Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AIPT|PRECISION THERAPEUTICS INC CO|S|Y|N| AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N| ANY|SPHERE 3D CORP NEW COM SHS (CD|S|Y|N| BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| DGLD|VELOCITYSHS 3X INVERSE GOLD ET|G|Y|N| EBIO|ELEVEN BIOTHERAPEUTICS INC COM|G|Y|N| FCVT|FIRST TR EXCHANGE TRADED FD IV|G|Y|N| FDUSL|FIDUS INVT CORP NT (MD)|Q|Y|N| FEMB|FIRST TR ETF EMERGING MARKETS|G|Y|N| FEUZ|FIRST TR EUROZONE ALPHADEX ETF|G|Y|N| FJP|FIRST TRUST JAPAN ALPHADEX FUN|G|Y|N| FPXI|FIRST TR ETF II INTL IPO ETF (|G|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| INPX|INPIXON COMMON STOCK (NV)|S|Y|N| LMFA|LM FDG AMER INC COM STK (DE)|S|Y|N| MARA|MARATHON PATENT GROUP INC COM|S|Y|N| NXTD|NXT-ID INC COM NEW|S|Y|N| PY|PRINCIPAL ETF PRIN SHAREHOLDER|G|Y|N| RIOT|RIOT BLOCKCHAIN INC COM|S|Y|N| RNLC|FIRST TR VI LARGE CAP US EQUIT|G|Y|N| XIV|VELOCITYSHARES DAILY INVERSE V|G|Y|N| 20180220230028