Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ALKM|ALKAME HOLDINGS INC COM STK (N|u|Y|N| AVTO|Avantogen Oncology, Inc. Commo|u|Y|N| BCHS|AMALGAMATED GOLD & SILVER INC|u|Y|N| CBAY|CYMABAY THERAPEUTICS INC. COMM|S|Y|N| CDID|QUAD ENERGY CORP. COMMON STOCK|u|Y|N| CFRUY|Compagnie Financiere Richemont|u|N|Y| CNET|CHINANET ONLINE HLDGS INC COM|S|Y|N| CRMBQ|CRUMBS BAKE SHOP INC|u|Y|N| DGLY|DIGITAL ALLY INC COM STK NEW (|S|Y|N| DGRE|WISDOMTREE TR EMERGING MARKETS|G|Y|N| DLIA|DELIA*S INC|G|Y|N| DRNE|DRONE AVIATION HOLDING CORP. N|u|Y|N| DXGE|WISDOMTREE GERMANY HEDGED EQUI|G|Y|N| EVSV|ENVIRO-SERV, INC. COMMON STOCK|u|Y|N| FIATY|FIAT SPA NEW ADS REP 1 ORD SH|u|Y|N| FREE|FREESEAS INC COM (MHL)|S|Y|N| FTSL|FIRST TRUST SENIOR LN FUND|G|Y|N| GLNCY|GLENCORE PLC UNSPONSORED ADR (|u|N|Y| GPRO|GOPRO INC CL A COM STK (DE)|Q|Y|N| IFV|FIRST TRUST DORSEY WRIGHT INTE|G|Y|N| ISHG|ISHARES INTL TREASURY BOND ETF|G|Y|N| ISNS|IMAGE SENSING SYSTEMS INC|S|Y|N| JALA|BE ACTIVE HOLDINGS, INC. COMMO|u|Y|N| KGFHY|KINGFISHER PLC SPON ADR(NEW)|u|N|Y| KWEB|KRANESHARES TR CSI CHINA INTER|G|Y|N| LEXG|LITHIUM EXPLORATION GROUP, INC|u|Y|N| OGZPY|GAZPROM;ADR REP 4 ORD RUB5 REG|u|N|Y| OTSKY|OTSUKA HOLDINGS CO. LTD, TOKYO|u|N|Y| PLCSD|PLC SYSTEMS INC|u|Y|N| QQQC|GLOBAL X NASDAQ CHINA TECHNOLO|G|Y|N| REAC|REAL ESTATE CONTACTS INC COM S|U|Y|N| REFG|MEDICAL CANNABIS PAYMENT SOLUT|u|Y|N| RHHBY|ROCHE HLDG LTD SPONS ADR|u|N|Y| SBOTF|STELLAR BIOTECHNOLOGIES INC OR|u|N|Y| SCGLY|SOCIETE GENERALE FRANCE SP ADR|u|N|Y| SSMXY|SYSMEX CORP UNSPON ADR (JPN)|u|N|Y| SWDBY|Swedbank AB Sponsored ADR (Swe|u|Y|N| TBEV|HIGH PERFORMANCE BEVERAGES CO|u|Y|N| TKAI|TOKAI PHARMACEUTICALS INC COMM|G|Y|N| TTDKY|TDK CORP AMER DEP SH|u|Y|N| TXTM|PROTEXT MOBILITY INC COM STK|u|Y|N| UAMM|UA MULTIMEDIA INC COM STK NEW|u|Y|N| USLV|VELOCITYSHS 3X LG SILVER ETN L|G|Y|N| VIICQ|VISION INDS CORP COM STK (FL)|u|Y|N| VTEQ|VERITEQ CORPORATION COMMON STO|u|Y|N| 20140930230002