Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ABIL|ABILITY INC SHS NEW (CYM)|S|Y|N|
AKER|AKERS BIOSCIENCES INC COMMON|S|Y|N|
AMRH|AMERI HLDGS INC COM|S|Y|N|
ANY|SPHERE 3D CORP NEW COM SHS (CD|S|Y|N|
AVGR|AVINGER INC COM NEW (DE)|S|Y|N|
BLIN|BRIDGELINE DIGITAL INC COM  NE|S|Y|N|
CTACW|CHASERG TECHNOLOGY ACQUISITION|S|Y|N|
EARS|AURIS MED HLDG AG NEW COM (CHE|S|Y|N|
FAAR|FIRST TRUST VII ALTERNATIVE AB|G|Y|N|
FBZ|FIRST TRUST BRAZIL ALPHADEX FU|G|Y|N|
GLBS|GLOBUS MARITIME LIMITED COM (M|S|Y|N|
IPCI|INTELLIPHARMACEUTICS INTL INC|S|Y|N|
LEDS|SEMILEDS CORP COM NEW (DE)|S|Y|N|
MOSY|MOSYS INC COM STK NEW (DE)|S|Y|N|
MTSL|MER TELEMANAGEMENT SOLUTIONS L|S|Y|N|
NETE|NET ELEMENT INC COM PAR $0.000|S|Y|N|
NIU|NIU TECHNOLOGIES ADR (CYM)|G|Y|N|
NVCN|NEOVASC INC COMMON SHARES NEW|S|Y|N|
NXTD|NXT-ID INC COM NEW|S|Y|N|
PTX|PERNIX THERAPEUTICS HOLDINGS I|G|Y|N|
RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N|
STNLW|SENTINEL ENERGY SVCS INC WT EX|S|Y|N|
TRPX|THERAPIX BIOSCIENCES LTD SPONS|S|Y|N|
20181112230023