Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N| AVGR|AVINGER, INC COM|G|Y|N| AYTU|AYTU BIOSCIENCE INC COM PAR $|S|Y|N| BAND|BANDWIDTH INC CL A|Q|Y|N| BOTZ|GLOBAL X FDS ROBOTICS & ARTIF|G|Y|N| CALI|CHINA AUTO LOGISTICS INC COM S|S|Y|N| CMSSR|CM SEVEN STAR ACQUISITION CORP|S|Y|N| CTXR|CITIUS PHARMACEUTICALS INC CO|S|Y|N| DCIX|DIANA CONTAINERSHIPS INC SHS P|Q|Y|N| DGLY|DIGITAL ALLY INC COM STK NEW (|S|Y|N| GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| JSYNW|JENSYN ACQUISITION CORP WT EXP|S|Y|N| LBIX|LEADING BRANDS INC COM SHS (CD|S|Y|N| LINU|LINIU TECHNOLOGY GROUP SHS NEW|S|Y|N| MOSY|MOSYS INC COM STK NEW (DE)|S|Y|N| NEOT|NEOTHETICS IN COMMON STOCK|S|Y|N| NETE|NET ELEMENT INC COM PAR $0.000|S|Y|N| NNDM|NANO DIMENSION LTD SPONSORED A|S|Y|N| RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N| RNMC|FIRST TR VI MID CAP US EQUITY|G|Y|N| SMRT|STEIN MART INC|Q|Y|N| SPEX|SPHERIX INC COM STK NEW (DE)|S|Y|N| TOPS|TOP SHIPS INC SHS NEW SEPT 201|S|Y|N| TTNP|TITAN PHARMACEUTICALS INC DEL|S|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| WPCS|WPCS INTL INC COM STK NEW|S|Y|N| 20171122230022