Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AAOI|APPLIED OPTOELECTRONICS INC CO|G|Y|N| AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N| ANY|SPHERE 3D CORP NEW COM SHS (CD|S|Y|N| CIZ|VICTORY PORTFOLIOS II SHS DEV|G|Y|N| DHXM|DHX MEDIA LTD ORDNARY SHARES V|Q|Y|N| DMPI|DELMAR PHARMACEUTICA INC COM N|S|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| IMNP|IMMUNE PHARMACEUTICALS INC COM|S|Y|N| ITUS|ITUS CORP COM NEW|S|Y|N| IZEA|IZEA INC|S|Y|N| MARA|MARATHON PATENT GROUP INC COM|S|Y|N| RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N| ROKA|ROKA BIOSCIENCE INC COM NEW|G|Y|N| TOPS|TOP SHIPS INC SHS NEW SEPT 201|S|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 20171013230022