Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ABVG|ABV GOLD INC COM STK|u|Y|N|
ACEN|AC Energy Inc. Common Stock|u|Y|N|
AGFMF|AGF MANAGEMENT LTD|u|N|Y|
AHHAP|ACCREDITED MTG LN REIT TR PREF|u|N|Y|
AHMIQ|AMERICAN HOME MTG INVESTMENT C|u|Y|N|
AIRI|Air Industries Group, Inc. Com|U|Y|N|
AITXE|AIRTRAX INC|U|Y|N|
AIVN|AMERICAN INTL VENTURES INC|U|Y|N|
AKNS|Akeena Solar, Inc. (DE) Common|S|Y|N|
ALAWP|ALABAMA POWER CO Non Cumulativ|u|Y|N|
AMCN|AIRMEDIA GROUP INC SPONSORED A|G|Y|N|
ANPG|Anpath Group, Inc. Common Stoc|U|Y|N|
ARGA|Auriga Laboratories, Inc. Comm|U|Y|N|
ARTE|ARTES MEDICAL, INC COM|G|Y|N|
ARYX|ARYX THERAPEUTICS INC COM STK|G|Y|N|
ASFI|ASTA FUNDING INC|Q|Y|N|
ASMI|ASM INTERNATL N.V|Q|Y|N|
ASVI|A S V INC|Q|Y|N|
AULO|Aurelio Resource Corporation C|U|Y|N|
AURC|Aurus Corp. Common Stock|u|Y|N|
AWEC|Ameriwest Energy Corp. Common|U|Y|N|
AWYI|ARIEL WAY, INC|U|Y|N|
BBRRF|BRETT RESOURCES INC|u|N|Y|
BFLDY|BENFIELD GROUP LTD UNSPONSORED|u|Y|N|
BHIP|NATURAL HEALTH TRENDS CORP NEW|G|Y|N|
BIDZ|Bidz.com, Inc. Common Stock|S|Y|N|
BJGP|BEIJING MED-PHARM CORPORATION|G|Y|N|
BPAX|BIOSANTE PHARMACEUTICALS INC|G|Y|N|
BPMA|Benda Pharmaceutical, Inc. Com|U|Y|N|
BRCRW|Brooke Credit Corporation Warr|U|Y|N|
BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N|
BSPE|Blacksands Petroleum, Inc. Com|U|Y|N|
BWLD|BUFFALO WILD WINGS INC|Q|Y|N|
CAST|ChinaCast Education Corporatio|G|Y|N|
CBLI|CLEVELAND BIOLABS INC COM STK|G|Y|N|
CCBG|CAPITAL CITY BK GROUP INC|Q|Y|N|
CCJMF|COALCORP MNG INC COM NEW (CANA|u|N|Y|
CCRT|COMPUCREDIT CORP|Q|Y|N|
CCTC|Clean Coal Technologies, Inc.|u|N|Y|
CCZMP|COMCAST HLDGS INC ZERO PREM OP|u|N|Y|
CESDY|Companhia Energetica de Sao Pa|u|N|Y|
CGRB|Cougar Biotechnology, Inc. Com|U|Y|N|
CHVC|CHINA VOICE HOLDING CORP COM|u|N|Y|
CHXMF|CASH MINERALS LTD|u|N|Y|
CINT|CRYSTAL INTL TRAVEL GROUP COM|u|Y|N|
CLAY|CLAYTON HOLDINGS INC COM STK|G|Y|N|
CLSCE|COBALIS CORPORATION NEW|U|Y|N|
CLWR|CLEARWIRE CORPORATION CL A COM|Q|Y|N|
CMKT|CAPITAL MARKETS TECHNOLOGIES I|u|Y|N|
CMSJF|CRESTON MOLY CORP ORD SHRS|u|N|Y|
COBN|CONTINENTAL BEVERAGE & NUTRITI|u|Y|N|
CONN|CONNS INC|Q|Y|N|
CORS|CORUS BANKSHARES INC|Q|Y|N|
CRASY|CLARINS SA SPONS ADR|u|N|Y|
CREE|CREE INC|Q|Y|N|
CSCA|CHARDAN SOUTH CHINA ACQUISITIO|U|Y|N|
CSIQ|CANADIAN SOLAR INC. COM|G|Y|N|
CSUN|CHINA SUNERGY CO LTD ADS (CAYM|G|Y|N|
CTBG|COIL TUBING TECHNOLOGY INC|u|Y|N|
CTIC|CELL THERAPEUTICS, INC. COM|G|Y|N|
CTPCY|CITIC PACIFIC LTD SPONS ADR|u|N|Y|
CXTI|CHINA EXPERT TECHNOLOGY INC|u|Y|N|
CYOS|CYOP SYSYTEMS INTL INC NEW|u|Y|N|
DCFF|Diet Coffee, Inc. Common Stock|U|Y|N|
DFC|DELTA FINANCIAL CORPORATION|G|Y|N|
DHOM|DOMINION HOMES INC|G|Y|N|
DNAG|DNAPRINT GENOMICS INC. NEW|U|Y|N|
DNDN|DENDREON CORPORATION|G|Y|N|
DRRAQ|DURA AUTOMOTIVE SYSTEMS INC|u|Y|N|
DWAHY|DAIWA HOUSE INDUSTRY LTD ADR|u|N|Y|
DYTB|Daytonabrands Inc Common Stock|u|Y|N|
EADSY|European Aeronautic Defence An|u|N|Y|
ECUXF|ECU SILVER MINING INC|u|N|Y|
EERG|ETERNAL ENERGY CORP|U|Y|N|
ELRFF|EASTERN PLATINUM LTD ORD SHS (|u|N|Y|
ENER|ENERGY CONVERSION DEVICES INC|Q|Y|N|
EORIF|Enhanced Oil Resources Inc. Or|u|N|Y|
ESVIF|ENSIGN ENERGY SERVICES INC.|u|N|Y|
ETLS|ETOTALSOURCE INC|U|Y|N|
ETRUF|ETRUSCAN RESOURCES INC (F)|u|N|Y|
EXCS|EXECUTE SPORTS, INC.|U|Y|N|
FBRWY|FOSTERS GR LTD ADR-NEW|u|N|Y|
FCAL|FIRST CALIF FINL GROUP INC COM|G|Y|N|
FCGCF|FIRST CALGARY PETROLEUM LTD|u|N|Y|
FEDP|FEDERATED PURCHASERS INC|u|Y|N|
FETUF|FOCUS ENERGY  TR UNIT (CANADA)|u|N|Y|
FJTSY|FUJITSU LTD ADR (5 COM)|u|N|Y|
FNIX|FONIX CORP NEW|U|Y|N|
FNXMF|FNX MNG CO INC|u|N|Y|
FRNT|FRONTIER AIRLINES HOLDINGS INC|G|Y|N|
FRPT|FORCE PROTECTION, INC NEW|S|Y|N|
FTEK|FUEL TECH, INC. COMMON STK|G|Y|N|
FTMMD|FORTUNE MKT MEDIA INC (NV) NEW|u|N|Y|
FUQI|FUQI INTERNATIONAL INC COM|G|Y|N|
FVITF|FORTUNA SILVER MINES, INC.|u|N|Y|
GBAMF|GLOBAL ALUMINA CORP (CDA)|u|N|Y|
GBMR|Global Matrechs, Inc. New Comm|u|Y|N|
GENT|GENTIUM SPA ADS|G|Y|N|
GERI|GLOBAL ENERGY RESOURCES INC|u|Y|N|
GFET|Gulf Ethanol Corp. Common Stoc|u|N|Y|
GHBAZ|GOOD HARBOR PARTNERS ACQUISITI|U|Y|N|
GMFX|GameZnFlix, Inc. New Common St|U|Y|N|
GMTN|GANDER MOUNTAIN CO|G|Y|N|
GOCPF|GLOBAL COPPER CORP COM SHS (CA|u|N|Y|
GPCB|GPC BIOTECH AG  SPONS ADR REPS|G|Y|N|
GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N|
GSAT|GLOBALSTAR, INC COM STK|Q|Y|N|
GSPG|GOLDSPRING INC.|U|Y|N|
GTOP|GENITOPE CORP|G|Y|N|
GVCM|Geovic Mng Corp Common Stock|u|N|Y|
GXEXF|GEOLOGIX EXPLORATIONS INC (CAN|u|N|Y|
HLSYF|HLS SYSTEMS INTERNATIONAL, LTD|U|Y|N|
HLYS|HEELYS, INC. COM|G|Y|N|
HNSN|HANSEN MEDICAL, INC. COM|G|Y|N|
HOMB|HOME BANCSHARES INC COM STK|Q|Y|N|
HOWWY|HOPEWELL HLDGS LTD SP ADR-NEW-|u|N|Y|
HRAL|HEAR ATLAST HOLDINGS, INC COM|u|N|Y|
HRIVF|HIGH RIVER GOLD MINES LTD|u|N|Y|
HSOA|HOME SOLUTIONS OF AMERICA INC|G|Y|N|
HWCC|HOUSTON WIRE & CABLE COMPANY C|Q|Y|N|
HYTM|HYTHIAM INC|G|Y|N|
IAPLY|ICAP PLC SPONSORED ADR (UK)|u|N|Y|
ICMTF|INTER-CITIC MINERALS INC|u|N|Y|
IHLDY|IMPERIAL HOLDINGS LTD SPONSORE|u|N|Y|
ILKG|INTERLINK GLOBAL CORP|u|Y|N|
INPC|INPHONIC INC|u|Y|N|
IRMGF|INSPIRATION MINING CORP|u|N|Y|
ISBL|Ise Blu Equity Corp Common Sto|u|Y|N|
ISLN|ISILON SYSTEMS, INC. COM|G|Y|N|
ISSM|Integrated Surgical Systems, I|u|Y|N|
ISYFF|IFCO SYSTEMS NV (NEW)|u|N|Y|
ISYRF|INTRINSYC SOFTWARE INTL INC|u|N|Y|
ITMSF|INTERMAP TECH CORP CL-A|u|N|Y|
IVOT|IVOICE TECHNOLOGY, INC. CLASS|U|Y|N|
IWEB|ICEWEB INC NEW|U|Y|N|
JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N|
JSDA|JONES SODA CO|S|Y|N|
KCDMY|KIMBERLY-CLARK DE MEXICO S A B|u|N|Y|
KXLAF|KODIAK EXPLORATION LTD|u|N|Y|
LBAS|Location Based Technologies, I|U|Y|N|
LCAV|LCA-VISION INC|Q|Y|N|
LNVGY|LENOVO GROUP LTD SPONS ADR|u|N|Y|
LOCM|LOCAL.COM CORP COM STK|S|Y|N|
LPHC|LocatePLUS Holdings Corporatio|u|Y|N|
LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N|
LXRS|LEXINGTON RESOURCES INC|U|Y|N|
MACM|MacroChem Corporation New Comm|U|Y|N|
MAGS|MAGAL SECURITY SYSTEMS LTD-ORD|G|Y|N|
MBAY|MEDIABAY INC NEW|u|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MDWGF|MIDWAY GOLD CORP (CANADA)|u|N|Y|
MKGBW|MIDDLE KINGDOM ALLIANCE CORP W|U|Y|N|
MMGP|MM2 GROUP INC CLASS A|U|Y|N|
MNKD|MANNKIND CORP|G|Y|N|
MNXBY|MONEX BEANS HLDGS INC TOKYO UN|u|N|Y|
MOVIQ|MOVIE GALLERY INC|u|Y|N|
MPRG|MOTION PICTURE GROUP INC (THE)|u|Y|N|
MSGI|MSGI SECURITY SOLUTIONS, INC.|U|Y|N|
MSPX|MERRILL LYNCH & CO INC S&P 500|G|Y|N|
MTEX|MANNATECH INCORPORATED|Q|Y|N|
MTRMP|METROMEDIA 7.25% CUM CV PFD|u|Y|N|
MTSQY|MITSUI SUMITOMO INSURANCE CO L|u|N|Y|
MXOM|MEXORO MINERALS LTD|U|Y|N|
NBIX|NEUROCRINE BIOSCIENCES INC|Q|Y|N|
NCTY|THE 9 LIMITED AMERICAN DEP SHR|G|Y|N|
NEMFF|Neo Material Technologies Inc|u|N|Y|
NETL|NETLOGIC MICROSYSTEMS INC|G|Y|N|
NETTQ|NETTER-DIGITAL ENTERTNMNT INC|u|Y|N|
NFLX|NETFLIX COM INC|Q|Y|N|
NGPC|NGP CAPITAL RESOURCES COMPANY|Q|Y|N|
NHYB|NATIONAL HYPERBARIC REHAB CTN|u|Y|N|
NILSY|JSC MMC NORILSK NICKEL SPONS A|u|N|Y|
NMNCF|NEXT MILLENNIUM COMM'L CORP|u|N|Y|
NPBC|NATL PENN BANCSHARES INC|Q|Y|N|
NPNYY|Nippon Yusen Kabushiki Kaisha|u|N|Y|
NRMX|NEUROCHEM INC|G|Y|N|
NSMG|NATIONAL STORM MANAGEMENT INC|u|Y|N|
NSMSF|NORTHERN STAR MINING CORP|u|N|Y|
NSRGY|NESTLE S.A.SPON ADR(REP REG SH|u|N|Y|
NSTK|NASTECH PHARMACEUTICAL INC|G|Y|N|
NTRI|NUTRI/SYSTEM INC.|Q|Y|N|
NURMF|NUR MACROPRINTERS LTD ORD SHS|u|Y|N|
NWGN|NEWGEN TECHNOLOGIES, INC|u|Y|N|
OCNW|Occam Networks, Inc. New Commo|G|Y|N|
OGZPY|O A O Gazprom Sponsored ADR (R|u|N|Y|
OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N|
ONEV|ONE VOICE TECHNOLOGIES INC|U|Y|N|
ORMP|Oramed Pharmaceuticals Inc. Co|U|Y|N|
ORMT|ORMET CORP|u|N|Y|
OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N|
OSTK|OVERSTOCK COM INC DEL|G|Y|N|
PCCLF|Phoscan Chemical Corp Ordinary|u|N|Y|
PDVP|Podium Venture Group, Inc. Com|u|Y|N|
PEGGF|PETRO RUBIALES ENERGY CORP ORD|u|N|Y|
PEGX|PACIFIC ENERGY RESOURCES LTD C|u|N|Y|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PFAP|Pacific Asia Petroleum, Inc. C|u|Y|N|
PHOS|PHOSPHATE HOLDINGS IN CMN STK|u|N|Y|
PHTW|PHOTOWORKS INC. NEW|U|Y|N|
PMQC|Paramount Acquisition Corporat|U|Y|N|
PNPFF|PINETREE CAPITAL LTD|u|N|Y|
PRGJ|PRG Group, Inc. Common Stock|u|Y|N|
PRKR|PARKERVISION INC|G|Y|N|
PRPL|PARK PLACE ENERGY CORP (NV)|U|Y|N|
PRXI|PREMIER EXHIBITIONS, INC.|G|Y|N|
PTSG|PETROSEARCH ENERGY CORP|U|Y|N|
PURE|PURE BIOSCIENCE|U|Y|N|
PVTB|PRIVATE BANCORP INC.|Q|Y|N|
QELP|QUEST ENERGY PARTNERS L P (DE)|G|Y|N|
QMMC|QUEST MINERALS & MINING CORP.|U|Y|N|
QQQQ|POWERSHARES QQQ TR UNIT SER 1|G|Y|N|
QTEK|QUINTEK TECHNOLOGIES INC|U|Y|N|
QURAF|QUATERRA RESOURCES INC LTD|u|N|Y|
REFR|RESEARCH FRONTIERS INC|S|Y|N|
RGRP|ROO GROUP INC NEW|U|Y|N|
RHHBY|ROCHE HLDG LTD SPONS ADR|u|N|Y|
RNWF|Renewal Fuels, Inc. Common Sto|U|Y|N|
RVXCF|RESVERLOGIX CORP|u|N|Y|
SAZEF|INTERNATIONAL SAMUEL EXPLORATI|u|N|Y|
SBKC|SECURITY BANK CORP|Q|Y|N|
SCON|SUPERCONDUCTOR TECHS INC|S|Y|N|
SDBT|SOUNDBITE COMMUNICATIONS, INC.|G|Y|N|
SEED|ORIGIN AGRITECH LIMITED|Q|Y|N|
SGCNF|SUNRIDGE GOLD CORP(F)|u|N|Y|
SHRP|SHARPER IMAGE CORP|G|Y|N|
SHSN|SHEARSON FINANCIAL NETWORKS, I|U|Y|N|
SIRT|SIRTRIS PHARMACEUTICALS INC CO|G|Y|N|
SKBI|Skystar Bio-Pharmaceutical Com|U|Y|N|
SMLC|012 SMILE COMMUNICATION LTD OR|G|Y|N|
SNTA|SYNTA PHARMACEUTICALS INC COM|G|Y|N|
SNTO|SENTO CORPORATION NEW|u|Y|N|
SNVNF|Sandvine Corp Common Shares (C|u|N|Y|
SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N|
SPPX|MERRILL LYNCH & CO INC S&P 500|G|Y|N|
SPWR|SUNPOWER CORPORATION CL A|G|Y|N|
SRAMF|SURAMINA RESOURCES INC COM STK|u|N|Y|
SSWC|SPEECHSWITCH, INC. CLASS A|U|Y|N|
SVSE|SILVER STAR ENERGY INC NEW|U|Y|N|
SWME|SWISS MEDICA INC|u|Y|N|
SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y|
TAROF|TARO PHARMACEUTICAL INDS LTD|u|Y|N|
TARR|TARRAGON CORPORATION|Q|Y|N|
TASR|TASER INTERNATIONAL INC|Q|Y|N|
TBHS|THE BANK HOLDINGS INC|S|Y|N|
TDSC|3 D SYSTEMS CORP NEW|G|Y|N|
TELK|TELIK, INC|G|Y|N|
TGIC|TRIAD GUARANTY INC|Q|Y|N|
THRSF|Thunderbird Resorts, Inc. Ordi|u|N|Y|
THTCF|THERATECHNOLOGIES INC SVC|u|N|Y|
TLEO|TALEO CORPORATION CL A|G|Y|N|
TMCV|TEMECULA VALLEY BANCORP INC (C|Q|Y|N|
TNRO|TERRA NOSTRA RES CORP|U|Y|N|
TNXI|TELANETIX INC COM STK|U|Y|N|
TRNP|Turnaround Partners, Inc. Comm|U|Y|N|
TTDS|TRITON DISTRIBUTION SYSTEMS IN|U|Y|N|
TTSP|TRANSTECH SERVICES PARTNERS IN|U|Y|N|
TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N|
UDHI|UNION DENTAL HOLDINGS INC|U|Y|N|
UGTH|U.S. GEOTHERMAL INC|U|Y|N|
URNAF|URBANA CORP (F)|u|N|Y|
USEI|US Energy Initiatives Corporat|U|Y|N|
USEY|U.S.ENERGY SYSTEMS INC|u|Y|N|
USNA|USANA HEALTH SCIENCES INC|Q|Y|N|
UTSI|UTSARCOM INC|Q|Y|N|
VLCCF|KNIGHTSBRIDGE TANKERS LTD|Q|Y|N|
VNBC|VINEYARD NATL BANCORP|Q|Y|N|
VOIC|VoIP, Inc. NEW Common Stock|U|Y|N|
VRAD|VIRTUAL RADIOLOGIC CORPORATION|G|Y|N|
VRGE|Viragen International, Inc. Ne|u|Y|N|
VRNM|VERENIUM CORPORATION (US)|G|Y|N|
VSUR|VSURANCE, INC. NEW COMMON STOC|U|Y|N|
VTLV|VITAL LIVING INC|U|Y|N|
VYGO|VOYAGER PETROLEUM, INC COM|U|Y|N|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WNWG|WENTWORTH ENERGY INC NEW|U|Y|N|
WRSP|WORLDSPACE, INC.|G|Y|N|
WSDT|WISDOMTREE INVESTMENTS, INC.|u|N|Y|
WSZL|Western Sizzlin Corporation Ne|U|Y|N|
WXJXF|WERSTERN CANADIAN COAL CORP|u|N|Y|
ZAGG|ZAGG INCORPORATED COM STK|U|Y|N|
ZVUE|ZVUE CORPORATION COM|S|Y|N|
ZYNX|ZYNEX MEDICAL HOLDINGS INC|U|Y|N|
20071128230000