Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler ACST|ACASTI PHARMA INC CL A SHS (CD|S|Y|N| AIQ|GLOBAL X FDS FUTURE ANALYTICS|G|Y|N| ALT|ALTIMMUNE INC COM NEW|G|Y|N| BLIN|BRIDGELINE DIGITAL INC COM NE|S|Y|N| BSVN|BANK7 CORP COM|Q|Y|N| CTACU|CHASERG TECHNOLOGY ACQUISITIO|S|Y|N| DWSH|ADVISORSHARES TR DORSEY WRIGHT|G|Y|N| EARS|AURIS MED HLDG AG NEW COM (CHE|S|Y|N| ESGD|ISHARES TR MSCI EAFE ESG OPTIM|G|Y|N| FLNT|FLUENT INC COM STK (DE)|G|Y|N| FMHI|FIRST TR ETF III MUNICIPAL HIG|G|Y|N| FTHI|FIRST TRUST EXCHANGE TRADED FD|G|Y|N| HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N| IPCI|INTELLIPHARMACEUTICS INTL INC|S|Y|N| LMFA|LM FDG AMER INC COM STK (DE)|S|Y|N| MNGA|MAGNEGAS CORP COM STK (DE)|S|Y|N| MOSY|MOSYS INC COM STK NEW (DE)|S|Y|N| MTBCP|MEDICAL TRANSCRIPTION BILLING|S|Y|N| MTSL|MER TELEMANAGEMENT SOLUTIONS L|S|Y|N| NBEV|NEW AGE BEVERAGES CO|S|Y|N| NETE|NET ELEMENT INC COM PAR $0.000|S|Y|N| PY|PRINCIPAL ETF PRIN SHAREHOLDER|G|Y|N| QTT|QUTOUTIAO INC ADS REPSTG CL A|Q|Y|N| RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N| RIOT|RIOT BLOCKCHAIN INC COM|S|Y|N| SAEX|SAEXPLORATION HLDGS INC COM PA|S|Y|N| SFIX|STITCH FIX INC CL A|Q|Y|N| SHLD|SEARS HOLDINGS CORP|Q|Y|N| 20181018230023