Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AANI|AMEDIA NETWORKS INC|U|Y|N| ABSY|ABSOLUTESKY INC COM STK|u|Y|N| ACAD|ACADIA PHARMACEUTICALS INC|G|Y|N| ACEN|AC Energy Inc. Common Stock|u|Y|N| ACMG|Alcard Chemicals Group, Inc. (|u|Y|N| ACTI|ACTIVIDENTITY CORP COM|G|Y|N| ADBRF|ADMIRAL BAY RESOURCES INC|u|N|Y| ADSO|ADSERO CORP|u|Y|N| AFML|Aerofoam Metals Inc. Common St|u|Y|N| AGIX|ATHEROGENICS INC|G|Y|N| AIXD|ACCESS INTEGRATED TECHNOLOGIES|G|Y|N| AMTCW|AMERITRANS CAPITAL CORPORATION|S|Y|N| ANLT|ANALYTICAL SURVEYS INC-NEW|S|Y|N| AOOR|APOLLO RESOURCES INTERNATIONAL|U|Y|N| ASFI|ASTA FUNDING INC|Q|Y|N| ASVI|A S V INC|Q|Y|N| ASVN|ALLIED SECURITY INNOVATIONS IN|u|Y|N| ATLJ|Asia Telecom, Ltd. Common Stoc|u|N|Y| ATSAF|ATS AUTOMATION TOOLING SYS (F)|u|N|Y| AURC|Aurus Corp. Common Stock|u|Y|N| AVNR|AVANIR PHARMACEUTICALS CL A NE|G|Y|N| AWYI|ARIEL WAY, INC|U|Y|N| BAESY|BAE SYS PLC SPONS ADR|u|N|Y| BCST|BROADCAST INTERNATIONAL INC|U|Y|N| BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y| BHUB|BIGHUB.COM INC (THE)|u|Y|N| BHWF|BLACKHAWK FUND NEW|U|Y|N| BNPQY|BNP PARIBAS SPONS ADR|u|N|Y| BOWFF|BOARDWALK REAL ESTATE INVT TR|u|N|Y| BPPPF|BPO PROPERTIES LTD|u|N|Y| BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N| BRRAY|BARLOWORLD LTD ADR|u|N|Y| BTQNF|BIOTEQ ENVIRONMENTAL TECH CDA|u|N|Y| BVGIF|BRAVO VENTURE GROUP INC|u|N|Y| BZET|BIOFIELD CORP|u|Y|N| CBEL|Cybertel Capital Corporation N|U|Y|N| CCAXP|Citigroup Cap XVII Enhanced TR|u|N|Y| CCRT|COMPUCREDIT CORP|Q|Y|N| CFUL|Continental Fuels Inc. Common|U|Y|N| CGDF|COLUMBIA GOLDFIELDS LTD.|U|Y|N| CGNQF|ChinaGrowth North Acquisition|U|Y|N| CGPI|COLLAGENEX PHARMACEUTCLS INC|G|Y|N| CGRB|Cougar Biotechnology, Inc. Com|U|Y|N| CHBP|CHINA BIOPHARMACEUTICALS HLDGS|U|Y|N| CINT|CRYSTAL INTL TRAVEL GROUP COM|U|Y|N| CLRC|Clear Choice Financial, Inc. C|u|Y|N| CMHIF|CML HEALTHCARE INCOME FD UT|u|N|Y| CMNZF|CENTURY MINING CO (CA)|u|N|Y| CNAEF|CENTRAM EXPLORATION LTD|u|N|Y| CNLG|CONOLOG CORPORATION NEW|S|Y|N| CORS|CORUS BANKSHARES INC|Q|Y|N| COSWF|CANADIAN OIL SANDS TRUST|u|N|Y| CPBMF|CONSOLIDATED PACIFIC BAY MINRL|u|N|Y| CSCE|CASCADE ENERGY INC COM|U|Y|N| CTIC|CELL THERAPEUTICS INC|G|Y|N| CTPMF|CONTINENTAL PRECIOUS MINERALS|u|N|Y| CYTR|CYTRX CORP|S|Y|N| CYTX|CYTORI THERAPEUTICS, INC. (DE)|G|Y|N| DALRQ|DELTA AIR LINES INC DEL|u|Y|N| DFC|DELTA FINANCIAL CORPORATION|G|Y|N| DLSL|DELI SOLAR (USA), INC.|U|Y|N| DNDN|DENDREON CORPORATION|G|Y|N| DSTI|DAYSTAR TECHNOLOGIES INC|S|Y|N| DTEMF|DITEM EXPLORATION INC (F)|u|N|Y| ECMV|E COM VENTURES INC-NEW|S|Y|N| ECUXF|ECU SILVER MINING INC|u|N|Y| EFRFF|Energy Fuels Inc Ordinary Shar|u|N|Y| EFUT|E-FUTURE INFORMATION TECHNOLOG|S|Y|N| EMAG|EMAGEON INC.|G|Y|N| EMKR|EMCORE CORP|G|Y|N| ENAFF|ENABLENCE TECHNOLOGIES INC ORD|u|N|Y| ERDGF|ERDENE GOLD INC|u|N|Y| ESVIF|ENSIGN ENERGY SERVICES INC.|u|N|Y| ETIM|Eternal Image, Inc. Common Sto|u|Y|N| EXDUF|EXP MINIERES DU NORD LTD|u|N|Y| EZGRP|EASY GARDENER PRODUCTS TR I SE|u|Y|N| FAAC|FORTRESS AMERICA ACQUISITION C|U|Y|N| FCCN|FRANCHSISE CAPITAL CORP|u|Y|N| FCGCF|FIRST CALGARY PETROLEUM LTD|u|N|Y| FOSYF|FORSYS METALS CORP (CDA)|u|N|Y| FRNT|FRONTIER AIRLINES HOLDINGS INC|G|Y|N| FSBK|FIRST SOUTH BANCORP INC|Q|Y|N| FVITF|FORTUNA SILVER MINES, INC.|u|N|Y| GBMR|Global Matrechs, Inc. New Comm|U|Y|N| GFCI|GRIFCO INTERNATIONAL, INC|u|Y|N| GORO|GOLD RESOURCE CORPORATION COM|U|Y|N| GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N| GSPG|GOLDSPRING INC.|U|Y|N| GTEM|GLOBETEL COMMUNICATIONS CORP C|u|Y|N| GTOP|GENITOPE CORP|G|Y|N| GVCM|Geovic Mng Corp Common Stock|u|N|Y| GVSS|GVI Securities Solutions, Inc.|U|Y|N| HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y| HERO|HERCULES OFFSHORE INC|Q|Y|N| HLEG|HEADLINERS ENTERTAINMENT GROUP|U|Y|N| HMCBF|HOME CAPITAL GROUP INC|u|N|Y| HMIN|HOME INNS & HOTELS MANAGEMENT,|G|Y|N| HNSN|HANSEN MEDICAL, INC. COM|G|Y|N| HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N| IAPLY|ICAP PLC SPONSORED ADR (UK)|u|N|Y| ICPW|Ironclad Performance Wear Corp|U|Y|N| IEXCF|INT'L ENEXCO LTD (F)|u|N|Y| IFON|INFOSONICS CORPORATION|G|Y|N| ILGY|International Energy Ltd. Comm|u|Y|N| IMAX|IMAX CORPORATION|G|Y|N| IMMC|IMMUNICON CORP|G|Y|N| IMPUY|IMPALA PLATINUM HLDGS LTD SPON|u|N|Y| IMTS|INTERACTIVE MOTORSPORTS & ENTM|U|Y|N| INPC|INPHONIC INC|G|Y|N| INSM|INSMED INC-NEW|G|Y|N| IOTN|IONATRON INC|G|Y|N| ISBL|Ise Blu Equity Corp Common Sto|u|Y|N| ISRY|ISORAY INC|U|Y|N| ISVLF|IMPACT SILVER CORP (CDA)|u|N|Y| ITMSF|INTERMAP TECH CORP CL-A|u|N|Y| IYXI|INYX INC|U|Y|N| JMPVF|JUMPTV INC COM STK|u|N|Y| JRCC|JAMES RIVER COAL NEW|G|Y|N| JSDA|JONES SODA CO|S|Y|N| KPPC|KapStone Paper and Packaging C|U|Y|N| KXLAF|KODIAK EXPLORATION LTD|u|N|Y| LBTS|LIBERTY STAR GOLD CORP|U|Y|N| LEND|ACCREDITED HOME LENDERS HLDG C|Q|Y|N| LJPC|LA JOLLA PHARMACEUTICAL CO|G|Y|N| LMGGF|LIONORE MINING INTL LTD|u|N|Y| LMRXF|LARAMIDE RESOURCES LTD|u|N|Y| LSMJ|LEASESMART INC|u|Y|N| LUTHW|LUCENT TECHNOLOGIES INC. WTS E|U|Y|N| MAMA|MAMMA COM INC|S|Y|N| MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N| MOBL|MOBILEPRO CORP-NEW|U|Y|N| MTEX|MANNATECH INCORPORATED|Q|Y|N| MVIS|MICROVISION INC (WASH)|G|Y|N| MWSNF|MAWSON RES LTD|u|N|Y| NAYN|NAYNA NETWORKS, INC.|U|Y|N| NCST|NUCRYST PHARMACEUTICALS CORP|G|Y|N| NDBKY|NEDBANK GROUP LTD SPONSORED AD|u|N|Y| NEWC|NEW CENTURY FINANCIAL CORP (MD|u|Y|N| NEWCP|NEW CENTURY FINANCIAL CORP PFD|u|Y|N| NFLD|NORTHFIELD LABORATORIES INC|G|Y|N| NHYB|NATIONAL HYPERBARIC REHAB CTN|u|Y|N| NIHK|NIGHTHAWK SYS INC|U|Y|N| NNSR|NANOSENSORS, INC.|U|Y|N| NPRUF|NORTHERN PPTY REAL ESTATE INVT|u|N|Y| NRMX|NEUROCHEM INC|G|Y|N| NSEO|NS8 CORP|U|Y|N| NTRI|NUTRI/SYSTEM INC.|Q|Y|N| NURO|NEUROMETRIX INC|G|Y|N| NVEC|NVE CORPORATION NEW|S|Y|N| NWBT|NORTHWEST BIOTHERAPEUTICS INC|U|Y|N| OBPFF|ONDINE BIOPHARMA CORP|u|N|Y| OKOFF|Orko Silver Corp Ordinary Shar|u|N|Y| OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N| ONGO|On the Go Healthcare, Inc. New|U|Y|N| OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N| OSTK|OVERSTOCK COM INC DEL|G|Y|N| OSXLF|Osisko Exploration Ltee Common|u|N|Y| OVEN|TURBOCHEF TECHNOLOGIES, INC (N|G|Y|N| OVTI|OMNIVISION TECHNOLOGIES INC|Q|Y|N| PAET|PAETEC HLDG CORP|Q|Y|N| PAFBF|PACIFIC BOOKE MINERALS INC.|u|N|Y| PCSV|PCS EDVENTURES COM INC|U|Y|N| PEFF|POWER EFFICIENCY CORP NEW|U|Y|N| PEGX|PACIFIC ENERGY RESOURCES LTD C|u|N|Y| PEIX|PACIFIC ETHANOL, INC.|G|Y|N| PHDT|Phinder Technologies Inc. (FL)|U|Y|N| PIRGF|PREMIER GOLD MINES LTD COM SHS|u|N|Y| PLMA|PALOMAR ENTERPRISES, INC. NEW|U|Y|N| PMCL|Pharm Control Ltd. Common Stoc|u|Y|N| POOL|POOL CORPORATION COM STK|Q|Y|N| PPXP|PIPEX PHARMACEUTICALS, INC. CO|U|Y|N| PRKR|PARKERVISION INC|G|Y|N| PRNW|PROCERA NETWORKS INC|U|Y|N| PRPM|PROPALMS USA, INC COM STK|u|Y|N| PSDV|PSIVIDA LTD ADR|G|Y|N| PWEI|PW EAGLE INC|G|Y|N| PYDS|PAYMENT DATA SYSTEMS INC|U|Y|N| QMMG|QUEST MINERALS & MINING INC|U|Y|N| RDUFF|RADIUS GOLD INC|U|Y|N| REDF|REDIFF.COM INDIA LTD ADS|G|Y|N| REFR|RESEARCH FRONTIERS INC|S|Y|N| RGRP|ROO GROUP INC NEW|U|Y|N| RGWYF|RIDGEWAY PETROLEUM CORP (F)|u|N|Y| RMDX|REMOTEMDX INC|U|Y|N| RPTN|RAPTOR NETWORKS TECHNOLOGY INC|U|Y|N| RUSS|WHITNEY INFORMATION NETWK INC|U|Y|N| RVBD|RIVERBED TECHNOLOGY, INC COM|G|Y|N| SEED|ORIGIN AGRITECH LIMITED|G|Y|N| SHCAY|SHARP CORP ADR (U S)|u|N|Y| SIFY|SIFY LTD SPONS ADR|G|Y|N| SIMC|SIMCLAR INC|S|Y|N| SKFT|STRIKEFORCE TECHNOLOGIES INC|U|Y|N| SMFJY|SUMITOMO MITSUI FINL GROUP INC|u|N|Y| SMKG|SMART CARD MARKETING SYSTEMS I|u|Y|N| SMRL|SIMTROL INC (NEW)|U|Y|N| SMVD|SMARTVIDEO TECHNOLOGIES INC|U|Y|N| SPWR|SUNPOWER CORPORATION CL A|G|Y|N| SSUMY|SUMITOMO CORP SPONS ADR|u|N|Y| STBUY|SUMITOMO TR&BKG LTD SPONS ADR|u|N|Y| STHJF|STRATHMORE MINERALS CORP|u|N|Y| STKP|STEAKHOUSE PARTNERS INC NEW|U|Y|N| SWME|SWISS MEDICA INC|U|Y|N| SWTS|SWEET SUCCESS ENTERPRISES INC|U|Y|N| SXRFF|SXR URANIUM ONE INC|u|N|Y| SYDI|Syndication, Inc. Common Stock|U|Y|N| TABCY|TABCORP HOLDINGS LTD SP ADR|u|N|Y| TBLC|TIMBERLINE RESOURCES CORPORATI|U|Y|N| TBMLF|TIBERON MINERALS LTD|u|N|Y| TDSC|3 D SYSTEMS CORP NEW|G|Y|N| TELK|TELIK, INC|G|Y|N| TFZP|THERMAFREEZE PRODUCTS CORPORAT|u|Y|N| TGLO|THEGLOBE.COM INC|U|Y|N| THYFF|THUNDER ENERGY TRUST ORD SHR T|u|N|Y| TMTA|TRANSMETA CORPORATION|G|Y|N| TNXI|TELANETIX INC COM STK|U|Y|N| TOLWF|TRICAN WELL SERVICE LTD|u|N|Y| TOMO|TOM ONLINE INC SPONS ADR (CAYM|Q|Y|N| TONPY|TOPPAN PRINTING LTD ADR|u|N|Y| TORFF|TORR CANADA INC ORD SHS (CANAD|u|N|Y| TRDM|TREND MINING CO|U|Y|N| TRLG|TRUE RELIGION APPAREL INC|G|Y|N| TRXMF|TRIEX MINERALS CORP (CANADA)|u|N|Y| TSIX|360 Global Wine Company New Co|U|Y|N| TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N| TWTUF|TIMBERWEST FST CORP UTS|u|N|Y| UAEYF|Urasia Energy Ltd Common Share|u|N|Y| UAMNF|URAMIN INC REG SHS (BRITISH VI|u|N|Y| UDTT|UNIVERSAL DETECTION TECHNOLOGY|U|Y|N| UEYCF|U.T.S. ENERGY CORP|u|N|Y| UFEN|UNITED FUEL & ENERGY CORP|U|Y|N| USBK|USA Bank (NY) Common Stock|U|Y|N| USEI|US Energy Initiatives Corporat|U|Y|N| UVYZY|URALSVYASINFORM ADR|u|N|Y| VLGAY|VOLGATELECOM PUB JT STK CO SPO|u|N|Y| VNARF|VENA RES INC (CANADA)|u|N|Y| VRBPF|VRB POWER SYSTEMS INC|u|Y|N| WCPCF|WESTERN COPPER CORP COMMON NEW|u|N|Y| WDRP|WANDERPORT CORP COM STK|u|Y|N| WEESF|WAVEFRONT ENERGY & ENVMT SVC I|u|N|Y| WILC|G.WILLI-FOOD INTL INC|S|Y|N| WLFFF|WOLFDEN RESOURCES INC ORD SHS|u|N|Y| WNBD|Winning Brands Corporation Com|u|Y|N| WPCS|WPCS INTERNATIONAL INC NEW|G|Y|N| WSDT|WISDOMTREE INVESTMENTS, INC.|u|N|Y| WVCM|WAVE.COM SA ADR|G|Y|N| XFML|XINHUA FINANCE MEDIA LIMITED A|G|Y|N| YTBL|YTB INTERNATIONAL INC.|u|Y|N| YTEC|YUCHENG TECHNOLOGIES LIMITED C|S|Y|N| ZOLT|ZOLTEK COMPANIES INC|G|Y|N| ZROS|ZEROS & ONES INC-NEW|U|Y|N| 20070329230005