Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N| CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| COMT|ISHARES U S ETF TR COMMODITIES|G|Y|N| CSA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| DGLY|DIGITAL ALLY INC COM STK NEW (|S|Y|N| DGRE|WISDOMTREE TR EMERGING MKTS QU|G|Y|N| DGRS|WISDOMTREE TR US SMALL CAP QUA|G|Y|N| DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| DWAT|ARROW INVTS TR DWA TACTICAL ET|G|Y|N| ETRM|ENTEROMEDICS INCCOM STK (DE)|S|Y|N| FBZ|FIRST TRUST BRAZIL ALPHADEX FU|G|Y|N| FEMS|FIRST TRUST EMERGING MARKETS S|G|Y|N| FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| HTBX|HEAT BIOLOGICS INC COM STK (DE|S|Y|N| JSMD|JANUS DETROIT STR TR SMALL/MID|G|Y|N| KRMA|GLOBAL X FDS GLOBAL X CONSCIOU|G|Y|N| LPTN|LPATH INC COM PAR$|S|Y|N| MRNS|MARINUS PHARMACEUTICALS INC C|G|Y|N| OPTT|OCEAN PWR TECHNOLOGIES INC COM|S|Y|N| PMPT|ETFIS SER TR IISECTORS POST-MP|G|Y|N| SLVO|CREDIT SUISSE X-LINKS SILVER S|G|Y|N| SOCL|GLOBAL X SOCIAL MEDIA INDEX|G|Y|N| SOXX|ISHARES PHLX SEMICONDUCTOR ETF|G|Y|N| STEM|STEMCELLS, INC. COMMON STOCK|S|Y|N| TBRA|TOBIRA THERAPEUTICS INC COM|S|Y|N| TOPS|TOP SHIPS INC COM STK NEW 2016|S|Y|N| TQQQ|PROSHARES ULTRAPRO QQQ|G|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| USLV|VELOCITYSHS 3X LG SILVER ETN L|G|Y|N| VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| VTGN|VISTAGEN THERAPEUTICS, INC. CO|S|Y|N| 20160830230021