Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N| BOTZ|GLOBAL X FDSROBOTICS & ARTIFIC|G|Y|N| BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| CDC|VICTORY PORTFOLIOS II SHS INCO|G|Y|N| CEZ|VICTORY PORTFOLIOS II CEMP EME|G|Y|N| CIBR|FIRST TR FD II NASDAQ CYBERSEC|G|Y|N| DWAC|ELKHORN ETF TR COMMODITY ROTAT|G|Y|N| ETRM|ENTEROMEDICS INC COM PAR $.01|S|Y|N| EVGBC|EATON VANCE NEXTSHARES TR GLOB|G|Y|N| FDIV|FIRST TRUST STRATEGIC INCOME|G|Y|N| FDT|FIRST TRUST DEVELOPED MARKETS|G|Y|N| FNK|FIRST TRUST MID CAP VALUE ALPH|G|Y|N| FYT|FIRST TRUST SMALL CAP VALUE A|G|Y|N| GEVO|GEVO INC COM PAR $.01|S|Y|N| GLBS|GLOBUS MARITIME LIMITED SHS NE|S|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| KBWY|POWERSHARES KBW PREMIUM YIELD|G|Y|N| KWEB|KRANESHARES TR CSI CHINA INTER|G|Y|N| OPXA|OPEXA THERAPEUTICS, INC. COM P|S|Y|N| OREX|OREXIGEN THERAPEUTICS, INC. CO|Q|Y|N| PPH|VANECK VECTORS TR PHARMACEUTIC|G|Y|N| PSCE|POWERSHARES S&P SMALLCAP ENERG|G|Y|N| RDVY|FIRST TRUST RISING DIVIDEND AC|G|Y|N| SKLN|SKYLINE MEDICAL INC. COM PAR $|S|Y|N| SNSR|GLOBAL X FDSINTERNET OF THINGS|G|Y|N| SOCL|GLOBAL X SOCIAL MEDIA INDEX|G|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| URRE|URANIUM RES INC COM STK (DE)|S|Y|N| VIIX|CREDIT SUISSE NASSAU BRH VS VI|G|Y|N| VTWG|VANGUARD RUSSELL 2000 GROWTH E|G|Y|N| VTWO|VANGUARD RUSSELL 2000 ETF|G|Y|N| VYMI|VANGUARD WHITEHALL FDS INTL HI|G|Y|N| XGTI|XG TECHNOLOGY INC COM PAR $.00|S|Y|N| 20170123230020