Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
AANI|AMEDIA NETWORKS INC|U|Y|N|
ABFIQ|AMERN BUSINESS FINL SVCS INC|u|Y|N|
ADSO|ADSERO CORP|u|Y|N|
AFPC|A F P IMAGING CORP|U|Y|N|
AGHG|ASGARD HOLDINGS INC NEW|u|Y|N|
AGIX|ATHEROGENICS INC|G|Y|N|
ALLT|ALLOT COMMUNICATIONS LTD ORD S|G|Y|N|
AMTCW|AMERITRANS CAPITAL CORPORATION|S|Y|N|
ANLT|ANALYTICAL SURVEYS INC-NEW|S|Y|N|
AOTL|AEROTELESIS INC NEW|U|Y|N|
ASVI|A S V INC|Q|Y|N|
ATUSF|ALTIUS MINERALS CORP|u|N|Y|
AURC|Aurus Corp. Common Stock|u|Y|N|
AVGO|AVICENA GROUP INC|U|Y|N|
AVNA|ADVANCE NANTECH INC|U|Y|N|
AVNR|AVANIR PHARMACEUTICALS CL A NE|G|Y|N|
AXTG|Axis Technologies Group, Inc.|u|N|Y|
BCTE|Big Cat Energy Corporation Com|U|Y|N|
BDHHY|BOEHLER-UDDEHOLMAG SP ADR|u|N|Y|
BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y|
BGUE|Bogue International Inc. Commo|u|Y|N|
BHUB|BIGHUB.COM INC (THE)|u|Y|N|
BNET|BION ENVIRONMENTAL TECHNOLOGIE|u|N|Y|
BPUR|BIOPURE CORPORATION CL-A NEW|G|Y|N|
BPZI|BPZ ENERGY, INC|u|Y|N|
BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N|
BRRAY|BARLOWORLD LTD ADR|u|N|Y|
BSMD|BIOSPHERE MEDICAL INC|G|Y|N|
BSQR|BSQUARE CORPORATION NEW|G|Y|N|
BUNM|BURNED MEDIA LTD|u|Y|N|
BVSN|BROADVISION INC COM NEW|u|Y|N|
BWTR|BASIN WATER INC COM STK|G|Y|N|
CBAK|CHINA BAK BATTERY, INC|G|Y|N|
CCRUF|CCS INCOME TRUST UNIT (CANADA)|u|N|Y|
CDOUF|CANDENTRE RESOURCES CORP|u|N|Y|
CDZI|CADIZ INC NEW|G|Y|N|
CEMTY|CEMENTOS LIMA S A SPONS ADR|u|N|Y|
CFPZF|Canfor Corporation New Ordinar|u|N|Y|
CGDF|COLUMBIA GOLDFIELDS LTD.|U|Y|N|
CHDVF|CANADIAN HYDRO DEVELOPERS|u|N|Y|
CHDX|CHINDEX INTL INC|S|Y|N|
CIEGF|CIC ENERGY CORP ORD SHS (VIRGE|u|N|Y|
CINT|CRYSTAL INTL TRAVEL GROUP COM|U|Y|N|
CKGR|CHILMARK ENTERTAINMENT GROUP I|u|Y|N|
CKYS|CyberKey Solutions, Inc. Commo|u|N|Y|
CMDA|CHINA MEDIA1 CORP|U|Y|N|
CNLG|CONOLOG CORPORATION NEW|S|Y|N|
CPHI|China Pharma Holdings, Inc. Co|U|Y|N|
CPST|CAPSTONE TURBINE CORP|G|Y|N|
CRNME|CURON MED INC NEW|U|Y|N|
CROX|CROCS INC|Q|Y|N|
CSBR|CHAMPIONS SPORTS INC|U|Y|N|
CSCE|CASCADE ENERGY INC COM|U|Y|N|
CSCT|CHINA SECURITY & SURVEILLANCE|U|Y|N|
CSLR|CONSULIER ENGINEERING INC|S|Y|N|
CTDC|CHINA TECHNOLOGY DEVELOPMENT G|S|Y|N|
CTIC|CELL THERAPEUTICS INC|G|Y|N|
CTTY|CATUITY INC NEW|S|Y|N|
CUBA|HERZFELD CARIBBEAN BASIN FUND|S|Y|N|
CVGFY|CORPORACION GEO SA DE CV SPONS|u|N|Y|
CWIR|CENTRAL WIRELESS INC|u|Y|N|
CYCC|CYCLACEL PHARMACEUTICALS INC C|G|Y|N|
DALRQ|DELTA AIR LINES INC DEL|u|Y|N|
DLSL|DELI SOLAR (USA), INC.|U|Y|N|
DRYS|DRYSHIPS INC.|Q|Y|N|
DSNY|DESTINY MEDIA TECH INC-NEW|U|Y|N|
DVLY|Deer Valley Corporation Common|U|Y|N|
DYTB|Daytonabrands Inc Common Stock|u|Y|N|
EDRGF|ENDEAVOUR SILVER CORP|u|N|Y|
EEYUF|ESSENTIAL ENERGY SVCS TR (CANA|u|N|Y|
EFUT|E-FUTURE INFORMATION TECHNOLOG|S|Y|N|
EGIL|Edgetech International, Inc. C|u|Y|N|
ELRFF|EASTERN PLATINUM LTD ORD SHS (|u|N|Y|
EPIX|EPIX PHARMACEUTICALS INC COM S|G|Y|N|
ESCL|ESCALA GROUP INC|Q|Y|N|
ETCK|ENERTECK CORP|U|Y|N|
EXCS|EXECUTE SPORTS, INC.|U|Y|N|
EXXEF|EXXEL ENERGY CORP|u|N|Y|
FCACF|FORMATION CAPITAL CORP (F)|u|N|Y|
FCNR|Falcon Ridge Development, Inc.|U|Y|N|
FDSM|4D SEISMIC INC COM STK|u|Y|N|
FMDAY|FUTUREMEDIA PLC SPONS ADR|S|Y|N|
FMRX|FAMILYMEDS GROUP INC NEW|S|Y|N|
FSMOW|FORTISSIMO ACQUISITION CORP WA|U|Y|N|
FTWR|FIBERTOWER CORPORATION COM|G|Y|N|
FUNTF|FUN Technologies Inc Ordinary|u|N|Y|
GACF|GLOBAL AIRCRAFT SOLUTIONS INC|U|Y|N|
GLBC|GLOBAL CROSSING LTD NEW (BERMU|G|Y|N|
GNLAF|GENESIS LAND DEV CORP|u|N|Y|
GNLB|GENELABS TECHNOLOGIES INC NEW|S|Y|N|
GORAF|GOLDREA RESOURCES CORPORATION|u|N|Y|
GORO|GOLD RESOURCE CORPORATION COM|U|Y|N|
GPRLF|GREAT PANTHER RES LTD|u|Y|N|
GPSN|GPS INDUSTRIES INC|U|Y|N|
GRLZ|BOYSTOYS.COM INC|U|Y|N|
GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N|
GSPAW|GLOBAL SERVICES PARTNERS ACQUI|U|Y|N|
GSPG|GOLDSPRING INC.|U|Y|N|
GTEM|GLOBETEL COMMUNICATIONS CORP C|u|Y|N|
HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y|
HCTL|HEALTHCARE TECHNOLOGS LTD|S|Y|N|
HLEG|HEADLINERS ENTERTAINMENT GROUP|U|Y|N|
HLXC|HELIONETICS INC|u|Y|N|
HRIVF|HIGH RIVER GOLD MINES LTD|u|N|Y|
HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N|
HYGS|HYDROGENICS CORP-CORP HYDROGEN|G|Y|N|
HYRF|HYDROFLO INC|u|Y|N|
IAAC|INTL ASSET HOLDING CORP|S|Y|N|
ICDO|Inncardio, Inc. New Common Sto|U|Y|N|
ICOA|ICOA INC|U|Y|N|
IDWD|IDS WORLDWIDE INC|u|N|Y|
IGPAU|ISRAEL GROWTH PARTNERS ACQUISI|U|Y|N|
IMJX|IMAGEXPRESS INC|u|Y|N|
IMMU|IMMUNOMEDICS INC|G|Y|N|
IMZLF|INTERNATIONAL MINERALS CORP|u|N|Y|
INKS|INKSURE TECHNOLOGIES INC|U|Y|N|
IOCJY|IOCHP-MAXION S.A SP ADR|u|N|Y|
IPMG|INTERNATIONAL PRECIOUS MINERAL|u|Y|N|
IRMGF|INSPIRATION MINING CORP|u|N|Y|
ISON|ISONICS CORP|S|Y|N|
ISONL|ISONICS CORP WTS B 12/29/2006|S|Y|N|
ISRY|ISORAY INC|U|Y|N|
ISWI|INTERACTIVE SYSTEMS WORLDWIDE|S|Y|N|
ITEC|ITEC ENVIRONMENTAL GROUP INC N|U|Y|N|
ITOU|IN TOUCH MEDIA GROUP,INC.|U|Y|N|
IXSBF|INNEXUS BIOTECHNOLOGY INC|U|Y|N|
JAGNF|JAGUAR MINING INC|u|N|Y|
JALSY|JAPAN AIRLINES  CORP UNSPONS A|u|Y|N|
JRCC|JAMES RIVER COAL NEW|G|Y|N|
JUNI|JUNIPER GROUP INC NEW|U|Y|N|
LACHF|LA MANCHA RES INC|u|N|Y|
LMRA|LUMERA CORP|G|Y|N|
MAUXF|MART RESOURCES INC (F)|u|N|Y|
MDII|MDI INC|S|Y|N|
MDSI|MEDSTRONG INTERNATIONAL CORP N|U|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MEAD|MEADE INSTRUMENTS CORP|G|Y|N|
MGAFF|MEGA URANIUM LTD (CANADA)|u|N|Y|
MIGO|Migo Software, Inc. Common Sto|U|Y|N|
MMSV|MATTMAN SPECIALTY VEHS INC COM|u|Y|N|
MOBL|MOBILEPRO CORP-NEW|U|Y|N|
MOVI|MOVIE GALLERY INC|G|Y|N|
MWII|Marwich II, Ltd. Common Stock|U|Y|N|
MXWL|MAXWELL TECHNOLOGIES INC|G|Y|N|
NAWL|NATUREWELL INC|U|Y|N|
NEMFF|Neo Material Technologies Inc|u|N|Y|
NEOL|NEOPHARM INC|G|Y|N|
NFLD|NORTHFIELD LABORATORIES INC|G|Y|N|
NGLPF|NEVADA GEOTHERMAL POWER INC|U|Y|N|
NHYB|NATIONAL HYPERBARIC REHAB CTN|u|Y|N|
NICH|NITCHES INC|S|Y|N|
NOVT|NOVOSTE CORP|u|N|Y|
NRMX|NEUROCHEM INC|G|Y|N|
NSRGY|NESTLE S.A.SPON ADR(REP REG SH|u|N|Y|
NTES|NETEASE.COM INC ADS|Q|Y|N|
NTWK|NETSOL TECHNOLOGIES INC|S|Y|N|
NUIRF|NUINSCO RESOURCES LTD|u|N|Y|
NURO|NEUROMETRIX INC|G|Y|N|
NVLT|NOVELOS THERAPEUTICS, INC.|U|Y|N|
NWOG|North West Oil Group, Inc. Com|u|N|Y|
OBPFF|ONDINE BIOPHARMA CORP|u|N|Y|
OCAI|OCA INC|u|Y|N|
OGZPY|O A O Gazprom Sponsored ADR (R|u|N|Y|
OISI|OPHTHALMIC IMAGING SYS INC|U|Y|N|
ONGO|On the Go Healthcare, Inc. New|U|Y|N|
ONSM|ONSTREAM MEDIA CORP|S|Y|N|
ONXX|ONYX PHARMACEUTICALS INC|G|Y|N|
OSTK|OVERSTOCK COM INC DEL|G|Y|N|
OTCI|Ortec International, Inc. New|U|Y|N|
OVEN|TURBOCHEF TECHNOLOGIES, INC (N|G|Y|N|
PDVP|Podium Venture Group, Inc. Com|u|Y|N|
PEFF|POWER EFFICIENCY CORP NEW|U|Y|N|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PGSW|PEGASUS WIRELESS CORP. (NV)|U|Y|N|
PKGH|Packaged Home Solutions Inc. C|u|Y|N|
PNPFF|PINETREE CAPITAL LTD|u|N|Y|
PNTR|POINTER TELOCATION LTD ORD SHS|S|Y|N|
PRFN|FTSE RAFI INDLS SECTOR PORTF P|G|Y|N|
PRTH|PRIME TIME HOLDINGS INC|u|N|Y|
PSDV|PSIVIDA LTD ADR|G|Y|N|
PTNR|PARTNERS COMMUNICATIONS CO LTD|Q|Y|N|
PTQMF|PETAQUILLA MINERALS LTD (CANAD|U|Y|N|
PUDC|PUDA COAL, INC. NEW|U|Y|N|
PWEI|PW EAGLE INC|G|Y|N|
PXXFF|PEARL EXPLORATION & PRODUCTION|u|N|Y|
QMMG|QUEST MINERALS & MINING INC|U|Y|N|
QTWW|QUANTUM FUEL SYS TECHNOLOGIES|G|Y|N|
QURAF|QUATERRA RESOURCES INC LTD|u|N|Y|
REDE|REDENVELOPE INC|G|Y|N|
RNVS|RENOVIS INC|G|Y|N|
RSMI|RIM SEMICONDUCTOR COMPANY|U|Y|N|
SATC|SATCON TECHNOLOGY CORP|S|Y|N|
SBKEF|SHININGBANK ENERGY INCOME FD|u|N|Y|
SCGLY|SOCIETE GENERALE FRANCE SP ADR|u|N|Y|
SERG|STAR ENERGY CORP COM NEW|U|Y|N|
SFLK|SAFLINK CORP-NEW|S|Y|N|
SFPH|SHEFFIELD PHARMACEUTICALS, INC|U|Y|N|
SGAPY|Singapore Telecommunications L|u|N|Y|
SGLS|SIGNATURE LEISURE, INC. NEW|U|Y|N|
SGTB|Suggestion Box Inc Common Stoc|u|Y|N|
SHMT|Shumate Industries, Inc. Commo|U|Y|N|
SMFJY|SUMITOMO MITSUI FINL GROUP INC|u|N|Y|
SMTE|Simtek Corporation New Common|U|Y|N|
SNDN|SendTec, Inc. Common Stock|U|Y|N|
SNRN|SONORAN ENERGY INC|U|Y|N|
SPWR|SUNPOWER CORPORATION CL A|G|Y|N|
SRLSQ|SERACARE LIFE SCIENCES INC|u|Y|N|
SSTR|SILVERSTAR HOLDINGS LTD|S|Y|N|
STHJF|STRATHMORE MINERALS CORP|u|N|Y|
STRU|Straight Up Brands, Inc. Commo|u|Y|N|
SUPVA|SUPER VISION INTL INC CL-A|S|Y|N|
SVGYF|SAVANNA ENERGY SVCS CORP (CANA|u|N|Y|
SWAT|SECURITY WITH ADVANCED TECHNOL|S|Y|N|
SWPOF|SASKATCHEWAN WHEAT POOL INC (C|u|N|Y|
TERX|TERAX ENERGY, INC. NEW|U|Y|N|
TGEN|TARGETED GENETICS CORP COM STK|S|Y|N|
THYFF|THUNDER ENERGY TRUST ORD SHR T|u|N|Y|
TISA|TOP IMAGE SYS LTD|S|Y|N|
TKER|TASKER PRODUCTS CORP COM STK|U|Y|N|
TMADP|Thornburg Mortgage, Inc. Pfd S|u|N|Y|
TRDM|TREND MINING CO|U|Y|N|
TRFC|TRAFFIC.COM INC|G|Y|N|
TRLG|TRUE RELIGION APPAREL INC|G|Y|N|
TRXMF|TRIEX MINERALS CORP (CANADA)|u|N|Y|
TUEFF|TITAN URANIUM INC. (CANADA)|u|N|Y|
TUIJF|TRUE ENERGY TRUST TR UT (CANAD|u|N|Y|
TWTC|TIME WARNER TELECOM INC|Q|Y|N|
UAEYF|Urasia Energy Ltd Common Share|u|N|Y|
UEYCF|U.T.S. ENERGY CORP|u|N|Y|
VETMF|VERMILION ENERGY TRUST UTS|u|N|Y|
VNDA|VANDA PHARMACEUTICALS INC COM|G|Y|N|
VOCL|VOCALTEC COMMUNICATIONS LTD OR|S|Y|N|
VROT|VITROTECH CORP|u|Y|N|
VSNI|VISEON INC|U|Y|N|
VSTL|VISTULA COMMUNICATIONS SERVICE|U|Y|N|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WGMGY|WORLD GAMING PLC SPONS ADR|u|Y|N|
WIRE|ENCORE WIRE CORP|Q|Y|N|
WLDN|WILLDAN GROUP, INC COM STK|G|Y|N|
WLFFF|WOLFDEN RESOURCES INC ORD SHS|u|N|Y|
WLKF|WALKER FINANCIAL CORP|U|Y|N|
WNBD|Winning Brands Corporation Com|u|Y|N|
WSDT|WISDOMTREE INVESTMENTS, INC.|u|N|Y|
YCHTF|Yucheng Technologies Limited C|U|Y|N|
ZOLT|ZOLTEK COMPANIES INC|G|Y|N|
ZVUE|HANDHELD ENTERTAINMENT INC COM|S|Y|N|
ZVUEW|HANDHELD ENTERTAINMENT, INC. W|S|Y|N|
20061213230004