Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ADMD|Advanced Medical Isotope Corp.|u|Y|N| AGND|WISDOMTREE TR BARCLAYS US AGGR|G|Y|N| AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| AKBTY|AKBANK TURK ANONIM SIRKETI ADR|u|N|Y| AMSE|AMERICAN SANDS ENERGY CORP COM|U|Y|N| AVTO|Avantogen Oncology, Inc. Commo|u|Y|N| BIOF|BIOFUEL ENERGY CORP COM STK NE|S|Y|N| CDID|QUAD ENERGY CORP. COMMON STOCK|u|Y|N| CFRUY|Compagnie Financiere Richemont|u|N|Y| COCO|CORINTHIAN COLLEGES INC|Q|Y|N| COVS|COVISINT CORP COM|Q|Y|N| CRMBQ|CRUMBS BAKE SHOP INC|u|N|Y| DBOEY|Deutsche Boerse Ag Unsponsored|u|N|Y| DGRW|WISDOMTREE TR US DIVID GROWTH|G|Y|N| DRGDF|DETOUR GOLD CORP COM (CANADA)|u|N|Y| DROP|FUSE SCIENCE, INC. COMMON STOC|u|Y|N| FTHI|FIRST TRUST HIGH INCOME ETF|G|Y|N| FV|FIRST TRUST DORSEY WRIGHT FOCU|G|Y|N| GDFZY|GDF SUEZ SPONSORED ADR (FRANCE|u|N|Y| GPRO|GOPRO INC CL A COM STK (DE)|Q|Y|N| HJOE|HANGOVER JOE'S HOLDING CORPORA|U|Y|N| IVWFF|IVERNIA INC|u|N|Y| JALA|BE ACTIVE HOLDINGS, INC. COMMO|u|Y|N| KNDI|KANDI TECHNOLGIES,GROUP COMMON|Q|Y|N| LAKE|LAKELAND INDUSTRIES INC|G|Y|N| LDRI|POWERSHARES LADDERRITE 0-5 YEA|G|Y|N| ONEQ|FIDELITY NASDAQ COMPOSITE INDE|G|Y|N| ORKLY|ORKLA AS SPON ADR (REP-A)|u|N|Y| PBSFY|ProsiebenSat.1 Media AG Muench|u|N|Y| PLRM|PILGRIM BANCSHARES, INC. COMMO|U|Y|N| PPCYY|PPC LIMITED UNSPONSORED ADR (S|u|N|Y| PSCC|POWERSHARES S&P SMALLCAP CONSU|G|Y|N| QASP|QUASAR AEROSPACE INDUSTRIES, I|u|Y|N| QCLN|FIRST TR NASDAQ CLEAN EDGE GRE|G|Y|N| RGDX|RESPONSE GENETICS, INC COMMON|S|Y|N| SNET|SOURCINGLINK NET INC COM STK (|u|Y|N| SNWV|SANUWAVE HEALTH INC COM STK (N|U|Y|N| SOXX|ISHARES PHLX SEMICONDUCTOR ETF|G|Y|N| TSCDY|TESCO PLC SPONS ADR|u|N|Y| UAMM|UA MULTIMEDIA INC COM STK NEW|u|Y|N| VGLT|VANGUARD LG-TRM GOVT BD ETF|G|Y|N| VIVMF|VIVEVE MEDICAL, INC. COMMON ST|u|Y|N| VTEQ|VERITEQ CORPORATION COMMON STO|u|Y|N| VTIP|VANGUARD SHT TRM INFLT-PROT FD|G|Y|N| XONE|EXONE CO COM (THE)|Q|Y|N| YAHOY|Yahoo Japan Corp Unsponsored A|u|N|Y| 20141024230005