Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
AANI|AMEDIA NETWORKS INC|U|Y|N|
ABCI|ABC DISPENSING TECHNOLOGIES, I|u|Y|N|
ABFIQ|AMERN BUSINESS FINL SVCS INC|u|Y|N|
ABLE|ABLE ENERGY INC|u|Y|N|
ACKH|ARMSTRONG HLDGS INC(HLDG CO)|U|Y|N|
ACMG|Alcard Chemicals Group, Inc. (|u|Y|N|
ACOR|ACORDA THERAPEUTICS INC|G|Y|N|
ADES|ADA-ES INC|S|Y|N|
ADXS|ADVAXIS, INC.|U|Y|N|
AFMIW|Affinity Media International C|U|Y|N|
AGIX|ATHEROGENICS INC|G|Y|N|
AHBRF|ALHAMBRA RES LTD|u|N|Y|
AMTCW|AMERITRANS CAPITAL CORPORATION|S|Y|N|
ANTGF|ANTIGUA ENTERPRISES INC(F)|u|N|Y|
ANTP|PHAZAR CORP|S|Y|N|
ASEI|AMER SCIENCE & ENGR INC.|G|Y|N|
ASVI|A S V INC|Q|Y|N|
ATCO|AMERICAN TECH CORP (DEL) NEW|S|Y|N|
AUAYF|Adanac Molybdenum Corporation|u|N|Y|
AUGC|AuGRID Corporation New Common|u|Y|N|
AURC|Aurus Corp. Common Stock|u|Y|N|
AVNR|AVANIR PHARMACEUTICALS CL A NE|G|Y|N|
BCLC|Bicoastal Communications Inc.|u|Y|N|
BHIP|NATURAL HEALTH TRENDS CORP NEW|G|Y|N|
BHKLY|BOC HONG KONG (HLDGS) LTD SPON|u|N|Y|
BKFG|BKF CAPITAL GROUP,INC|u|Y|N|
BLRV|BULLION RIVER GOLD CORP|U|Y|N|
BQDG|BRANDQUEST DEVELOPMENT GROUP,|u|N|Y|
BRDSF|Bluerock Resources Ltd Ordinar|u|N|Y|
BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N|
BSYI|BIOSYNTECH INC.|u|N|Y|
CCCFF|CHAI-NA-TA CORP|U|Y|N|
CCRUF|CCS INCOME TRUST UNIT (CANADA)|u|N|Y|
CCZMP|COMCAST HLDGS INC ZERO PREM OP|u|N|Y|
CDRGF|CONDOR GOLD CORPORATION|u|Y|N|
CHDVF|CANADIAN HYDRO DEVELOPERS|u|N|Y|
CHHH|CHINA HEALTH HOLDING, INC.|U|Y|N|
CHRT|CHARTERED SEMICONDUCTOR MFG LT|Q|Y|N|
CIMVF|CANADIAN IMPERIAL VENTURE CORP|u|N|Y|
CKSB|CLARKSTON FINANCIAL CORP|U|Y|N|
CKYS|CyberKey Solutions, Inc. Commo|u|N|Y|
CMDA|CHINA MEDIA1 CORP|U|Y|N|
CMSSN|CMS ENERGY CORP PFD CONV. 4.5%|u|Y|N|
COHT|COHESANT TECHNOLOGIES INC|S|Y|N|
CONN|CONNS INC|Q|Y|N|
CROX|CROCS INC|Q|Y|N|
CRYP|CRYPTOLOGIC INC (F)|Q|Y|N|
CWIR|CENTRAL WIRELESS INC|u|Y|N|
CYCC|CYCLACEL PHARMACEUTICALS INC C|G|Y|N|
CZWI|CITIZENS COMMUNITY BANCORP, IN|G|Y|N|
DALRQ|DELTA AIR LINES INC DEL|u|Y|N|
DCAP|DCAP GROUP INC|S|Y|N|
DDIC|DDI CORP NEW|G|Y|N|
DGNG|Diguang International Developm|U|Y|N|
DHOM|DOMINION HOMES INC|G|Y|N|
DLWIE|DELTA WOODSIDE INDUSTRIES NEW|U|Y|N|
DORLO|DORAL FINANCIAL CP PFD SER B|u|Y|N|
DRRAQ|DURA AUTOMOTIVE SYSTEMS INC|u|Y|N|
DRRPQ|DURA AUTOMOTIVE SYS CAP TR PFD|u|Y|N|
DVLY|Deer Valley Corporation Common|U|Y|N|
DXPE|DXP ENTERPRISES INC-NEW|S|Y|N|
EAEGF|EASTCOAST ENERGY CORPORATION S|u|N|Y|
ECSWF|Excapsa Software Inc Common Sh|u|N|Y|
EFRFF|Energy Fuels Inc Ordinary Shar|u|N|Y|
EGIL|Edgetech International, Inc. C|u|Y|N|
EKCS|ELECTRONIC CONTROL SECURITY IN|U|Y|N|
ENMD|ENTREMED INC|G|Y|N|
EPMD|EP MEDSYSTEMS INC|S|Y|N|
ESCL|ESCALA GROUP INC|Q|Y|N|
EVSP|Environmental Service Professi|u|Y|N|
EXCS|EXECUTE SPORTS, INC.|U|Y|N|
EXXEF|EXXEL ENERGY CORP|u|N|Y|
FBOR|FBO AIR INC|U|Y|N|
FDSM|4D SEISMIC INC COM STK|u|Y|N|
FJTSY|FUJITSU LTD ADR (5 COM)|u|N|Y|
FMJRF|FIRST MAJESTIC RESOURCE CORP|u|N|Y|
FNIX|FONIX CORP NEW|U|Y|N|
FRHLF|FREEHOLD RTY TR UT|u|N|Y|
FTGX|FIBERNET TELECOM GROUP INC NEW|S|Y|N|
FUNTF|FUN Technologies Inc Ordinary|u|N|Y|
GAXC|GLOBAL AXCESS CORP NEW|U|Y|N|
GBMR|Global Matrechs, Inc. New Comm|U|Y|N|
GENT|GENTIUM SPA ADS|G|Y|N|
GEPT|GLOBAL E-POINT INC|u|Y|N|
GERI|GLOBAL ENERGY RESOURCES INC|u|Y|N|
GFAM|GREAT AMERICAN FAMILY PARKS IN|U|Y|N|
GHLT|GHL TECHNOLOGIES INC COM STK|u|N|Y|
GLDS|GALES INDUSTRIES INCORPORATED|U|Y|N|
GORAF|GOLDREA RESOURCES CORPORATION|u|N|Y|
GPSN|GPS INDUSTRIES INC|U|Y|N|
GRMN|GARMIN LTD|Q|Y|N|
GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N|
GTEM|GLOBETEL COMMUNICATIONS CORP C|u|Y|N|
HCTL|HEALTHCARE TECHNOLOGS LTD|S|Y|N|
HDTV|SPATIALIGHT INC|S|Y|N|
HFIT|HEALTH FITNESS CORP|U|Y|N|
HPNOF|HIGHPINE OIL & GAS LTD (CANADA|u|N|Y|
HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N|
IBCIQ|INTERSTATE BAKERIES CORP|u|Y|N|
IDWD|IDS WORLDWIDE INC|u|N|Y|
IFON|INFOSONICS CORPORATION|G|Y|N|
IGAI|IGIA INC|U|Y|N|
IGPAU|ISRAEL GROWTH PARTNERS ACQUISI|U|Y|N|
ILCO|INNOTELCO INC (WY)|u|Y|N|
IMJX|IMAGEXPRESS INC|u|Y|N|
IMTS|INTERACTIVE MOTORSPORTS & ENTM|U|Y|N|
INVC|INNOVATIVE CARD TECHNOLOGIES,|U|Y|N|
IOTN|IONATRON INC|G|Y|N|
ISBL|Ise Blu Equity Corp Common Sto|u|Y|N|
ISEC|ISECURETRAC CORP NEW|U|Y|N|
ISRY|ISORAY INC|U|Y|N|
IVOW|IVOW INC NEW|S|Y|N|
IVVFF|Ivory Energy Inc Ordinary Shar|u|N|Y|
IVWFF|IVERNIA INC|u|N|Y|
IWEB|ICEWEB INC NEW|U|Y|N|
JRCC|JAMES RIVER COAL NEW|G|Y|N|
KBLHW|KBL HEALTHCARE ACQUISITION COR|U|Y|N|
LBBB|LIBERTY BELL BANK (NJ)|S|Y|N|
LBIX|LEADING BRANDS INC|S|Y|N|
LEVP|LEV PHARMACEUTICALS INC|U|Y|N|
LGCFF|LINEAR GOLD CORP|u|N|Y|
LKRV|Let's Talk Recovery, Inc. Comm|u|Y|N|
LMRA|LUMERA CORP|G|Y|N|
LPHC|LocatePLUS Holdings Corporatio|U|Y|N|
LPTI|LONGPORT INC|u|Y|N|
LTHU|LITHIUM TECHNOLOGY CORP NEW|u|Y|N|
MACM|MacroChem Corporation New Comm|U|Y|N|
MAUXF|MART RESOURCES INC (F)|u|N|Y|
MDSI|MEDSTRONG INTERNATIONAL CORP N|U|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MFLX|MULTI-FINELINE ELECTRONIX INC|Q|Y|N|
MGAFF|MEGA URANIUM LTD (CANADA)|u|N|Y|
MLXO|MICHELEX CORP NEW|u|Y|N|
MOVI|MOVIE GALLERY INC|G|Y|N|
MRKL|MARKLAND TECHNOLOGIES INC NEW|u|Y|N|
MSBHY|MITSUBISHI CORP SPONS ADR|u|N|Y|
MSEM|Motorsports Emporium, Inc. New|U|Y|N|
MVIS|MICROVISION INC (WASH)|G|Y|N|
NAWL|NATUREWELL INC|U|Y|N|
NBDR|NO BORDERS INC COM|u|Y|N|
NEOL|NEOPHARM INC|G|Y|N|
NFLD|NORTHFIELD LABORATORIES INC|G|Y|N|
NILE|BLUE NILE INC|Q|Y|N|
NNVC|NANO VIRCIDES, INC.|u|N|Y|
NRMX|NEUROCHEM INC|G|Y|N|
NRPH|NEW RIVER PHARMACEUTICALS INC|G|Y|N|
NSRGY|NESTLE S.A.SPON ADR(REP REG SH|u|N|Y|
NTRZ|NUTRACEA NEW|U|Y|N|
NURO|NEUROMETRIX INC|G|Y|N|
NWBT|NORTHWEST BIOTHERAPEUTICS INC|U|Y|N|
OGZPY|O A O Gazprom Sponsored ADR (R|u|N|Y|
OIVO|One IP Voice, Inc. Common Stoc|U|Y|N|
OMRI|OMRIX BIOPHARMACEUTICALS INC C|G|Y|N|
ONGO|On the Go Healthcare, Inc. New|U|Y|N|
ONXX|ONYX PHARMACEUTICALS INC|G|Y|N|
OSIIF|OSI Geospatial Inc. Ordinary S|U|Y|N|
OSTK|OVERSTOCK COM INC DEL|G|Y|N|
OTIV|ON TRACK INNOVATIONS LTD|G|Y|N|
PARD|PONIARD PHARMACEUTICALS INC CO|S|Y|N|
PARL|PARLUX FRAGRANCES INC|Q|Y|N|
PBEGF|PETROBANK ENERGY & RES LTD|u|N|Y|
PEGX|PACIFIC ENERGY RESOURCES LTD C|u|N|Y|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PHEI|Phantom Entertainment, Inc. Co|U|Y|N|
PNPFF|PINETREE CAPITAL LTD|u|N|Y|
PRKR|PARKERVISION INC|G|Y|N|
PSDV|PSIVIDA LTD ADR|G|Y|N|
PSELF|Pacific Stratus Energy Ltd. Ne|u|N|Y|
PUDC|PUDA COAL, INC. NEW|U|Y|N|
PWEI|PW EAGLE INC|G|Y|N|
PWNX|POWERLINX INC NEW|U|Y|N|
PXXFF|PEARL EXPLORATION & PRODUCTION|u|N|Y|
QLTI|QLT INC|Q|Y|N|
QMMG|QUEST MINERALS & MINING INC|U|Y|N|
RNVS|RENOVIS INC|G|Y|N|
SATC|SATCON TECHNOLOGY CORP|S|Y|N|
SBKEF|SHININGBANK ENERGY INCOME FD|u|N|Y|
SERG|STAR ENERGY CORP COM NEW|U|Y|N|
SFLK|SAFLINK CORP-NEW|S|Y|N|
SGAPY|Singapore Telecommunications L|u|N|Y|
SGTB|Suggestion Box Inc Common Stoc|u|Y|N|
SHCAY|SHARP CORP ADR (U S)|u|N|Y|
SMFJY|SUMITOMO MITSUI FINL GROUP INC|u|N|Y|
SMKG|SMART CARD MARKETING SYSTEMS I|u|Y|N|
SMNPF|SCORPIO MINING CORP|u|N|Y|
SNLAY|SINO LTD SPON ADR|u|N|Y|
SNMB|SONA MOBILE HOLDINGS CORP|U|Y|N|
SNVNF|Sandvine Corp Common Shares (C|u|N|Y|
SPWR|SUNPOWER CORPORATION CL A|G|Y|N|
SSVC|SECURED SERVICES INC|u|Y|N|
SSWC|SPEECHSWITCH, INC. CLASS A|U|Y|N|
STHJF|STRATHMORE MINERALS CORP|u|N|Y|
STKR|STOCKERYALE INC|G|Y|N|
SVGYF|SAVANNA ENERGY SVCS CORP (CANA|u|N|Y|
SXRFF|SXR URANIUM ONE INC|u|N|Y|
SYDI|Syndication, Inc. Common Stock|U|Y|N|
TASR|TASER INTERNATIONAL INC|Q|Y|N|
TBMLF|TIBERON MINERALS LTD|u|N|Y|
TERX|TERAX ENERGY, INC. NEW|U|Y|N|
TGAL|TEGAL CORP NEW|S|Y|N|
THDOQ|3DO COMPANY (THE) NEW|u|Y|N|
TJSS|Taj Systems, Inc. Common Stock|u|N|Y|
TKER|TASKER PRODUCTS CORP COM STK|U|Y|N|
TLYN|TELYNX INC CL-A -NEW|u|Y|N|
TPCRF|TRUE STAR PETROLEUM CORP|u|N|Y|
TPPH|TAPESTRY PHARMACEUTICALS INC N|S|Y|N|
TRDM|TREND MINING CO|U|Y|N|
TRLG|TRUE RELIGION APPAREL INC|G|Y|N|
TUEFF|TITAN URANIUM INC. (CANADA)|u|N|Y|
TWRCP|TOWER AUTO CAP TR PFD CONV 6.7|u|Y|N|
TWTUF|TIMBERWEST FST CORP UTS|u|N|Y|
UEYCF|U.T.S. ENERGY CORP|u|N|Y|
UGHO|UNIVERSAL GUARDIAN HLDGS INC|U|Y|N|
USBK|USA Bank (NY) Common Stock|U|Y|N|
VEXP|VELOCITY EXPRESS CORP NEW|S|Y|N|
VRDI|VERIDICOM INTERNATIONAL INC|U|Y|N|
VSTH|VitalStream Holdings, Inc. New|G|Y|N|
VTSI|VIRTRA SYSTEMS, INC.|U|Y|N|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WCPCF|WESTERN COPPER CORP COMMON NEW|u|N|Y|
WFTBF|WEST FRASER TIMBER LTD|u|N|Y|
WGLE|WGL Entertainment Holdings, In|U|Y|N|
WGMGY|WORLD GAMING PLC SPONS ADR|u|Y|N|
WIRE|ENCORE WIRE CORP|Q|Y|N|
WLKF|WALKER FINANCIAL CORP|U|Y|N|
WNBD|Winning Brands Corporation Com|u|Y|N|
WNDXQ|WINN-DIXIE STORES INC|u|Y|N|
XNOM|XENOMICS INC.|U|Y|N|
ZOLT|ZOLTEK COMPANIES INC|G|Y|N|
20061117231001