Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ABAT|ADVANCED BATTERY TECHNOLOGIES|S|Y|N|
ACAS|AMERICAN CAPITAL LTD COM STK (|Q|Y|N|
ACCP|Access Pharmaceuticals, Inc. N|U|Y|N|
ACWI|ISHARES MSCI ACWI INDEX FUND|G|Y|N|
AERP|Aero Performance Products Inc|U|Y|N|
AIXD|ACCESS INTEGRATED TECHNOLOGIES|G|Y|N|
AKNS|Akeena Solar, Inc. (DE) Common|S|Y|N|
AMSC|AMERICAN SUPERCONDUCTOR CORP|G|Y|N|
AMSLF|AEROMECHANICAL SERVICES LTD (C|u|N|Y|
AMWD|AMERICAN WOODMARK CORP|Q|Y|N|
APPTY|APT SATELITTE HLDG ADS (8 COM)|u|Y|N|
ARTC|ARTHROCARE CORP|Q|Y|N|
ASTI|ASCENT SOLAR TECHNOLOGIES INC|G|Y|N|
ATLO|AMES NATIONAL CORPORATION|S|Y|N|
ATUSF|ALTIUS MINERALS CORP|u|N|Y|
AVNXD|AVANEX CORP COM STK NEW (DE)|G|Y|N|
AVTR|AVATAR HOLDINGS INC|Q|Y|N|
AVVA|ABVIVA, INC. COMMON STOCK (NV)|U|Y|N|
AWTI|Air Water International Corpor|u|Y|N|
BCON|BEACON POWER CORP|S|Y|N|
BIDZ|Bidz.com, Inc. Common Stock|S|Y|N|
BKUNA|BANKUNITED FINL CORP CL-A|Q|Y|N|
BNIO|Bene Io Inc Common Stock|u|Y|N|
BNPQY|BNP PARIBAS SPONS ADR|u|N|Y|
BTFG|BANCTRUST FINANCIAL GROUP INC|Q|Y|N|
CACB|CASCADE BANCORP|S|Y|N|
CALM|CAL-MAINE FOODS INC|G|Y|N|
CATY|CATHAY GENERAL BANCORP I|Q|Y|N|
CBAK|CHINA BAK BATTERY, INC|G|Y|N|
CBRX|COLUMBIA LABORATORIE INC|G|Y|N|
CCMJ|CRUISECAM INTERNATIONAL, INC|u|Y|N|
CCOMP|COLONIAL COMMERCIAL CV PFD|U|Y|N|
CCRT|COMPUCREDIT CORP|Q|Y|N|
CDS|China Direct, Inc. Common Stoc|G|Y|N|
CEGE|CELL GENESYS INC|G|Y|N|
CFSG|China Fire & Security Group, I|S|Y|N|
CHTR|CHARTER COMMUNICATIONS CL-A|Q|Y|N|
CINT|CRYSTAL INTL TRAVEL GROUP COM|u|Y|N|
CKNWF|Cell Kinetics Ltd. Warrants on|U|Y|N|
CLNE|CLEAN ENERGY FUELS CORP COM ST|G|Y|N|
CNFU|Continental Fuels Inc. New Com|U|Y|N|
CNMY|Cinemaya Media Group Inc. Comm|u|Y|N|
COLM|COLUMBIA SPORTSWEAR CO|Q|Y|N|
CONN|CONNS INC|Q|Y|N|
CORS|CORUS BANKSHARES INC|Q|Y|N|
CPOG|CAPITAL OIL & GAS INC COM STK|u|Y|N|
CPSL|CHINA PRECISION STEEL, INC. CO|S|Y|N|
CPST|CAPSTONE TURBINE CORP|G|Y|N|
CPWM|COST PLUS INC (OAKLAND,CA)|Q|Y|N|
CREE|CREE INC|Q|Y|N|
CROE|CoroWare, Inc. Common Stock|U|Y|N|
CROX|CROCS INC|Q|Y|N|
CSKH|CLEAR SKIES SOLAR INC COMMON S|U|Y|N|
CTCT|CONSTANT CONTACT, INC COM|G|Y|N|
CWCO|CONSOLIDATED WATER CO., INC.|Q|Y|N|
CYKN|CYBERKINETICS NEUROTECHNOLOGY|U|Y|N|
CYTX|CYTORI THERAPEUTICS, INC. (DE)|G|Y|N|
CZNC|CITIZENS & NORTHN CORP|S|Y|N|
DNAG|DNAPRINT GENOMICS INC. NEW|u|Y|N|
DNDN|DENDREON CORPORATION|G|Y|N|
DPFD|DEEP FIELD TECHNOLOGIES INC CL|u|Y|N|
DSCO|DISCOVERY LABORATORIES INC|G|Y|N|
EBIX|EBIX INC|Q|Y|N|
EBRRF|EMBER RESOURCES, INC|u|N|Y|
ECGP|ENVIT CAPITAL GROUP INC COM ST|u|N|Y|
EFSC|ENTERPRISE FINANCIAL SERVICES|Q|Y|N|
EJPRY|East Japan Railway Co Unsponso|u|Y|N|
EMKR|EMCORE CORP|G|Y|N|
ENAB|ENABLE HOLDINGS, INC (DE)|U|Y|N|
ENOC|ENERNOC INC COM STK (DE)|G|Y|N|
ENVI|EnviroResolutions, Inc. Common|u|Y|N|
ESMNF|EURASIAN MINERALS INC|u|N|Y|
EVSO|Evolution Solar Corp Common St|u|N|Y|
EWBC|EAST WEST BANCORP INC|Q|Y|N|
EXXI|Energy XXI (Bermuda) Limited C|S|Y|N|
EYII|EYI INDUSTRIES INC|u|Y|N|
FAIRF|Fairborne Energy Ltd New Commo|u|N|Y|
FEDP|FEDERATED PURCHASERS INC|u|Y|N|
FEEC|FAR EAST ENERGY CORP|U|Y|N|
FEGR|Friendly Energy Exploration Co|u|Y|N|
FMDAY|FUTUREMEDIA PUBLIC LIMITED CO|U|Y|N|
FOLGF|FALCON OIL & GAS LTD|u|N|Y|
FRPT|FORCE PROTECTION, INC NEW|S|Y|N|
FRTE|FRONTERA RESOURCES CORP. COMMO|u|N|Y|
FTBK|FRONTIER FINL CORP|Q|Y|N|
FTEK|FUEL TECH, INC. COMMON STK|Q|Y|N|
FTRS|FOOTHILLS RESOURCES INC|U|Y|N|
GAPFF|Groupe Aeroplan Inc Common Sha|u|N|Y|
GBTS|GATEWAY FINANCIAL HOLDINGS INC|Q|Y|N|
GETG|GREEN EARTH TECHNOLOGIES INC C|u|N|Y|
GLAD|GLADSTONE CAPITAL CORPORATION|Q|Y|N|
GLRE|GREENLIGHT CAPITAL RE LTD CL A|Q|Y|N|
GMCR|GREEN MOUNTAIN COFFEE ROASTER|Q|Y|N|
GRMN|GARMIN LTD|Q|Y|N|
GTOP|GENITOPE CORP|u|Y|N|
GTXO|GTX CORP. COMMON STOCK|U|Y|N|
GULF|WISDOM TREE MIDDLE EAST DIVIDE|G|Y|N|
HANS|HANSEN NATURAL CORP|Q|Y|N|
HCIIU|HOMEOWNERS CHOICE INC UNIT 1 C|G|Y|N|
HDLM|HANDLEMAN CO|u|Y|N|
HNSN|HANSEN MEDICAL, INC. COM|G|Y|N|
HOGS|ZHONGPIN INC COM STK|Q|Y|N|
HOKU|HOKU SCIENTIFIC, INC.|G|Y|N|
HOWWY|HOPEWELL HLDGS LTD SP ADR-NEW-|u|N|Y|
IACID|IAC / INTERACTIVECORP (DE)|Q|Y|N|
IAPLY|ICAP PLC SPONSORED ADR (UK)|u|N|Y|
IBCIQ|INTERSTATE BAKERIES CORP|u|Y|N|
IDGI|Inca Designs, Inc. New Common|u|Y|N|
IDMC|INDYMAC BANCORP,INC.|u|Y|N|
IDRA|IDERA PHARMACEUTICALS, INC COM|G|Y|N|
IFGL|ISHRS TR FTSE EPRA/NAREIT GLB|G|Y|N|
IGPG|IGNIS PETROLEUM GROUP, INC.|U|Y|N|
ILVG|INTELLIGENT LIVING CORP. COMMO|u|Y|N|
INBG|INTERNATIONAL BUILDING TECHNOL|U|Y|N|
INPC|INPHONIC INC|u|Y|N|
IQMC|IQ MICRO INC COM STK|u|Y|N|
IRBT|IROBOT CORPORATION|G|Y|N|
ITEC|INGEN TECHNOLOGIES INC NEW|u|Y|N|
ITMN|INTERMUNE INC|Q|Y|N|
JELCY|JOHNSON ELECTRIC HLDG SPON ADR|u|Y|N|
JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N|
KPELY|KEPPEL LTD SPONSORED ADR|u|N|Y|
KPPC|KapStone Paper and Packaging C|G|Y|N|
LBSU|Liberty Star Uranium & Metals|U|Y|N|
LOOP|LOOPNET INC COM STK|Q|Y|N|
LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N|
MDIN|Med Gen, Inc. New Common Stock|U|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MITI|MICROMET INC COM STK|G|Y|N|
MMGP|MM2 GROUP INC CLASS A|U|Y|N|
MOTV|MOTIVE INC|u|Y|N|
MVIS|MICROVISION INC (WASH)|G|Y|N|
MYRL|MILITARY RESALE GRP INC|u|Y|N|
NGPC|NGP CAPITAL RESOURCES COMPANY|Q|Y|N|
NILE|BLUE NILE INC|Q|Y|N|
NLAI|NewMarket Latin America, Inc.|u|Y|N|
NPDI|NEPTUNE INDUSTRIES, INC. NEW|U|Y|N|
NTBKQ|NET. BANK INC (NET BANK)|u|Y|N|
NTRI|NUTRI/SYSTEM INC.|Q|Y|N|
OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N|
ONEV|ONE VOICE TECHNOLOGIES INC|U|Y|N|
OPGX|OPTIGENIX INC|U|Y|N|
ORMT|ORMET CORP|u|N|Y|
OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N|
PBKS|PROVIDENT BANKSHARES CORP|Q|Y|N|
PCBC|PACIFIC CAPITAL BANCORP NEW|Q|Y|N|
PEDI|PRIMEDGE, INC. COMMON STOCK (N|u|Y|N|
PEGFF|PACIFIC RUBIALES ENERGY CORP N|u|N|Y|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PFBC|PREFERRED BK LOS ANGELES CALIF|Q|Y|N|
PFCB|P.F. CHANGS CHINA BISTRO INC|Q|Y|N|
PGSW|Pegasus Wireless Corp. (NV) Ne|u|Y|N|
PLPC|PREFORMED LINE PRODS CO|G|Y|N|
PNPFF|PINETREE CAPITAL LTD|u|N|Y|
PNRA|PANERA BREAD COMPANY CL-A|Q|Y|N|
POPNE|POP N GO INC|U|Y|N|
POZN|POZEN INC|G|Y|N|
PPBV|PURPLE BEVERAGE COMPANY, INC.|U|Y|N|
PPML|PURE PLAY MUSIC, LTD. COMMON S|u|Y|N|
PRAA|PORTFOLIO RECOVERY ASSOCS INC|Q|Y|N|
PRBEF|PROBE RES LTD|u|N|Y|
PRKR|PARKERVISION INC|G|Y|N|
PROAQ|POLYMER RESRCH CORP AMERICA|u|Y|N|
PRPL|PARK PLACE ENERGY CORP (NV)|U|Y|N|
PSEC|PROSPECT CAPITAL CORP COM STK|Q|Y|N|
PVTB|PRIVATE BANCORP INC.|Q|Y|N|
PWER|POWER-ONE INC|G|Y|N|
PWND|POWERSHARES GLOBAL WIND ENERGY|G|Y|N|
QSII|QUALITY SYS INC|Q|Y|N|
QTWW|QUANTUM FUEL SYS TECHNOLOGIES|G|Y|N|
RATE|BANKRATE INC|Q|Y|N|
RDDRF|RED DRAGON RESOURCES CORP (CDA|u|N|Y|
RDEA|ARDEA BIOSCIENCES INC COM STK|G|Y|N|
RICK|RICK'S CABARET INT'L INC|G|Y|N|
RMTD|REMOTE DYNAMICS, INC. NEW COMM|U|Y|N|
RNWF|Renewal Fuels, Inc. Common Sto|U|Y|N|
RVGD|REVENGE DESIGNS INC COMMON STO|u|Y|N|
RVXCF|RESVERLOGIX CORP|u|N|Y|
SBCF| SEACOAST BKG CORP FLA  COMMON|Q|Y|N|
SGMO|SANGAMO BIOSCIENCES INC|G|Y|N|
SHLD|SEARS HOLDINGS  CORP|Q|Y|N|
SIGM|SIGMA DESIGNS INC|G|Y|N|
SKNN|Skins Inc. Common Stock|U|Y|N|
SMWF|Seamless Corporation Common St|U|Y|N|
SNCB|SOUTHERN CMNTY BANCSHARES INC|U|Y|N|
SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N|
SORC|SOURCE INTERLINK COS INC COM N|Q|Y|N|
SPWR|SUNPOWER CORPORATION CL A|Q|Y|N|
SSBX|SILVER STATE BANCORP|Q|Y|N|
SWHC|SMITH & WESSON HLDG CORP|Q|Y|N|
SXRZF|URANIUM ONE INC ORD SHS (CANAD|u|N|Y|
TBCO|Tobacco One, Inc. Common Stock|u|Y|N|
TDSC|3 D SYSTEMS CORP NEW|G|Y|N|
TIMNF|TIMMINCO LTD|u|N|Y|
TKAGY|TELEKOM AUSTRIA AG ADS (1 ORD)|u|Y|N|
TMCV|TEMECULA VALLEY BANCORP INC (C|Q|Y|N|
TNSX|TRANSAX INTL LTD|U|Y|N|
TOLWF|TRICAN WELL SERVICE LTD|u|N|Y|
TOWN|TOWNE BANK (VA)|Q|Y|N|
TPHM|THOMAS PHARMACEUTICALS LTD CL|u|Y|N|
TRLG|TRUE RELIGION APPAREL INC|G|Y|N|
TRMA|TRICO MARINE SERVICES INC NEW|G|Y|N|
TRMP|TRUMP ENTERTAINMENT RESORTS IN|G|Y|N|
TSFG|THE SOUTH FINANCIAL GROUP INC|Q|Y|N|
TTIN|TRANSFER TECHNOLOGY INTERNATIO|u|Y|N|
UCBH|UCBH HOLDINGS INC|Q|Y|N|
UCBI|UNITED COMMUNITY BANKS INC|Q|Y|N|
UCHB|UC HUB GROUP INC|U|Y|N|
UFPT|UFP TECHNOLOGIES INC|S|Y|N|
UMPQ|UMPQUA HOLDINGS CORP|Q|Y|N|
URRE|Uranium Resources, Inc. New Co|G|Y|N|
USNA|USANA HEALTH SCIENCES INC|Q|Y|N|
UVSE|Universal Energy Corp. New Com|U|Y|N|
VIAP|VIA PHARMACEUTICALS INC COM ST|S|Y|N|
VLTR|VOLTERRA SEMCONDUCTOR CORP|Q|Y|N|
VNBC|VINEYARD NATL BANCORP|Q|Y|N|
VPRT|VISTAPRINT LIMITED|Q|Y|N|
VWDRY|VESTAS WIND SYSTEMS AS AMER DE|u|N|Y|
WABC|WESTAMERICA BANCORP|Q|Y|N|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WDSC|WORLD SOURCE, INC.|u|Y|N|
WENEF|WARRIOR ENERGY NV|u|N|Y|
WFMI|WHOLE FOODS MKT INC|Q|Y|N|
WHDCF|WEST HAWK DEV CORP|u|N|Y|
WNWG|WENTWORTH ENERGY INC NEW|U|Y|N|
WOOD|ISHARES S&P GLOBAL TIMBER & FO|G|Y|N|
ZION|ZIONS BANCORP|Q|Y|N|
ZLST|Zealous Trading Group, Inc. Co|U|Y|N|
ZOLT|ZOLTEK COMPANIES INC|Q|Y|N|
ZVTK|Zevotek, Inc. Common Stock|U|Y|N|
ZYXI|ZYNEX, INC. COMMON STOCK (NV)|U|Y|N|
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