Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ABCFF|ABACUS MINING & EXPLORATION CO|u|N|Y|
ADAT|AUTHENTIDATE HOLDING CORP|S|Y|N|
AIXG|AIXTRON SEAMERICAN DEP SHRS|Q|Y|N|
ATTD|ATTITUDE DRINKS INC NEW COM ST|U|Y|N|
AVNDF|AVENEX ENERGY CORP ORDINARY SH|u|N|Y|
AXVEF|ACREX VENS LTD|u|Y|N|
CANXF|CANADIAN PHOENIX RES CORP ORD|u|N|Y|
CDTI|CLEAN DIESEL TECHNOLOGIES INC|S|Y|N|
CFGI|CROWN FINANCIAL HOLDINGS, INC|u|Y|N|
CIGX|STAR SCIENTIFIC INC|G|Y|N|
CNET|CHINANET ONLINE HLDGS INC COM|G|Y|N|
COWI|CoroWare, Inc. New Common Stoc|U|Y|N|
CU|FIRST TRUST ISE GLOBAL COPPER|G|Y|N|
DARA|DARA BIOSCIENCES INC COM STK (|S|Y|N|
DKAM|DRINKS AMERICAS HOLDINGS, LTD.|U|Y|N|
DUNR|DUNE ENERGY INC NEW|U|Y|N|
EMIF|ISHARES S&P EMERGING MARKETS I|G|Y|N|
EMMT|ISHARES MSCI EMERGING MKTS MAT|G|Y|N|
EMPR|EMPIRE PETROLEUM CORPORATION|U|Y|N|
ENHD|Energroup Holdings Corporation|u|N|Y|
ESMNF|EURASIAN MINERALS INC|u|N|Y|
FLMTF|FULL METAL MINERALS LTD|u|N|Y|
GGCRF|SILVERMEX RESOURCES, INC. ORDI|u|Y|N|
GGIFF|GARIBALDI RESOURCES CORP ORD S|u|N|Y|
GNTP|GLOBAL ENTMT CORP NEW|U|Y|N|
HMRTY|HOME RETAIL GROUP PLC SPONSORE|u|N|Y|
HOTJ|HOUSE OF TAYLOR JEWELRY, INC.|u|Y|N|
IFLI|IFLI ACQUISITION CORP COM STK|U|Y|N|
INDY|ISHARES S&P INDIA NIFTY 50 IND|G|Y|N|
INHC|INNOLOG HOLDINGS CORP COMMON S|U|Y|N|
ISCHY|Israel Chemicals Limited Unspo|u|N|Y|
KGJI|KINGOLD JEWELRY INC. NEW COMMO|S|Y|N|
LFUGY|Li & Fung Ltd Unsponsored ADR|u|N|Y|
LGORF|LARGO RESOURCES LTD|u|N|Y|
LIVC|Live Current Media Inc. Common|U|Y|N|
MLKKF|MERCATOR MINERALS LTD|u|N|Y|
MSEZ|MEDIA SENTIMENT INC COM STK (N|u|Y|N|
MTNOY|MTN GROUP LTD SPONS ADR|u|N|Y|
NEOM|NEOMEDIA TECH INC COM STK (DE)|U|Y|N|
NSMSF|NORTHERN STAR MINING CORP|u|N|Y|
NWMTD|NEWMARKET TECHNOLOGY INC. NEW|u|Y|N|
OFLMY|ORIFLAME COSMETICS SA UNSPNSRD|u|N|Y|
ONEQ|FIDELITY NASDAQ COMPOSITE INDE|G|Y|N|
ORSCY|ORASCOM CONSTR INDS S A E SPON|u|N|Y|
PAGG|POWERSHARES GLOBAL AGRICULTURE|G|Y|N|
PIVX|PIVX SOLUTIONS INC|u|N|Y|
PSAU|POWERSHARES GLOBAL GOLD AND PR|G|Y|N|
PSTI|PLURISTEM THERAPEUTICS, INC. C|S|Y|N|
PTCK|Pro-Tech Industries, Inc. Comm|U|Y|N|
RIOAF|RIO ALTO MNG LTD NEW COM SHS (|u|N|Y|
RSERF|Reservoir Cap Corp Common shar|u|N|Y|
RXII|RXI PHARMACEUTICALS CORP COM|S|Y|N|
SCPZF|SPROTT RESOURCE CORP ORD SHS (|u|N|Y|
SPFM|SPOOFEM COM USA COM STK NEW (O|u|Y|N|
TEXG|Terax Energy, Inc. New Common|u|Y|N|
THLD|THRESHOLD PHARMACEUTICALS INC|S|Y|N|
UPST|UPSTREAM WORLDWIDE INC COM STK|U|Y|N|
VCLT|VANGUARD LG-TRM CORP BD ETF|G|Y|N|
VCSH|VANGUARD SHT-TERM CORP BD ETF|G|Y|N|
VUNCF|VUANCE LTD. ORDINARY SHARES (I|u|Y|N|
WHRT|WORLD HEART CORPORATION COM ST|S|Y|N|
WNWG|WENTWORTH ENERGY INC NEW|U|Y|N|
XLES|POWERSHARES S&P SMALLCAP ENERG|G|Y|N|
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