Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ACAH|ACA CAPITAL HOLDINGS INC COM|u|N|Y| ACAS|AMERICAN CAP, STRATETIES LTD|Q|Y|N| ACMG|Alcard Chemicals Group, Inc. (|u|Y|N| ADBRF|ADMIRAL BAY RESOURCES INC|u|N|Y| ADVR|ADVANCED VIRAL RESEARCH CORP|U|Y|N| AGIX|ATHEROGENICS INC|G|Y|N| AITX|AIRTRAX INC|U|Y|N| AIVN|AMERICAN INTL VENTURES INC|U|Y|N| AIXD|ACCESS INTEGRATED TECHNOLOGIES|G|Y|N| AMGI|AMERICAN MOLD GUARD INC COM ST|S|Y|N| AQPTY|AQUARIUS PLATINUM LTD SPNS ADR|u|N|Y| ARGA|Auriga Laboratories, Inc. Comm|U|Y|N| ARTC|ARTHROCARE CORP|Q|Y|N| ASRV|AMERISERV FINANCIAL INC|G|Y|N| ATHN|ATHENAHEALTH, INC. COM|G|Y|N| AURC|Aurus Corp. Common Stock|u|Y|N| AVID|AVID TECH INC|Q|Y|N| AVTR|AVATAR HOLDINGS INC|Q|Y|N| AWEC|Ameriwest Energy Corp. Common|U|Y|N| BCEKF|BEAR CREEK MINING CORPORATION|u|N|Y| BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y| BDRR|BEDERRA CORP. COMMON STOCK (TX|u|Y|N| BEST|SHINER INTERNATIONAL, INC. COM|S|Y|N| BFLDY|BENFIELD GROUP LTD UNSPONSORED|u|Y|N| BGUE|Bogue International Inc. Commo|u|Y|N| BIDZ|Bidz.com, Inc. Common Stock|S|Y|N| BIMGF|BAFFINLAND IRON MINES CORPORAT|u|N|Y| BIOD|BIODEL INC COM STK (DE)|G|Y|N| BKUNA|BANKUNITED FINL CORP CL-A|Q|Y|N| BMRX|bioMETRX, Inc. New Common Stoc|U|Y|N| BNKFF|BANKERS PETROLEUM LTD|u|N|Y| BONT|BON-TON STORES INC (THE)|Q|Y|N| BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N| BSRR|SIERRA BANCORP|Q|Y|N| BUNM|BURNED MEDIA LTD|u|Y|N| BVRG|Beverage Creations Inc Common|u|N|Y| CALM|CAL-MAINE FOODS INC|G|Y|N| CARN|CARRINGTON LABORATORIES INC|U|Y|N| CBLI|CLEVELAND BIOLABS INC COM STK|G|Y|N| CBPC|CHINA BIOPHARMA INC CORP COM|U|Y|N| CCRT|COMPUCREDIT CORP|Q|Y|N| CCTC|Clean Coal Technologies, Inc.|u|N|Y| CDIP|CERTIFIED DIABETIC SVCS INC(DE|u|N|Y| CDZI|CADIZ INC NEW|G|Y|N| CEDU|CHINAEDU CORPORATION ADS|G|Y|N| CGMI|Competitive Games Internationa|u|Y|N| CGSY|CAPITAL GROWTH SYSTEMS INC|U|Y|N| CHRT|CHARTERED SEMICONDUCTOR MFG LT|Q|Y|N| CHTR|CHARTER COMMUNICATIONS CL-A|Q|Y|N| CINT|CRYSTAL INTL TRAVEL GROUP COM|u|Y|N| CKRU|Ckrush, Inc. New Common Stock|U|Y|N| CLWR|CLEARWIRE CORPORATION CL A COM|Q|Y|N| CNBBP|COLONIAL BANCGROUP, INC. (THE)|u|N|Y| CNLG|CONOLOG CORPORATION NEW|S|Y|N| CNSCE|CenterStaging Corp. Common Sto|U|Y|N| COIN|CONVERTED ORGANICS INC COM STK|S|Y|N| COINW|CONVERTED ORGANICS INC CL A WT|S|Y|N| CONN|CONNS INC|Q|Y|N| CORS|CORUS BANKSHARES INC|Q|Y|N| CPNCW|CALPINE CORP WT SER A EXP 08/2|u|N|Y| CPWM|COST PLUS INC (OAKLAND,CA)|Q|Y|N| CREE|CREE INC|Q|Y|N| CRGO|CARGO CONNECTION LOGISTICS HOL|U|Y|N| CROX|CROCS INC|Q|Y|N| CRTP|China Ritar Power Corp. Common|U|Y|N| CSBHY|CIBA SPEC CHEMS HLDG ADS(RP1/2|u|Y|N| CSFFF|Capstone Mining Corp Ordinary|u|N|Y| CSIQ|CANADIAN SOLAR INC. COM|G|Y|N| CSUN|CHINA SUNERGY CO LTD ADS (CAYM|G|Y|N| CTCT|CONSTANT CONTACT, INC COM|G|Y|N| CTGI|CONSORTIUM SVCS MGMT GR INC|U|Y|N| CTHH|CATCHER HOLDINGS, INC.|U|Y|N| CTIC|CELL THERAPEUTICS, INC. COM|G|Y|N| CUBA|HERZFELD CARIBBEAN BASIN FUND|S|Y|N| CVSC|Cardiovascular Sciences, Inc.|u|N|Y| CWCO|CONSOLIDATED WATER CO., INC.|Q|Y|N| CWKNF|CINEMA INTERNET NETWORK INC|u|Y|N| CYTR|CYTRX CORP|S|Y|N| DHMS|DIAMOND HOME SERVICES INC|u|Y|N| DLII|DIXIE LEE INTERNATIONAL INDUST|u|Y|N| DMXC|Delta Mining & Exploration Cor|u|Y|N| DMYDY|DIAMYD MEDICAL AB SPNSD ADR RE|u|N|Y| DRGP|DYNAMIC RESPONSE GROUP INC COM|U|Y|N| DRTIP|Digital Realty Trust, Inc. Pre|u|Y|N| DSTI|DAYSTAR TECHNOLOGIES INC|S|Y|N| DYTB|Daytonabrands Inc Common Stock|u|Y|N| EBOF|EARTH BIOFUELS, INC.|U|Y|N| ECGR|ENCLAVES GROUP INC NEW|u|Y|N| ELRFF|EASTERN PLATINUM LTD ORD SHS (|u|N|Y| ENOC|ENERNOC INC COM STK (DE)|G|Y|N| ENVI|EnviroResolutions, Inc. Common|u|Y|N| EPCT|EPICEPT CORPORATION|S|Y|N| EPRT|ESPRE SOLUTIONS INC NEW COM|u|N|Y| ESMK|ESMARK INC COM STK (DE)|Q|Y|N| ESMNF|EURASIAN MINERALS INC|u|N|Y| EVGY|EVER-GLORY INTERNATIONAL GROUP|U|Y|N| FAIRF|Fairborne Energy Ltd New Commo|u|N|Y| FBTX|FRANKLIN BK CORP DEL|Q|Y|N| FELE|FRANKLIN ELECTRIC CO|Q|Y|N| FEMO|FEDERAL MOGUL CORP CL A (MI)|u|N|Y| FLIP|FTS GROUP INC|U|Y|N| FLML|FLAMEL TECHNOLOGIES SA ADR|G|Y|N| FLMTF|FULL METAL MINERALS LTD|u|N|Y| FMDAY|FUTUREMEDIA PUBLIC LIMITED CO|U|Y|N| FNIX|FONIX CORP NEW|U|Y|N| FOLD|AMICUS THERAPEUTICS INC COM ST|G|Y|N| FSBK|FIRST SOUTH BANCORP INC|Q|Y|N| FTBK|FRONTIER FINL CORP|Q|Y|N| FTEK|FUEL TECH, INC. COMMON STK|Q|Y|N| GBAMF|GLOBAL ALUMINA CORP (CDA)|u|N|Y| GBMR|Global Matrechs, Inc. New Comm|u|Y|N| GBRRF|GABRIEL RESOURCES LTD|u|N|Y| GERS|Greenshift Corporation Common|U|Y|N| GGBM|GIGABEAM CORP|U|Y|N| GLOB|GLOBAL MED TECHNOLOGIES INC|U|Y|N| GLRE|GREENLIGHT CAPITAL RE LTD CL A|Q|Y|N| GORO|GOLD RESOURCE CORPORATION COM|U|Y|N| GRIN|GRAND TOYS INTL LTD SPONS ADR|S|Y|N| GRMK|GRAYMARK HEALTHCARE, INC COM|U|Y|N| GROW|US GLOBAL INVESTORS INC CL-A|S|Y|N| GTRE|GRAN TIERRA ENERGY INC|U|Y|N| GTXI|GTX INC DEL|G|Y|N| GWGI|Galloway Energy Inc. Common St|u|Y|N| GWLK|GABRIEL TECHNOLOGIES CORP|u|Y|N| HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y| HESG|HEALTH SCIENCES GROUP INC|u|Y|N| HLYS|HEELYS, INC. COM|G|Y|N| HNSN|HANSEN MEDICAL, INC. COM|G|Y|N| HOKU|HOKU SCIENTIFIC, INC.|G|Y|N| HOVNP|HOVNANIAN ENTERPRISES CL B PFD|G|Y|N| HOWWY|HOPEWELL HLDGS LTD SP ADR-NEW-|u|N|Y| HTWO|H2Diesel Holdings, Inc. Common|U|Y|N| HWCC|HOUSTON WIRE & CABLE COMPANY C|Q|Y|N| HYDG|HYDROGEN CORP|S|Y|N| IART|INTEGRA LIFESCIENCES HLDGS CP|Q|Y|N| IBCIQ|INTERSTATE BAKERIES CORP|u|Y|N| ICPR|ICP Solar Technologies Inc. Co|U|Y|N| IDRA|IDERA PHARMACEUTICALS, INC COM|G|Y|N| IFGL|ISHRS TR FTSE EPRA/NAREIT GLB|G|Y|N| IGPG|IGNIS PETROLEUM GROUP, INC.|U|Y|N| IHLDY|IMPERIAL HOLDINGS LTD SPONSORE|u|N|Y| ILNS|INTELLECT NEUROSCIENCES INC CO|U|Y|N| IMJX|IMAGEXPRESS INC|u|Y|N| IOCJY|IOCHP-MAXION S.A SP ADR|u|N|Y| IPSU|IMPERIAL SUGAR COMPANY-NEW|G|Y|N| IRBL|INROB TECH, LTD|U|Y|N| IRBT|IROBOT CORPORATION|G|Y|N| ISBL|Ise Blu Equity Corp Common Sto|u|Y|N| IVCM|IVI COMMUNICATIONS INC|U|Y|N| IVIT|INVICTA GROUP, INC. NEW COMMON|U|Y|N| IVOT|IVOICE TECHNOLOGY, INC. CLASS|U|Y|N| JADE|LJ INTL INC|G|Y|N| JCDS|JC DATA SOLUTIONS INC|u|Y|N| JINFF|JINSHAN GOLD MINES INC|u|N|Y| JMBA|JAMBA, INC. COM STK|G|Y|N| JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N| JRJC|CHINA FINANCE ONLINE CO. LTD A|G|Y|N| JYHW|Jayhawk Energy, Inc. Common St|U|Y|N| KCLOF|POTASH ONE INC ORD SHS (CANADA|u|N|Y| KERX|KERYX BIOPHARMACEUTICALS, INC.|G|Y|N| KGFHY|KINGFISHER PLC SPON ADR(NEW)|u|N|Y| KINBF|KINBAURI GOLD CORP COM SHS (CA|u|N|Y| KPELY|KEPPEL LTD SPONSORED ADR|u|N|Y| LBSU|Liberty Star Uranium & Metals|U|Y|N| LCAV|LCA-VISION INC|Q|Y|N| LINE|LINN ENERGY LLC COM UTS REP LT|Q|Y|N| LLESY|LEND LEASE LTD SPONS ADR|u|N|Y| LOOP|LOOPNET INC COM STK|Q|Y|N| LPTI|LONGPORT INC|u|Y|N| LSANF|LOS ANDES COPPER LTD COM SHS (|u|N|Y| LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N| MCBC|MACATAWA BANK CORP|Q|Y|N| MCET|MULTICELL TECHNOLOGIES, INC. N|U|Y|N| MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N| MGEN|MED GEN, INC. NEW|U|Y|N| MIPI|MOLECULAR INSIGHT PHARMACEUTIC|G|Y|N| MLKKF|MERCATOR MINERALS LTD|u|N|Y| MOVIQ|MOVIE GALLERY INC|u|Y|N| MQCMF|MOSQUITO CONS GOLD MINES LTD|u|N|Y| MXXH|MATRIXX RESOURCE HOLDINGS INC|u|Y|N| NCNC|NEW CENTURY COMPANIES INC-NEW|U|Y|N| NCTY|THE 9 LIMITED AMERICAN DEP SHR|Q|Y|N| NEON|NEONODE INC. COM|S|Y|N| NFLX|NETFLIX COM INC|Q|Y|N| NGPC|NGP CAPITAL RESOURCES COMPANY|Q|Y|N| NHYDY|NORSK HYDRO A. S. ADR|u|N|Y| NILE|BLUE NILE INC|Q|Y|N| NNRI|NNRF INC COM STK (NV)|u|Y|N| NOVS|NOVASTAR FINANCIAL, INC NEW|u|Y|N| NRDS|NORD RESOURCES CORPORATION|U|Y|N| NSMSF|NORTHERN STAR MINING CORP|u|N|Y| NTRI|NUTRI/SYSTEM INC.|Q|Y|N| NURO|NEUROMETRIX INC|G|Y|N| NWGN|NEWGEN TECHNOLOGIES, INC|u|Y|N| OHAQW|ORACLE HEALTHCARE ACQUISITION|U|Y|N| OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N| OPXA|Opexa Therapeutics, Inc. Commo|S|Y|N| OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N| OSTK|OVERSTOCK COM INC DEL|G|Y|N| OTEX|OPEN TEXT CORP|Q|Y|N| PAFRF|PAN AFRICAN MNG CORP|u|N|Y| PALM|PALM, INC.|Q|Y|N| PCCLF|Phoscan Chemical Corp Ordinary|u|N|Y| PCLI|PROTOCALL TECHNOLOGIES INC|U|Y|N| PEIX|PACIFIC ETHANOL, INC.|G|Y|N| PGSW|Pegasus Wireless Corp. (NV) Ne|U|Y|N| PNRA|PANERA BREAD COMPANY CL-A|Q|Y|N| POOL|POOL CORPORATION COM STK|Q|Y|N| PRAA|PORTFOLIO RECOVERY ASSOCS INC|Q|Y|N| PRBLF|Pacific Rubiales Energy Corp C|u|N|Y| PRGJ|PRG Group, Inc. Common Stock|u|Y|N| PVTB|PRIVATE BANCORP INC.|Q|Y|N| PXIA|PHOENIX INDIA ACQUISITION CORP|U|Y|N| QMNM|Quest Minerals & Mining Corp.|U|Y|N| RACK|RACKABLE SYSTEMS, INC.|Q|Y|N| RATE|BANKRATE INC|Q|Y|N| RBCN|RUBICON TECHNOLOGY INC COM STK|G|Y|N| RDFVF|REDCORP VENTURES LTD|u|N|Y| RDSMY|ROYAL DSM NV SPONSORED ADR (NE|u|N|Y| RDYM|REMOTE DYNAMICS, INC. NEW COMM|U|Y|N| REED|REEDS, INC. COM STK|S|Y|N| RICK|RICK'S CABARET INT'L INC|G|Y|N| RMDX|REMOTEMDX INC|U|Y|N| RPSDW|RHAPSODY ACQUSITION CORP WARRA|U|Y|N| RVGD|REVENGE DESIGNS INC COMMON STO|u|Y|N| RVXCF|RESVERLOGIX CORP|u|N|Y| SBKC|SECURITY BANK CORP|Q|Y|N| SCGLY|SOCIETE GENERALE FRANCE SP ADR|u|N|Y| SCLL|Stem Cell Innovations, Inc. Co|U|Y|N| SCON|SUPERCONDUCTOR TECHS INC|S|Y|N| SEARF|SEARS CANADA INC (F)|u|N|Y| SEED|ORIGIN AGRITECH LIMITED|Q|Y|N| SGLT|SUMMITT GLOBAL LOGISTICS, INC|U|Y|N| SGMO|SANGAMO BIOSCIENCES INC|G|Y|N| SGSOY|SGS SOCIETE GENERALE DE SURVEI|u|Y|N| SHLD|SEARS HOLDINGS CORP|Q|Y|N| SHRPQ|SHARPER IMAGE CORP|u|Y|N| SHSN|SHEARSON FINANCIAL NETWORKS, I|U|Y|N| SIRI|SIRIUS SATELLITE RADIO INC|Q|Y|N| SKLKY|SHINSEI BANK LTD TOKYO SPONS A|u|N|Y| SMDZF|STRATEGIC METALS LTD|u|N|Y| SMNPF|SCORPIO MINING CORP|u|N|Y| SOEN|Solar Enertech Corp. Common St|U|Y|N| SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N| SOLM|SOLOMON TECHNOLOGIES INC|U|Y|N| SORC|SOURCE INTERLINK COS INC COM N|Q|Y|N| SPWR|SUNPOWER CORPORATION CL A|Q|Y|N| SSWC|SPEECHSWITCH, INC. CLASS A|U|Y|N| SSYO|SENSOR SYSTEM SOLUTIONS, INC.|u|Y|N| STBUY|SUMITOMO TR&BKG LTD SPONS ADR|u|N|Y| STEN|STEN CORPORATION|S|Y|N| STNL|Solution Technology Internatio|U|Y|N| SUFH|Surfect Holdings, Inc. Common|U|Y|N| SUNPP|SUNTRUST CAP IX TR PFD SEC|u|N|Y| SWCC|SOUTHWEST CASINO CORP|U|Y|N| SWTS|SWEET SUCCESS ENTERPRISES INC|U|Y|N| SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y| SYDI|Syndication, Inc. Common Stock|U|Y|N| TELK|TELIK, INC|G|Y|N| TGIC|TRIAD GUARANTY INC|Q|Y|N| TIMNF|TIMMINCO LTD|u|N|Y| TKAGY|TELEKOM AUSTRIA AG ADS (1 ORD)|u|Y|N| TKER|TASKER PRODUCTS CORP COM STK|U|Y|N| TMCV|TEMECULA VALLEY BANCORP INC (C|Q|Y|N| TMLN|TIMELINE INC|U|Y|N| TRLG|TRUE RELIGION APPAREL INC|G|Y|N| TSCDY|TESCO PLC SPONS ADR|u|N|Y| TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N| TVBCY|TELEVSN BROADCST LTD SPON ADR|u|N|Y| TXPI|TEXAS PETROCHEMICALS INC|u|N|Y| UAPH|UAP HOLDING CORP|Q|Y|N| UCBI|UNITED COMMUNITY BANKS INC|Q|Y|N| UEYCF|U.T.S. ENERGY CORP|u|N|Y| UMJMF|URSA MAJOR MINERALS INC.|u|N|Y| USNA|USANA HEALTH SCIENCES INC|Q|Y|N| VKNG|VIKING SYSTEMS, INC. NEW COMMO|U|Y|N| VNBC|VINEYARD NATL BANCORP|Q|Y|N| VRNM|VERENIUM CORPORATION (US)|G|Y|N| VSCP|VIRTUALSCOPICS INC|S|Y|N| WABC|WESTAMERICA BANCORP|Q|Y|N| WBMD|WEBMD HEALTH CORP CL A|Q|Y|N| WDSC|WORLD SOURCE, INC.|u|Y|N| WNRC|WENR CORP NEW|u|N|Y| WNWG|WENTWORTH ENERGY INC NEW|U|Y|N| XHUA|XINHUA CHINA LTD|U|Y|N| ZVUEW|ZVUE CORPORATION WTS EXP 8/13/|S|Y|N| 20080314231501