Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AMSC|AMERICAN SUPERCONDUCTOR CORP S|Q|Y|N| ANY|SPHERE 3D CORP NEW COM SHS (CD|S|Y|N| ARCT|ARCTURUS THERAPEUTICS LTD SHS|G|Y|N| CLNT|CLEANTECH SOLUTIONS INTL INC C|S|Y|N| CNET|CHINANET ONLINE HLDGS INC COM|S|Y|N| CTXR|CITIUS PHARMACEUTICALS INC CO|S|Y|N| DCIX|DIANA CONTAINERSHIPS INC SHS P|Q|Y|N| ESGD|ISHARES TR MSCI EAFE ESG OPTIM|G|Y|N| GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| LBIX|LEADING BRANDS INC COM SHS (CD|S|Y|N| MARA|MARATHON PATENT GROUP INC COM|S|Y|N| RESN|RESONANT INC COM STK (DE)|S|Y|N| RIOT|RIOT BLOCKCHAIN INC COM|S|Y|N| SRAX|SOCIAL REALITY INC COM CL A NE|S|Y|N| TOPS|TOP SHIPS INC SHS NEW SEPT 201|S|Y|N| TUR|ISHARES MSCI TURKEY ETF|G|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 20171208230023