Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N| ANY|SPHERE 3D CORP NEW COM SHS (CD|S|Y|N| BLCM|BELLICUM PHARMACEUTICALS INC C|G|Y|N| DCIX|DIANA CONTAINERSHIPS INC SHS P|Q|Y|N| DRYS|DRYSHIPS INC COM STK NEW (MHL)|S|Y|N| DWLD|DAVIS FUNDAMENTAL ETF TR SELE|G|Y|N| FONE|FIRST TRUST NASDAQ CEA SMARTPH|G|Y|N| FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| JSMD|JANUS DETR STR TR HENDERSON SM|G|Y|N| JSYNR|JENSYN ACQUISITION CORP RT (DE|S|Y|N| MBOT|MICROBOT MED INC COM (ISR)|S|Y|N| PTH|POWERSHARES DWA HEALTHCARE MO|G|Y|N| QBAK|QUALSTAR CORP COM NEW|S|Y|N| RFDI|FIRST TRUST ETF III RIVERFRONT|G|Y|N| RFEM|FIRST TRUST III RIVERFRONT DYN|G|Y|N| SPEX|SPHERIX INC COM STK NEW (DE)|S|Y|N| TOPS|TOP SHIPS INC SHS NEW JUNE 201|S|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| USLV|VELOCITYSHS 3X LG SILVER ETN L|G|Y|N| ZN|ZION OIL & GAS INC COM|G|Y|N| 20170721230021