Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N| BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| CATH|GLOBAL X FDS GLOBAL X S&P 500|G|Y|N| CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| CFA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| CFO|VICTORY PORTFOLIOS II CEMP US|G|Y|N| CIBR|FIRST TR FD II NASDAQ CYBERSEC|G|Y|N| CID|VICTORY PORTFOLIOS II CEMP INT|G|Y|N| CLRB|CELLECTAR BIOSCIENCES INC COM|S|Y|N| DGRE|WISDOMTREE TR EMERGING MKTS QU|G|Y|N| DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| DWIN|POWERSHARES ETF R II DWA TACTI|G|Y|N| DXJS|WISDOMTREE TR JAPAN SMALLCAP H|G|Y|N| EGLE|EAGLE BULK SHIPPING INC SHS NE|Q|Y|N| FCVT|FIRST TR EXCHANGE TRADED FD IV|G|Y|N| FDIV|FIRST TRUST STRATEGIC INCOME|G|Y|N| FLN|FIRST TRUST LATIN AMERICA ALPH|G|Y|N| FTXO|FIRST TR ETF VI NASDAQ BK ETF|G|Y|N| FYT|FIRST TRUST SMALL CAP VALUE A|G|Y|N| JSMD|JANUS DETROIT STR TR SMALL/MID|G|Y|N| KRNT|KORNIT DIGITAL LTD ORD SHS (IS|Q|Y|N| LMBS|FIRST TR ETF FD IV FIRST TR LO|G|Y|N| LVHD|LEGG MASON ETF EQUITY TR LOW V|G|Y|N| PSCE|POWERSHARES S&P SMALLCAP ENERG|G|Y|N| PSCM|POWERSHARES S&P SMALLCAP MATER|G|Y|N| QABA|FIRST TRUST NASDAQ ABA COMMUNI|G|Y|N| RDVY|FIRST TR ETF FIRST TR NASDAQ R|G|Y|N| SINO|SINO-GLOBAL SHIPPING AMERICA.L|S|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| VGLT|VANGUARD LG-TRM GOVT BD ETF|G|Y|N| VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| VRNS|VARONIS SYS INC COM STK (DE)|Q|Y|N| 20161201230021