPORT, CA|800-200-2788|Y|Y|N|N
ROTH|M|Roth Capital Partners, LLC|NASDAQ TRADING|800-200-2788|Y|Y|N|N
ROYL|N|ROYAL ALLIANCE ASSOCIATES, INC.|NEW YORK  NY|212-551-5225|N|Y|N|N
RPEX|P|Repex & Co., Inc.|||N|Y|N|N
RREZ|N|Ramirez|||N|Y|N|N
RRIC|N|RETIREMENT RESOURCES INVESTMENT CORPORATION|||N|Y|N|N
RRTC|P|Radnor Research & Trading Company, LLC|TRADING|215-496-5245|Y|Y|N|N
RSAI|P|Ross, Sinclaire & Associates, LLC|NASDAQ TRADING|510-658-5845|N|Y|N|N
RSCO|P|Ramius Securities, L.L.C.|MARKET MAKING|212-845-7925/7926|N|N|N|N
RSCO|P|Ramius Securities, L.L.C.|EMERGENCY SITE TRDNG|732-748-0289|N|N|N|N
RSCO|P|Ramius Securities, L.L.C.|EMERGENCY COMPLIANCE|516-255-2058|N|N|N|N
RSEC|N|ROTHSCHILD LIEBERMAN LTD.|GREENWICH, CT|212-349-0100|N|Y|N|N
RSEC|N|ROTHSCHILD LIEBERMAN LTD.|GREENWICH, CT|203-863-7700|N|Y|N|N
RSEC|N|ROTHSCHILD LIEBERMAN LTD.|GREENWICH, CT|800-835-8800|N|Y|N|N
RSFI|P|RedSky Financial, LLC|||Y|Y|N|N
RSFO|P|ITG Derivatives LLC.|||Y|Y|N|N
RSIC|P|Brookstone Securities, Inc.|||N|Y|N|N
RSKY|P|RedSky Financial, LLC|||Y|Y|N|N
RSSE|P|Frank Implementation Services, Inc. Part of Russell Inv. Group|||N|Y|N|N
RSWM|O|RiverStone Wealth Management, Inc.||214-265-1678|N|Y|N|N
RTCO|P|Radnor Research & Trading Company, LLC|||Y|Y|N|N
RTCP|P|RAIT Securities, LLC|||N|Y|N|N
RTHS|N|Rothschild Investment Corporation|NASDAQ TRADING|312-781-1820|Y|Y|N|N
RTJC|N|R.T. JONES CAPITAL EQUITIES, INC.|||N|Y|N|N
RTRS|N|Reliant Trading|NASDAQ TRADING|414-241-1810|N|N|N|N
RTSF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
RUBI|P|Rubicon Global Investments, LLC|||N|N|N|N
RVBE|P|Raven Securities Corp.|||Y|Y|N|N
RVSS|P|Robert Van Securities, Inc.|||N|N|N|N
RWCI|P|Ridgeway & Conger, Inc.|||N|Y|N|N
RWPC|P|R. W. Pressprich & Co., Inc.|NY 520 Madison|212-832-6257|Y|Y|N|N
RWPS|P|R.W. Pressprich & Co., Inc.|||Y|Y|N|N
RYAL|N|ROYAL SECURITIES COMPANY|NASDAQ TRADING|616-538-2550|N|Y|N|N
RYAN|M|Ryan, Beck & Co., LLC|FLORHAM PARK, NJ|800-325-7926|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|NASDAQ TRADING|973-549-4200|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|NASDAQ AGENCY|973-549-4214|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|RYANP|800-374-7926|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|RYANP|973-549-4323|N|N|N|N
RYCO|N|Ryan & Company, LP|||N|N|N|N
RYDE|P|RYDEX DISTRIBUTORS, INC.|||N|N|N|N
RYDS|M|RBC Dominion Securities Corporation (2)|TRADING DESK|800-421-0232|N|N|N|N
RYDS|M|RBC Dominion Securities Corporation (2)||212-858-7070|N|N|N|N
SABC|N|Stein Abbott and Company Inc.|||N|N|N|N
SACM|M|Sterne Agee Capital Markets, Inc.|BOCA RATON, FL|561-368-8373|N|Y|N|N
SACM|M|Sterne Agee Capital Markets, Inc.|BOCA RATON, FL|800-930-3536|N|Y|N|N
SACM|M|Sterne Agee Capital Markets, Inc.|DEALER SALES, FRANK|800-979-4568|N|Y|N|N
SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-7423|N|Y|N|N
SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-3760|N|Y|N|N
SAIN|O|SECURITIES AMERICA, INC.|OMAHA, NE|402-399-9111|N|Y|N|N
SALC|P|Sterne, Agee & Leach, Inc.|||Y|Y|N|N
SALI|M|Sterne, Agee & Leach, Inc.|NASDAQ/OTCBB TRADING|800-239-2408|Y|Y|N|N
SALI|M|Sterne, Agee & Leach, Inc.|BIRMINGHAM, AL|205-380-1760|Y|Y|N|N
SALI|M|Sterne, Agee & Leach, Inc.|Nasdaq|800-930-3536|Y|Y|N|N
SALI|M|Sterne, Agee & Leach, Inc.|OTCBB/Pinks|561-368-8373|Y|Y|N|N
SALI|M|Sterne, Agee & Leach, Inc.|Nasdaq/Agency|1-800-239-2408|Y|Y|N|N
SAMI|N|SPECTRUM ASSET MANAGEMENT, INC.|NASDAQ TRADING|203-322-0189|N|Y|N|N
SAMS|N|Sammons Securities Company, LLC|||Y|Y|N|N
SAMU|P|Samurai Trading LLC|||Y|Y|N|N
SANA|P|Finbar Securities Corp.|||N|N|N|N
SANJ|O|San Jacinto Securities, Inc.|DALLAS TX|214-750-7693|N|Y|N|N
SANJ|O|San Jacinto Securities, Inc.||800-750-7693|N|Y|N|N
SANT|M|Santander Investment Securities Inc.|NEW YORK  NY|212-350-3659|Y|Y|N|N
SANT|M|Santander Investment Securities Inc.|NASDAQ TRADING|212-756-9160|Y|Y|N|N
SAPA|N|SAPERSTON ASSET MANAGEMENT, INC.|||N|Y|N|N
SAPI|P|Salman Partners Inc./CDS|||N|Y|N|N
SART|O|Saratoga Capital Markets|||Y|Y|N|N
SASI|M|The Seidler Companies Incorporated|IRVINE,CA|800-260-4724|N|N|N|N
SASI|M|The Seidler Companies Incorporated|NASDAQ/OTCBB TRADING|800-421-0164|N|N|N|N
SATI|M|SERVICE ASSET MANAGEMENT COMPANY|NY, NY TRADING|646-366-7900|N|N|N|N
SAVY|N|SAVOY CAPITAL MANAGEMENT, INC.|||N|N|N|N
SAXO|P|Saxony Securities, Inc.|||N|Y|N|N
SBER|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-350-8400|Y|Y|Y|N
SBIL|P|Laidlaw & Company (UK) Ltd.|||N|Y|N|N
SBKB|P|SBK-Brooks Investment Corp.|CLEVELAND, OH|216-861-6950|N|N|N|N
SBLT|O|SUNBELT SECURITIES, INC.|HOUSTON, TX|713-965-9510|N|Y|N|N
SBRL|N|John A. Siberell & Co.|SOUTHBEND, IN|219-232-4855|Y|Y|N|N
SBRO|P|Stern Brothers & Co.|||N|Y|N|N
SBRT|O|Muriel Siebert & Co., Inc.|TRADING|212-644-2405|Y|Y|N|N
SBRT|O|Muriel Siebert & Co., Inc.|NEW YORK  NY|212-644-2400|Y|Y|N|N
SBSH|M|Citigroup Global Markets Inc.|OPERATION NASDAQ/CQS|212-723-7259|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|212-723-7744|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|800-326-7155|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3607|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3632|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|NEW YORK|212-723-7169|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|ARBITRAGE|212-698-5000|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|WATTS|800-553-5674|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|FOREIGN|212-723-7185|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|DERIVATIVES|212-723-5407|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|800-922-0143|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|212-816-3605|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|19C3 TRADING|212-723-7235|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|CONVERTIBLE TRADING|212-723-7252|Y|Y|Y|N
SBSH|M|Citigroup Global Markets Inc.|PREFERRED|212-723-7455|Y|Y|Y|N
SCAI|P|Scottsdale Capital Advisors Corp.|||Y|Y|N|N
SCAL|M|Jackson, Kohle & Co.|||N|N|N|N
SCAR|P|Scarsdale Equities LLC|||Y|Y|N|N
SCHB|M|UBS Capital Markets|||N|N|N|N
SCHM|P|A. R. Schmeidler & Co., Inc.|||N|Y|N|N
SCIL|P|Strategic Capital Investments, LLC|||N|Y|N|N
SCLD|N|Schild Asset Management Inc.|||N|N|N|N
SCMC|O|Scotia Capital Markets (USA) Inc.|NEW YORK COMPLIANCE|212-225-6775|Y|Y|N|N
SCMC|O|Scotia Capital Markets (USA) Inc.|NASDAQ TRADING DESK|416-863-7620|Y|Y|N|N
SCMF|N|Scotia Capital Inc.|CANADA|(416)863-7411|Y|Y|N|N
SCPT|P|Blue Trading, Inc.|||Y|Y|N|N
SCRK|P|Salt Creek Securities LLC|||N|N|N|N
SCRM|P|Screaming Eagle Trading, Inc.|||N|N|N|N
SCST|N|SEACOAST INVESTOR SERVICES, INC.|||N|Y|N|N
SCTO|P|Scottrade, Inc.|||Y|Y|N|N
SCTT|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
SDIC|N|SAUER, DAZEY INVESTMENT COMPANY|||N|Y|N|N
SDLR|M|Sandler, O'Neill & Partners, L.P.|NEW YORK  NY|212-466-8020|Y|Y|N|N
SDPT|P|Livingston Monroe Capital Group Inc.|||Y|Y|N|N
SEAB|M|Seaboard Securities, Inc.|NASDAQ/OTCBB|973-514-1699|Y|Y|N|N
SEAB|M|Seaboard Securities, Inc.|FLORHAM PK, NJ|973-514-1500|Y|Y|N|N
SEAB|M|Seaboard Securities, Inc.|AGENCY DESK|973-514-1678|Y|Y|N|N
SEAB|M|Seaboard Securities, Inc.|JUNO BEACH FL.|561-630-6170|Y|Y|N|N
SEAC|P|Seaboard Securities, Inc.|||Y|Y|N|N
SEAI|P|Seaboard Securities, Inc.|||Y|Y|N|N
SEAL|M|Seaboard Securities, Inc.|||Y|Y|N|N
SEAP|O|Seaport Securities Corp.|NEW YORK, NY|212-482-8689|Y|Y|N|N
SECT|O|Securities Trading, Inc.|CINCINNATI, OH|513-579-1000|N|Y|N|N
SECX|Q|SEC|||N|N|N|N
SEEL|N|R. SEELAUS & CO.,INC.|NASDAQ TRADING|908-273-3011|N|Y|N|N
SEGI|N|STERLING ENTERPRISES GROUP, INC.|ST. PETERSBURG, FL|727-384-6550|N|Y|N|N
SEIC|P|SEI Investments Distribution Co.|||N|Y|N|N
SEID|P|Seidel & Shaw LLC|||N|Y|N|N
SEII|P|Spencer Edwards, Inc.|||Y|Y|N|N
SEIP|P|John N. Seip & Co., Inc.|||Y|Y|N|N
SEMT|P|Seminole Trading|||N|Y|N|N
SEND|P|Sendero Securities, Llc|||N|Y|N|N
SEQU|P|Sequoia Investments, Inc.|||N|Y|N|N
SERL|N|SEARLE & CO.|||N|Y|N|N
SESL|N|SESLIA SECURITIES|||N|Y|N|N
SETS|O|Goldman Sachs Execution & Clearing, L.P.|TRADING|312-960-1318|Y|Y|Y|N
SEVP|P|SEVEN POINTS CAPITAL, LLC|||Y|Y|N|N
SFEI|P|Stern Fisher Edwards Inc.|||N|Y|N|N
SFGB|P|Susquehanna Financial Group, LLP|||Y|Y|N|N
SFPS|N|SF Investments, Inc.|||N|Y|N|N
SFSE|O|San Francisco Securities, Inc.|TRADING DESK|323-930-9190|N|Y|N|N
SFSI|P|Superior Financial Services,Inc.|||N|Y|N|N
SFSS|M|S F SENTRY SECURITIES, INC.|SAN FRANCISCO, CA|415-399-4430|N|Y|N|N
SGAM|N|Seasongood & Mayer|NASDAQ TRADING|513-621-2000|N|N|N|N
SGAS|P|SG Americas Securities, LLC|NEW YORK, NY|212-278-5018|Y|Y|Y|N
SGCL|P|S. Goldman Capital Llc|||Y|Y|N|N
SGLC|P|S.G. Long & Company|||N|Y|N|N
SGMA|P|Goldman Sachs Execution & Clearing, L.P. (SGMA)|||Y|Y|Y|N
SGMS|M|S.G. Martin Securities LLC|TRADING|516-681-1085|N|N|N|N
SGMS|M|S.G. Martin Securities LLC|JERICHO, NY|516-681-0909|N|N|N|N
SGNL|N|Signal Securities Inc.|||N|Y|N|N
SGSI|P|Sandgrain Securities, Inc.|||N|Y|N|N
SHAW|O|D.E. Shaw Securities, L.L.C.|INSTITUTIONAL|800-792-7429|Y|Y|N|N
SHAW|O|D.E. Shaw Securities, L.L.C.|THIRD MARKET TRADING|800-326-0000|Y|Y|N|N
SHCG|M|Signal Hill Capital Group, LLC|||Y|Y|N|N
SHCO|P|Lightspeed Trading LLC|||Y|Y|Y|N
SHDH|M|SHD HOLDINGS LLC|||N|N|N|N
SHEM|M|The Shemano Group, Inc.|SAN FRANCISCO|415-274-3234|N|N|N|N
SHEM|M|The Shemano Group, Inc.|LOS ANGELES|310-954-8399|N|N|N|N
SHEM|M|The Shemano Group, Inc.|EMERGENCY ONLY #|800-227-2226|N|N|N|N
SHFS|N|SMITH HAYES FINANCIAL SERVICES CORPORATION|NASDAQ TRADING|402-476-3000|N|Y|N|N
SHMR|M|FORTIS CLEARING AMERICAS LLC|CHICAGO  IL|312-347-4716|Y|Y|Y|N
SHMR|M|FORTIS CLEARING AMERICAS LLC|NASDAQ TRADING|800-971-2122|Y|Y|Y|N
SHON|M|Schonfeld Securities, LLC|JERICHO, NY|516-942-2400|N|N|N|N
SHOT|O|Schottenfeld Group LLC|NEW YORK, NY|212-300-2200|Y|Y|N|N
SHRE|N|Shufro, Rose & Ehrman,  Llc|NEW YORK, NY|212-754-5100|Y|Y|N|N
SHRP|N|Sharpe Capital, Inc.|||N|N|N|N
SHRR|M|Carl P. Sherr & Co., LLC|WORCESTER MA|508-791-7126|N|Y|N|N
SHRR|M|Carl P. Sherr & Co., LLC|TRADING|508-755-6633|N|Y|N|N
SHSE|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N
SHTB|P|Shoreline Trading Group LLC|||Y|Y|N|N
SHTG|P|Shoreline Trading Group LLC|LOS ANGELES, CA|213-614-1950|Y|Y|N|N
SHTP|P|Shoreline Trading Group LLC|||Y|Y|N|N
SHTV|P|Shoreline Trading Group LLC|||Y|Y|N|N
SHUK|P|Pipeline Liquidity  Pro LLC|||N|Y|N|N
SHUS|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N
SHWG|P|Schonfeld Securities, LLC|JERICO, NY|516-822-1372|N|N|N|N
SIBI|P|Sungard Institutional Brokerage Inc.|TRADING DESK|314-983-9216|Y|Y|N|N
SIBO|O|Prime Executions, Inc.|NASDAQ TRADING|212-785-0200|Y|Y|N|N
SIDC|P|Sidoti & Company, LLC|NEW YORK, NY|212-453-7058|Y|Y|N|N
SIGI|P|Simmons First Investment Group, Inc.|||N|Y|N|N
SIGM|N|Sigma Financial Corporation|NASDAQ TRADING|734-663-1611|Y|Y|N|N
SILK|O|Goldman Sachs Execution & Clearing, L.P.|NASDAQ/OTCBB AGENCY|312-362-2440|Y|Y|Y|N
SILK|O|Goldman Sachs Execution & Clearing, L.P.|OTC TRADE SUPPORT|312-362-2440|Y|Y|Y|N
SIMM|M|Simmons & Company International|HOUSTON  TX|713-223-7893|Y|Y|N|N
SIMM|M|Simmons & Company International|NASDAQ OPERATIONS|800-856-3240|Y|Y|N|N
SINV|N|Stellar Investments, Inc.|||N|N|N|N
SIZE|P|The NASDAQ Market Center|NASDAQ|800-777-5606|N|N|N|N
SJLS|P|S.J. LEVINSON & SONS LLC|||Y|Y|N|N
SKTR|P|Stock Traders|||N|Y|N|N
SKYC|M|Sky Capital LLC|INTERNATIONAL|212-709-1909|N|N|N|N
SKYC|M|Sky Capital LLC|OTCBB|212-709-1909|N|N|N|N
SKYE|P|Skyebanc, Inc.|||N|Y|N|N
SLAM|P|Lambright Financial Solutions, LLC|||N|N|N|N
SLBT|P|Goldman Sachs Execution and Clearing|||Y|Y|Y|N
SLCN|P|Goldman Sachs Execution and Clearing, L.P. / CNC|||Y|Y|Y|N
SLHC|P|SL Hare Capital, Inc.|||N|Y|N|N
SLKI|P|Goldman Sachs Execution & Clearing, L.P.|||Y|Y|Y|N
SLOA|P|Sloan Securities Corp.|||Y|Y|N|N
SLON|P|Sloan Securities Corp.|||Y|Y|N|N
SLOW|O|KERN, SUSLOW SECURITIES, INC.|NEW YORK  NY|212-943-8888|N|Y|N|N
SLOW|O|KERN, SUSLOW SECURITIES, INC.|NASDAQ TRADING|212-747-0443|N|Y|N|N
SLRD|P|S.L. Reed & Company|||N|Y|N|N
SLWY|P|Solowey & Co.|||N|Y|N|N
SMAX|P|Keenan Securities|||N|N|N|N
SMEX|P|Smart Execution Securities, LLC|||Y|Y|N|N
SMFN|N|Samco Financial Services, Inc.|PHOENIX, AZ|602-230-9372|N|N|N|N
SMFN|N|Samco Financial Services, Inc.|NASDAQ TRADING|800-775-9372|N|N|N|N
SMFT|P|SMF Trading, Inc.|||Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|HOUSTON, TX|713-250-4242|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|NASDAQ/OTCBB TRADING|800-346-9925|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|GARDEN CITY, NY|516-739-2116|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|ALTERNATE LINE|516-739-2117|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|NYC|212-995-8179|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|LOS ANGELES|1800-421-0658|Y|Y|N|N
SMHJ|P|Sanders Morris Harris Inc.|HOUSTON, TX|713-250-4242|Y|Y|N|N
SMHJ|P|Sanders Morris Harris Inc.|NASDAQ/OTCBB TRADING|800-346-9925|Y|Y|N|N
SMHJ|P|Sanders Morris Harris Inc.|GARDEN CITY, NY|516-739-2116|Y|Y|N|N
SMHJ|P|Sanders Morris Harris Inc.|ALTERNATE LINE|516-739-2117|Y|Y|N|N
SMHJ|P|Sanders Morris Harris Inc.|N-NYC|212-955-8179|Y|Y|N|N
SMHJ|P|Sanders Morris Harris Inc.|L-LOS ANGELES|800-421-0658|Y|Y|N|N
SMHK|P|Sanders Morris Harris Inc.|||Y|Y|N|N
SMMO|M|Smith, Moore & Co.|ST. LOUIS, MO|314-727-5225|Y|Y|N|N
SMMO|M|Smith, Moore & Co.|AGENCY ORDERS|314-727-5225|Y|Y|N|N
SMMO|M|Smith, Moore & Co.|MARKET MAKING|800-264-0494|Y|Y|N|N
SMMO|M|Smith, Moore & Co.||314-727-9004|Y|Y|N|N
SMPR|P|Summit Brokerage Services, Inc.|||N|Y|N|N
SMRI|M|SECURITIES MANAGEMENT & RESEARCH, INC.|||N|Y|N|N
SMZA|P|Semaza Securities, Llc|||N|Y|N|N
SNRC|P|Sunrise Securities Corp.|NASDAQ Trading|212-520-2969|Y|Y|N|N
SOAR|O|Sterling Financial Investment Group, Inc.|BOCA RATON/AGENCY|561-886-2390|N|N|N|N
SOAR|O|Sterling Financial Investment Group, Inc.|PRINCIPAL|561-886-2390|N|N|N|N
SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|1-800-333-2005|Y|Y|N|N
SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|504-593-6144|Y|Y|N|N
SOHO|P|Two Sigma Securities, LLC|new york, ny|646-292-6643|Y|Y|Y|N
SOLA|O|Solaris Securities, Inc.|||N|N|N|N
SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-380-4890|Y|Y|N|N
SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-632-5377|Y|Y|N|N
SOLO|O|Solowey & Co.|MIAMI, FL|305-670-2228|N|Y|N|N
SOLS|P|Soleil Securities Corporation|||Y|Y|N|N
SORE|P|Source Capital Group, Inc.|WESTPORT, CT|203-682-0790|Y|Y|N|N
SORE|P|Source Capital Group, Inc.|NASDAQ TRADING|800-405-1000|Y|Y|N|N
SORS|P|Sorsby Financial Corp.|CHICAGO, IL|312-751-0469|N|Y|N|N
SPCC|M|Securities & Investment Planning Co.|TRADING FLOOR|561-620-3229|Y|Y|N|N
SPCL|N|Specialist Clearance|||N|N|N|N
SPCS|O|Legend Securities, Inc.|TRADING|718-605-0586|Y|Y|N|N
SPDM|P|Jump Trading|||Y|N|Y|N
SPDV|P|Xtent Financial Group, Inc.|AKRON, OH|216-253-2020|N|Y|N|N
SPEN|M|Spencer Clarke LLC|NASDAQ TRADING|212-446-6106|Y|Y|N|N
SPGL|N|Spyglass Trading, L.P.|DALLAZ, TX|214-890-8895|N|N|N|N
SPGS|P|Sea Port Group Securities, LLC|TRADING DESK|212-616-7726|N|Y|N|N
SPHN|M|Stephens Inc.|LITTLE ROCK AR|501-377-2076|Y|Y|N|N
SPHN|M|Stephens Inc.|LITTLE ROCK AR|800-643-9690|Y|Y|N|N
SPIF|P|Titan Trading Services, LLC|||N|N|N|N
SPIN|M|Spencer Edwards, Inc.|TRADING|303-741-2612|Y|Y|N|N
SPIN|M|Spencer Edwards, Inc.|ALTERNATE TRADING #|303-740-8448|Y|Y|N|N
SPKE|O|Titan Trading Services, LLC||312-928-8000|N|N|N|N
SPLN|O|Celadon Financial Group LLC|TRADING DESK|561-558-1024|Y|Y|N|N
SPTD|P|Stock USA Investments||877-773-3357|Y|Y|Y|N
SPTW|P|Strasbourger Pearson Tulcin Wolff Incorporated|||N|N|N|N
SPWI|N|SPENCER-WINSTON SECURITIES CORPORATION|NEW YORK|212-840-2444|N|Y|N|N
SRAM|M|Samco Capital Markets, Inc.|TRADING DESK|214-765-1463|Y|Y|N|N
SRES|M|Security Research Associates, Inc.|TRADING, CA|415-925-0198|Y|Y|N|N
SRES|M|Security Research Associates, Inc.||800-463-0446|Y|Y|N|N
SRPR|N|SRM Securities, Incorporated|NASDAQ TRADING|310-551-1624|N|Y|N|N
SRTG|P|Saratoga Capital Markets|||Y|Y|N|N
SRTN|P|Terra Nova Financial, LLC|||Y|Y|Y|N
SSBS|O|State Street Global Markets, LLC|BOSTON, MA|617-664-1800|Y|Y|Y|N
SSCC|N|Fiduciary Financial Services Corp.|NEW YORK, NY|212-313-2500|Y|Y|N|N
SSCO|N|Safra Securities Corporation|NEW YORK, NY|212-704-5500|N|Y|N|N
SSEI|P|Sage Southeastern Securities, Inc.|||N|Y|N|N
SSET|N|SUNSET FINANCIAL SERVICES, INC.|||N|Y|N|N
SSGC|O|Signature Securities|NEW YORK, NY|646-822-1451|N|Y|N|N
SSGI|M|Seton Securities Group, Inc.|NASDAQ TRADING|732-739-3800|Y|Y|N|N
SSGI|M|Seton Securities Group, Inc.|OTCBB AND PINKS|732-739-3800|Y|Y|N|N
SSGM|P|State Street Global Markets, Llc|||Y|Y|Y|N
SSGP|P|Seton Securities Group, Inc.|||Y|Y|N|N
SSIC|O|Scottrade, Inc.|AGENCY|314-543-6258|Y|Y|N|N
SSIC|O|Scottrade, Inc.|NASDAQ TRADING|888-735-1980|Y|Y|N|N
SSIN|P|SunTrust Investment Services, Inc.||404-724-3577|N|Y|N|N
SSNG|N|SISUNG SECURITIES CORPORATION|NASDAQ TRADING|504-544-7700|N|Y|N|N
SSNI|N|SECURITIES SERVICE NETWORK, INC.|KNOXVILLE, TN|(615)690-5400|N|Y|N|N
SSPT|P|Spring Street Partners LP|||N|Y|N|N
STAD|N|EQUITABLE ADVISORS, INC.|||N|Y|N|N
STAF|M|TD Professional Execution, Inc.|CHICAGO, IL|312-294-4484|N|N|N|N
STBD|P|Starboard Capital Markets, LLC|||N|N|N|N
STCS|M|First American Capital and Trading Corporation|TRADING|561-948-7485|Y|Y|N|N
STCS|M|First American Capital and Trading Corporation|TRADING|561-948-7470|Y|Y|N|N
STDB|M|State Discount Brokers, Inc.|||N|Y|N|N
STDS|N|Wolverton Securities LTD. / CDS|||N|N|N|N
STFC|P|Stuart Frankel & Co., Incorporated||212-943-8787|Y|Y|N|N
STFG|M|Stanford Group Company|TRADING DESK New York|212-372-6310|N|N|N|N
STFG|M|Stanford Group Company|Toll-Free|888-372-6359|N|N|N|N
STFI|P|Stuart Frankel & Co., Incorporated||212-943-8787|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|314-342-2107|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|800-359-6889|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|ST.LOUIS, MO.|800-776-6821|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|DENVER, CO|888-407-4477|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|888-682-0300|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|New Jersey|973-549-4200|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|410-246-2775|Y|Y|N|N
STGC|N|STERLING, GRACE MUNICIPAL SECURITIES CORPORATION|||N|Y|N|N
STGI|M|STG Secure Trading Group, Inc.|Main Number|561-988- 6320|N|N|N|N
STGI|M|STG Secure Trading Group, Inc.|Trading|561-314-8037|N|N|N|N
STGR|O|STG Secure Trading Group, Inc.|MIAMI, FL|561-988-6320|N|N|N|N
STGS|N|STONEGATE SECURITIES, INC.|NASDAQ TRADING|214-871-8900|N|Y|N|N
STHA|P|StormHarbour Securities, LLC|||N|Y|N|N
STJT|P|Success Trade Securities, Inc.|||Y|Y|N|N
STLR|P|PrimeSolutions Securities, Inc.|||N|Y|N|N
STLZ|P|Bedrok Securities LLC|||N|Y|N|N
STNE|O|STONE SECURITIES CORPORATION|TRADING|617-248-0353|N|Y|N|N
STNH|P|Stonehaven, LLC|||N|Y|N|N
STNY|N|STANDARD NEW YORK SECURITIES, INC.|NEW YORK, NY|212-752-1726|N|Y|N|N
STNY|N|STANDARD NEW YORK SECURITIES, INC.||800-782-8723|N|Y|N|N
STOK|O|The Stock Market (O/E)|LOS ANGELES  CA|310-577-7460|N|N|N|N
STOS|P|Stockcross Financial Services, Inc.|||Y|Y|N|N
STOX|P|Stockcross Financial Services, Inc.|BOSTON  MA|617-367-5700|Y|Y|N|N
STOX|P|Stockcross Financial Services, Inc.|BOSTON, MA|617-367-6397|Y|Y|N|N
STRD|P|Schonfeld Securities, LLC|||N|N|N|N
STRF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
STRM|P|LiquidNet, Inc.|||Y|Y|N|N
STRS|P|Strategas Research Partners, LLC|||N|Y|N|N
STSI|M|Spencer Trask Ventures, Inc.|NASDAQ TRADING|212-418-8577|N|Y|N|N
STSI|M|Spencer Trask Ventures, Inc.|ALTERNATE PHONE|1-800-622-7078|N|Y|N|N
STSS|P|Success Trade Securities, Inc.|WASHINGTON, DC|202-466-6890|Y|Y|N|N
STUR|P|Sturdivant & Co. Inc|||N|Y|N|N
STVT|N|STANDARD INVESTMENT CHARTERED INCORPORATED|CHINO HILLS, CA|909-590-2199|N|Y|N|N
STXF|M|Stockcross Financial Services, Inc.|Lake Mary,Florida|800-993-2010|Y|Y|N|N
STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ  OTC/BB/Pinks Equities|800-993-2009|Y|Y|N|N
STXG|M|Stockcross Financial Services, Inc.|Lake Mary, FL  International Desk|800-993-2010|Y|Y|N|N
STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Preferred/Convertible|800-993-2055|Y|Y|N|N
STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Bank Stocks/Inactive Sec|800-993-2075|Y|Y|N|N
STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Distressed/Bankruptcy|800-993-2083|Y|Y|N|N
STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB|415.445.2617|Y|Y|N|N
STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB Backup|415.445.2638|Y|Y|N|N
STYO|P|Stone & Youngberg LLC|Corporate Bonds|415.445.2300|Y|Y|N|N
STYO|P|Stone & Youngberg LLC|Preferred|212-497-7134|Y|Y|N|N
STYO|P|Stone & Youngberg LLC|San Francisco Office|415-445-2300|Y|Y|N|N
SUBE|P|Lightspeed Trading, LLC|||Y|Y|Y|N
SUFI|M|Susquehanna Financial Group, LLP||800-825-9550|Y|Y|N|N
SUFI|M|Susquehanna Financial Group, LLP|NASDAQ Trading|610-617-2999|Y|Y|N|N
SUFI|M|Susquehanna Financial Group, LLP|CONVERTIBLES DESK|610-617-2802|Y|Y|N|N
SUFI|M|Susquehanna Financial Group, LLP|OTCBB|888-840-0036|Y|Y|N|N
SUMC|M|Landmark Investment Group, Inc|||N|Y|N|N
SUMM|P|Custom Equity Research, Inc.|||Y|Y|N|N
SUMS|P|Summit Securities Group LLC|||N|Y|N|N
SUMT|N|SUMMIT BROKERAGE SERVICES, INC.|||N|Y|N|N
SUNB|P|Sungard Institutional Brokerage Inc.|NEW YORK, NEW YORK|212-809-3900|Y|Y|N|N
SUND|P|Sound Securities, LLC|TRADING|516-393-2690|Y|Y|N|N
SUNF|M|Fortis Clearing Americas LLC|||Y|Y|Y|N
SUNR|M|Sunrise Securities Corp.|NASDAQ TRADING|212-520-2969|Y|Y|N|N
SUNR|M|Sunrise Securities Corp.|OTC Trading|917-322-7350|Y|Y|N|N
SUNT|P|Sun Trading, LLC|||Y|N|N|N
SUNX|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
SUPR|M|Nasdaq System Symbol/SUPR/800084||N/A|N|N|N|N
SUPS|O|Supertrade Securities, Inc.|||N|N|N|N
SURG|M|Surge Trading Inc|||Y|Y|N|N
SUSA|O|Stock USA Investments|||Y|Y|Y|N
SUSQ|M|Susquehanna Capital Group|BALA CYNWYD, PA|800-825-9550|Y|Y|Y|N
SUSQ|M|Susquehanna Capital Group|NASDAQ TRADING|800-825-9550|Y|Y|Y|N
SUSQ|M|Susquehanna Capital Group|CONVERTIBLES DESK|800-825-9550|Y|Y|Y|N
SUSQ|M|Susquehanna Capital Group|OTCBB|888-840-0036|Y|Y|Y|N
SUTR|N|Sutro & Co. Incorporated|||N|N|N|N
SUTT|N|SUTTER SECURITIES INCORPORATED|||N|Y|N|N
SVBS|O|SVB Securities, A Non-Bank Affiliate of Silicon Valley Bank|SANTA CLARA, CA|408-654-7755|N|Y|N|N
SWCO|N|Schroder & Co. Inc.|||N|N|N|N
SWEN|M|Sweney Cartwright & Company|COLUMBUS OH|800-334-7481|Y|Y|N|N
SWEN|M|Sweney Cartwright & Company|TROUBLE LINE|614-205-6356|Y|Y|N|N
SWIM|P|TD Ameritrade, Inc.|||Y|Y|Y|N
SWIS|N|Swiss American Securities Inc.|NEW YORK, N.Y.|212-612-8705|N|N|N|N
SWRB|P|Swiss American Securities Inc.|||N|N|N|N
SWST|M|Southwest Securities, Inc.|DALLAS, TX|214-859-9190|Y|Y|N|N
SWST|M|Southwest Securities, Inc.|DALLAS, TX|800-527-7655|Y|Y|N|N
SWST|M|Southwest Securities, Inc.|AGCY DESK|214-859-1080|Y|Y|N|N
SWST|M|Southwest Securities, Inc.|LISTED TRADING|214-859-6032|Y|Y|N|N
SWST|M|Southwest Securities, Inc.|CLOSED END FUNDS|888-821-7221|Y|Y|N|N
SWSW|N|S.W. Bach & Company|||N|N|N|N
SYCA|P|Syndicated Capital, Inc.|||N|Y|N|N
SYNG|O|Synergy Investment Group, LLC|CHARLOTTE, NC|704-333-7637|Y|Y|N|N
SZZI|P|Stofan, Agazzi & Company, Inc.|||N|Y|N|N
TAAI|P|THOMAS ANTHONY & ASSOCIATES , INC.|||N|N|N|N
TAGS|N|Taglich Brothers, D'Amadeo, Wagner & Co., Inc.|||N|Y|N|N
TAIG|P|Geoffrey Richards Securities Corp.|||N|Y|N|N
TANA|P|Portales Partners, LLC|||N|Y|N|N
TARP|N|Tarpon Scurry Investments, Inc.|||N|N|N|N
TASS|M|Texlark Securities, LLC|||N|Y|N|N
TATA|N|THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES|REDLANDS, CA|(909)335-7440|N|Y|N|N
TBCS|P|TBC Securities, LLC|||N|Y|N|N
TBKX|P|Bloomberg Tradebook LLC|||Y|Y|Y|N
TCAN|N|Gemisys Securities Corporation|||N|Y|N|N
TCCC|P|ABN Amro Incorporated/Correspondent Clearing|CHICAGO, IL|N/A|N|N|N|N
TCCU|P|Tristone Capital Co.|||N|N|N|N
TCEG|O|The Concord Equity Group,  LLC|LAURENCE HARBOR, NJ|N/A|N|N|N|N
TCEG|O|The Concord Equity Group,  LLC|NASDAQ/OTCBB TRADING|732-203-0187|N|N|N|N
TCEX|P|The Concord Equity Group, LLC|||N|N|N|N
TCPX|P|Toussaint Capital Partners, LLC|||N|Y|N|N
TCSC|P|Trade Center Securities Corp.|||Y|Y|N|N
TCTC|P|Civilian Capital, Inc.|||N|Y|N|N
TDAM|P|FD de Leeuw & Associates, Trade Desk America|||N|N|N|N
TDAR|O|TD Ameritrade, Inc.|||Y|Y|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|OTC TRADING|201-369-8830|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|201-369-8889|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|800-500-3905|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|201-369-1000|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|800-369-5775|N|N|N|N
TDCO|M|Thompson Davis & Co., Inc.|TRADING|804-643-1295|Y|Y|N|N
TDED|P|TD Securities (USA) LLC|||Y|Y|N|N
TDNY|P|TD Securities (USA) LLC|||Y|Y|N|N
TDPA|P|TD Securities (USA) LLC|||Y|Y|N|N
TDPX|P|TD Professional Execution, Inc.|||N|N|N|N
TDSC|O|Track Data Securities Corporation|BROOKLYN, NY|718-923-3007|Y|Y|N|N
TDSI|M|TD Securities (USA) LLC|NASDAQ TRADING|800-775-4755|Y|Y|N|N
TDSI|M|TD Securities (USA) LLC||212-827-7392|Y|Y|N|N
TEJS|M|Tejas, Inc.|AUSTIN, TX|#|Y|Y|N|N
TEJS|M|Tejas, Inc.|1-|512-306-5220|Y|Y|N|N
TEJS|M|Tejas, Inc.|OTC|512-306-5235|Y|Y|N|N
TEJS|M|Tejas, Inc.|LISTED|512-306-5263|Y|Y|N|N
TEJS|M|Tejas, Inc.|INSTITUTIONAL|512-306-5236|Y|Y|N|N
TEZF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
TFAS|P|Tradition Asiel Securities Inc.|||Y|Y|N|N
TFSC|N|Twenty-First Securities Corporation|NASDAQ TRADING|212-308-4626|Y|Y|N|N
TFSD|O|TFS Derivatives Corporation|||Y|Y|N|N
TFSL|N|TECKMEYER FINANCIAL SERVICES, L.L.C.|||N|Y|N|N
TGUL|N|Tucker Anthony Cleary Gull|MILWAUKEE, WI|414-291-4514|N|Y|N|N
TGUL|N|Tucker Anthony Cleary Gull||800-292-4549|N|Y|N|N
TGUL|N|Tucker Anthony Cleary Gull|BOSTON, MA|800-548-3759|N|Y|N|N
TGUL|N|Tucker Anthony Cleary Gull|BOSTON, MA|617-725-2253|N|Y|N|N
TGUL|N|Tucker Anthony Cleary Gull|DENVER, COLORADO|888-888-2525|N|Y|N|N
THEM|N|Themis Trading LLC||973-665-9600|Y|Y|N|N
THIM|N|Thieme Securities, Inc.|||N|N|N|N
THNK|M|ThinkEquity Partners LLC|SAN FRANCISCO|415-249-2900|Y|Y|N|N
THNK|M|ThinkEquity Partners LLC|SAN FRANCISCO|1-866-288-2806|Y|Y|N|N
THNK|M|ThinkEquity Partners LLC|TEMP NUMBER|612-677-5737|Y|Y|N|N
THRC|P|Thor Capital LLC|||N|Y|N|N
TIAB|P|Triad Securities Corp.|||Y|Y|N|N
TIAD|O|Triad Securities Corp|NEW YORK  NY|212-349-8060|Y|Y|N|N
TIBF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
TIBS|P|Telemus Investment Brokers, LLC|||N|Y|N|N
TICK|N|Summit Trading, Inc.|||N|N|N|N
TIED|O|E*Trade Securities LLC|NEW YORK, NY|212-826-6868|Y|Y|N|N
TIGC|P|Nelsonreid, Inc.|||N|Y|N|N
TIMC|N|TIMECAPITAL SECURITIES CORPORATION|||N|Y|N|N
TIME|O|Investscape Inc.|FARMINGTON HILLS, MI|248-306-6688|N|N|N|N
TITN|P|Titan Trading Services, LLC|||N|N|N|N
TJMG|P|TJM Investments, LLC|||Y|Y|N|N
TJMI|P|TJM Investments, LLC|CHICAGO, IL|312-795-4004|Y|Y|N|N
TKCO|O|Trautman Wasserman & Company, Inc.|NEW YORK  NY|212-575-6653|N|N|N|N
TKCO|O|Trautman Wasserman & Company, Inc.|NASDAQ TRADING|212-575-6652|N|N|N|N
TKEG|P|The Keystone Equities Group, L.P.|||N|Y|N|N
TKNG|P|TradeKing|||Y|Y|N|N
TLIB|M|Tullett Liberty Securities Inc.|NEW YORK, NY|212-402-5000|Y|Y|N|N
TLIB|M|Tullett Liberty Securities Inc.|TRADING|646-885-1257|Y|Y|N|N
TLIB|M|Tullett Liberty Securities Inc.|OTCBB|646-885-1258|Y|Y|N|N
TMBI|N|THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.|ACT SERVICE DESK|317-581-4000|N|Y|N|N
TMBR|M|Timber Hill LLC|TRADING|203) 618-5845|Y|Y|N|N
TMBR|M|Timber Hill LLC|COMPLIANCE|203-618-5863|Y|Y|N|N
TMBR|M|Timber Hill LLC|PROGRAMMERS|203-618-5814|Y|Y|N|N
TMBR|M|Timber Hill LLC|PROGRAMMERS|203-618-5889|Y|Y|N|N
TMCC|P|Themunicenter.Com|||N|Y|N|N
TMCD|P|Thomas McDonald Partners, LLC|||N|Y|N|N
TMDM|P|Trading Machines LLC|||Y|N|Y|N
TMES|P|Times Securities, Inc.|||N|N|N|N
TMGX|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
TMPO|N|Tempo Securities Corporation|||N|N|N|N
TNBI|P|Terra Nova Financial, LLC|||Y|Y|Y|N
TNFS|P|True North Financial Services, Inc.|||N|N|N|N
TNIS|P|Terra Nova Financial, LLC|||Y|Y|Y|N
TNPS|P|Terra Nova Financial, LLC|||Y|Y|Y|N
TNTO|O|Terra Nova Trading, L.L.C.|CHICAGO, IL|800-452-6294|Y|Y|Y|N
TNTO|O|Terra Nova Trading, L.L.C.|TRADING|312-827-3640|Y|Y|Y|N
TNTO|O|Terra Nova Trading, L.L.C.|MAIN|312-827-3600|Y|Y|Y|N
TNTO|O|Terra Nova Trading, L.L.C.|MAIN II|800-228-4216|Y|Y|Y|N
TNTO|O|Terra Nova Trading, L.L.C.|SUBSCRIBER INFO|800-258-5409|Y|Y|Y|N
TNTS|O|Terra Nova Trading, L.L.C.|||Y|Y|Y|N
TOBI|P|Tobias Bros. Inc.|||N|N|N|N
TOCQ|N|Lepercq, De Neuflize/Tocqueville Securities, L.P.|NASDAQ TRADING|212-698-0856|N|Y|N|N
TOGA|P|Saratoga Capital Markets|||Y|Y|N|N
TOOL|N|NASDAQ Trading Applications Team Test|||N|N|N|N
TORC|P|Torc Investments and Research LLC||212-897-7402|N|N|N|N
TORE|P|Tore Services, LLC|||N|Y|N|N
TORF|O|Instinet, LLC|||Y|Y|Y|N
TORG|O|Instinet, LLC|||Y|Y|Y|N
TORI|O|Torc Investments And Research LLC|||N|N|N|N
TORK|O|Instinet, LLC|||Y|Y|Y|N
TORM|P|Instinet, LLC|||Y|Y|Y|N
TORO|N|VALDES & MORENO, INC.|NASDAQ TRADING|816-455-7200|N|Y|N|N
TORP|P|Torc Investments and Research LLC|||N|N|N|N
TORQ|P|Torc Investments and Research LLC|||N|N|N|N
TORS|O|Trend Trader, LLC|SCOTTSDALE, AZ|602-948-1146|N|N|N|N
TORT|O|Torc Investments and Research LLC|||N|N|N|N
TORV|P|Instinet, LLC|||Y|Y|Y|N
TORX|P|Torc Investments and Research LLC|||N|N|N|N
TORY|M|Torrey Pines Securities, Inc.|SOLANA BEACH  CA|858-259-9921|N|Y|N|N
TORY|M|Torrey Pines Securities, Inc.|NASDAQ/OTCBB TRADING|800-688-8670|N|Y|N|N
TORY|M|Torrey Pines Securities, Inc.||858-259-9939|N|Y|N|N
TORY|M|Torrey Pines Securities, Inc.|INSTITUTIONAL TRDG|800-456-8679|N|Y|N|N
TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLEM LINE|858-259-9939|N|Y|N|N
TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLRM LINE|858-259-9921|N|Y|N|N
TOSI|P|Thinkorswim, Inc.|||Y|Y|Y|N
TPCP|P|Pritchard Capital Partners, LLC|COVINGTON, LA|504-809-7000|Y|Y|N|N
TPMR|N|Tradepmr Inc.|||N|Y|N|N
TPRI|P|TPR Investments, L.P.|||N|Y|N|N
TPSC|P|CHICAGO SECURITIES CORP.|||N|N|N|N
TRAC|C|Track ECN|MAIN|888-287-8832|Y|Y|N|N
TRAC|C|Track ECN|TRADING DESK|718-923-3177|Y|Y|N|N
TRAD|O|Tradestation Securities, Inc.|||Y|Y|Y|N
TRAG|C|Track (ECN)|||Y|Y|N|N
TRAO|C|TRACK ECN|||Y|Y|N|N
TRAS|P|Tradition Asiel Securities Inc.|||Y|Y|N|N
TRAT|P|Track (ECN)|||Y|Y|N|N
TRAU|C|TRACK ECN|||N|N|N|N
TRBT|P|Tradebot Systems, Inc.|||Y|N|Y|N
TRDT|O|Trident Securities, Inc.|NASDAQ TRADING|800-340-6355|N|N|N|N
TRDT|O|Trident Securities, Inc.|ATLANTA, GA|404-495-2050|N|N|N|N
TRDW|O|Grossman & Co., LLC|DIX HILLS  NY|631-242-0603|N|N|N|N
TRDW|O|Grossman & Co., LLC|NASDAQ TRADING|407-648-4898|N|N|N|N
TREA|O|TREASURE FINANCIAL CORP.|RICHARDSON, TX|(214)479-9675|N|Y|N|N
TREK|O|Tradetrek Securities, LLC|||N|N|N|N
TREX|P|Dinosaur Securities, L.L.C.|||Y|Y|N|N
TRFI|P|Tradewinds Financial Group Incorporated|||N|N|N|N
TRGS|P|The Robins Group LLC|||N|N|N|N
TRIM|M|Knight Capital Markets, LLC.|PURCHASE, NY|914-251-5800|Y|Y|Y|N
TRIM|M|Knight Capital Markets, LLC.|TRADING|800-677-8746|Y|Y|Y|N
TRIM|M|Knight Capital Markets, LLC.|SERVICE DESK|800-436-8746|Y|Y|Y|N
TRIM|M|Knight Capital Markets, LLC.|BLOCK DESK|800-669-1811|Y|Y|Y|N
TRIM|M|Knight Capital Markets, LLC.|CHICAGO, IL|312-553-8350|Y|Y|Y|N
TRIM|M|Knight Capital Markets, LLC.|TRADING/SERVICE|800-430-3434|Y|Y|Y|N
TRIN|N|Triangle Securities, LLC|||N|Y|N|N
TRIP|P|Trident Partners Ltd.|||N|Y|N|N
TRKA|N|Troika Dialog USA, Inc.|||N|Y|N|N
TRLN|M|Tradelink Securities, LLC|CHICAGO, IL|312-264-2183|Y|Y|N|N
TRMZ|P|Knight Capital Markets, LLC.|||Y|Y|Y|N
TRNK|O|Tradelink Securities, LLC|||Y|Y|N|N
TRNP|P|CCM Securities, LLC|||N|Y|N|N
TRNS|N|TRANSATLANTIC SECURITIES COMPANY|NASDAQ TRADING|212-431-6041|N|Y|N|N
TRPP|N|Tripp & Co., Inc.|NEW YORK NY|212-608-6081|N|N|N|N
TRRT|O|Traderight Securities|||N|N|N|N
TRSD|O|Transcend Capital, LP|AUSTIN, TX|512-485-3140|N|Y|N|N
TRSL|P|Traderight Securities|||N|N|N|N
TRSQ|P|Tower Square Securities, Inc.|||N|Y|N|N
TRTR|O|Tradelink Securities, LLC|||Y|Y|N|N
TRUB|N|Trubee, Collins & Co., Inc.|NASDAQ TRADING|716-849-1401|N|Y|N|N
TRUE|N|Aletheia Securities, Inc.|||N|Y|N|N
TRUM|P|Triune Capital Advisors LLC|||N|Y|N|N
TRUX|P|Triune Capital Advisors LLC|||N|Y|N|N
TRWN|M|T.R. Winston & Company, LLC|BEDMINSTER  NJ|908-234-9600|Y|Y|N|N
TRYN|P|First Tryon Securities, LLC|||N|Y|N|N
TSEC|P|Thomas Group Capital|||N|N|N|N
TSII|P|Tradestar Investments, Inc.|||N|N|N|N
TSMI|P|Tradespot Markets Inc.|||N|Y|N|N
TSRV|N|Trading Services Group, Inc.|||N|Y|N|N
TTLE|P|Park Financial Group, Inc.|||N|N|N|N
TTON|P|Teton Investment Partners LLC|||N|N|N|N
TTRD|N|Tech-Trade Capital LLC|||N|N|N|N
TULL|P|Tullett Prebon Financial Services LLC|NEW YORK|914-696-5639|Y|Y|N|N
TUNA|N|Bluefin Research Partners, Inc.|||Y|Y|N|N
TURN|O|CCM Securities, LLC|NASDAQ TRADING|312-362-4820|N|Y|N|N
TWEE|N|Tweedy, Browne Company LLC|NEW YORK, NY|212-916-0606|Y|Y|N|N
TWPL|O|Stifel, Nicolaus & Company, Incorporated|SAN FRANCISCO|415-364-2800|Y|Y|N|N
TWPT|M|Thomas Weisel Partners LLC|SAN FRANCISCO, CA|415-364-2800|Y|Y|N|N
TWPT|M|Thomas Weisel Partners LLC|WATTS LINE|877-241-0900|Y|Y|N|N
TWSE|P|Tradewire Securities LLC|||N|Y|N|N
TWSF|P|ECN Trading, LLC|||Y|Y|N|N
TYDF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
TYLO|N|DOUGALL & ASSOCIATES INC.|NASDAQ TRADING|312-346-1066|N|N|N|N
TYTN|P|Electronic Brokerage Systems, LLC|||Y|Y|Y|N
UBSB|P|UBS Securities LLC|||Y|Y|Y|N
UBSC|P|UBS Securities LLC|||Y|Y|Y|N
UBSG|M|UBS Securities LLC|||Y|Y|Y|N
UBSI|N|UNITED BROKERAGE SERVICES, INC|BARKERSBURG, WV|304-426-8770|N|Y|N|N
UBSS|M|UBS Securities LLC|TRADING DEPARTMENT|203-719-7400|Y|Y|Y|N
UBSS|M|UBS Securities LLC|OTCBB/PINKSHEETS|203-719-8710|Y|Y|Y|N
UBST|P|UBS Securities, LLC|||Y|Y|Y|N
UBSW|M|UBS Securities, LLC|TRADING DEPT|203-719-7400|Y|Y|Y|N
UBSW|M|UBS Securities, LLC|INTL TRADING|203-719-6950|Y|Y|Y|N
UBSW|M|UBS Securities, LLC|AGENCY TRADING|203-719-7600|Y|Y|Y|N
UBSX|O|UBS Securities LLC|||Y|Y|Y|N
UBUY|P|Peak Securities Corp.|||N|N|N|N
UCHN|O|Urchin Capital Partners, LLC|||N|N|N|N
UCMI|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N
UCPL|N|Utendahl Capital Partners, L.P.|||N|N|N|N
UHLM|N|Uhlmann Price Securities, LLC|||N|Y|N|N
UMAS|P|Samuels Chase & Co., Inc.|||N|Y|N|N
UMTB|P|UMTB SECURITIES INC|||N|Y|N|N
UNEX|P|UNX, Inc.|NASDAQ TRADING|818-333-3300|Y|Y|Y|N
UNIV|N|Univest Securities, Inc. DBA Universal Financial Group|NEW YORK, NY|212-219-3815|N|Y|N|N
UNXT|P|UNX, Inc.|NASDAQ TRADING|818-333-3300|Y|Y|Y|N
UOFM|P|University of Miami - Finance Department|||N|N|N|N
UPLN|N|United Planners' Financial Services of America A Limited Partner|SCOTTSDALE, AZ|602-991-0225|N|Y|N|N
USAA|P|USAA Investment Management Company|SAN ANTONIO, TX|800-531-8294|N|Y|N|N
USDB|N|U.S. Brokerage, Inc.|Columbus, OH|614-448-3200|N|Y|N|N
USFA|N|U.S. Securities & Futures Corp.|||N|N|N|N
USFB|P|U.S. Financial Investments, Inc.|||N|Y|N|N
USFI|P|U.S. Financial Investments, Inc.|||N|Y|N|N
USLF|P|Union Securities Ltd|VANCOUVER, B.C.|604-687-2201|N|N|N|N
USSP|N|Ust Securities Corp.  (The Retail)|JERSEY CITY, NJ|201-418-8331|N|N|N|N
USTC|O|US Trading LLC|GARDEN CITY, NY|516-357-9829|N|N|N|N
UVST|N|Uvest Financial Services Group, Inc.|NASDAQ TRADING|800-277-7700|N|Y|N|N
VAIL|M|Vail Securities Investment, Inc.|MAIN TRADING|970-479-6001|N|Y|N|N
VAIL|M|Vail Securities Investment, Inc.|TRADING|970-476-5531|N|Y|N|N
VAIL|M|Vail Securities Investment, Inc.||888-476-5531|N|Y|N|N
VAIL|M|Vail Securities Investment, Inc.|ADDT'L TRADING|970-471-4224|N|Y|N|N
VALM|N|VALMARK SECURITIES, INC.|||N|Y|N|N
VARI|O|Variant Research Corporation|BOCA RATON, FL|561-672-4949|Y|Y|N|N
VASL|N|VASILIOU & COMPANY, INC.|NASDAQ TRADING|212-486-4400|N|Y|N|N
VBLT|P|Vanderbilt Securities, LLC|||N|Y|N|N
VBSL|P|Vision Brokerage Services, LLC.|||N|Y|N|N
VBSX|P|Vision Brokerage Services, LLC|||N|Y|N|N
VCAP|M|VANGUARD CAPITAL|SAN DIEGO  CA|619-455-5090|N|Y|N|N
VCAP|M|VANGUARD CAPITAL|NASDAQ/OTCBB TRADING|800-743-5090|N|Y|N|N
VCLM|N|VAN CLEMENS & CO. INCORPORATED|||N|Y|N|N
VCPI|P|VC Arjent Ltd.|||N|N|N|N
VCSI|P|Vaughan and Company Securities, Inc.|||N|Y|N|N
VECT|N|Vector Securities International, Inc.|||N|N|N|N
VERN|P|Success Trade Securities, Inc.|||Y|Y|N|N
VERT|M|The Vertical Trading Group, LLC|Trading|212-918-1202|Y|Y|N|N
VERT|M|The Vertical Trading Group, LLC|B/D Sales NY|212-430-3561|Y|Y|N|N
VERT|M|The Vertical Trading Group, LLC|B/D Sales Richmond|212-430-3560|Y|Y|N|N
VFGS|P|VFG Securities, Inc.|||N|Y|N|N
VFIN|M|Vfinance Investments, Inc|OTCBB/PINK SHEETS|800-487-0577|Y|Y|N|N
VFIN|M|Vfinance Investments, Inc|OTCBB/PINK SHEETS|561-981-1314|Y|Y|N|N
VFIN|M|Vfinance Investments, Inc|PHILADELPHIA|856-234-2900|Y|Y|N|N
VFNL|P|vFinance Investments, Inc.|||Y|Y|N|N
VGRD|P|Vanguard Marketing Corporation|TRADE SUPPORT|610-669-7200|N|Y|N|N
VGRD|P|Vanguard Marketing Corporation|TRADE DESK|610-669-7202|N|Y|N|N
VHPA|P|VANTHEDGEPOINT SECURITIES, LLC|||N|N|N|N
VHPS|P|Vanthedgepoint Securities, LLC|||N|N|N|N
VIEW|M|Viewtrade Securities, Inc.|BOCA RATON, FL|561-620-0257 x108|Y|Y|N|N
VIRF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
VISN|P|Vision Securities Inc.|||N|N|N|N
VISR|O|Thinkequity Partners Llc|||Y|Y|N|N
VKMI|P|Van Kampen Funds Inc.|||N|Y|N|N
VLTF|P|Fortis Clearing Americas LLC|||Y|Y|Y|N
VLYF|N|VALLEY FORGE ASSET MANAGEMENT CORP.|||N|Y|N|N
VMDI|N|DESJARDINS SECURITIES INTERNATIONAL INC|||N|Y|N|N
VMEX|P|Vectormex Incorporated|||N|Y|N|N
VNDM|M|Vandham Securities Corp.|WOODCLIFF LAKE, NJ|(201) 782.3310|Y|Y|N|N
VNDM|M|Vandham Securities Corp.|WOODCLIFF LAKE, NJ|888.356.2179|Y|Y|N|N
VNDX|P|Vandham Securities Corp.|||Y|Y|N|N
VNET|P|Vianet Direct, Inc.|||N|N|N|N
VOLM|M|Neovest Trading|ATLANTA, GA|404-231-1207|N|N|N|N
VOLM|M|Neovest Trading|TRADING|800-805-6595|N|N|N|N
VOLP|N|Volpe Brown Whelan & Company, LLC|||N|N|N|N
VPRO|P|VTrader Pro, LLC|||Y|N|N|N
VRTA|P|Veritas Securities Corp.|||N|Y|N|N
VRTU|M|Virtu Financial BD LLC|||Y|N|Y|N
VSIN|P|Vision Financial Markets Llc|||N|Y|N|N
VSRF|N|VSR Financial Services, Inc.|||N|Y|N|N
VTDT|P|View Trade Securities, Inc.|||Y|Y|N|N
VTMW|P|Emergent Financial Group, Inc.|||N|Y|N|N
VTRD|O|Viewtrade Securities, Inc.|TRADING DESK|561-368-6061|Y|Y|N|N
VWPT|P|Viewpoint Securities, LLC|||N|Y|N|N
WABR|O|Wall Street Access|NEW YORK  NY|1-800-326-5195|Y|Y|Y|N
WACH|N|Wachovia Brokerage Service|||N|N|N|N
WACL|O|Wachtel & Co., Inc.|WASHINGTON  DC|202-898-1018|Y|Y|N|N
WAIN|M|H.C. Wainwright & Co., Inc.|NASDAQ/OTCBB TRADING|212-856-6206|Y|Y|N|N
WAIN|M|H.C. Wainwright & Co., Inc.|EQUITY TRADING|800-967-2383|Y|Y|N|N
WALC|P|Washington Analysis Corporation|||N|N|N|N
WALT|N|Capital Growth Resources Inc|||N|Y|N|N
WAMC|P|Wall Street Money Center Corp.|||N|Y|N|N
WANG|P|Wang Investment Associates, Inc.|||N|Y|N|N
WAPS|P|WOLF A. POPPER, INC.|||Y|Y|N|N
WATH|M|TD Ameritrade, Inc.||212-806-3500|Y|Y|N|N
WATH|M|TD Ameritrade, Inc.|ORDER ROOM|212-428-8618|Y|Y|N|N
WATH|M|TD Ameritrade, Inc.|TRADE/TECH ISSUES|800-598-5090|Y|Y|N|N
WATH|M|TD Ameritrade, Inc.|24/7 TECH SUPPORT|201-521-2970|Y|Y|N|N
WATR|N|Waters, Parkerson & Co., Inc.|||N|N|N|N
WAYN|O|Wayne Hummer Investments L.L.C.|CHICAGO, ILL|312-431-1700|Y|Y|N|N
WBBC|M|WBB Securities, LLC|TRDNG DSK SAN DIEGO|858-592-9987|Y|Y|N|N
WBCO|P|Blue Trading, Inc.|||Y|Y|N|N
WBET|P|Wallachbeth Capital LLC|||Y|Y|N|N
WBLR|M|William Blair & Company L.L.C.|CHICAGO  IL|312-236-4502|Y|Y|N|N
WBLR|M|William Blair & Company L.L.C.|CHICAGO  IL|312-236-1600|Y|Y|N|N
WBLR|M|William Blair & Company L.L.C.|NASDAQ TRADING|800-621-2214|Y|Y|N|N
WBMK|N|GAINEY FINANCIAL SERVICES, INC.|PHOENIX  AZ|602-954-7365|N|N|N|N
WBMK|N|GAINEY FINANCIAL SERVICES, INC.|NASDAQ TRADING|602-266-2878|N|N|N|N
WBRO|M|Wiley Bros.-Aintree Capital, LLC|NASHVILLE, TN|615-254-1181|Y|Y|N|N
WBRO|M|Wiley Bros.-Aintree Capital, LLC|NASHVILLE, TN|800-827-9276|Y|Y|N|N
WCAP|P|Winebrenner Capital Partners, LLC|||N|Y|N|N
WCCX|N|WEST CANADA CLEARING||N/A|N|N|N|N
WCHV|M|Wells Fargo Securities, LLC.|NASDAQ TRADING / NY|212.214.6201|Y|Y|N|N
WCHV|M|Wells Fargo Securities, LLC.|TOLL FREE|877.669.6742|Y|Y|N|N
WCHV|M|Wells Fargo Securities, LLC.|AGENCY|800.466.1016|Y|Y|N|N
WCHV|M|Wells Fargo Securities, LLC.|PREFERRED DESK|704.715.8352|Y|Y|N|N
WCHV|M|Wells Fargo Securities, LLC.|CONVERTIBLES|800.523.6786|Y|Y|N|N
WCHV|M|Wells Fargo Securities, LLC.|PREFERRED DESK|704-715-8352|Y|Y|N|N
WCMS|P|Westport Capital Markets, LLC|||N|Y|N|N
WCSC|P|Wilmington Capital Securities, LLC|||N|Y|N|N
WCSO|P|World Choice Securities, Inc.|||N|Y|N|N
WDAC|P|Wilson-Davis & Co., Inc.|||Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|801-532-6761|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|800-453-5735|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE, AGENCY|801-532-6761|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|800-628-7271|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|303-793-0120|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|OREGON|971-222-3541|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|800-290-6875|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|212-361-3701|Y|Y|N|N
WDGE|P|Wedge Securities, LLC.|||Y|Y|N|N
WDLF|P|W.D. Latimer Company Ltd./CDS|||N|N|N|N
WDLN|M|Woodlawn Advisors LLC|||N|Y|N|N
WDSB|O|Jefferies Execution Services, Inc.|||Y|Y|Y|N
WECI|M|Winslow, Evans & Crocker, Inc.|BOSTON  MA|617-227-4300|Y|Y|N|N
WECI|M|Winslow, Evans & Crocker, Inc.|NASDAQ TRADING|617-723-2205|Y|Y|N|N
WECK|M|D. Weckstein & Co., Inc.|NEW YORK NY|212-986-3422|N|Y|N|N
WECK|M|D. Weckstein & Co., Inc.|NEW YORK NY|800-366-1250|N|Y|N|N
WEDB|M|Wedbush Morgan Securities Inc.|LOS ANGELES, CA|213-688-4450|Y|Y|Y|N
WEDB|M|Wedbush Morgan Securities Inc.|NASDAQ/OTCBB TRADING|800-421-0251|Y|Y|Y|N
WEDB|M|Wedbush Morgan Securities Inc.|FIXED INCOME(CORP)|213-688-4480|Y|Y|Y|N
WEDB|M|Wedbush Morgan Securities Inc.|FIXED INCOME(GOVTS)|213-688-4500|Y|Y|Y|N
WEDB|M|Wedbush Morgan Securities Inc.|NEW YORK NY|212-742-0920|Y|Y|Y|N
WEDB|M|Wedbush Morgan Securities Inc.|NEW YORK  NY|800-221-2540|Y|Y|Y|N
WEDB|M|Wedbush Morgan Securities Inc.|NASDAQ PORTLAND|503-675-3107|Y|Y|Y|N
WEDE|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDG|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDJ|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDK|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDN|P|Wedbush Morgan Securities Inc.|LOS ANGELES, CA|213-688-4400|Y|Y|Y|N
WEDO|P|Wedbush Morgan Securities Inc.|CHICAGO|312-242-4658|Y|Y|Y|N
WEDP|P|Wedbush Morgan Securities Inc.|LOS ANGELES, CA|213-688-4400|Y|Y|Y|N
WEDR|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDS|P|Wedbush Morgan Securities Inc.||213-688-4400|Y|Y|Y|N
WEDT|O|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDX|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDY|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEDZ|O|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WEED|M|Weeden & Co.L.P.|N-GREENWICH|N/A|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|NASDAQ/OTCBB TRADING|203-861-7650|Y|Y|N|N
WEED|M|Weeden & Co.L.P.||800-289-9333|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|FOREIGN|203-861-7740|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|LISTED|203-861-7670|Y|Y|N|N
WEED|M|Weeden & Co.L.P.||800-843-9333|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|BOSTON|800-777-9333|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|CHICAGO|800-234-9333|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|SAN FRANCISCO|800-333-9333|Y|Y|N|N
WEED|M|Weeden & Co.L.P.|DALLAS|800-444-9333|Y|Y|N|N
WEFI|N|WESTERN FINANCIAL CORPORATION|NASDAQ TRADING|619-234-3235|N|Y|N|N
WEGI|N|WORLD EQUITY GROUP, INC.|||N|Y|N|N
WEGP|P|Western Equity Group, Inc.|||N|Y|N|N
WEIL|N|CHRISTOPHER WEIL & COMPANY, INC.|||N|Y|N|N
WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|914-242-6000|N|N|N|N
WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|800-221-7244|N|N|N|N
WELC|N|H. G. Wellington & Co., Inc.|||N|N|N|N
WELX|P|Wells Fargo Securities, LLC.|||Y|Y|Y|N
WESC|P|Wellington Shields & Co., LLC|||Y|Y|N|N
WESG|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WESX|P|Westor Capital Group, Inc.|||N|Y|N|N
WEXI|P|Wolverine Execution Services, LLC|||Y|Y|Y|N
WEXQ|P|Wolverine Execution Services, LLC|||Y|Y|Y|N
WEXX|O|Wolverine Execution Services LLC|CHICAGO, IL|312-884-4000|Y|Y|Y|N
WFIS|P|Wells Fargo Institutional Securities, LLC|||N|Y|N|N
WFPS|P|WFP Securities|||N|Y|N|N
WFSI|M|WINDHAM FINANCIAL SERVICES, INC.|VERMONT|(802)464-5220|N|Y|N|N
WGCO|M|CIBC Wood Gundy Securities Corp.|NEW YORK, NY|212-806-5300|Y|Y|N|N
WGIF|P|CIBC World Markets, Inc.|||N|N|N|N
WGTB|P|WG Trading Company Limited Partnership|||N|N|N|N
WGTC|O|WG Trading Company Limited Partnership|GREENWICH, CT|203-863-8410|N|N|N|N
WGTG|P|WG Trading Company Limited Partnership|||N|N|N|N
WHAM|P|Windham Securities, Inc.|||N|N|N|N
WHIT|P|WIC Corp.|||N|Y|N|N
WILB|P|Wilbanks Securities, Inc.|||N|Y|N|N
WIMA|P|Weiss Investment Management Services, LLC|||N|Y|N|N
WIMS|P|Weiss Investment Management Services, LLC|||N|Y|N|N
WINA|P|Jump Trading|||Y|N|Y|N
WINB|P|Jump Trading|||Y|N|Y|N
WINC|N|THE WINCHESTER GROUP, INC.|NASDAQ TRADING|212-486-7966|N|Y|N|N
WINE|N|D. E. Wine Investments Inc.|HOUSTON  TX|281-586-9640|N|Y|N|N
WINE|N|D. E. Wine Investments Inc.|NASDAQ TRADING|1-800-327-5477|N|Y|N|N
WINF|P|Jump Trading|||Y|N|Y|N
WINJ|P|Jump Trading|||Y|N|Y|N
WINR|P|Jump Trading|||Y|N|Y|N
WINS|M|New Windsor Associates, L.P.|NEW YORK,NY|212-755-1056|N|N|N|N
WINS|M|New Windsor Associates, L.P.||212-755-1053|N|N|N|N
WINZ|P|Jump Trading|||Y|N|Y|N
WIPE|P|S.B.S. Financial Group, Inc.|||N|N|N|N
WISG|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WISI|O|Western International Securities, Inc.|PASADENA, CA|626-710-3128|Y|Y|N|N
WISI|O|Western International Securities, Inc.||626-710-3132|Y|Y|N|N
WIST|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WITE|N|Witenberg Investment Companies, Inc.|BEVERLY HILLS, CA|310-724-5550|Y|Y|N|N
WITT|M|Wit Capital Corporation|||N|N|N|N
WJBI|P|W.J. Bonfanti, Inc.|||Y|Y|N|N
WJCO|P|WALTON JOHNSON & COMPANY|NASDAQ TRADING|214-522-6770|N|Y|N|N
WJDO|P|Walter J. Dowd, Inc.|||Y|Y|N|N
WLBP|O|WestLB Securities Inc.|NEW YORK, NY|212-403-3900|N|Y|N|N
WLMS|N|The Williams Capital Group, L.P.|NEW YORK, NY|212-830-4550|Y|Y|N|N
WLSC|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WLTT|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMAA|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMAB|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMAC|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMAD|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMAE|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMAG|P|Oppenheimer & Co. Inc.|||Y|Y|N|N
WMAQ|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMAY|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMBQ|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMBU|M|WFG Investments, Inc.|NASDAQ TRADING|972-661-8700|Y|Y|N|N
WMCL|P|White Mountain Capital, LLC|||N|Y|N|N
WMDH|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMDR|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMGN|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMGT|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMII|P|Westminster Securities Corporation|||N|N|N|N
WMIM|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMIN|M|Westminster Securities Corporation|NEW YORK  NY|212-878-6555|N|N|N|N
WMIN|M|Westminster Securities Corporation|NASDAQ|800-445-6749|N|N|N|N
WMIN|M|Westminster Securities Corporation|MIAMI FL|305-949-1700|N|N|N|N
WMIN|M|Westminster Securities Corporation|NORTH MIAMI|866-478-6550|N|N|N|N
WMIN|M|Westminster Securities Corporation|NEW YORK,LONG ISLAND|866-249-0639|N|N|N|N
WMLL|P|Watermill Institutional Trading LLC|||Y|Y|N|N
WMLS|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMMO|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMPB|P|Hahn Securities, Inc.|||N|Y|N|N
WMQP|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMQT|P|Wedbush Securities Inc.|||Y|Y|Y|N
WMRA|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMSH|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMSI|M|Walsh Manning Securities, LLC|||N|N|N|N
WMSN|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMSR|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMSW|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMSX|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMTX|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WMWK|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WNUT|P|Walnut Street Securities, Inc.|||N|Y|N|N
WONG|P|A B Wong Capital LLC|||N|Y|N|N
WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|BOSTON  MA|617-542-4224|N|Y|N|N
WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|NASDAQ/OTCBB TRADING|800-553-3001|N|Y|N|N
WORD|P|Worden Capital Management LLC|||N|Y|N|N
WORL|M|World Trade Financial Corporation|TRADING|619-325-2634|Y|Y|N|N
WORL|M|World Trade Financial Corporation|NEW JERSEY|848-628-0080|Y|Y|N|N
WPAC|P|White Pacific Securities, Inc.|||Y|Y|N|N
WPCC|P|Westpark Capital, Inc.|||N|Y|N|N
WPST|O|W. P. Stewart Securities LLC|NEW YORK, NY|441-295-8585|Y|Y|N|N
WRET|O|Wachovia Securities, LLC|TRADING|804-868-2200|Y|Y|N|N
WRGR|N|Warner Group, Inc.|||N|Y|N|N
WRIS|M|WESTPORT RESOURCES INVESTMENT SERVICES, INC.|NASDAQ TRADING|203-222-4888|N|Y|N|N
WRIS|M|WESTPORT RESOURCES INVESTMENT SERVICES, INC.||800-592-9747|N|Y|N|N
WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N
WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N
WROC|N|Westrock Advisors Inc.|||Y|Y|N|N
WRPI|N|WRP Investments, Inc.|YOUNGSTOWN, OH|216-759-2023|N|Y|N|N
WRTC|P|W. R. Taylor & Company, LLC|||N|Y|N|N
WSAP|P|Wall Street Access|||Y|Y|Y|N
WSAX|P|Wall Street Access|||Y|Y|Y|N
WSCC|P|WASHINGTON SECURITIES CORPORATION|NEW YORK  NY|212-709-9400|N|Y|N|N
WSCX|N|WORKMAN SECURITIES CORPORATION|||N|Y|N|N
WSEI|P|Wallstreet*E Financial Services, Inc.|||N|Y|N|N
WSET|N|Wall Street Electronica|||N|Y|N|N
WSFG|N|Wall Street Financial Group, Inc.|ROCHESTER, NY|(716)442-7560|N|Y|N|N
WSLK|P|Westlake Securities|||N|Y|N|N
WSRK|N|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N
WSSL|P|Wellstone Securities, LLC|||N|N|N|N
WSSS|O|Wm Smith & Co.|DENVER, CO|303-831-9696|Y|Y|N|N
WSTM|P|Westminster Research Associates, LLC|||N|Y|N|N
WSWW|M|Westminster Securities Corporation|Trading|212-878-6565|N|N|N|N
WTCO|O|Williams Trading LLC||203-573-7600|Y|Y|N|N
WTFD|P|WATERFORD CAPITAL, INC.|||N|Y|N|N
WTHM|N|Wealth Monitors, Inc.|||Y|Y|N|N
WTKR|P|Whitaker Securities LLC||516.365.3660|N|Y|N|N
WTOF|P|Wolverton Securities LTD. / CDS|VANCOUVER, B.C.|1-800-663-6124|N|Y|N|N
WTOU|P|Wolverton Securities (USA), Ltd.|||N|Y|N|N
WTSC|M|Whitaker Securities LLC|||N|Y|N|N
WTSP|N|Wasserman & Associates|||N|N|N|N
WUND|M|Wunderlich Securities, Inc.|ST. LOUIS, MO|314-719-3450|Y|Y|N|N
WUND|M|Wunderlich Securities, Inc.||877-567-0950|Y|Y|N|N
WUNT|P|Wunderlich Securities, Inc.|||Y|Y|N|N
WUSA|M|WEST AMERICA SECURITIES CORP|||N|Y|N|N
WVAS|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|N
WVBD|O|Merrill Lynch, Pierce, Fenner and Smith Incorporated|||Y|Y|Y|N
WWLD|P|Whiteweld Trading, LLC|||N|N|N|N
WWOL|P|Wedbush Morgan Securities Inc.|||Y|Y|Y|N
WWPC|M|Westpark Capital Inc.|||N|Y|N|N
WYNS|P|Winslow, Evans & Crocker, Inc.|||Y|Y|N|N
WYOM|O|Wyoming Financial Securities, Inc.|||N|Y|N|N
WYSE|P|Wyser-Pratte & Co., Inc.|NEW YORK, NY|212-495-5353|Y|Y|N|N
WZSC|P|Watermark Securities, Inc.|||N|Y|N|N
XBOS|P|Boston Stock Exchange|||N|N|N|N
XTFG|P|Xtent Financial Group, Inc.|||N|Y|N|N
YAMN|O|Trade Manage Capital, Inc.||800-221-5676|Y|Y|N|N
YAMN|O|Trade Manage Capital, Inc.|FAIRLAWN, NJ|201-791-4449|Y|Y|N|N
YKTN|P|Blackmont Capital Inc./CDS|VANCOUVER, BC|800-283-8555|N|N|N|N
YLPL|O|Linsco/Private Ledger Financial Services, Incorporated|NASDAQ TRADING|N/A|Y|Y|N|N
YORK|M|Orion Securities (USA) Inc.|CHICAGO, IL|312-236-0880|Y|Y|N|N
YORK|M|Orion Securities (USA) Inc.|OTCBB|800-759-9094|Y|Y|N|N
YOSE|P|York Securities, Inc.|||N|Y|N|N
YOST|N|Young, Stovall and Company|NASDAQ TRADING|305-666-2511|N|Y|N|N
YQST|P|Yieldquest Securities, LLC|||N|Y|N|N
YUKN|P|Electronic Brokerage Systems, LLC|||Y|Y|Y|N
ZACK|P|Zacks & Company|||Y|Y|N|N
ZDNF|P|Zions Direct, Inc.|||N|Y|N|N
ZECO|P|Zecco Trading, Inc|||N|Y|N|N
ZEUS|N|ZEUS SECURITIES, INC.|||N|Y|N|N
ZION|P|Zions Direct, Inc.|||N|Y|N|N
ZIVI|P|ZIV Investment Company|||N|Y|N|N
ZOUL|P|N. B. Zoullas Securities, Inc.|NEW YORK, NY|212-350-5315|N|Y|N|N
File Creation Time: 0907201017:05|||||||