Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ACAS|AMERICAN CAP, STRATETIES LTD|Q|Y|N|
ACEL|ALFACELL CORP|S|Y|N|
ADBRF|ADMIRAL BAY RESOURCES INC|u|N|Y|
AESYY|AES Tiete SA Sponsored ADR rep|u|N|Y|
AHNA|ATC HEALTHCARE INC CL A|u|Y|N|
AIRI|Air Industries Group, Inc. Com|U|Y|N|
AITP|AMERICAN ITALIAN PASTA CL-A|u|Y|N|
AIVN|AMERICAN INTL VENTURES INC|U|Y|N|
AMWD|AMERICAN WOODMARK CORP|Q|Y|N|
AQWT|AQUACELL WATER INC COM STK|u|Y|N|
ARCC|ARES CAPITAL CORP|Q|Y|N|
ARGA|Auriga Laboratories, Inc. Comm|U|Y|N|
ARTC|ARTHROCARE CORP|Q|Y|N|
ARWR|ARROWHEAD RESEARCH CORP|G|Y|N|
ASFI|ASTA FUNDING INC|Q|Y|N|
ASMI|ASM INTERNATL N.V|Q|Y|N|
ASML|ASML HOLDING NV NY REG SHS NEW|Q|Y|N|
ASPM|ASPECT MEDICAL SYS INC|Q|Y|N|
ATDVF|AUSTIN DEVELOPMENTS LTD|u|Y|N|
ATHN|ATHENAHEALTH, INC. COM|G|Y|N|
AURC|Aurus Corp. Common Stock|u|Y|N|
AVAL|AVALON CAPITAL HOLDINGS CORPOR|u|Y|N|
AVID|AVID TECH INC|Q|Y|N|
AVTI|Avitar, Inc. New Common Stock|U|Y|N|
AWLL|APPLIED WELLNESS CORPORATION C|U|Y|N|
AWTI|Air Water International Corpor|u|Y|N|
AWYI|ARIEL WAY, INC|U|Y|N|
BAESY|BAE SYS PLC SPONS ADR|u|N|Y|
BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y|
BIDZ|Bidz.com, Inc. Common Stock|S|Y|N|
BIMGF|BAFFINLAND IRON MINES CORPORAT|u|N|Y|
BKUNA|BANKUNITED FINL CORP CL-A|Q|Y|N|
BMRX|bioMETRX, Inc. New Common Stoc|U|Y|N|
BMSTA|BEDMINSTER NATIONAL CORP CL A|U|Y|N|
BNPQY|BNP PARIBAS SPONS ADR|u|N|Y|
BNPUF|BONAVISTA ENERGY TST F|u|N|Y|
BNVI|BIONOVO, INC|S|Y|N|
BONT|BON-TON STORES INC (THE)|Q|Y|N|
BRLC|SYNTAX-BRILLIAN CORPORATION|G|Y|N|
BSRR|SIERRA BANCORP|Q|Y|N|
BTQNF|BIOTEQ ENVIRONMENTAL TECH CDA|u|N|Y|
BUKRF|Bridge Resources Corporation O|u|N|Y|
BUNM|BURNED MEDIA LTD|u|Y|N|
BUSE|FIRST BUSEY CORP|Q|Y|N|
BWTR|BASIN WATER INC COM STK|G|Y|N|
CACB|CASCADE BANCORP|S|Y|N|
CAIGY|ELETROBRAS CENTRAIS ADR (PRF)|u|N|Y|
CALM|CAL-MAINE FOODS INC|G|Y|N|
CBLI|CLEVELAND BIOLABS INC COM STK|G|Y|N|
CCRT|COMPUCREDIT CORP|Q|Y|N|
CCTC|Clean Coal Technologies, Inc.|u|N|Y|
CDS|China Direct, Inc. Common Stoc|G|Y|N|
CFPZF|Canfor Corporation New Ordinar|u|N|Y|
CFSG|China Fire & Security Group, I|S|Y|N|
CFUL|Continental Fuels Inc. Common|U|Y|N|
CHTR|CHARTER COMMUNICATIONS CL-A|Q|Y|N|
CKEC|CARMIKE CINEMAS INC - NEW|G|Y|N|
CKNN|CASH SYSTEMS INC|G|Y|N|
CKNWF|Cell Kinetics Ltd. Warrants on|U|Y|N|
CLMZF|CONSOLIDATED THOMPSON IRON MIN|u|N|Y|
CNMY|Cinemaya Media Group Inc. Comm|u|Y|N|
COIN|CONVERTED ORGANICS INC COM STK|S|Y|N|
COINW|CONVERTED ORGANICS INC CL A WT|S|Y|N|
COMV|COMVERGE, INC. COM|G|Y|N|
CONN|CONNS INC|Q|Y|N|
COPI|COMPLIANCE SYS CORP COM STK (N|U|Y|N|
CORS|CORUS BANKSHARES INC|Q|Y|N|
CREE|CREE INC|Q|Y|N|
CRIS|CURIS, INC.|G|Y|N|
CROX|CROCS INC|Q|Y|N|
CSIQ|CANADIAN SOLAR INC. COM|G|Y|N|
CSNY|CITY NETWORKS INC|u|Y|N|
CSOL|China Solar & Clean Energy Sol|U|Y|N|
CSUN|CHINA SUNERGY CO LTD ADS (CAYM|G|Y|N|
CTCT|CONSTANT CONTACT, INC COM|G|Y|N|
CTHH|CATCHER HOLDINGS, INC.|u|Y|N|
CVSC|Cardiovascular Sciences, Inc.|u|N|Y|
CWCO|CONSOLIDATED WATER CO., INC.|Q|Y|N|
CYTR|CYTRX CORP|S|Y|N|
DANKY|DANKA BUSINESS SYS PLC SPN ADR|U|Y|N|
DCNM|DnC Multimedia Corporation. Co|u|Y|N|
DIOM|DIOMED HOLDINGS, INC NEW|u|Y|N|
DITC|DITECH NETWORKS INC COM STK|G|Y|N|
DNDN|DENDREON CORPORATION|G|Y|N|
DPFD|DEEP FIELD TECHNOLOGIES INC CL|u|Y|N|
DPHG|Direct Pet Health Holdings, In|u|Y|N|
DRTIP|Digital Realty Trust, Inc. Pre|u|Y|N|
DSCO|DISCOVERY LABORATORIES INC|G|Y|N|
DSECY|DAIWA SECURITIES GROUP INC ADR|u|N|Y|
DYTB|Daytonabrands Inc Common Stock|u|Y|N|
EBFD|Ebenefitsdirect, Inc. Common S|u|Y|N|
ECGR|ENCLAVES GROUP INC NEW|u|Y|N|
EDWYE|eDOORWAYS Corporation Common S|U|Y|N|
EFGU|EMPIRE FILM GROUP, INC. COMMON|u|N|Y|
EFTB|EFT BIOTECH HOLDINGS, INC. COM|u|N|Y|
ENAFF|ENABLENCE TECHNOLOGIES INC ORD|u|N|Y|
ENCS|Encore Energy Systems, Inc. Co|u|Y|N|
ENDO|Endocare, Inc. NEW Common Stoc|S|Y|N|
ENGFF|ENERGULF RESOURCES INC|u|N|Y|
ENVI|EnviroResolutions, Inc. Common|u|Y|N|
FBTX|FRANKLIN BK CORP DEL|Q|Y|N|
FEEC|FAR EAST ENERGY CORP|U|Y|N|
FLIP|FTS GROUP INC|U|Y|N|
FLML|FLAMEL TECHNOLOGIES SA ADR|G|Y|N|
FMCN|FOCUS MEDIA HOLDING LTD SPON A|Q|Y|N|
FORB|Forticell Bioscience, Inc. Com|U|Y|N|
FRNTQ|FRONTIER AIRLINES HOLDINGS INC|u|Y|N|
FRPT|FORCE PROTECTION, INC NEW|S|Y|N|
FRTW|FRANKLIN TOWERS ENTERPRISES, I|U|Y|N|
FTBK|FRONTIER FINL CORP|Q|Y|N|
FTEK|FUEL TECH, INC. COMMON STK|Q|Y|N|
GAIN|GLADSTONE INVESTMENT CORP|Q|Y|N|
GBRC|Global Resource Corporation Ne|u|Y|N|
GEEG|GLOBAL EARTH  ENERGY, INC COM|U|Y|N|
GERI|GLOBAL ENERGY RESOURCES INC|u|Y|N|
GGBME|GIGABEAM CORP|U|Y|N|
GLAD|GLADSTONE CAPITAL CORPORATION|Q|Y|N|
GMXR|GMX RESOURCES INC|Q|Y|N|
GORO|GOLD RESOURCE CORPORATION COM|U|Y|N|
GSPAW|GLOBAL SERVICES PARTNERS ACQUI|U|Y|N|
GTOP|GENITOPE CORP|G|Y|N|
GTXI|GTX INC DEL|G|Y|N|
HBCPP|HSBC HOLDINGS, PLC, PERPETUAL|u|N|Y|
HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y|
HDLM|HANDLEMAN CO|u|Y|N|
HMAWF|HAMBRECHT ASIA ACQUISITION COR|U|Y|N|
HNSN|HANSEN MEDICAL, INC. COM|G|Y|N|
HOKU|HOKU SCIENTIFIC, INC.|G|Y|N|
HSOA|HOME SOLUTIONS OF AMERICA INC|u|Y|N|
HTLF|HEARTLAND FINANCIAL USA INC|Q|Y|N|
HWCC|HOUSTON WIRE & CABLE COMPANY C|Q|Y|N|
HYTM|HYTHIAM INC|G|Y|N|
IART|INTEGRA LIFESCIENCES HLDGS CP|Q|Y|N|
IBCIQ|INTERSTATE BAKERIES CORP|u|Y|N|
IFGL|ISHRS TR FTSE EPRA/NAREIT GLB|G|Y|N|
IFNA|ISHRS TR FTSE EPRA/NAREIT NO.|G|Y|N|
IGPG|IGNIS PETROLEUM GROUP, INC.|U|Y|N|
IGXT|INTELGENX TECHNOLOGIES CORP CO|U|Y|N|
III|INFORMATION SERVICES GROUP INC|G|Y|N|
IIJI|INTERNET INITIATIVE JPN INC AD|Q|Y|N|
ILVG|INTELLIGENT LIVING CORP. COMMO|u|Y|N|
INFN|INFINERA CORPORATION COMMON ST|G|Y|N|
INRA|Innova Robotics and Automation|U|Y|N|
IPSU|IMPERIAL SUGAR COMPANY-NEW|G|Y|N|
IQMC|IQ MICRO INC COM STK|u|Y|N|
IRBL|INROB TECH, LTD|U|Y|N|
IRBT|IROBOT CORPORATION|G|Y|N|
ISSC|INNOVATIVE SLTS & SUPPORT INC|Q|Y|N|
ISYFF|IFCO SYSTEMS NV (NEW)|u|N|Y|
ITMN|INTERMUNE INC|Q|Y|N|
ITWO|I2 TECHNOLOGIES, INC. NEW|G|Y|N|
ITYC|INTEGRITY BANCSHARES INC|u|Y|N|
IVCM|IVI COMMUNICATIONS INC|U|Y|N|
IVIT|INVICTA GROUP, INC. NEW COMMON|U|Y|N|
IXMOW|IXI Mobile, Inc. Warrant 07/14|U|Y|N|
JADE|LJ INTL INC|G|Y|N|
JCDS|JC DATA SOLUTIONS INC|u|Y|N|
JMBA|JAMBA, INC. COM STK|G|Y|N|
JMBAU|JAMBA, INC. UNITS|G|Y|N|
JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N|
JRCO|JOURNAL REGISTER CO|u|Y|N|
JRJC|CHINA FINANCE ONLINE CO. LTD A|G|Y|N|
JSDA|JONES SODA CO|S|Y|N|
KINBF|KINBAURI GOLD CORP COM SHS (CA|u|N|Y|
LBSU|Liberty Star Uranium & Metals|U|Y|N|
LCAV|LCA-VISION INC|Q|Y|N|
LGBT|PLANETOUT, INC (NEW) COM|G|Y|N|
LGDI|LEGEND INTERNATIONAL HOLDINGS|U|Y|N|
LINE|LINN ENERGY LLC COM UTS REP LT|Q|Y|N|
LOOP|LOOPNET INC COM STK|Q|Y|N|
LPHC|LocatePLUS Holdings Corporatio|u|Y|N|
LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N|
MAAFF|MAGINDUSTRIES CORP|u|N|Y|
MACM|MacroChem Corporation New Comm|U|Y|N|
MAUXF|MART RESOURCES INC (F)|u|N|Y|
MCHX|MARCHEX INC|G|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MECA|MAGNA ENTMT CORP SUB VTG CL-A|G|Y|N|
MGEN|MED GEN, INC. NEW|U|Y|N|
MGPI|MGP INGREDIENTS INC|Q|Y|N|
MGWSF|Megawest Energy Corp. Common S|U|Y|N|
MIVT|MIV THERAPEUTICS INC|U|Y|N|
MKBY|MCKENZIE BAY INTERNATIONAL LTD|u|Y|N|
MLKKF|MERCATOR MINERALS LTD|u|N|Y|
MMGP|MM2 GROUP INC CLASS A|U|Y|N|
MNKD|MANNKIND CORP|G|Y|N|
MOVIQ|MOVIE GALLERY INC|u|Y|N|
MSGI|MSGI SECURITY SOLUTIONS, INC.|U|Y|N|
NASV|National Automation Services,|u|Y|N|
NEOM|NEOMEDIA TECHNOLOGIES INC|U|Y|N|
NEON|NEONODE INC. COM|S|Y|N|
NETTQ|NETTER-DIGITAL ENTERTNMNT INC|u|Y|N|
NEWCQ|NEW CENTURY FINANCIAL CORP (MD|u|Y|N|
NFLX|NETFLIX COM INC|Q|Y|N|
NGPC|NGP CAPITAL RESOURCES COMPANY|Q|Y|N|
NHYDY|NORSK HYDRO A. S. ADR|u|N|Y|
NILE|BLUE NILE INC|Q|Y|N|
NILSY|JSC MMC NORILSK NICKEL SPONS A|u|N|Y|
NOVS|NOVASTAR FINANCIAL, INC NEW|u|Y|N|
NSANY|NISSAN MOTOR CO LTD SPONS ADR|S|Y|N|
NSMG|NATIONAL STORM MANAGEMENT INC|u|Y|N|
NTDOY|NINTENDO CO LTD SPON ADR -NEW-|u|N|Y|
NTRI|NUTRI/SYSTEM INC.|Q|Y|N|
NUSMF|Nautilus Minerals Inc Ordinary|u|N|Y|
NUXFF|NEW PACIFIC METALS CORP|u|N|Y|
NVLT|NOVELOS THERAPEUTICS, INC.|U|Y|N|
NWGN|NEWGEN TECHNOLOGIES, INC|u|Y|N|
OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N|
ONEQ|FIDELITY NASDAQ COMPOSITE INDE|G|Y|N|
ORBC|ORBCOMM, INC COM STK|G|Y|N|
ORMT|ORMET CORP|u|N|Y|
OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N|
OSTK|OVERSTOCK COM INC DEL|G|Y|N|
OTEX|OPEN TEXT CORP|Q|Y|N|
OTIV|ON TRACK INNOVATIONS LTD|G|Y|N|
PALM|PALM, INC.|Q|Y|N|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PEYUF|PEYTO ENERGY TRUST UNITS (CDA)|u|N|Y|
PFCB|P.F. CHANGS CHINA BISTRO INC|Q|Y|N|
PGNX|PROGENICS PHARMACEUTICALS INC|G|Y|N|
PGSI|Pegasi Energy Resources Corpor|U|Y|N|
PLLVF|PALLADON VENTURES LTD|u|N|Y|
PLPC|PREFORMED LINE PRODS CO|G|Y|N|
PNRA|PANERA BREAD COMPANY CL-A|Q|Y|N|
POZN|POZEN INC|G|Y|N|
PRAA|PORTFOLIO RECOVERY ASSOCS INC|Q|Y|N|
PRCF|PREACHERS COFFEE, INC. COMMON|u|N|Y|
PRGN|PARAGON SHIPPING INC COM SHS C|G|Y|N|
PSEC|PROSPECT CAPITAL CORP COM STK|Q|Y|N|
PVTB|PRIVATE BANCORP INC.|Q|Y|N|
QBRWF|QUEBECOR WORLD INC SUB VTG SHS|u|Y|N|
QMNM|Quest Minerals & Mining Corp.|U|Y|N|
QTEK|QUINTEK TECHNOLOGIES INC|u|Y|N|
RAME|RAM ENERGY RESOURCES INC COM S|S|Y|N|
RATE|BANKRATE INC|Q|Y|N|
RDXM|RADIX MARINE INC|u|Y|N|
RGRP|ROO GROUP INC NEW|U|Y|N|
RICK|RICK'S CABARET INT'L INC|G|Y|N|
RNWF|Renewal Fuels, Inc. Common Sto|U|Y|N|
RUNU|Rudy Nutrition Common Stock|u|Y|N|
RVGD|REVENGE DESIGNS INC COMMON STO|u|Y|N|
SACQU|SHERMEN WSC ACQUISITION CORP U|U|Y|N|
SBBFF|Sabina Silver Corporation Ordi|u|N|Y|
SBCF| SEACOAST BKG CORP FLA  COMMON|Q|Y|N|
SHLD|SEARS HOLDINGS  CORP|Q|Y|N|
SHLP|SEARCHHELP INC|U|Y|N|
SHRPQ|SHARPER IMAGE CORP|u|Y|N|
SHSNE|SHEARSON FINANCIAL NETWORKS, I|U|Y|N|
SIGM|SIGMA DESIGNS INC|G|Y|N|
SKNY|Skinny Nutritional Corp. Commo|U|Y|N|
SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N|
SOLM|SOLOMON TECHNOLOGIES INC|U|Y|N|
SPFFF|SPECTRA ENERGY INCOME FUND TR|u|N|Y|
SPTN|SPARTAN STORES INC|Q|Y|N|
SPWR|SUNPOWER CORPORATION CL A|Q|Y|N|
SSBX|SILVER STATE BANCORP|Q|Y|N|
SSWC|SPEECHSWITCH, INC. CLASS A|U|Y|N|
STXS|STEREOTAXIS, INC|G|Y|N|
SWIR|SIERRA WIRELESS INC|G|Y|N|
SWME|SWISS MEDICA INC|u|Y|N|
SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y|
SYNA|SYNAPTICS INCORPORATED|Q|Y|N|
SYNMZ|SYNTROLEUM CORP WT EXP 05/26/2|S|Y|N|
TDSC|3 D SYSTEMS CORP NEW|G|Y|N|
TELK|TELIK, INC|G|Y|N|
TGEN|TARGETED GENETICS CORP COM STK|S|Y|N|
TGIC|TRIAD GUARANTY INC|Q|Y|N|
TNSX|TRANSAX INTL LTD|U|Y|N|
TOLWF|TRICAN WELL SERVICE LTD|u|N|Y|
TRCA|TERCICA INC|G|Y|N|
TRIS|TRI-S SECURITY CORP|S|Y|N|
TRMP|TRUMP ENTERTAINMENT RESORTS IN|G|Y|N|
TTWO|TAKE-TWO INTERACTIVE SOFTWARE|Q|Y|N|
UBFO|UNITED SECURITY BANCSHARES|Q|Y|N|
UCBI|UNITED COMMUNITY BANKS INC|Q|Y|N|
UFBV|UNIVERSAL FOOD AND BEVERAGE CO|u|Y|N|
UPMKY|UPM-KYMMRME ADR (REPR ORD SHS)|u|N|Y|
URST|URANIUM STAR CORP COM STK|U|Y|N|
USNA|USANA HEALTH SCIENCES INC|Q|Y|N|
UTLM|USTELEMATICS, INC. COMMON STOC|U|Y|N|
UVSP|UNIVEST CORP OF PA|Q|Y|N|
VCGH|VCG HOLDING CORP|G|Y|N|
VCIX|VIRTUAL COMMUNITIES INC|u|Y|N|
VLCCF|KNIGHTSBRIDGE TANKERS LTD|Q|Y|N|
VNDA|VANDA PHARMACEUTICALS INC COM|G|Y|N|
VNGM|Vanguard Minerals Corporation|U|Y|N|
VRNM|VERENIUM CORPORATION (US)|G|Y|N|
VRSO|VERSO TECHNOLOGIES INC|S|Y|N|
VTRAF|Viterra Inc Ordinary Shares (C|u|N|Y|
VWDRY|VESTAS WIND SYSTEMS AS AMER DE|u|N|Y|
VYGO|VOYAGER PETROLEUM, INC COM|U|Y|N|
WABC|WESTAMERICA BANCORP|Q|Y|N|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WDAM|WORLDAM, INC NEW|U|Y|N|
WEMU|Worldwide Energy Manufacturing|U|Y|N|
WGAT|WORLDGATE COMMUNICATIONS|U|Y|N|
WMPN|William Penn Bancorp, Inc. Com|U|Y|N|
WTSHF|WESTSHORE TERMS INCOME FD TR U|u|N|Y|
WXJXF|WERSTERN CANADIAN COAL CORP|u|N|Y|
XHUA|XINHUA CHINA LTD|U|Y|N|
XING|QIAO XING UNIV TELEPHONE INC|Q|Y|N|
YRCW|YRC WORLDWIDE INC|Q|Y|N|
ZOLT|ZOLTEK COMPANIES INC|Q|Y|N|
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