Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ACEN|AC Energy Inc. Common Stock|u|Y|N| ACMG|Alcard Chemicals Group, Inc. (|u|Y|N| ACTC|ADVANCED CELL TECHNOLOGY, INC.|U|Y|N| ACTVF|ACTIVE CONTROL TECHNOLGY INC N|u|N|Y| ADSO|ADSERO CORP|u|Y|N| AFML|Aerofoam Metals Inc. Common St|u|Y|N| AGEN|ANTIGENICS INC. (DEL)|G|Y|N| AGIX|ATHEROGENICS INC|G|Y|N| AHMIQ|AMERICAN HOME MTG INVESTMENT C|u|Y|N| ARTE|ARTES MEDICAL, INC COM|G|Y|N| ATDVF|AUSTIN DEVELOPMENTS LTD|u|Y|N| AUAYF|Adanac Molybdenum Corporation|u|N|Y| AURC|Aurus Corp. Common Stock|u|Y|N| AURRF|AUR RESOURCES INC (F)|u|N|Y| AUXL|AUXILIUM PHARAMCEUTICALS INC|G|Y|N| AVRX|AVALON PHARMACEUTICALS INC|G|Y|N| AWEC|Ameriwest Energy Corp. Common|U|Y|N| AXORF|Alexco Resource Corp Common Sh|u|N|Y| BCTE|Big Cat Energy Corporation Com|U|Y|N| BLLN|Brilliant Technologies Corpora|u|Y|N| BMRX|bioMETRX, Inc. New Common Stoc|U|Y|N| BPHX|BLUEPHOENIX SOLUTIONS LTD|G|Y|N| BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N| BUNM|BURNED MEDIA LTD|u|Y|N| CAJT|ConnectAJet.com, Inc. Common S|u|N|Y| CAPS|CAPRIUS, INC. NEW|U|Y|N| CARN|CARRINGTON LABORATORIES INC|u|Y|N| CBPC|CHINA BIOPHARMA INC CORP COM|U|Y|N| CGDF|COLUMBIA GOLDFIELDS LTD.|U|Y|N| CINT|CRYSTAL INTL TRAVEL GROUP COM|U|Y|N| CKCRQ|COLLINS & AIKMAN (NEW)|u|Y|N| CMHM|Conmed Healthcare Management,|U|Y|N| CMLGF|CROWFLIGHT MINERALS INC|u|N|Y| CNCTW|180 CONNECT INC WT EXP 08/25/2|U|Y|N| CNLG|CONOLOG CORPORATION NEW|S|Y|N| CNWI|Cardiac Network, Inc. Common S|u|N|Y| COBN|CONTINENTAL BEVERAGE & NUTRITI|u|Y|N| CONN|CONNS INC|Q|Y|N| CONX|CORGENIX MEDICAL CORP-NEW|U|Y|N| CORS|CORUS BANKSHARES INC|Q|Y|N| CPWM|COST PLUS INC (OAKLAND,CA)|Q|Y|N| CRDC|CARDICA INC|G|Y|N| CREE|CREE INC|Q|Y|N| CSBHY|CIBA SPEC CHEMS HLDG ADS(RP1/2|u|Y|N| CSUN|CHINA SUNERGY CO LTD ADS (CAYM|G|Y|N| CTBG|COIL TUBING TECHNOLOGY INC|u|Y|N| CTHH|CATCHER HOLDINGS, INC.|U|Y|N| CTIC|CELL THERAPEUTICS, INC. COM|G|Y|N| CUBA|HERZFELD CARIBBEAN BASIN FUND|S|Y|N| DFC|DELTA FINANCIAL CORPORATION|G|Y|N| DGEN|DELTAGEN INC|u|N|Y| DLKR|DELEK RESOURCES INC|U|Y|N| DMPD|DM PRODUCTS INC COM STK|u|Y|N| DNDN|DENDREON CORPORATION|G|Y|N| DNSKY|DANSKE BANK A/S SPONS ADR|u|N|Y| DSTI|DAYSTAR TECHNOLOGIES INC|S|Y|N| EAGB|EAGLE BROADBAND INC COM NEW|U|Y|N| ECUXF|ECU SILVER MINING INC|u|N|Y| EFOI|ENERGY FOCUS INC COM STK (DE)|G|Y|N| EFUT|E-FUTURE INFORMATION TECHNOLOG|S|Y|N| ELPVY|COMPH PARANANS DE ENERGIA ADR|u|N|Y| EPCG|EPICUS COMMUNICATIONS GROUP IN|U|Y|N| FCLE|FULL CIRCLE IMAGE INC|u|Y|N| FEDP|FEDERATED PURCHASERS INC|u|Y|N| FIGI|FORTRESS INTL GROUP INC COM ST|S|Y|N| FIRE|SOURCEFIRE INC COM STK|G|Y|N| FNIX|FONIX CORP NEW|U|Y|N| FRPT|FORCE PROTECTION, INC NEW|S|Y|N| FSBK|FIRST SOUTH BANCORP INC|Q|Y|N| FXPE|Fox Petroleum Inc. Common Stoc|U|Y|N| GBMR|Global Matrechs, Inc. New Comm|u|Y|N| GERI|GLOBAL ENERGY RESOURCES INC|u|Y|N| GFCI|GRIFCO INTERNATIONAL, INC|u|Y|N| GGBM|GIGABEAM CORP|S|Y|N| GMOS|GIANT MOTORSPORTS INC|U|Y|N| GMTN|GANDER MOUNTAIN CO|G|Y|N| GPCB|GPC BIOTECH AG SPONS ADR REPS|G|Y|N| GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N| GSPG|GOLDSPRING INC.|U|Y|N| GTOP|GENITOPE CORP|G|Y|N| GVCM|Geovic Mng Corp Common Stock|u|N|Y| GXEXF|GEOLOGIX EXPLORATIONS INC (CAN|u|N|Y| HESV|Home Energy Savings Corp Commo|u|Y|N| HOKU|HOKU SCIENTIFIC, INC.|G|Y|N| HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N| HTRE|H3 ENTERPRISES, INC.|u|Y|N| HVAE|AMERICAN PETROLEUM GROUP, INC.|u|Y|N| IAPLY|ICAP PLC SPONSORED ADR (UK)|u|N|Y| ICPW|Ironclad Performance Wear Corp|U|Y|N| IFSG|INFOSMART GROUP, INC COM STK|U|Y|N| IGDC|INDIGENOUS GLOBAL DEV CORP|u|Y|N| IHGP|INFINITE HOLDINGS GROUP INC CO|u|Y|N| IMJX|IMAGEXPRESS INC|u|Y|N| IMTS|INTERACTIVE MOTORSPORTS & ENTM|U|Y|N| INFS|INFOCUS CORPORATION|G|Y|N| IPMG|INTERNATIONAL PRECIOUS MINERAL|u|Y|N| IRBT|IROBOT CORPORATION|G|Y|N| ISBL|Ise Blu Equity Corp Common Sto|u|Y|N| IVOT|IVOICE TECHNOLOGY, INC. CLASS|U|Y|N| IWEB|ICEWEB INC NEW|U|Y|N| JRCC|JAMES RIVER COAL NEW|G|Y|N| JSDA|JONES SODA CO|S|Y|N| JUNI|JUNIPER GROUP INC NEW|U|Y|N| KCDMY|KIMBERLY-CLARK DE MEXICO S A B|u|N|Y| KGFHY|KINGFISHER PLC SPON ADR(NEW)|u|N|Y| KHPAW|KEY HOSPITALITY ACQUISITION CO|U|Y|N| KMAG|KMA Global Solutions Internati|U|Y|N| LINE|LINN ENERGY LLC COM UTS REP LT|Q|Y|N| LOCM|LOCAL.COM CORP COM STK|S|Y|N| LPHI|LIFE PARTNERS HLDGS INC|G|Y|N| LPVT|LipidViro Tech, Inc. New Commo|U|Y|N| MAAFF|MAGINDUSTRIES CORP|u|N|Y| MCCY|Media City Corporation Common|u|Y|N| MCHX|MARCHEX INC|G|Y|N| MDNNF|MDN Inc Common (Canada)|u|N|Y| MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N| MINT|MICRO-INTEGRATION CORP|u|Y|N| MITD|MIT Holding, Inc. Common Stock|U|Y|N| MMGP|MM2 GROUP INC CLASS A|U|Y|N| MMIO|Marmion Industries Corp. New C|U|Y|N| MNXBY|MONEX BEANS HLDGS INC TOKYO UN|u|N|Y| MOVI|MOVIE GALLERY INC|G|Y|N| MPRG|MOTION PICTURE GROUP INC (THE)|u|Y|N| MQBKY|MACQUARIE BANK LTD SPON ADR (A|u|N|Y| MTEX|MANNATECH INCORPORATED|Q|Y|N| MVBY|MY VINTAGE BABY INC COM STK (F|u|N|Y| MXGFF|MAXIM POWER CORP COM STK NEW (|u|N|Y| NAYN|NAYNA NETWORKS, INC.|U|Y|N| NETTQ|NETTER-DIGITAL ENTERTNMNT INC|u|Y|N| NEWCQ|NEW CENTURY FINANCIAL CORP (MD|u|Y|N| NEWXQ|NEW CENTURY FINANCIAL CORP PFD|u|Y|N| NFLD|NORTHFIELD LABORATORIES INC|G|Y|N| NFLX|NETFLIX COM INC|Q|Y|N| NHYB|NATIONAL HYPERBARIC REHAB CTN|u|Y|N| NNGB|Nano Global, Inc. Common Stock|u|Y|N| NNRI|NNRF INC COM STK (NV)|u|N|Y| NNSR|NANOSENSORS, INC.|U|Y|N| NNTPF|NEWNORTH PROJ LTD (CANADA)|u|N|Y| NRMX|NEUROCHEM INC|G|Y|N| NSEO|NS8 CORP|U|Y|N| NSMG|NATIONAL STORM MANAGEMENT INC|u|Y|N| OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N| ONGO|On the Go Healthcare, Inc. New|U|Y|N| OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N| OSTK|OVERSTOCK COM INC DEL|G|Y|N| OTIV|ON TRACK INNOVATIONS LTD|G|Y|N| PEGX|PACIFIC ENERGY RESOURCES LTD C|u|N|Y| PEIX|PACIFIC ETHANOL, INC.|G|Y|N| PGSW|Pegasus Wireless Corp. (NV) Ne|U|Y|N| PINN|PINNACLE GAS RESOURCES INC COM|G|Y|N| POOL|POOL CORPORATION COM STK|Q|Y|N| POPN|POP N GO INC|U|Y|N| POROF|PANORO MINERALS LTD (CANADA)|u|N|Y| POTP|POINT THERAPEUTICS INC|S|Y|N| PPAC|Pinpoint Advance Corp. Common|U|Y|N| PRGJ|PRG Group, Inc. Common Stock|u|Y|N| PRNW|PROCERA NETWORKS INC|U|Y|N| PURE|PURE BIOSCIENCE|U|Y|N| PVTB|PRIVATE BANCORP INC.|Q|Y|N| PXIA|PHOENIX INDIA ACQUISITION CORP|U|Y|N| PXXFF|PEARL EXPLORATION & PRODUCTION|u|N|Y| QQEW|FIRST TR NASDAQ 100 EQUAL WEIG|G|Y|N| QQQQ|POWERSHARES QQQ TR UNIT SER 1|G|Y|N| QTEK|QUINTEK TECHNOLOGIES INC|U|Y|N| RCTY|ROCKET CITY ENTERPRISES, INC.|u|N|Y| REFR|RESEARCH FRONTIERS INC|S|Y|N| RMDX|REMOTEMDX INC|U|Y|N| RSUR|Remote Surveillance Technologi|u|Y|N| SACQ|SHERMEN WSC ACQUISITION CORP.|U|Y|N| SCON|SUPERCONDUCTOR TECHS INC|S|Y|N| SEARF|SEARS CANADA INC (F)|u|N|Y| SFEG|Santa Fe Gold Corporation Comm|U|Y|N| SFPI|SALTON INC|u|Y|N| SHSN|SHEARSON FINANCIAL NETWORKS, I|U|Y|N| SMFJY|SUMITOMO MITSUI FINL GROUP INC|u|N|Y| SMTR|SMARTIRE SYSTEMS INC|U|Y|N| SMXT|SIMEX TECHNOLOGIES INC|u|Y|N| SPWR|SUNPOWER CORPORATION CL A|G|Y|N| SSEBF|SILVER SPRUCE RES INC|u|N|Y| SSTR|SILVERSTAR HOLDINGS LTD|S|Y|N| SSWC|SPEECHSWITCH, INC. CLASS A|U|Y|N| STKP|STEAKHOUSE PARTNERS INC NEW|U|Y|N| STNL|Solution Technology Internatio|U|Y|N| SWAT|SECURITY WITH ADVANCED TECHNOL|S|Y|N| SWME|SWISS MEDICA INC|U|Y|N| SWNLF|SELWYN RESOURCES LTD COMMON SH|u|N|Y| SWTS|SWEET SUCCESS ENTERPRISES INC|U|Y|N| SWVC|SEAWAY VALLEY CAPITAL CORPORAT|U|Y|N| SYNMZ|SYNTROLEUM CORP WT EXP 05/26/2|G|Y|N| TARR|TARRAGON CORPORATION|Q|Y|N| TASR|TASER INTERNATIONAL INC|Q|Y|N| TBTC|TABLE TRAC INC|U|Y|N| TCMRF|Thompson Creek Metals Company|u|N|Y| TDSC|3 D SYSTEMS CORP NEW|G|Y|N| TELK|TELIK, INC|G|Y|N| TEXG|Terax Energy, Inc. New Common|U|Y|N| TFZP|THERMAFREEZE PRODUCTS CORPORAT|u|Y|N| THDNF|THUNDERBIRD RESORTS, INC. (CAN|u|N|Y| TKGN|TEKOIL & GAS CORP NEW|U|Y|N| TLEI|TOTAL LUXURY GROUP INC|u|Y|N| TLPE|TELEPLUS WORLD CORP COM STK|U|Y|N| TRNP|Turnaround Partners, Inc. Comm|U|Y|N| TSBC|TSB FINANCIAL CORP (NC)|U|Y|N| TSCDY|TESCO PLC SPONS ADR|u|N|Y| TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N| TYRIA|TREY RES INC CL A|U|Y|N| UDHI|UNION DENTAL HOLDINGS INC|U|Y|N| USNA|USANA HEALTH SCIENCES INC|Q|Y|N| UTSI|UTSARCOM INC|Q|Y|N| UVSE|Universal Energy Corp. New Com|U|Y|N| VLCCF|KNIGHTSBRIDGE TANKERS LTD|Q|Y|N| VNARF|VENA RES INC (CANADA)|u|N|Y| VRDI|VERIDICOM INTERNATIONAL INC|u|Y|N| VRGE|Viragen International, Inc. Ne|U|Y|N| VTEC|VTEC INC (NV)|u|N|Y| WFILF|W F I INDUSTRIES LTD|u|N|Y| WGLT|WGL Entertainment Holdings, In|u|Y|N| WLGC|WORDLOGIC CORPORATION|U|Y|N| WNBD|Winning Brands Corporation Com|u|Y|N| WRSP|WORLDSPACE, INC.|G|Y|N| ZOLT|ZOLTEK COMPANIES INC|G|Y|N| ZYTC|Zyto Corporation|u|N|Y| 20070914230006