Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ASPS|ALTISOURCE PORTFOLIO SOLUTIONS|Q|Y|N| BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N| BOTZ|GLOBAL X FDSROBOTICS & ARTIFIC|G|Y|N| BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| CARA|CARA THERAPEUTICS INC COM STK|G|Y|N| CFA|VICTORY PORTFOLIOS II SHS US 5|G|Y|N| CSB|VICTORY PORTF II SHS US SMALL|G|Y|N| DFNL|DAVIS FUNDAMENTAL ETF TR SELE|G|Y|N| DRAM|DATARAM CORP COM PAR $ NEW 201|S|Y|N| FDT|FIRST TRUST DEVELOPED MARKETS|G|Y|N| FEM|FIRST TRUST EMERGING MARKETS A|G|Y|N| FGM|FIRST TRUST GERMANY ALPHADEX F|G|Y|N| FLN|FIRST TRUST LATIN AMERICA ALPH|G|Y|N| FMB|FIRST TR EXCHANGE-TRADED FD II|G|Y|N| FSZ|FIRST TRUST SWITZERLAND ALPHAD|G|Y|N| FTXO|FIRST TR ETF VI NASDAQ BK ETF|G|Y|N| MOFG|MIDWESTONE FINANCIAL GP COM|Q|Y|N| MYOS|MYOS RENS TECHNOLOGY INC COM S|S|Y|N| PSCI|POWERSHARES S&P SMALLCAP INDUS|G|Y|N| RDVY|FIRST TRUST RISING DIVIDEND AC|G|Y|N| RFDI|FIRST TRUST ETF III RIVERFRONT|G|Y|N| RFEU|FIRST TRUST ETF III RIVERFRONT|G|Y|N| RNVA|RENNOVA HEALTH INC NEW COM (DE|S|Y|N| SKLN|SKYLINE MEDICAL INC. COM PAR $|S|Y|N| SNSR|GLOBAL X FDSINTERNET OF THINGS|G|Y|N| TOPS|TOP SHIPS INC COM STK NEW 2016|S|Y|N| URRE|URANIUM RES INC COM STK (DE)|S|Y|N| VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| 20170328230019