Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ADRU|BLDRS EUROPE 100 ADR INDEX FUN|G|Y|N| AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| ASTI|ASCENT SOLAR TECHNOLOGIES INC|S|Y|N| BANX|STONECASTLE FINANCIAL CORP COM|Q|Y|N| BNDX|VANGUARD TOTAL INTERNATIONAL B|G|Y|N| CDC|COMPASS EMP FDS TR 100 HIGH DI|G|Y|N| CFO|COMPASS EMP FDS TR U S 500 ENH|G|Y|N| DGRW|WISDOMTREE TR US DIVID GROWTH|G|Y|N| DXJS|WISDOMTREE TR JAPAN SMALLCAP H|G|Y|N| GPRO|GOPRO INC CL A COM STK (DE)|Q|Y|N| ISNS|IMAGE SENSING SYSTEMS INC|S|Y|N| KWEB|KRANESHARES TR CSI CHINA INTER|G|Y|N| LMIA|LMI AEROSPACE INC|Q|Y|N| LMRK|LANDMARK INFRASTRUCTURE PARTNE|G|Y|N| PSCC|POWERSHARES S&P SMALLCAP CONSU|G|Y|N| SKYS|SKY SOLAR HOLDINGS, LTD AMERIC|S|Y|N| SPCB|SUPERCOM, LTD. NEW ORDINARY SH|S|Y|N| UPLD|UPLAND SOFTWARE INC COM|G|Y|N| VBND|ETF SER SOLUTIONS VIDENT CORE|G|Y|N| 20141126230002