Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ACMG|Alcard Chemicals Group, Inc. (|u|Y|N|
ACTC|ADVANCED CELL TECHNOLOGY, INC.|U|Y|N|
ACTVF|ACTIVE CONTROL TECHNOLGY INC N|u|N|Y|
ADMH|Admiralty Holding Company Comm|u|Y|N|
ADSO|ADSERO CORP|u|Y|N|
ADTR|ALLIANCE DISTRIBUTORS HOLDING,|U|Y|N|
ADVR|ADVANCED VIRAL RESEARCH CORP|U|Y|N|
AFML|Aerofoam Metals Inc. Common St|u|Y|N|
AGEN|ANTIGENICS INC. (DEL)|G|Y|N|
AGIX|ATHEROGENICS INC|G|Y|N|
AGLT|Angel Telecom Corporation Comm|u|Y|N|
AHMIQ|AMERICAN HOME MTG INVESTMENT C|u|Y|N|
AITP|AMERICAN ITALIAN PASTA CL-A|u|Y|N|
ALBKY|ALPHA BANK AE SPONS ADR|u|N|Y|
ALTI|ALTAIR NANOTECHNOLOGOES INC|S|Y|N|
AMPE|AMERICAN PETROLEUM GROUP, INC.|u|Y|N|
ANMFF|ANTARES MINERALS INC|u|N|Y|
ANSW|ANSWERS CORPORATION|G|Y|N|
AOTL|AEROTELESIS INC NEW|U|Y|N|
APTM|APTIMUS INC|S|Y|N|
ARGL|ARGYLE SECURITY ACQUISITION CO|U|Y|N|
ARWR|ARROWHEAD RESEARCH CORP|G|Y|N|
ASMI|ASM INTERNATL N.V|Q|Y|N|
ASVI|A S V INC|Q|Y|N|
ATDVF|AUSTIN DEVELOPMENTS LTD|u|Y|N|
ATUSF|ALTIUS MINERALS CORP|u|N|Y|
AUAYF|Adanac Molybdenum Corporation|u|N|Y|
AUNFF|AURCANA CORP|u|N|Y|
AURC|Aurus Corp. Common Stock|u|Y|N|
AVTI|Avitar, Inc. New Common Stock|U|Y|N|
AWNE|AMERICAS WIND ENERGY CORP COM|U|Y|N|
AWYI|ARIEL WAY, INC|U|Y|N|
BDGR|BLACK DRAGON RESOURCE COMPANIE|u|N|Y|
BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y|
BFLDY|BENFIELD GROUP LTD UNSPONSORED|u|N|Y|
BLLB|BELL BUCKLE HOLDINGS INC CMN S|u|Y|N|
BLUE|BLUE HOLDINGS, INC.|S|Y|N|
BMXI|BROOKMOUNT EXPLORATIONS INC|U|Y|N|
BNVI|BIONOVO, INC|S|Y|N|
BOWVF|BOW VALLEY ENERGY LTD|u|N|Y|
BPURW|BIOPURE CORPORATION WARRANTS T|U|Y|N|
BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N|
BTFG|BANCTRUST FINANCIAL GROUP INC|Q|Y|N|
BUNM|BURNED MEDIA LTD|u|Y|N|
BWTR|BASIN WATER INC COM STK|G|Y|N|
BYSWF|Bayswater Uranium Corp New Com|u|N|Y|
CAIGY|ELETROBRAS CENTRAIS ADR (PRF)|u|N|Y|
CAPS|CAPRIUS, INC. NEW|U|Y|N|
CARN|CARRINGTON LABORATORIES INC|u|Y|N|
CAUI|CanAm Uranium Corp. Common Sto|U|Y|N|
CBLI|CLEVELAND BIOLABS INC COM STK|S|Y|N|
CBPJ|CBP Carbon Industries, Inc. Co|u|Y|N|
CCBG|CAPITAL CITY BK GROUP INC|Q|Y|N|
CDZI|CADIZ INC NEW|G|Y|N|
CEOA|CEO AMERICA, INC.|u|N|Y|
CGDF|COLUMBIA GOLDFIELDS LTD.|U|Y|N|
CGGP|CLAYTON DUNNING GROUP, INC.|u|N|Y|
CHCI|COMSTOCK HOMEBUILDING COMPANIE|G|Y|N|
CHRT|CHARTERED SEMICONDUCTOR MFG LT|Q|Y|N|
CHXMF|CASH MINERALS LTD|u|N|Y|
CINT|CRYSTAL INTL TRAVEL GROUP COM|U|Y|N|
CIRC|CirTran Corporation New Common|U|Y|N|
CJIMF|CHRISTOPHER JAMES GOLD CORP CO|u|N|Y|
CKCRQ|COLLINS & AIKMAN (NEW)|u|Y|N|
CLMZF|CONSOLIDATED THOMPSON IRON MIN|u|N|Y|
CMCH|COMMANCHE PROPERTIES INC|u|N|Y|
CMHIF|CML HEALTHCARE INCOME FD UT|u|N|Y|
CMHM|Conmed Healthcare Management,|U|Y|N|
CMLGF|CROWFLIGHT MINERALS INC|u|N|Y|
CNCME|CONNECTED MEDIA TECHNOLOGIES,|U|Y|N|
CNWI|Cardiac Network, Inc. Common S|u|N|Y|
COBN|CONTINENTAL BEVERAGE & NUTRITI|u|Y|N|
CONN|CONNS INC|Q|Y|N|
CONX|CORGENIX MEDICAL CORP-NEW|U|Y|N|
CORS|CORUS BANKSHARES INC|Q|Y|N|
COSI|COSI INC|G|Y|N|
CREE|CREE INC|Q|Y|N|
CSCE|CASCADE ENERGY INC COM|u|Y|N|
CTDC|CHINA TECHNOLOGY DEVELOPMENT G|S|Y|N|
CTHH|CATCHER HOLDINGS, INC.|U|Y|N|
CTHR|CHARLES & COLVARD LTD|Q|Y|N|
CYDF|CYBER DEFENSE SYSTEM INC|U|Y|N|
DAUFF|Desert Gold Ventures Inc Ordin|u|N|Y|
DFC|DELTA FINANCIAL CORPORATION|G|Y|N|
DIET|EDIETS.COM INC|S|Y|N|
DLKR|DELEK RESOURCES INC|U|Y|N|
DMAN|DEMANDTEC INC COM STK NEW (DE)|G|Y|N|
DMPD|DM PRODUCTS INC COM STK|u|Y|N|
DMXC|Delta Mining & Exploration Cor|u|Y|N|
DNDN|DENDREON CORPORATION|G|Y|N|
DNSKY|DANSKE BANK A/S SPONS ADR|u|N|Y|
DRGNF|DRAGONWAVE INC COMMON  (CANADA|u|N|Y|
DRRAQ|DURA AUTOMOTIVE SYSTEMS INC|u|Y|N|
DSTI|DAYSTAR TECHNOLOGIES INC|S|Y|N|
EAGB|EAGLE BROADBAND INC COM NEW|U|Y|N|
EFOI|ENERGY FOCUS INC COM STK (DE)|G|Y|N|
EGLP|EAGLE PICHER INDS INC|u|Y|N|
ELHI|Edgeline Holdings, Inc. Common|U|Y|N|
ENZN|ENZON PHARMACEUTICALS INC|G|Y|N|
EORIF|Enhanced Oil Resources Inc. Or|u|N|Y|
EPCG|EPICUS COMMUNICATIONS GROUP IN|U|Y|N|
ETLS|ETOTALSOURCE INC|U|Y|N|
EXBX|EXOBOX TECHNOLOGIES CORP.|u|Y|N|
EYII|EYI INDUSTRIES INC|U|Y|N|
FCLE|FULL CIRCLE IMAGE INC|u|Y|N|
FCMC|FRANKLIN CREDIT MGMT CORP|G|Y|N|
FELE|FRANKLIN ELECTRIC CO|Q|Y|N|
FGWIE|5G WIRELESS COMMUNICATIONS INC|U|Y|N|
FJCJE|FEDDERS CORP SERIES A CUM PFD|U|Y|N|
FNXMF|FNX MNG CO INC|u|N|Y|
FOLGF|FALCON OIL & GAS LTD|u|N|Y|
FORD|FORWARD INDUSTRIES INC|S|Y|N|
FREE|FREESEAS INC|S|Y|N|
FRNT|FRONTIER AIRLINES HOLDINGS INC|G|Y|N|
FRPT|FORCE PROTECTION, INC NEW|S|Y|N|
FSBK|FIRST SOUTH BANCORP INC|Q|Y|N|
FSMO|FORTISSIMO ACQUISITION CORP CO|U|Y|N|
FTEK|FUEL TECH, INC. COMMON STK|G|Y|N|
FXFLE|Flex Fuels Energy, Inc. Common|U|Y|N|
GBAMF|GLOBAL ALUMINA CORP (CDA)|u|N|Y|
GBMR|Global Matrechs, Inc. New Comm|u|Y|N|
GDNXF|GOLDNEV RES INC (F)|u|N|Y|
GERI|GLOBAL ENERGY RESOURCES INC|u|Y|N|
GGBM|GIGABEAM CORP|S|Y|N|
GGBMZ|GIGABEAM CORP CL Z WTS 1/28/20|S|Y|N|
GLAD|GLADSTONE CAPITAL CORPORATION|Q|Y|N|
GLRE|GREENLIGHT CAPITAL RE LTD CL A|Q|Y|N|
GOPG|GlobalOptions Group, Inc. New|U|Y|N|
GPCB|GPC BIOTECH AG  SPONS ADR REPS|G|Y|N|
GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N|
GSAT|GLOBALSTAR, INC COM STK|Q|Y|N|
GSCT|GS CleanTech Corporation Commo|U|Y|N|
GSPG|GOLDSPRING INC.|U|Y|N|
GTOP|GENITOPE CORP|G|Y|N|
GTRE|GRAN TIERRA ENERGY INC|U|Y|N|
HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y|
HENKY|HENKEL KGAA SPONS ADR|u|N|Y|
HINT|HILL INTERNATIONAL, INC|G|Y|N|
HLYS|HEELYS, INC. COM|G|Y|N|
HMBN|HOMEBANC CORP COM|u|Y|N|
HMIN|HOME INNS & HOTELS MANAGEMENT,|G|Y|N|
HOMB|HOME BANCSHARES INC COM STK|G|Y|N|
HOWWY|HOPEWELL HLDGS LTD SP ADR-NEW-|u|N|Y|
HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N|
IAPLY|ICAP PLC SPONSORED ADR (UK)|u|N|Y|
ICBN|ICB Financial (CA) Common Stoc|U|Y|N|
IDIX|IDENIX PHARMACEUTICALS INC|G|Y|N|
IFOX|INFOCROSSING INC|Q|Y|N|
IMAX|IMAX CORPORATION|G|Y|N|
IMGR|Infinity Medical Group, Inc. C|u|Y|N|
IMJX|IMAGEXPRESS INC|u|Y|N|
IMRX|IMARX THERAPEUTICS INC COMMON|S|Y|N|
INPC|INPHONIC INC|G|Y|N|
IOCJY|IOCHP-MAXION S.A SP ADR|u|N|Y|
IOTN|IONATRON INC|G|Y|N|
IRBT|IROBOT CORPORATION|G|Y|N|
ISBL|Ise Blu Equity Corp Common Sto|u|Y|N|
ISSC|INNOVATIVE SLTS & SUPPORT INC|Q|Y|N|
ITMN|INTERMUNE INC|G|Y|N|
IVOT|IVOICE TECHNOLOGY, INC. CLASS|U|Y|N|
JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N|
JRCC|JAMES RIVER COAL NEW|G|Y|N|
JSDA|JONES SODA CO|S|Y|N|
KCDMY|KIMBERLY-CLARK DE MEXICO S A B|u|N|Y|
KGFHY|KINGFISHER PLC SPON ADR(NEW)|u|N|Y|
LFMI|Leonidas Films, Inc. Common St|u|Y|N|
LKRV|Let's Talk Recovery, Inc. Comm|u|Y|N|
LOCM|LOCAL.COM CORP COM STK|S|Y|N|
LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N|
MAUXF|MART RESOURCES INC (F)|u|N|Y|
MBLX|METALBOLIX INC COM STK|G|Y|N|
MCCY|Media City Corporation Common|u|Y|N|
MCHX|MARCHEX INC|G|Y|N|
MDNNF|MDN Inc Common (Canada)|u|N|Y|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MLORF|MONTELLO RESOURCES LTD|u|N|Y|
MMGP|MM2 GROUP INC CLASS A|U|Y|N|
MNTA|MOMENTA PHARMACEUTICALS INC|G|Y|N|
MOVI|MOVIE GALLERY INC|G|Y|N|
MTEX|MANNATECH INCORPORATED|Q|Y|N|
MTPW|Meta Power International Inc C|u|Y|N|
NABI|NABI BIOPHARMACEUTICALS|G|Y|N|
NAUG|NOWAUTO GROUP, INC.|U|Y|N|
NAWL|NATUREWELL INC|U|Y|N|
NEMFF|Neo Material Technologies Inc|u|N|Y|
NEOL|NEOPHARM INC|G|Y|N|
NETL|NETLOGIC MICROSYSTEMS INC|G|Y|N|
NETTQ|NETTER-DIGITAL ENTERTNMNT INC|u|Y|N|
NEWCQ|NEW CENTURY FINANCIAL CORP (MD|u|Y|N|
NEWXQ|NEW CENTURY FINANCIAL CORP PFD|u|Y|N|
NFLX|NETFLIX COM INC|Q|Y|N|
NGEN|NANOGEN INC|G|Y|N|
NHYB|NATIONAL HYPERBARIC REHAB CTN|u|Y|N|
NIHK|NIGHTHAWK SYS INC|U|Y|N|
NNGB|Nano Global, Inc. Common Stock|u|Y|N|
NNRF|NUCON RF INC COM STK|u|N|Y|
NOVA|NOVAMED INC DEL COM STK|Q|Y|N|
NRMX|NEUROCHEM INC|G|Y|N|
NTRI|NUTRI/SYSTEM INC.|Q|Y|N|
NTRZ|NUTRACEA NEW|U|Y|N|
NURO|NEUROMETRIX INC|G|Y|N|
NUSMF|Nautilus Minerals Inc Ordinary|u|N|Y|
NVAX|NOVAVAX INC|G|Y|N|
NVEC|NVE CORPORATION NEW|S|Y|N|
NWURF|NWT URANIUM CORP COM SHS (CANA|U|Y|N|
OATS|WILD OATS MARKETS INC|G|Y|N|
OCHTE|Orchestra Therapeutics, Inc. C|U|Y|N|
OCTL|OCTILLION CORP NEW COM STK|U|Y|N|
ODLO|ORDER LOGISTICS INC COM STK NE|u|Y|N|
OEGY|OPEN ENERGY CORPORATION COM ST|U|Y|N|
OGTX|ORGANETIX INC|U|Y|N|
OGZPY|O A O Gazprom Sponsored ADR (R|u|N|Y|
OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N|
ONGO|On the Go Healthcare, Inc. New|U|Y|N|
OPTR|OPTIMER PHARMACEUTICALS, INC.|G|Y|N|
OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N|
OSTK|OVERSTOCK COM INC DEL|G|Y|N|
OTEX|OPEN TEXT CORP|Q|Y|N|
OVTI|OMNIVISION TECHNOLOGIES INC|Q|Y|N|
OYSME|Oasys Mobile, Inc. Common Stoc|U|Y|N|
PALM|PALM, INC.|Q|Y|N|
PCCLF|Phoscan Chemical Corp Ordinary|u|N|Y|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PGIC|PROGRESSIVE GAMING INTERNATION|G|Y|N|
PGXFF|PROGRESS ENERGY TR UT|u|N|Y|
PILL|PROXYMED INC NEW|G|Y|N|
PINN|PINNACLE GAS RESOURCES INC COM|G|Y|N|
PKTR|PACKETEER INC|Q|Y|N|
PLUG|PLUG POWER INC|G|Y|N|
POOL|POOL CORPORATION COM STK|Q|Y|N|
POPN|POP N GO INC|U|Y|N|
POROF|PANORO MINERALS LTD (CANADA)|u|N|Y|
POWR|POWERSECURE INTL INC COM STK (|Q|Y|N|
PRFQ|FTSE RAFI TELEC & TECH SECTOR|G|Y|N|
PRST|PRESSTEK INC|Q|Y|N|
PSEC|PROSPECT CAPITAL CORP COM STK|G|Y|N|
PVTB|PRIVATE BANCORP INC.|Q|Y|N|
PWCDF|POWER CORP CANADA|u|N|Y|
PWTC|POWER TECHNOLOGY INC|U|Y|N|
QFAB|QUAKER FABRIC CORP|u|Y|N|
QSTG|QUEST GROUP INTERNATIONAL INC|U|Y|N|
QTEK|QUINTEK TECHNOLOGIES INC|U|Y|N|
QTWW|QUANTUM FUEL SYS TECHNOLOGIES|G|Y|N|
QURAF|QUATERRA RESOURCES INC LTD|u|N|Y|
RCTY|ROCKET CITY ENTERPRISES, INC.|u|N|Y|
RWEOY|R W E AG SPONS ADR|u|N|Y|
RYCEY|ROLLS ROYCE GROUP PLC SPONS AD|u|N|Y|
SBBFF|Sabina Silver Corporation Ordi|u|N|Y|
SBCF| SEACOAST BKG CORP FLA  COMMON|Q|Y|N|
SCSS|SELECT COMFORT CORP|Q|Y|N|
SDTH|ShengdaTech, Inc. Common Stock|S|Y|N|
SEWC|SEW CAL LOGO, INC.|U|Y|N|
SGAPY|Singapore Telecommunications L|u|N|Y|
SGTI|SHENGTAI PHARMACEUTICAL, INC.|U|Y|N|
SHCAY|SHARP CORP ADR (U S)|u|N|Y|
SHLP|SEARCHHELP INC|U|Y|N|
SHRP|SHARPER IMAGE CORP|G|Y|N|
SKLKY|SHINSEI BANK LTD TOKYO SPONS A|u|N|Y|
SLWF|SEAMLESS WI-FI, INC.|U|Y|N|
SMTR|SMARTIRE SYSTEMS INC|U|Y|N|
SMXT|SIMEX TECHNOLOGIES INC|u|Y|N|
SNSFF|SNS Silver Corp Ordinary Share|u|N|Y|
SNVNF|Sandvine Corp Common Shares (C|u|N|Y|
SOACF|Southern Arc Minerals Inc Comm|u|N|Y|
SOLM|SOLOMON TECHNOLOGIES INC|U|Y|N|
SOLUQ|SOLUTIA INC|U|Y|N|
SPRD|SPREADTRUM COMMUNICATIONS INC|G|Y|N|
SPWR|SUNPOWER CORPORATION CL A|G|Y|N|
SRDX|SURMODICS INC|Q|Y|N|
SSEBF|SILVER SPRUCE RES INC|u|N|Y|
SSGY|South Sea Energy Corp. Common|U|Y|N|
SSWC|SPEECHSWITCH, INC. CLASS A|U|Y|N|
STNL|Solution Technology Internatio|U|Y|N|
SWME|SWISS MEDICA INC|U|Y|N|
SWVC|SEAWAY VALLEY CAPITAL CORPORAT|U|Y|N|
SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y|
SYNL|SYNALLOY CORP.|G|Y|N|
TARR|TARRAGON CORPORATION|Q|Y|N|
TASR|TASER INTERNATIONAL INC|Q|Y|N|
TATYY|TATE & LYLE PLC SPONS ADR-NEW-|u|N|Y|
TBTC|TABLE TRAC INC|U|Y|N|
TCMRF|Thompson Creek Metals Company|u|N|Y|
TDYT|THERMODYNETICS, INC NEW|U|Y|N|
TELK|TELIK, INC|G|Y|N|
TEXG|Terax Energy, Inc. New Common|U|Y|N|
TFZP|THERMAFREEZE PRODUCTS CORPORAT|u|Y|N|
TGEN|TARGETED GENETICS CORP COM STK|S|Y|N|
TMCV|TEMECULA VALLEY BANCORP INC (C|Q|Y|N|
TNXI|TELANETIX INC COM STK|U|Y|N|
TOFS|247MGI, Inc. Common Stock|u|Y|N|
TOLWF|TRICAN WELL SERVICE LTD|u|N|Y|
TRGL|TOREADOR RESOURCES CORP|G|Y|N|
TRMP|TRUMP ENTERTAINMENT RESORTS IN|G|Y|N|
TRNP|Turnaround Partners, Inc. Comm|U|Y|N|
TSCDY|TESCO PLC SPONS ADR|u|N|Y|
TTNDY|TECHTRONIC INDS LTD SP ADR|u|N|Y|
TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N|
TYPE|MONOTYPE IMAGING HLDGS INC COM|G|Y|N|
TYRIA|TREY RES INC CL A|U|Y|N|
UAHC|UNITED AMERICAN HEALTHCARE CRP|S|Y|N|
UBFO|UNITED SECURITY BANCSHARES|Q|Y|N|
USNA|USANA HEALTH SCIENCES INC|Q|Y|N|
UTSI|UTSARCOM INC|Q|Y|N|
VCTY|VIDEOLOCITY INTERNATIONAL INC-|U|Y|N|
VLCCF|KNIGHTSBRIDGE TANKERS LTD|Q|Y|N|
VNARF|VENA RES INC (CANADA)|u|N|Y|
VNBC|VINEYARD NATL BANCORP|Q|Y|N|
VRML|CIPHERGEN BIOSYSTEMS INC|S|Y|N|
VRNM|VERENIUM CORPORATION (US)|G|Y|N|
VRTU|VIRTUSA CORP COM STK (DE)|G|Y|N|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WEGI|WINDSWEPT ENVIRONMENTAL SYS IN|U|Y|N|
WFILF|W F I INDUSTRIES LTD|u|N|Y|
WHKA|World Hockey Association Corp.|u|N|Y|
WNBD|Winning Brands Corporation Com|u|Y|N|
WNMX|Winmax Trading Group, Inc. New|u|Y|N|
WRSP|WORLDSPACE, INC.|G|Y|N|
XFML|XINHUA FINANCE MEDIA LIMITED A|G|Y|N|
XOMA|XOMA LTD (BERMUDA)|G|Y|N|
YTBLA|YTB INTERNATIONAL, INC. COM ST|u|Y|N|
ZINC|HORSEHEAD HLDG CORP COM STK (D|Q|Y|N|
ZIOP|ZIOPHARM ONCOLOGY, INC.|S|Y|N|
ZOLT|ZOLTEK COMPANIES INC|G|Y|N|
20070824230005