Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ABSY|ABSOLUTESKY INC COM STK|u|Y|N| ACAS|AMERICAN CAPITAL LTD COM STK (|Q|Y|N| ACCP|Access Pharmaceuticals, Inc. N|U|Y|N| ACTC|ADVANCED CELL TECHNOLOGY, INC.|u|Y|N| ACWX|ISHARES MSCI ACWI EX US INDEX|G|Y|N| AERP|Aero Performance Products Inc|u|Y|N| AFFI|AFFINITY TECHNOLOGY GROUP INC|U|Y|N| AHMMQ|AMERICAN HOME MORTGAGE INVTMT|u|Y|N| AKNS|Akeena Solar, Inc. (DE) Common|S|Y|N| ALSWF|ABSOLUTE SOFTWARE CORP|u|N|Y| AMSC|AMERICAN SUPERCONDUCTOR CORP|G|Y|N| AMWD|AMERICAN WOODMARK CORP|Q|Y|N| ARAY|ACCURAY INCORPORATED COM STK|G|Y|N| ARIA|ARIAD PHARMACEUTICALS INC|G|Y|N| ARQL|ARQULE INC|G|Y|N| ARSEF|ALTAI RESOURCES INC (F)|u|N|Y| ARTC|ARTHROCARE CORP|Q|Y|N| ASAQW|Ascend Acquisition Corp. Warra|U|Y|N| ASBC|ASSOCIATED BANC CORP|Q|Y|N| ASMI|ASM INTERNATL N.V|Q|Y|N| ASTI|ASCENT SOLAR TECHNOLOGIES INC|G|Y|N| ATHN|ATHENAHEALTH, INC. COM|G|Y|N| ATLKY|ATLAS COPCO AB SP ADR-NEW(RP-A|u|N|Y| ATLO|AMES NATIONAL CORPORATION|S|Y|N| ATUSF|ALTIUS MINERALS CORP|u|N|Y| AURC|Aurus Corp. Common Stock|u|Y|N| AVNX|AVANEX CORP.|G|Y|N| AVTR|AVATAR HOLDINGS INC|Q|Y|N| BANR|BANNER CORPORATION|Q|Y|N| BCON|BEACON POWER CORP|S|Y|N| BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y| BDRR|BEDERRA CORP. COMMON STOCK (TX|u|Y|N| BIDZ|Bidz.com, Inc. Common Stock|S|Y|N| BJGP|BMP SUNSTONE CORPORATION COM|G|Y|N| BKEAY|BANK OF EAST ASIA LTD SPON ADR|u|N|Y| BKUNA|BANKUNITED FINL CORP CL-A|Q|Y|N| BMSTA|BEDMINSTER NATIONAL CORP CL A|U|Y|N| BNKFF|BANKERS PETROLEUM LTD|u|N|Y| BPHX|BLUEPHOENIX SOLUTIONS LTD|G|Y|N| BRLCQ|SYNTAX-BRILLIAN CORPORATION|u|Y|N| BSRR|SIERRA BANCORP|Q|Y|N| BTFG|BANCTRUST FINANCIAL GROUP INC|Q|Y|N| BUSE|FIRST BUSEY CORP|Q|Y|N| BWTR|BASIN WATER INC COM STK|G|Y|N| CACB|CASCADE BANCORP|S|Y|N| CAEI|CHINA ARCHITECTURAL ENGR INC C|Q|Y|N| CAIGY|ELETROBRAS CENTRAIS ADR (PRF)|u|N|Y| CALM|CAL-MAINE FOODS INC|G|Y|N| CATY|CATHAY GENERAL BANCORP I|Q|Y|N| CBAK|CHINA BAK BATTERY, INC|G|Y|N| CBRX|COLUMBIA LABORATORIE INC|G|Y|N| CCCHF|CHINA CABLECOM HOLDINGS, LTD.|U|Y|N| CCFN|CCFNB BANCORP INC|U|Y|N| CCOW|CAPITAL CORP OF THE WEST NEW|Q|Y|N| CCRT|COMPUCREDIT CORP|Q|Y|N| CCTC|Clean Coal Technologies, Inc.|u|N|Y| CDS|China Direct, Inc. Common Stoc|G|Y|N| CEGE|CELL GENESYS INC|G|Y|N| CFSG|China Fire & Security Group, I|S|Y|N| CHDSF|CHARIOT RESOURCES LTD|u|N|Y| CHRX|CHEM RX CORPORATION COMMON STO|U|Y|N| CHTR|CHARTER COMMUNICATIONS CL-A|Q|Y|N| CHTT|CHATTEM INCORPORATED|Q|Y|N| CKNWF|Cell Kinetics Ltd. Warrants on|U|Y|N| CLNE|CLEAN ENERGY FUELS CORP COM ST|G|Y|N| CLWR|CLEARWIRE CORPORATION CL A COM|Q|Y|N| CMPGY|COMPASS GROUP PLC (UK)|u|N|Y| CMRG|CASUAL MALE RETAIL GROUP INC|Q|Y|N| COINW|CONVERTED ORGANICS INC CL A WT|S|Y|N| COINZ|CONVERTED ORGANICS INC CL B WT|S|Y|N| COMV|COMVERGE, INC. COM|G|Y|N| CONN|CONNS INC|Q|Y|N| CORS|CORUS BANKSHARES INC|Q|Y|N| CPRK|COPPER KING MINING CORP COM ST|u|N|Y| CPSL|CHINA PRECISION STEEL, INC. CO|S|Y|N| CPST|CAPSTONE TURBINE CORP|G|Y|N| CQUTF|CANADIAN QUANTUM ENERGY CRP(F)|u|N|Y| CREE|CREE INC|Q|Y|N| CRMT|AMERICA'S CAR-MART INC|Q|Y|N| CROX|CROCS INC|Q|Y|N| CSFFF|Capstone Mining Corp Ordinary|u|N|Y| CSFL|CENTERSTATE BANK OF FL INC|Q|Y|N| CSIQ|CANADIAN SOLAR INC. COM|G|Y|N| CTCT|CONSTANT CONTACT, INC COM|G|Y|N| CTIB|CTI INDUSTRIES CORP|S|Y|N| CWCO|CONSOLIDATED WATER CO., INC.|Q|Y|N| CYTX|CYTORI THERAPEUTICS, INC. (DE)|G|Y|N| CZNC|CITIZENS & NORTHN CORP|S|Y|N| DCNM|DnC Multimedia Corporation. Co|u|Y|N| DNAG|DNAPRINT GENOMICS INC. NEW|u|Y|N| DNDN|DENDREON CORPORATION|G|Y|N| DRYS|DRYSHIPS INC.|Q|Y|N| DSCO|DISCOVERY LABORATORIES INC|G|Y|N| DYTB|Daytonabrands Inc Common Stock|u|Y|N| EBRRF|EMBER RESOURCES, INC|u|N|Y| ECUXF|ECU SILVER MINING INC|u|N|Y| EFSC|ENTERPRISE FINANCIAL SERVICES|Q|Y|N| ELON|ECHELON CORP|G|Y|N| EMKR|EMCORE CORP|G|Y|N| ENGFF|ENERGULF RESOURCES INC|u|N|Y| ENOC|ENERNOC INC COM STK (DE)|G|Y|N| EORIF|Enhanced Oil Resources Inc. Or|u|N|Y| EPIHY|EPI HOLDINGS LTD SPONSORED ADR|u|Y|N| ESLR|EVERGREEN SOLAR INC|G|Y|N| ESVIF|ENSIGN ENERGY SERVICES INC.|u|N|Y| EVSO|Evolution Solar Corp Common St|u|Y|N| EWBC|EAST WEST BANCORP INC|Q|Y|N| FAIRF|Fairborne Energy Ltd New Commo|u|N|Y| FCEL|FUELCELL ENERGY INC|G|Y|N| FEDP|FEDERATED PURCHASERS INC|u|Y|N| FEED|AgFeed Industries, Inc. Common|G|Y|N| FEGR|Friendly Energy Exploration Co|u|Y|N| FELE|FRANKLIN ELECTRIC CO|Q|Y|N| FFKT|FARMERS CAPITAL BANK CORP|Q|Y|N| FLIP|FTS GROUP INC|U|Y|N| FLML|FLAMEL TECHNOLOGIES SA ADR|G|Y|N| FRNTQ|FRONTIER AIRLINES HOLDINGS INC|u|Y|N| FRPT|FORCE PROTECTION, INC NEW|S|Y|N| FRTE|FRONTERA RESOURCES CORP. COMMO|u|N|Y| FSBK|FIRST SOUTH BANCORP INC|Q|Y|N| FTBK|FRONTIER FINL CORP|Q|Y|N| FTEK|FUEL TECH, INC. COMMON STK|Q|Y|N| FTWR|FIBERTOWER CORPORATION COM|G|Y|N| GAPFF|Groupe Aeroplan Inc Common Sha|u|N|Y| GBTS|GATEWAY FINANCIAL HOLDINGS INC|Q|Y|N| GEOI|GEORESOURCES INC|G|Y|N| GETG|GREEN EARTH TECHNOLOGIES INC C|u|N|Y| GHDX|GENOMIC HEALTH INC|G|Y|N| GKNLY|GKN PLC SPONS ADR|u|N|Y| GLAD|GLADSTONE CAPITAL CORPORATION|Q|Y|N| GMCR|GREEN MOUNTAIN COFFEE ROASTER|Q|Y|N| GMXR|GMX RESOURCES INC|Q|Y|N| GNLAF|GENESIS LAND DEV CORP|u|N|Y| GNTA|GENTA INC COM STK (DE)|U|Y|N| GRMN|GARMIN LTD|Q|Y|N| GTXI|GTX INC DEL|G|Y|N| HACBY|HACHIJUNI BANK ADR|u|N|Y| HANS|HANSEN NATURAL CORP|Q|Y|N| HAYN|HAYNES INT'L INC (NEW)|Q|Y|N| HBOOY|HBOS PLC SPONS ADR (UTD KINGDO|u|N|Y| HDLM|HANDLEMAN CO|u|Y|N| HKFIQ|HANCOCK FABRIC INC|u|Y|N| HLXC|HELIONETICS INC|u|Y|N| HNNMY|Hennes & Mauritz AB Unsponsore|u|N|Y| HNSN|HANSEN MEDICAL, INC. COM|G|Y|N| HOKU|HOKU SCIENTIFIC, INC.|G|Y|N| HRBN|HARBIN ELEC INC|G|Y|N| HRVE|HARVEY ELECTRONICS, INC. NEW|u|Y|N| HSNGY|HANG SENG BANK LTD SPON ADR|u|N|Y| HSWI|HSW INTERNATIONAL, INC. COM|G|Y|N| HTLF|HEARTLAND FINANCIAL USA INC|Q|Y|N| HTOG|HEARTLAND OIL & GAS CORP NEW (|U|Y|N| HWCC|HOUSTON WIRE & CABLE COMPANY C|Q|Y|N| IAAC|INTL ASSET HOLDING CORP|G|Y|N| ICLN|ISHARES S&P GLOBAL CLEAN ENERG|G|Y|N| ICXT|ICX TECHNOLOGIES INC COM STK (|G|Y|N| IDIX|IDENIX PHARMACEUTICALS INC|G|Y|N| IDMC|INDYMAC BANCORP,INC.|u|Y|N| IDRA|IDERA PHARMACEUTICALS, INC COM|G|Y|N| IFGL|ISHRS TR FTSE EPRA/NAREIT GLB|G|Y|N| IFHR|INFE- HUMAN RES INC|U|Y|N| IGPAA|ISRAEL GROWTH PARTNERS ACQUISI|U|Y|N| IGPG|IGNIS PETROLEUM GROUP, INC.|U|Y|N| IMDS|IMAGING DIAGNOSTIC SYSTEM INC|U|Y|N| IPSU|IMPERIAL SUGAR COMPANY-NEW|G|Y|N| IQMC|IQ MICRO INC COM STK|u|Y|N| IRBL|INROB TECH, LTD|U|Y|N| IRBT|IROBOT CORPORATION|G|Y|N| ISLN|ISILON SYSTEMS, INC. COM|G|Y|N| ITMN|INTERMUNE INC|Q|Y|N| IVIT|INVICTA GROUP, INC. NEW COMMON|U|Y|N| IXOG|Index Oil & Gas, Inc. Common S|U|Y|N| JCDS|JC DATA SOLUTIONS INC|u|Y|N| JMHLY|JARDINE MATHESON HLDGS LTD ADR|u|N|Y| JMPVF|JUMPTV INC COM STK|u|N|Y| JNEXF|JUNEX INC|u|N|Y| JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N| JRCO|JOURNAL REGISTER CO|u|Y|N| JRJC|CHINA FINANCE ONLINE CO. LTD A|G|Y|N| JSAIY|J SAINSBURY PLC SPNS ADR NEW (|u|N|Y| KPELY|KEPPEL LTD SPONSORED ADR|u|N|Y| KPPC|KapStone Paper and Packaging C|G|Y|N| LAMR|LAMAR ADVERTISING CO CL-A|Q|Y|N| LBSU|Liberty Star Uranium & Metals|U|Y|N| LCAV|LCA-VISION INC|Q|Y|N| LEVP|LEV PHARMACEUTICALS INC|U|Y|N| LOOP|LOOPNET INC COM STK|Q|Y|N| LPHI|LIFE PARTNERS HLDGS INC|G|Y|N| LPPI|LEEP, INC|u|Y|N| LTTOY|Lottomatica Spa Sponsored ADR|u|N|Y| LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N| MBLX|METALBOLIX INC COM STK|G|Y|N| MBRK|MIDDLEBROOK PHARMACEUTICALS IN|G|Y|N| MCEL|MILLENNIUM CELL INC|u|Y|N| MCHX|MARCHEX INC|G|Y|N| MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N| MDVN|MEDIVATION, INC.|G|Y|N| MESA|MESA AIR GROUP INC (NEV)|Q|Y|N| MHGC|MORGANS HOTEL GROUP CO. COM|G|Y|N| MHLD|MAIDEN HOLDINGS LTD COM STK (B|S|Y|N| MIDD|MIDDLEBY CORP (THE)|Q|Y|N| MINT|MICRO-INTEGRATION CORP|u|Y|N| MIPI|MOLECULAR INSIGHT PHARMACEUTIC|G|Y|N| MIVI|MIV Therapeutics Inc New Commo|U|Y|N| MKED|MAR KED MINERAL EXPLORATION, I|U|Y|N| MMGP|MM2 GROUP INC CLASS A|U|Y|N| MMXMY|MMX Mineracao e Metalicos S.A.|u|N|Y| MNKD|MANNKIND CORP|G|Y|N| MVIS|MICROVISION INC (WASH)|G|Y|N| MXWL|MAXWELL TECHNOLOGIES INC|G|Y|N| MXXH|MATRIXX RESOURCE HOLDINGS INC|u|Y|N| MZIA|MILACRON, INC (NEW)|u|Y|N| NCEY|NEW CENTURY ENERGY CORP.|U|Y|N| NETL|NETLOGIC MICROSYSTEMS INC|G|Y|N| NEWCQ|NEW CENTURY FINANCIAL CORP (MD|u|Y|N| NEWOQ|New Century Financial Corp. Pf|u|Y|N| NEWXQ|NEW CENTURY FINANCIAL CORP PFD|u|Y|N| NFLX|NETFLIX COM INC|Q|Y|N| NGPC|NGP CAPITAL RESOURCES COMPANY|Q|Y|N| NILE|BLUE NILE INC|Q|Y|N| NOEC|New Oriental Energy & Chemical|G|Y|N| NOVS|NOVASTAR FINANCIAL, INC NEW|u|Y|N| NOVSP|NOVASTAR FINL INC PFD SER C%|u|Y|N| NSEO|NS8 CORP|u|Y|N| NTNI|Natural Nutrition, Inc. New Co|U|Y|N| NTRI|NUTRI/SYSTEM INC.|Q|Y|N| NVEC|NVE CORPORATION NEW|S|Y|N| NWTT|NW Tech Capital, Inc. Common S|U|Y|N| NXCO|NEXICON INC NEW COM|u|Y|N| OESX|ORION ENERGY SYSTEMS INC COM S|G|Y|N| OKOFF|Orko Silver Corp Ordinary Shar|u|N|Y| OKSBP|SOUTHWEST CAP TR II GTD TR PFD|Q|Y|N| OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N| OPTR|OPTIMER PHARMACEUTICALS, INC.|G|Y|N| ORBC|ORBCOMM, INC COM STK|G|Y|N| OSBC|OLD SECOND BANCORP INC|Q|Y|N| OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N| OSTK|OVERSTOCK COM INC DEL|G|Y|N| OTEX|OPEN TEXT CORP|Q|Y|N| OVEN|TURBOCHEF TECHNOLOGIES, INC (N|G|Y|N| OZRK|BANK OF THE OZARKS INC|Q|Y|N| PALM|PALM, INC.|Q|Y|N| PANL|UNIVERSAL DISPLAY CORP|G|Y|N| PBEGF|PETROBANK ENERGY & RES LTD|u|N|Y| PBKS|PROVIDENT BANKSHARES CORP|Q|Y|N| PCBC|PACIFIC CAPITAL BANCORP NEW|Q|Y|N| PEIX|PACIFIC ETHANOL, INC.|G|Y|N| PFCB|P.F. CHANGS CHINA BISTRO INC|Q|Y|N| PGYC|Patriot Energy Corp. Common St|u|N|Y| PHHM|PALM HARBOR HOMES INC|G|Y|N| PLGOF|PELANGIO MINES INC (CANADA)|u|N|Y| PNPFF|PINETREE CAPITAL LTD|u|N|Y| PNRA|PANERA BREAD COMPANY CL-A|Q|Y|N| PNXQ|POWERSHARES NASDAQ NEXT-Q PORT|G|Y|N| POOL|POOL CORPORATION COM STK|Q|Y|N| POPN|POP N GO INC|U|Y|N| POZN|POZEN INC|G|Y|N| PRAA|PORTFOLIO RECOVERY ASSOCS INC|Q|Y|N| PRBEF|PROBE RES LTD|u|N|Y| PRKR|PARKERVISION INC|G|Y|N| PSEC|PROSPECT CAPITAL CORP COM STK|Q|Y|N| PVTB|PRIVATE BANCORP INC.|Q|Y|N| PWER|POWER-ONE INC|G|Y|N| PWND|POWERSHARES GLOBAL WIND ENERGY|G|Y|N| PXTE|PAXTON ENERGY INC|U|Y|N| QPDC|QUALITY PRODUCTS INC|u|Y|N| QSII|QUALITY SYS INC|Q|Y|N| QTWW|QUANTUM FUEL SYS TECHNOLOGIES|G|Y|N| RDSMY|ROYAL DSM NV SPONSORED ADR (NE|u|N|Y| REDF|REDIFF.COM INDIA LTD ADS|G|Y|N| RENG|Radial Energy Inc. Common Stoc|u|Y|N| RGFC|R & G FINL CORP CL-B|u|Y|N| RICK|RICK'S CABARET INT'L INC|G|Y|N| ROIA|RADIO ONE INC CL A|G|Y|N| ROYL|ROYALE ENERGY INC|G|Y|N| RSMI|RIM SEMICONDUCTOR COMPANY|U|Y|N| RUNU|Rudy Nutrition Common Stock|u|Y|N| SBCF| SEACOAST BKG CORP FLA COMMON|Q|Y|N| SBDL|SBD International, Inc. New Co|u|Y|N| SDTH|ShengdaTech, Inc. Common Stock|Q|Y|N| SFSF|SUCCESSFACTORS INC COM STK (DE|G|Y|N| SGMO|SANGAMO BIOSCIENCES INC|G|Y|N| SHLD|SEARS HOLDINGS CORP|Q|Y|N| SIGM|SIGMA DESIGNS INC|G|Y|N| SIRI|SIRIUS SATELLITE RADIO INC|Q|Y|N| SMTB|SMITHTOWN BANCORP INC|Q|Y|N| SNCR|SYNCHRONOSS TECHNOLOGIES INC C|G|Y|N| SNTA|SYNTA PHARMACEUTICALS INC COM|G|Y|N| SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N| SONS|SONUS NETWORKS INC|Q|Y|N| SPWR|SUNPOWER CORPORATION CL A|Q|Y|N| STXS|STEREOTAXIS, INC|G|Y|N| SUSS|SUSSER HOLDINGS CORPORATION CO|G|Y|N| SVMFF|SILVERCORP METALS INC COM (CAN|u|N|Y| SWHC|SMITH & WESSON HLDG CORP|Q|Y|N| SWVC|SEAWAY VALLEY CAPITAL CORPORAT|U|Y|N| SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y| SYBT|S.Y. BANCORP,INC|Q|Y|N| SYDI|Syndication, Inc. Common Stock|U|Y|N| SYMS|SYMS CORP|G|Y|N| SYMX|SYNTHESIS ENERGY SYSTEMS, INC.|S|Y|N| SYNA|SYNAPTICS INCORPORATED|Q|Y|N| TCHH|Trustcash Holdings, Inc. Commo|U|Y|N| TDSC|3 D SYSTEMS CORP NEW|G|Y|N| TELK|TELIK, INC|G|Y|N| TELOZ|TEL OFFSHORE TRUST UBI|S|Y|N| TIMNF|TIMMINCO LTD|u|N|Y| TKPHY|Takeda Pharmaceutical Co Ltd A|u|Y|N| TMCV|TEMECULA VALLEY BANCORP INC (C|Q|Y|N| TMTA|TRANSMETA CORPORATION COM STK|G|Y|N| TOWN|TOWNE BANK (VA)|Q|Y|N| TRLG|TRUE RELIGION APPAREL INC|G|Y|N| TRMA|TRICO MARINE SERVICES INC NEW|G|Y|N| TSFG|THE SOUTH FINANCIAL GROUP INC|Q|Y|N| UAUA|UAL CORPORATION NEW|Q|Y|N| UBFO|UNITED SECURITY BANCSHARES|Q|Y|N| UBSI|UNITED BANKCHARES INC(W VA)|Q|Y|N| UCBH|UCBH HOLDINGS INC|Q|Y|N| UCBI|UNITED COMMUNITY BANKS INC|Q|Y|N| UDHI|UNION DENTAL HOLDINGS INC|U|Y|N| UMPQ|UMPQUA HOLDINGS CORP|Q|Y|N| URRE|Uranium Resources, Inc. New Co|G|Y|N| USBK|USA Bank (NY) Common Stock|U|Y|N| USNA|USANA HEALTH SCIENCES INC|Q|Y|N| USPR|U S PRECIOUS METALS INC|U|Y|N| UTSI|UTSARCOM INC|Q|Y|N| UVSE|Universal Energy Corp. New Com|U|Y|N| UVSP|UNIVEST CORP OF PA|Q|Y|N| VLCCF|KNIGHTSBRIDGE TANKERS LTD|Q|Y|N| VLGAY|VOLGATELECOM PUB JT STK CO SPO|u|N|Y| VLNC|VALENCE TECHNOLOGY INC|S|Y|N| VLTR|VOLTERRA SEMCONDUCTOR CORP|Q|Y|N| VNBC|VINEYARD NATL BANCORP|Q|Y|N| VOLVY|VOLVO A B ADR-B|u|N|Y| VPRT|VISTAPRINT LIMITED|Q|Y|N| VRNM|VERENIUM CORPORATION (US)|G|Y|N| VWDRY|VESTAS WIND SYSTEMS AS AMER DE|u|N|Y| WABC|WESTAMERICA BANCORP|Q|Y|N| WBMD|WEBMD HEALTH CORP CL A|Q|Y|N| WEESF|WAVEFRONT ENERGY & ENVMT SVC I|u|N|Y| WLSI|WELLSTAR INTL INC|U|Y|N| WPTFF|WESTPORT INNOVATIONS INC (F)|u|N|Y| WYNN|WYNN RESORTS LTD|Q|Y|N| YNGFF|YUKON-NEVADA GOLD CORP|u|N|Y| YRCW|YRC WORLDWIDE INC|Q|Y|N| ZION|ZIONS BANCORP|Q|Y|N| ZOLT|ZOLTEK COMPANIES INC|Q|Y|N| ZUMZ|ZUMIEZ INC COM|Q|Y|N| 20080724235003