Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ABAT|ADVANCED BATTERY TECHNOLOGIES|S|Y|N|
ABVV|ABVIVA, INC. COMMON STOCK (NV)|U|Y|N|
ACAS|AMERICAN CAPITAL LTD COM STK (|Q|Y|N|
ACCP|Access Pharmaceuticals, Inc. N|U|Y|N|
ACWI|ISHARES MSCI ACWI INDEX FUND|G|Y|N|
ACWX|ISHARES MSCI ACWI EX US INDEX|G|Y|N|
ADLE|Zealous Trading Group, Inc. Co|U|Y|N|
AERP|Aero Performance Products Inc|U|Y|N|
AGIX|ATHEROGENICS INC|G|Y|N|
AIXD|ACCESS INTEGRATED TECHNOLOGIES|G|Y|N|
AKNS|Akeena Solar, Inc. (DE) Common|S|Y|N|
AMPXQ|AMPEX CORP CL-A COM STK (NEW)|u|Y|N|
AMSC|AMERICAN SUPERCONDUCTOR CORP|G|Y|N|
AMWD|AMERICAN WOODMARK CORP|Q|Y|N|
ANMCF|ANDEAN AMERICAN MINING CORP|u|N|Y|
AQPTY|AQUARIUS PLATINUM LTD SPNS ADR|u|N|Y|
ARTC|ARTHROCARE CORP|Q|Y|N|
ASMI|ASM INTERNATL N.V|Q|Y|N|
ASTI|ASCENT SOLAR TECHNOLOGIES INC|G|Y|N|
ATLO|AMES NATIONAL CORPORATION|S|Y|N|
AVNA|ADVANCE NANTECH INC|U|Y|N|
AVRX|AVALON PHARMACEUTICALS INC|G|Y|N|
AWTI|Air Water International Corpor|u|Y|N|
AXMA|AXIOM MGMT INC COM STK (PA)|u|Y|N|
BBAL|NEW YORK HEALTH CARE INC NEW|U|Y|N|
BCON|BEACON POWER CORP|S|Y|N|
BDRBF|BOMBARDIER INC CL-B (F)|u|N|Y|
BIDZ|Bidz.com, Inc. Common Stock|S|Y|N|
BKUNA|BANKUNITED FINL CORP CL-A|Q|Y|N|
BNIO|Bene Io Inc Common Stock|u|Y|N|
BNKJF|BANKERS PETROLEUM LTD ORD SHS|u|N|Y|
BPAX|BIOSANTE PHARMACEUTICALS INC|G|Y|N|
BTFG|BANCTRUST FINANCIAL GROUP INC|Q|Y|N|
BUNM|BURNED MEDIA LTD|u|Y|N|
BWTR|BASIN WATER INC COM STK|G|Y|N|
CACB|CASCADE BANCORP|S|Y|N|
CALM|CAL-MAINE FOODS INC|G|Y|N|
CATY|CATHAY GENERAL BANCORP I|Q|Y|N|
CBAK|CHINA BAK BATTERY, INC|G|Y|N|
CBRX|COLUMBIA LABORATORIE INC|G|Y|N|
CCOMP|COLONIAL COMMERCIAL CV PFD|U|Y|N|
CCRT|COMPUCREDIT CORP|Q|Y|N|
CCTC|Clean Coal Technologies, Inc.|u|N|Y|
CDS|China Direct, Inc. Common Stoc|G|Y|N|
CEGE|CELL GENESYS INC|G|Y|N|
CFSG|China Fire & Security Group, I|S|Y|N|
CGEMY|CAP GEMINI SA ADR (FR)|u|Y|N|
CHTR|CHARTER COMMUNICATIONS CL-A|Q|Y|N|
CINT|CRYSTAL INTL TRAVEL GROUP COM|u|Y|N|
CKNWF|Cell Kinetics Ltd. Warrants on|U|Y|N|
CLDA|CLINICAL DATA INC|G|Y|N|
CLLDY|CAPITALLAND LTD SPONS ADR|u|N|Y|
CLNE|CLEAN ENERGY FUELS CORP COM ST|G|Y|N|
CNFU|Continental Fuels Inc. New Com|U|Y|N|
CNLG|CONOLOG CORP COM|S|Y|N|
CNMY|Cinemaya Media Group Inc. Comm|u|Y|N|
COIN|CONVERTED ORGANICS INC COM STK|S|Y|N|
COLM|COLUMBIA SPORTSWEAR CO|Q|Y|N|
CONN|CONNS INC|Q|Y|N|
CORS|CORUS BANKSHARES INC|Q|Y|N|
CPHI|China Pharma Holdings, Inc. Co|U|Y|N|
CPOG|CAPITAL OIL & GAS INC COM STK|u|Y|N|
CPSL|CHINA PRECISION STEEL, INC. CO|S|Y|N|
CPST|CAPSTONE TURBINE CORP|G|Y|N|
CREE|CREE INC|Q|Y|N|
CRMT|AMERICA'S CAR-MART INC|Q|Y|N|
CSGP|COSTAR GROUP INC|Q|Y|N|
CSKH|CLEAR SKIES SOLAR INC COMMON S|U|Y|N|
CTCT|CONSTANT CONTACT, INC COM|G|Y|N|
CWCO|CONSOLIDATED WATER CO., INC.|Q|Y|N|
CYTX|CYTORI THERAPEUTICS, INC. (DE)|G|Y|N|
DNAG|DNAPRINT GENOMICS INC. NEW|u|Y|N|
DNDN|DENDREON CORPORATION|G|Y|N|
DPFD|DEEP FIELD TECHNOLOGIES INC CL|u|Y|N|
DSCO|DISCOVERY LABORATORIES INC|G|Y|N|
DSKA|Duska Therapeutics, Inc. New C|U|Y|N|
EBRFF|Ember Resources Inc Common Sha|u|N|Y|
ECCI|ECOLOCLEAN INDS INC|u|Y|N|
ECGP|ENVIT CAPITAL GROUP INC COM ST|u|N|Y|
EFSC|ENTERPRISE FINANCIAL SERVICES|Q|Y|N|
EMKR|EMCORE CORP|G|Y|N|
ENAB|ENABLE HOLDINGS, INC (DE)|U|Y|N|
ESPH|Ecosphere Technologies, Inc. C|U|Y|N|
ESVIF|ENSIGN ENERGY SERVICES INC.|u|N|Y|
EVSO|Evolution Solar Corp Common St|u|N|Y|
EWBC|EAST WEST BANCORP INC|Q|Y|N|
EXXI|Energy XXI (Bermuda) Limited C|S|Y|N|
FAIRF|Fairborne Energy Ltd New Commo|u|N|Y|
FDMF|Freedom Financial Holdings, In|u|N|Y|
FDOG|FAMOUS UNCLE AL'S HOT DOGS & G|U|Y|N|
FEDP|FEDERATED PURCHASERS INC|u|Y|N|
FESI|Freedom Environmental Services|u|N|Y|
FESVF|FLINT ENERGY SVCS LTD (CDA)|u|N|Y|
FOLGF|FALCON OIL & GAS LTD|u|N|Y|
FORD|FORWARD INDUSTRIES INC|S|Y|N|
FRHV|FRESH HARVEST PRODUCTS, INC CO|U|Y|N|
FRPT|FORCE PROTECTION, INC NEW|S|Y|N|
FRTE|FRONTERA RESOURCES CORP. COMMO|u|N|Y|
FTBK|FRONTIER FINL CORP|Q|Y|N|
FTEK|FUEL TECH, INC. COMMON STK|Q|Y|N|
FTRS|FOOTHILLS RESOURCES INC|U|Y|N|
GAPFF|Groupe Aeroplan Inc Common Sha|u|N|Y|
GETG|GREEN EARTH TECHNOLOGIES INC C|u|N|Y|
GLAD|GLADSTONE CAPITAL CORPORATION|Q|Y|N|
GLOB|GLOBAL MED TECHNOLOGIES INC|U|Y|N|
GMCR|GREEN MOUNTAIN COFFEE ROASTER|Q|Y|N|
GNBT|GENEREX BIOTECHNOLOGY CORP|S|Y|N|
GRMN|GARMIN LTD|Q|Y|N|
GTOP|GENITOPE CORP|u|Y|N|
GTXO|GTX CORP. COMMON STOCK|U|Y|N|
GULF|WISDOM TREE MIDDLE EAST DIVIDE|G|Y|N|
HANS|HANSEN NATURAL CORP|Q|Y|N|
HNNMY|Hennes & Mauritz AB Unsponsore|u|N|Y|
HNSN|HANSEN MEDICAL, INC. COM|G|Y|N|
HOGS|ZHONGPIN INC COM STK|Q|Y|N|
HOKU|HOKU SCIENTIFIC, INC.|G|Y|N|
HOWWY|HOPEWELL HLDGS LTD SP ADR-NEW-|u|N|Y|
HWCC|HOUSTON WIRE & CABLE COMPANY C|Q|Y|N|
IBCIQ|INTERSTATE BAKERIES CORP|u|Y|N|
IDRA|IDERA PHARMACEUTICALS, INC COM|G|Y|N|
IMED|IMEDIA ITNERNATIONAL INC NEW|u|Y|N|
IMPUY|IMPALA PLATINUM HLDGS LTD SPON|u|N|Y|
IOCJY|IOCHP-MAXION S.A SP ADR|u|N|Y|
IPRPY|INTERNATIONAL PWR ADS(10 ORD)|u|Y|N|
IQMC|IQ MICRO INC COM STK|u|Y|N|
IRBT|IROBOT CORPORATION|G|Y|N|
ITMN|INTERMUNE INC|Q|Y|N|
IWEB|ICEWEB INC NEW|U|Y|N|
JELCY|JOHNSON ELECTRIC HLDG SPON ADR|u|Y|N|
JOSB|JOS A BANK CLOTHIERS INC|Q|Y|N|
JRJC|CHINA FINANCE ONLINE CO. LTD A|G|Y|N|
KPELY|KEPPEL LTD SPONSORED ADR|u|N|Y|
KPPC|KapStone Paper and Packaging C|G|Y|N|
LBSU|Liberty Star Uranium & Metals|U|Y|N|
LOOP|LOOPNET INC COM STK|Q|Y|N|
LULU|LULULEMON ATHLETICA INC COM ST|Q|Y|N|
MACM|MacroChem Corporation New Comm|U|Y|N|
MAEIE|MADE IN AMERICA ENTERTAINMENT,|U|Y|N|
MDIN|Med Gen, Inc. New Common Stock|U|Y|N|
MDTL|MEDIS TECHNOLOGIES LTD|G|Y|N|
MDVN|MEDIVATION, INC.|G|Y|N|
MESA|MESA AIR GROUP INC (NEV)|Q|Y|N|
MKBY|MCKENZIE BAY INTERNATIONAL LTD|u|N|Y|
MOTV|MOTIVE INC|u|Y|N|
MVIS|MICROVISION INC (WASH)|G|Y|N|
MXWL|MAXWELL TECHNOLOGIES INC|G|Y|N|
MXXH|MATRIXX RESOURCE HOLDINGS INC|u|Y|N|
MYRL|MILITARY RESALE GRP INC|u|Y|N|
NAMC|NORTH AMERICAN TECHNOLOGIES GR|U|Y|N|
NETL|NETLOGIC MICROSYSTEMS INC|G|Y|N|
NGPC|NGP CAPITAL RESOURCES COMPANY|Q|Y|N|
NHYDY|NORSK HYDRO A. S. ADR|u|N|Y|
NILE|BLUE NILE INC|Q|Y|N|
NPDI|NEPTUNE INDUSTRIES, INC. NEW|U|Y|N|
NPWS|Neah Power Systems, Inc. Commo|U|Y|N|
NTRI|NUTRI/SYSTEM INC.|Q|Y|N|
NUCL|ISHARES S&P GLOBAL NUCLEAR ENE|G|Y|N|
NVEC|NVE CORPORATION NEW|S|Y|N|
OMRP|OMNI RAIL PRODUCTS, INC. NEW|u|Y|N|
ONEV|ONE VOICE TECHNOLOGIES INC|U|Y|N|
OPGX|OPTIGENIX INC|U|Y|N|
OPTR|OPTIMER PHARMACEUTICALS, INC.|G|Y|N|
ORMT|ORMET CORP|u|N|Y|
OSBC|OLD SECOND BANCORP INC|Q|Y|N|
OSIR|OSIRIS THERAPEUTICS INC COM ST|G|Y|N|
OTEX|OPEN TEXT CORP|Q|Y|N|
PBKS|PROVIDENT BANKSHARES CORP|Q|Y|N|
PCBC|PACIFIC CAPITAL BANCORP NEW|Q|Y|N|
PCNTF|PACIFIC INTERNET LTD|u|N|Y|
PEDI|PRIMEDGE, INC. COMMON STOCK (N|u|Y|N|
PEGFF|PACIFIC RUBIALES ENERGY CORP N|u|N|Y|
PEIX|PACIFIC ETHANOL, INC.|G|Y|N|
PFBC|PREFERRED BK LOS ANGELES CALIF|Q|Y|N|
PFCB|P.F. CHANGS CHINA BISTRO INC|Q|Y|N|
PGSW|Pegasus Wireless Corp. (NV) Ne|u|Y|N|
PLPC|PREFORMED LINE PRODS CO|G|Y|N|
PMSEY|PROMISE CO LTD UNSPONS ADR (JA|u|Y|N|
PNPFF|PINETREE CAPITAL LTD|u|N|Y|
PNRA|PANERA BREAD COMPANY CL-A|Q|Y|N|
POOL|POOL CORPORATION COM STK|Q|Y|N|
POPNE|POP N GO INC|U|Y|N|
POZN|POZEN INC|G|Y|N|
PRAA|PORTFOLIO RECOVERY ASSOCS INC|Q|Y|N|
PRKR|PARKERVISION INC|G|Y|N|
PROAQ|POLYMER RESRCH CORP AMERICA|u|Y|N|
PRPL|PARK PLACE ENERGY CORP (NV)|U|Y|N|
PSEC|PROSPECT CAPITAL CORP COM STK|Q|Y|N|
PTCH|Patch International Inc. New C|U|Y|N|
PVTB|PRIVATE BANCORP INC.|Q|Y|N|
PWER|POWER-ONE INC|G|Y|N|
PWND|POWERSHARES GLOBAL WIND ENERGY|G|Y|N|
QSII|QUALITY SYS INC|Q|Y|N|
QTWW|QUANTUM FUEL SYS TECHNOLOGIES|G|Y|N|
RATE|BANKRATE INC|Q|Y|N|
RDEA|ARDEA BIOSCIENCES INC COM STK|G|Y|N|
RICK|RICK'S CABARET INT'L INC|G|Y|N|
RMTD|REMOTE DYNAMICS, INC. NEW COMM|U|Y|N|
RNWF|Renewal Fuels, Inc. Common Sto|U|Y|N|
ROCK|GIBRALTAR INDUSTRIES INC|Q|Y|N|
RVGD|REVENGE DESIGNS INC COMMON STO|u|Y|N|
SAPXF|SEVEN ARTS PICTURES, PLC COMMO|U|Y|N|
SBCF| SEACOAST BKG CORP FLA  COMMON|Q|Y|N|
SBKC|SECURITY BANK CORP|Q|Y|N|
SDTH|ShengdaTech, Inc. Common Stock|Q|Y|N|
SGMO|SANGAMO BIOSCIENCES INC|G|Y|N|
SHLD|SEARS HOLDINGS  CORP|Q|Y|N|
SHSO|Sound Health Solutions, Inc. C|u|Y|N|
SIGM|SIGMA DESIGNS INC|G|Y|N|
SMWF|Seamless Corporation Common St|U|Y|N|
SNCB|SOUTHERN CMNTY BANCSHARES INC|U|Y|N|
SNTA|SYNTA PHARMACEUTICALS INC COM|G|Y|N|
SOLF|SOLARFUN POWER HOLDINGS CO LTD|G|Y|N|
SORC|SOURCE INTERLINK COS INC COM N|Q|Y|N|
SPWR|SUNPOWER CORPORATION CL A|Q|Y|N|
SSBX|SILVER STATE BANCORP|u|Y|N|
SSDOY|SHISEIDO CO LTD SPON ADR|u|N|Y|
SSEZY|SCOTTISH & SO ENGY PLC SPN ADR|u|N|Y|
SSLR|SUNRISE SOLAR CORPORATION COMM|U|Y|N|
SSUMY|SUMITOMO CORP SPONS ADR|u|N|Y|
SWHC|SMITH & WESSON HLDG CORP|Q|Y|N|
TBCO|Tobacco One, Inc. Common Stock|u|Y|N|
TDSC|3 D SYSTEMS CORP NEW|G|Y|N|
TGIC|TRIAD GUARANTY INC|Q|Y|N|
THRSF|Thunderbird Resorts, Inc. Ordi|u|N|Y|
TIMNF|TIMMINCO LTD|u|N|Y|
TKAGY|TELEKOM AUSTRIA AG ADS (1 ORD)|u|Y|N|
TMCV|TEMECULA VALLEY BANCORP INC (C|Q|Y|N|
TNSX|TRANSAX INTL LTD|U|Y|N|
TOLWF|TRICAN WELL SERVICE LTD|u|N|Y|
TOWN|TOWNE BANK (VA)|Q|Y|N|
TRLG|TRUE RELIGION APPAREL INC|G|Y|N|
TRMP|TRUMP ENTERTAINMENT RESORTS IN|G|Y|N|
TSFG|THE SOUTH FINANCIAL GROUP INC|Q|Y|N|
TTIN|TRANSFER TECHNOLOGY INTERNATIO|u|Y|N|
UCBH|UCBH HOLDINGS INC|Q|Y|N|
UCBI|UNITED COMMUNITY BANKS INC|Q|Y|N|
UMPQ|UMPQUA HOLDINGS CORP|Q|Y|N|
URRE|Uranium Resources, Inc. New Co|G|Y|N|
USNA|USANA HEALTH SCIENCES INC|Q|Y|N|
UVSE|Universal Energy Corp. New Com|U|Y|N|
VCTPF|VALCENT PRODUCTS INC (CANADA)|U|Y|N|
VLRN|Valor Energy Corp Common Stock|u|Y|N|
VNBC|VINEYARD NATL BANCORP|Q|Y|N|
VPRT|VISTAPRINT LIMITED|Q|Y|N|
VWDRY|VESTAS WIND SYSTEMS AS AMER DE|u|N|Y|
WBMD|WEBMD HEALTH CORP CL A|Q|Y|N|
WENEF|WARRIOR ENERGY NV|u|N|Y|
WFMI|WHOLE FOODS MKT INC|Q|Y|N|
WHDCF|WEST HAWK DEV CORP|u|N|Y|
WNWG|WENTWORTH ENERGY INC NEW|U|Y|N|
WOOD|ISHARES S&P GLOBAL TIMBER & FO|G|Y|N|
WWNG|WW ENERGY INC|u|Y|N|
ZION|ZIONS BANCORP|Q|Y|N|
ZOLT|ZOLTEK COMPANIES INC|Q|Y|N|
ZYXI|ZYNEX, INC. COMMON STOCK (NV)|U|Y|N|
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