Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ABVG|ABV GOLD INC COM STK|u|Y|N|
ACEN|AC Energy Inc. Common Stock|u|Y|N|
ACMG|Alcard Chemicals Group, Inc. (|u|Y|N|
ACTS|ACTIONS SEMICONDUCTOR CO LTD A|G|Y|N|
ADSO|ADSERO CORP|u|Y|N|
AFMI|Affinity Media International C|U|Y|N|
AFML|Aerofoam Metals Inc. Common St|u|Y|N|
AGEN|ANTIGENICS INC. (DEL)|G|Y|N|
AHMIQ|AMERICAN HOME MTG INVESTMENT C|u|Y|N|
AMBFF|Ambrilia Biopharma Inc Ordinar|u|N|Y|
ANPG|Anpath Group, Inc. Common Stoc|U|Y|N|
ANTGF|ANTIGUA ENTERPRISES INC(F)|u|N|Y|
AOTL|AEROTELESIS INC NEW|U|Y|N|
APPY|ASPENBIO PHARMA INC|S|Y|N|
ARUN|ARUBA NETWORKS, INC.|G|Y|N|
ATVE|ACTIVECORE TECHNOLOGIES, INC.|u|Y|N|
AURC|Aurus Corp. Common Stock|u|Y|N|
AVTR|AVATAR HOLDINGS INC|Q|Y|N|
AWEC|Ameriwest Energy Corp. Common|U|Y|N|
AWTI|Air Water International Corpor|u|Y|N|
BBAOE|BOMBAY CO INC (THE)|U|Y|N|
BCST|BROADCAST INTERNATIONAL INC|U|Y|N|
BDCO|BLUE DOLPHIN ENERGY CORP|S|Y|N|
BFED|BEACON FEDERAL BANCORP INC COM|G|Y|N|
BGTH|BRIDGETECH HOLDINGS INT'L INC.|u|Y|N|
BHIP|NATURAL HEALTH TRENDS CORP NEW|G|Y|N|
BLLN|Brilliant Technologies Corpora|u|Y|N|
BNKFF|BANKERS PETROLEUM LTD|u|N|Y|
BNMFF|BLUE NOTE MINING INC ORD SHS (|u|N|Y|
BPREW|Biopure Corporation Warrants t|U|Y|N|
BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N|
BRRAY|BARLOWORLD LTD ADR|u|N|Y|
BUERF|BLUE EARTH REFINERIES INC ORD|u|Y|N|
BUNM|BURNED MEDIA LTD|u|Y|N|
BWTR|BASIN WATER INC COM STK|G|Y|N|
CAJT|ConnectAJet.com, Inc. Common S|u|N|Y|
CARN|CARRINGTON LABORATORIES INC|u|Y|N|
CBEL|Cybertel Capital Corporation N|U|Y|N|
CBLI|CLEVELAND BIOLABS INC COM STK|G|Y|N|
CBPC|CHINA BIOPHARMA INC CORP COM|U|Y|N|
CBPJ|CBP Carbon Industries, Inc. Co|u|Y|N|
CCJMF|COALCORP MNG INC COM NEW (CANA|u|N|Y|
CEUC|ChinaCast Education Corporatio|U|Y|N|
CFPZF|Canfor Corporation New Ordinar|u|N|Y|
CGHRF|GOLD HAWK RESOURCES INC (F)|u|N|Y|
CHME|CHINA MEDICINE CORPORATION COM|U|Y|N|
CHNR|CHINA NATURAL RESOURCES, INC|S|Y|N|
CINT|CRYSTAL INTL TRAVEL GROUP COM|U|Y|N|
CMNN|COMMUNICATE.COM INC|U|Y|N|
CMSJF|GEORGIA VENTURES INC|u|N|Y|
CNCT|180 CONNECT INC COM STK (DE)|U|Y|N|
COBN|CONTINENTAL BEVERAGE & NUTRITI|u|Y|N|
CONN|CONNS INC|Q|Y|N|
COPI|COMPLIANCE SYS CORP COM STK (N|U|Y|N|
CORS|CORUS BANKSHARES INC|Q|Y|N|
CPSL|CHINA PRECISION STEEL, INC. CO|S|Y|N|
CRDT|Crdentia Corporation New Commo|U|Y|N|
CREE|CREE INC|Q|Y|N|
CSCA|CHARDAN SOUTH CHINA ACQUISITIO|U|Y|N|
CSFFF|Capstone Mining Corp Ordinary|u|N|Y|
CSNY|CITY NETWORKS INC|u|Y|N|
CSUN|CHINA SUNERGY CO LTD ADS (CAYM|G|Y|N|
CTBG|COIL TUBING TECHNOLOGY INC|u|Y|N|
CTCT|CONSTANT CONTACT, INC COM|G|Y|N|
CTDC|CHINA TECHNOLOGY DEVELOPMENT G|S|Y|N|
CTHH|CATCHER HOLDINGS, INC.|U|Y|N|
CTMHF|CENTRASIA MINING CORP (CDA)|U|Y|N|
CUBA|HERZFELD CARIBBEAN BASIN FUND|S|Y|N|
CVTL|CONVERSION TECHNLGS INTL INC|u|Y|N|
CYTO|CYTOGEN CORP COM NEW|G|Y|N|
DCNAQ|DANA CORP|u|Y|N|
DFC|DELTA FINANCIAL CORPORATION|G|Y|N|
DISCB|DISCOVERY HOLDING COMPANY SER|Q|Y|N|
DNDN|DENDREON CORPORATION|G|Y|N|
DNSKY|DANSKE BANK A/S SPONS ADR|u|N|Y|
DRRAQ|DURA AUTOMOTIVE SYSTEMS INC|u|Y|N|
DSTI|DAYSTAR TECHNOLOGIES INC|S|Y|N|
EBKDY|ERSTE BK DER OEST AG ADR (AUST|u|N|Y|
EBOF|EARTH BIOFUELS, INC.|U|Y|N|
EDEX|ELDORADO EXPL INC|u|N|Y|
EFUT|E-FUTURE INFORMATION TECHNOLOG|S|Y|N|
EHTH|EHEALTH, INC. COM STK|G|Y|N|
ELRFF|EASTERN PLATINUM LTD ORD SHS (|u|N|Y|
EORIF|Enhanced Oil Resources Inc. Or|u|N|Y|
EPCG|EPICUS COMMUNICATIONS GROUP IN|U|Y|N|
EPCT|EPICEPT CORPORATION|S|Y|N|
ESMNF|EURASIAN MINERALS INC|u|N|Y|
EVDVF|ENERVEST DVSFD INCM TR UT|u|N|Y|
EVVV|EV3 INC.|Q|Y|N|
EXBX|EXOBOX TECHNOLOGIES CORP.|u|Y|N|
EXCS|EXECUTE SPORTS, INC.|U|Y|N|
FCLE|FULL CIRCLE IMAGE INC|u|Y|N|
FEDP|FEDERATED PURCHASERS INC|u|Y|N|
FFNW|FIRST FINANCIAL NORTHWEST, INC|Q|Y|N|
FJTSY|FUJITSU LTD ADR (5 COM)|u|N|Y|
FNIX|FONIX CORP NEW|U|Y|N|
FREE|FREESEAS INC|S|Y|N|
FRPT|FORCE PROTECTION, INC NEW|S|Y|N|
FTEK|FUEL TECH, INC. COMMON STK|G|Y|N|
FUIZF|FUBON FINANCIAL HOL GDR S|u|N|Y|
FVITF|FORTUNA SILVER MINES, INC.|u|N|Y|
GBKVF|GOLDBROOK VENTURES INC|u|N|Y|
GBMR|Global Matrechs, Inc. New Comm|u|Y|N|
GERI|GLOBAL ENERGY RESOURCES INC|u|Y|N|
GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N|
GSAT|GLOBALSTAR, INC COM STK|Q|Y|N|
GSPG|GOLDSPRING INC.|U|Y|N|
GTEC|GENESIS TECHNOLOGY GROUP INC|U|Y|N|
GTOP|GENITOPE CORP|G|Y|N|
GXEXF|GEOLOGIX EXPLORATIONS INC (CAN|u|N|Y|
GXYEY|GALAXY ENTERTAINMENT GRP LTD S|u|N|Y|
HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y|
HIHO|HIGHWAY HOLDINGS LTD|S|Y|N|
HNSN|HANSEN MEDICAL, INC. COM|G|Y|N|
HOKU|HOKU SCIENTIFIC, INC.|G|Y|N|
HOMS|HOMELAND SECURITY CAPITAL CORP|U|Y|N|
HOWWY|HOPEWELL HLDGS LTD SP ADR-NEW-|u|N|Y|
HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N|
HTHO|Halo Technology Holdings, Inc.|u|Y|N|
HVAE|High Velocity Alternative Ener|u|Y|N|
HYTM|HYTHIAM INC|G|Y|N|
IAPLY|ICAP PLC SPONSORED ADR (UK)|u|N|Y|
IBCIQ|INTERSTATE BAKERIES CORP|u|Y|N|
IEXCF|INT'L ENEXCO LTD (F)|u|N|Y|
INPC|INPHONIC INC|G|Y|N|
INXI|INX, INC.|G|Y|N|
IRMGF|INSPIRATION MINING CORP|u|N|Y|
ISBL|Ise Blu Equity Corp Common Sto|u|Y|N|
ISCR|instaCare Corp. New Common Sto|U|Y|N|
ISLN|ISILON SYSTEMS, INC. COM|G|Y|N|
ISOT|ISOTIS INC COM STK (DE)|G|Y|N|
ISSC|INNOVATIVE SLTS & SUPPORT INC|Q|Y|N|
ITMSF|INTERMAP TECH CORP CL-A|u|N|Y|
IVOT|IVOICE TECHNOLOGY, INC. CLASS|U|Y|N|
JINFF|JINSHAN GOLD MINES INC|u|N|Y|
JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N|
JRCC|JAMES RIVER COAL NEW|G|Y|N|
JSDA|JONES SODA CO|S|Y|N|
KGFHY|KINGFISHER PLC SPON ADR(NEW)|u|N|Y|
KWBT|KIWA BIO TECH PRODS GROUP CORP|U|Y|N|
KXLAF|KODIAK EXPLORATION LTD|u|N|Y|
LERA|MERRILL LYNCH & CO., INC LIRN|G|Y|N|
LFRGY|LAFARGE ADS (1/4 COM) NEW|u|N|Y|
LINE|LINN ENERGY LLC COM UTS REP LT|Q|Y|N|
LNGT|LASER ENERGETICS INC CL A|u|N|Y|
LOCM|LOCAL.COM CORP COM STK|S|Y|N|
LPHC|LocatePLUS Holdings Corporatio|u|Y|N|
LPHI|LIFE PARTNERS HLDGS INC|G|Y|N|
LPTI|LONGPORT INC|u|Y|N|
LPTN|Lpath, Inc. Common Stock|U|Y|N|
LPVT|LipidViro Tech, Inc. New Commo|U|Y|N|
LTTOY|Lottomatica Spa Sponsored ADR|u|N|Y|
MACM|MacroChem Corporation New Comm|U|Y|N|
MCAM|MONEY CENTERS OF AMERICA INC|U|Y|N|
MCCY|Media City Corporation Common|u|Y|N|
MCET|MULTICELL TECHNOLOGIES, INC. N|U|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MDWGF|MIDWAY GOLD CORP (CANADA)|u|N|Y|
MKBY|MCKENZIE BAY INTERNATIONAL LTD|u|Y|N|
MMAI|MMA Media Inc. Common Stock|U|Y|N|
MMIO|Marmion Industries Corp. New C|U|Y|N|
MMUS|MAKEMUSIC INC NEW|S|Y|N|
MNKD|MANNKIND CORP|G|Y|N|
MOBL|MOBILEPRO CORP-NEW|U|Y|N|
MOVI|MOVIE GALLERY INC|G|Y|N|
MPEL|MELCO PBL ENTERTAINMENT (MACAU|G|Y|N|
MTEX|MANNATECH INCORPORATED|Q|Y|N|
NCTY|THE 9 LIMITED AMERICAN DEP SHR|G|Y|N|
NETTQ|NETTER-DIGITAL ENTERTNMNT INC|u|Y|N|
NFEI|NEW FRONTIER ENERGY INC|U|Y|N|
NFLX|NETFLIX COM INC|Q|Y|N|
NHLD|NATIONAL HOLDINGS CORPORATION|U|Y|N|
NHYB|NATIONAL HYPERBARIC REHAB CTN|u|Y|N|
NNTN|Natural Nutrition, Inc. Common|U|Y|N|
NOSOF|NORONT RES LTD (F)|u|N|Y|
NRMX|NEUROCHEM INC|G|Y|N|
NSEO|NS8 CORP|U|Y|N|
NSMG|NATIONAL STORM MANAGEMENT INC|u|Y|N|
NTRI|NUTRI/SYSTEM INC.|Q|Y|N|
NURO|NEUROMETRIX INC|G|Y|N|
NWGN|NEWGEN TECHNOLOGIES, INC|U|Y|N|
NWLS|New Life Scientific, Inc. New|U|Y|N|
NWOL|North West Oil Group, Inc. New|u|N|Y|
NXCN|NEXICON INC|u|Y|N|
OCLS|OCULUS INNOVATIVE SCIENCES, IN|G|Y|N|
ODLO|ORDER LOGISTICS INC COM STK NE|u|Y|N|
OGTX|ORGANETIX INC|U|Y|N|
OGZPY|O A O Gazprom Sponsored ADR (R|u|N|Y|
OMNI|OMNI ENERGY SVCS CORP|G|Y|N|
OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N|
ORMT|ORMET CORP|u|N|Y|
OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N|
OSTK|OVERSTOCK COM INC DEL|G|Y|N|
PABN|PANAMERICAN BANCORP|u|Y|N|
PBBK|PROFESSIONAL BUS BK (PASADENA|U|Y|N|
PCLI|PROTOCALL TECHNOLOGIES INC|U|Y|N|
PEGGF|PETRO RUBIALES ENERGY CORP ORD|u|N|Y|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PEZFF|PEDIMENT EXPLORATION LTD (CANA|u|N|Y|
PHII|PHI, INC. COM|G|Y|N|
PHOS|PHOSPHATE HOLDINGS IN CMN STK|u|N|Y|
PIKGF|PEAK GOLD LTD COM SHS (CANADA)|u|N|Y|
PKTR|PACKETEER INC|Q|Y|N|
PNPFF|PINETREE CAPITAL LTD|u|N|Y|
POROF|PANORO MINERALS LTD (CANADA)|u|N|Y|
PRFF|FTSE RAFI FINLS SECTOR PORTF P|G|Y|N|
PSELF|Pacific Stratus Energy Ltd. Ne|u|N|Y|
PSPJ|PSPP HOLDINGS INC NEW|U|Y|N|
PTBT|POPE & TALBOT INC|u|Y|N|
PUDC|PUDA COAL, INC. NEW|U|Y|N|
PXXFF|PEARL EXPLORATION & PRODUCTION|u|N|Y|
QMMC|QUEST MINERALS & MINING CORP.|U|Y|N|
QQEW|FIRST TR NASDAQ 100 EQUAL WEIG|G|Y|N|
QTEK|QUINTEK TECHNOLOGIES INC|U|Y|N|
RCTY|ROCKET CITY ENTERPRISES, INC.|u|N|Y|
REMI|REMEDENT, INC.|U|Y|N|
RHFFF|Red Hill Energy Inc Ordinary S|u|N|Y|
RPBC|Redpoint Bio Corporation Commo|U|Y|N|
RVXCF|RESVERLOGIX CORP|u|N|Y|
SBKC|SECURITY BANK CORP|Q|Y|N|
SCGLY|SOCIETE GENERALE FRANCE SP ADR|u|N|Y|
SCON|SUPERCONDUCTOR TECHS INC|S|Y|N|
SEED|ORIGIN AGRITECH LIMITED|Q|Y|N|
SFPI|SALTON INC|u|Y|N|
SHRP|SHARPER IMAGE CORP|G|Y|N|
SHSN|SHEARSON FINANCIAL NETWORKS, I|U|Y|N|
SLGI|SECURELOGIC CORP|U|Y|N|
SMTR|SMARTIRE SYSTEMS INC|U|Y|N|
SMXT|SIMEX TECHNOLOGIES INC|u|Y|N|
SNTA|SYNTA PHARMACEUTICALS INC COM|G|Y|N|
SOLAF|SOLA RESOURCE CORPORATION|u|Y|N|
SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N|
SPKL|Spicy Pickle Franchising, Inc.|U|Y|N|
SPRG|SPRINGBANK RESOURCES, INC. (NE|U|Y|N|
SPWR|SUNPOWER CORPORATION CL A|G|Y|N|
SPXP|SPIRIT EXPLORATION INC COM STK|u|N|Y|
SSEBF|SILVER SPRUCE RES INC|u|N|Y|
SSTR|SILVERSTAR HOLDINGS LTD|S|Y|N|
SVOX|StarVox Communications, Inc. C|U|Y|N|
SWME|SWISS MEDICA INC|U|Y|N|
SWTS|SWEET SUCCESS ENTERPRISES INC|U|Y|N|
SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y|
SYVT|Sysview Technology, Inc. Commo|U|Y|N|
TARR|TARRAGON CORPORATION|Q|Y|N|
TASR|TASER INTERNATIONAL INC|Q|Y|N|
TCHC|21ST CENTURY HLDGS CO.|G|Y|N|
TCMRF|Thompson Creek Metals Company|u|N|Y|
TDSC|3 D SYSTEMS CORP NEW|G|Y|N|
TELK|TELIK, INC|G|Y|N|
TEXG|Terax Energy, Inc. New Common|u|Y|N|
TGIC|TRIAD GUARANTY INC|Q|Y|N|
THTCF|THERATECHNOLOGIES INC SVC|u|N|Y|
TLEI|TOTAL LUXURY GROUP INC|u|Y|N|
TOLWF|TRICAN WELL SERVICE LTD|u|N|Y|
TRLG|TRUE RELIGION APPAREL INC|G|Y|N|
TRNP|Turnaround Partners, Inc. Comm|U|Y|N|
TSCDY|TESCO PLC SPONS ADR|u|N|Y|
TTSPW|TRANSTECH SERVICES PARTNERS IN|U|Y|N|
TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N|
TYRIA|TREY RES INC CL A|U|Y|N|
UGTH|U.S. GEOTHERMAL INC|U|Y|N|
USEI|US Energy Initiatives Corporat|U|Y|N|
USNA|USANA HEALTH SCIENCES INC|Q|Y|N|
UTSI|UTSARCOM INC|Q|Y|N|
VBDG|Vertical Branding, Inc. Common|U|Y|N|
VLCO|ValCom, Inc. New Common Stock|u|Y|N|
VRGEE|Viragen International, Inc. Ne|U|Y|N|
VRNM|VERENIUM CORPORATION (US)|G|Y|N|
VSPC|VIASPACE INC.|U|Y|N|
VTLV|VITAL LIVING INC|U|Y|N|
WLGC|WORDLOGIC CORPORATION|U|Y|N|
WRSP|WORLDSPACE, INC.|G|Y|N|
XFML|XINHUA FINANCE MEDIA LIMITED A|G|Y|N|
XING|QIAO XING UNIV TELEPHONE INC|G|Y|N|
YNGFF|YUKON-NEVADA GOLD CORP|u|N|Y|
YTBLA|YTB INTERNATIONAL, INC. COM ST|u|Y|N|
20071019230005