Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler APRI|APRICUS BIOSCIENCES, INC COM S|S|Y|N| BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| CFA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| CID|VICTORY PORTFOLIOS II CEMP INT|G|Y|N| FEM|FIRST TRUST EMERGING MARKETS A|G|Y|N| FKO|FIRST TRUST SOUTH KOREA ALPHAD|G|Y|N| FPXI|FIRST TR ETF II INTL IPO ETF (|G|Y|N| FTSM|FIRST TR ENHANCED TRADED FD IV|G|Y|N| FYT|FIRST TRUST SMALL CAP VALUE A|G|Y|N| GALT|GALECTIN THERAPEUTICS INC. COM|S|Y|N| HTBX|HEAT BIOLOGICS INC COM STK (DE|S|Y|N| KWEB|KRANESHARES TR CSI CHINA INTER|G|Y|N| LPTH|LIGHTPATH TECHNOLOGIES INC|S|Y|N| MARA|MARATHON PATENT GROUP INC COM|S|Y|N| MBVX|MABVAX THERAPEUTICS HOLDINGS,|S|Y|N| RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N| SCTY|SOLARCITY CORP|Q|Y|N| SOCL|GLOBAL X SOCIAL MEDIA INDEX|G|Y|N| SOXX|ISHARES PHLX SEMICONDUCTOR ETF|G|Y|N| TQQQ|PROSHARES ULTRAPRO QQQ|G|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| USLB|POWERSHARES RUSSELL 1000 LOW B|G|Y|N| VGLT|VANGUARD LG-TRM GOVT BD ETF|G|Y|N| VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| WATT|ENERGOUS CORP COM STK|S|Y|N| XCOM|XTERA COMMUNICATIONS INC COM S|G|Y|N| 20160930230020