Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AAOI|APPLIED OPTOELECTRONICS INC CO|G|Y|N| AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N| ARGS|ARGOS THERAPEUTICS INC COM NEW|S|Y|N| AYTU|AYTU BIOSCIENCE INC COM PAR $|S|Y|N| DINT|DAVIS FUNDAMENTAL ETF TR SELE|G|Y|N| ESGD|ISHARES TR MSCI EAFE ESG OPTIM|G|Y|N| FCVT|FIRST TR EXCHANGE TRADED FD IV|G|Y|N| IFMK|IFRESH INC COM STK (DE)|S|Y|N| IFON|INFOSONICS CORP COM PAR $0.001|S|Y|N| INNT|INNOVATE BIOPHARMACEUTICALS IN|S|Y|N| JTPY|JETPAY CORPORATION COM STK|S|Y|N| LACQW|LEISURE ACQUISITION CORP WT|S|Y|N| MPCT|ISHARES TRUST MSCI GLOBAL IMPA|G|Y|N| MUDS|MUDRICK CAP ACQUISITION CORP C|S|Y|N| MUDSW|MUDRICK CAP ACQUISITION CORP W|S|Y|N| RIOT|RIOT BLOCKCHAIN INC COM|S|Y|N| ROKU|ROKU INC COM CL A|Q|Y|N| SQQQ|PROSHARES TR ULTRAPRO SHORT QQ|G|Y|N| ZSAN|ZOSANO PHARMA CORP COM STK NEW|S|Y|N| 20180322230021