Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ASPS|ALTISOURCE PORTFOLIO SOLUTIONS|Q|Y|N| CBIO|CATALYST BIOSCIENCES INC COM N|S|Y|N| DCIX|DIANA CONTAINERSHIPS INC SHS N|Q|Y|N| DFNL|DAVIS FUNDAMENTAL ETF TR SELE|G|Y|N| DSLV|VELOCITYSHS 3X INVERSE SILVER|G|Y|N| DUSA|DAVIS FUNDAMENTAL ETF TR SELE|G|Y|N| DWIN|POWERSHARES ETF R II DWA TACTI|G|Y|N| DWLD|DAVIS FUNDAMENTAL ETF TR SELE|G|Y|N| EDBI|LEGG MASON ETF INVT TR EMERGIN|G|Y|N| ESEA|EUROSEAS LTD SHS (MHL)|S|Y|N| FMB|FIRST TR EXCHANGE-TRADED FD II|G|Y|N| FSZ|FIRST TRUST SWITZERLAND ALPHAD|G|Y|N| GLBS|GLOBUS MARITIME LIMITED SHS NE|S|Y|N| IDXG|INTERPACE DIAGNOSTICS GROUP IN|S|Y|N| LMRKP|LANDMARK INFRASTRUCTURE PARTNE|G|Y|N| MCEF|FIRST TR ETF VIII MUNICIPAL CE|G|Y|N| MESO|MESOBLAST LIMITED SPONSORED AD|Q|Y|N| MOGLC|GABELLI NEXTSHARES TR GABELLI|G|Y|N| NXTD|NXT-ID INC COM NEW|S|Y|N| PUI|POWERSHARES DWA UTILITIES MOME|G|Y|N| RFDI|FIRST TRUST ETF III RIVERFRONT|G|Y|N| SCON|SUPERCONDUCTOR TECHS INC COM P|S|Y|N| SSH|SUNSHINE HEART INC COMMON STO|S|Y|N| TNXP|TONIX PHARMACEUTICALS HLDG COR|G|Y|N| TOPS|TOP SHIPS INC COM STK NEW 2016|S|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| XTLB|XTL BIOPHARMACEUTICALS LTD. AM|S|Y|N| 20170421230020