Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
AEZS|AETERNA ZENTARIS INC COM STK (|S|Y|N|
AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N|
ALTY|GLOBAL X FDS SUPERDIVIDEND ALT|G|Y|N|
ARGS|ARGOS THERAPEUTICS INC COM|G|Y|N|
CLSN|CELSION CORP COM PAR NEW|S|Y|N|
CSML|INDEXIQ ETF TR CHAIKIN US SMAL|G|Y|N|
CYCC|CYCLACEL PHARMACEUTICALS INC C|S|Y|N|
DCIX|DIANA CONTAINERSHIPS INC SHS P|Q|Y|N|
DRYS|DRYSHIPS INC COM PAR NEW (MHL)|S|Y|N|
DSLV|VELOCITYSHS 3X INVERSE SILVER|G|Y|N|
DXTR|DEXTERA SURGICAL INC COM|S|Y|N|
ESGD|ISHARES TR MSCI EAFE ESG OPTIM|G|Y|N|
ETRM|ENTEROMEDICS INC COM PAR $.01|S|Y|N|
FCA|FIRST TRUST CHINA ALPHADEX FUN|G|Y|N|
IMNP|IMMUNE PHARMACEUTICALS INC COM|S|Y|N|
KTOV|KITOV PHARMACEUTICALS HLDGS LT|S|Y|N|
MBOT|MICROBOT MED INC COM (ISR)|S|Y|N|
MBRX|MOLECULIN BIOTECH INC COM|S|Y|N|
MICT|MICRONET ENERTEC TECHNOLOGIES,|S|Y|N|
MICTW|MICRONET ENERTEC TECHNOLOGIES|S|Y|N|
MYNDW|MYND ANALYTICS INC WT EXP|S|Y|N|
NXTD|NXT-ID INC COM NEW|S|Y|N|
OHGI|ONE HORIZON GROUP, INC. COMMON|S|Y|N|
PGJ|POWERSHARES GOLDEN DRAGON  CHI|G|Y|N|
RFAP|FIRST TRUST ETF III RIVERFRONT|G|Y|N|
SKLN|SKYLINE MEDICAL INC. COM PAR $|S|Y|N|
TCCO|TECHNICAL COMMUNICATIONS CRP|S|Y|N|
TOPS|TOP SHIPS INC SHS NEW JULY 201|S|Y|N|
TTPH|TETRAPHASE PHARMACEUTICALS INC|Q|Y|N|
TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N|
VGLT|VANGUARD LG-TRM GOVT BD ETF|G|Y|N|
VGSH|VANGUARD  SHT-TRM GOVT BD ETF|G|Y|N|
XGTI|XG TECHNOLOGY INC COM PAR $.00|S|Y|N|
YLCO|GLOBAL X FDS YIELDCO INDEX ETF|G|Y|N|
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